IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON ~
STATEOF WASHINGTON, ) ~ r
) No.74130-6-I ~
Respondent, ) ~
) DIVISION ONE ~
V. )
BRYCE EARL SMILEY, ) PUBLISHED OPINION °~
)
Appellant. ) FILED: July 25, 2016
_________________________________________________________________________________)
BEcKER, J. — Bryce Smiley, convicted of child rape and molestation,
claims his trial was rendered unfair by an officer’s testimony and by prosecutorial
misconduct in argument. Contrary to Smiley’s argument, the officer was
describing his interrogation of Smiley, not offering an improper opinion on guilt.
The prosecutor invited the jury to think about how difficult it would be to convict
child molesters if the law required evidence corroborating the victim’s testimony.
This argument was improper, but because it was not incurably prejudicial,
Smiley’s failure to object waived the issue. We affirm.
FACTS
In 2006, when Smiley was 15 years old, his father remarried. Smiley
moved into the household of his stepmother. Smiley’s stepsister was eight years
old at the time.
No. 74130-6-112
Smiley joined the military in January 2011. Thereafter, he did not spend
much time at home, although he did visit while he was stationed near Tacoma.
In December 2012, Smiley was deployed to Afghanistan. The next day, Smiley’s
stepsister disclosed that Smiley had sexually abused her on a regular basis since
she was in the fourth grade. The disclosure led to a police investigation.
The State charged Smiley with one count of rape of a child in the first
degree, two counts of child molestation in the first degree, two counts of rape of a
child in the second degree, and two counts of rape of a child in the third degree.
A seven-day trial occurred in May 2014. The jury convicted Smiley on all counts
except for the charge of rape of a child in the first degree. Smiley appeals.
OFFICER’S TESTIMONY
Detective Franz Helmcke interviewed Smiley’s stepsister. She told
Helmcke that although her parents had only recently learned about her
allegations of sexual abuse by Smiley, she had spoken to several friends about it
earlier. Helmcke interviewed the friends. The friends confirmed the earlier
disclosures.
Helmcke interviewed Smiley, who had returned from Afghanistan. Smiley
denied the allegations. When asked why his stepsister would be making up a
story, Smiley told Helmcke that she might have been jealous about the extra
attention he was getting at home before he left for overseas.
During trial, the prosecutor questioned Helmcke about his investigation,
including the interview with Smiley. Helmcke testified that Smiley’s explanation
about the girl’s motive to lie “didn’t make sense.”
2
No. 74130-6-1/3
Q. Did you ask [Bryce Smiley] specifically about these
allegations that [his stepsister] had made?
A. Yes.
Q. What did he say about them?
A. He denied that anything like that had ever taken place.
Q. Okay. And why would you ask him if they got along or if
there’s any issues between them?
A. Just to make sure that, you know, there isn’t something
because we—you know, in a case like this, we don’t have any
physical evidence and, you know, in this line of work it comes down
to he-said/she-said a lot of the times. And, you know, there have
been times when people have lied and tried to, you know, get
people in trouble for doing things. And so, you know, with this case
there’s no physical evidence; we have the victim saying one thing
and, you know, well, if she’s lying, what’s her motivation?
So I’m going to ask the suspect, you know, did you guys get
along? Was there something between you? Because if there was
something then, you know—I mean, it would help him out if there
was some type of problem between them and, you know, maybe
she was making it all up. But he said there was nothing.
Q. Did you specifically ask him if he knew of any reason
why she would make it up?
A. Yes.
Q. And what did he say?
A. He didn’t have any reason other than he thought she
might have been jealous that he was getting attention because he
was going to be deploying to Afghanistan.
Q. Okay. Did you confront him with that possibility about
whether or not it made sense?
A. Yes.
Q. Okay. How so?
A. Just that, you know, when I talked to the friends, the
friends had said that, yeah, she did tell them that these things had
happened or something had happened. And this happened—you
know, she told a friend a couple of years ago, so really did she set
this master plan in place where she told friends, you know, seeing
into the future that he’s going to get deployed and she’s going to be
jealous so I better start, you know, a year or so ahead and start
telling my friends about this so that when he gets deployed I can
keep the story going and make it look real. So it just didn’t make
sense to me.
Q. Did he ever—did he have a response to that to help it
make sense?
A. No.
3
No. 741 30-6-1/4
Smiley claims that Helmcke made an impermissible comment on his veracity
when he testified that Smiley’s theory about jealousy as a motive to lie “didn’t
make sense.”
A witness may not give, directly or by inference, an opinion on a
defendant’s guilt. To do so is to violate the defendant’s constitutional right to a
jury trial. When improper opinion testimony is expressed by a government
official, such as a sheriff or police officer, the opinion may influence the jury and
deny the defendant a fair and impartial trial. State v. Dolan, 118 Wn. App. 323,
329, 73 P.3d 1011(2003). Testimony that is not a direct comment on the
defendant’s guilt or on the veracity of a witness, is otherwise helpful to the jury,
and is based on inferences from the evidence, is not improper opinion testimony.
Statev. Notaro, 161 Wn. App. 654, 662, 255 P.3d 774 (2011).
Notaro was a murder case. In an initial interview with a detective, the
defendant said his mother was the one who shot the victim, and his role had
been only to help her bury the body. In recounting the interview for the jury, the
detective testified that he told the defendant the story was not believable. The
detective told the defendant “to tell me the truth.” Notaro, 161 Wn. App. at 665.
The defendant confessed to being the shooter.
The defendant argued on appeal that the officer should not have been
allowed to testify that he disbelieved the defendant’s initial story. The court
determined it was clear to the jury that the officer was not stating a personal
opinion about the defendant’s veracity. Rather, it was “an account of tactical
interrogation statements designed to challenge the defendant’s initial story and
4
No. 74130-6-1/5
elicit responses that are capable of being refuted or corroborated by other
evidence or accounts of the event discussed.” Notaro, 161 Wn. App. at 669. It
gave the defendant the opportunity to explain why his account of what happened
made sense despite its seeming inconsistency with other evidence. Notaro, 161
Wn. App. at 669-70.
The same is true here. Smiley suggested that his stepsister was making
up a story to hurt him because of jealousy in connection with a recent event, his
deployment overseas. Helmcke told Smiley his suggestion did not make sense
in view of the disclosures his stepsister made to her friends years before. This
was not an impermissible opinion regarding Smiley’s veracity. Like in Notaro,
Helmcke’s testimony described an interrogation tactic.
PROSECUTORIAL MISCONDUCT
Smiley contends that prosecutorial misconduct in argument warrants
reversal of his conviction even though he failed to object at trial.
The State’s case rested on the credibility of Smiley’s stepsister. There
was no corroborating physical evidence, no confession, and no eyewitness
testimony. Anticipating a defense argument that the evidence was insufficient,
the prosecutor repeatedly asked the jury to consider how difficult it would be to
hold sexual abusers responsible if the victim’s word was not enough:
That is enough for proof beyond a reasonable doubt.
Nothing more is required There’s nothing that says there
needs to be corroborating evidence of any kind, some kind of
physical evidence, some kind of eyewitness. . The law does not
. .
require it.
Can you imagine a system where it was required? It’s
. . .
not unusual for kids not to disclose to anyone where it’s going to
5
No. 74130-6-116
come to the attention of the system until months, sometimes years
later.
If the system did work that way, kids would have to be told,
we’re sorry, we can’t prosecute your case, we can’t hold your
abuser responsible because all we have is your word, and that’s
not enough. No one’s going to believe a kid or a teen, and we need
something else. We don’t do that. That’s not how the system
works.
If the law required that additional evidence, we couldn’t
prosecute so many of these cases, the majority of these cases. We
couldn’t hold the majority of sexual abusers responsible. We
couldn’t hold [the victim’s] abuser responsible. So the law doesn’t
require it. All you need is someone telling you it happened, and if
you believe that person, if you believe [the girl], that’s enough, you
are satisfied beyond a reasonable doubt of the defendant’s guilt.
The prosecutor concluded by saying:
Don’t let the defendant get away with committing these acts
of abuse.. against her just because no one saw it happen, just
.
because he committed it in such a manner that there’s not going to
be lasting evidence, because there never really is anyway.
Smiley, as anticipated, argued that the girl’s word alone was not sufficient
proof. Referring to the reasonable doubt instruction, he said, “Now, what it
doesn’t talk about is what the word ‘proof’ is or what the word ‘proof’ means. And
the common meaning of the word proof is to verify or to establish, to confirm, or
to corroborate. And you can’t, again, merely assume that an accusation made by
anybody. . . is true, unless there is some kind of proof that it is true.” He
equated proof with corroboration: “Really under no other circumstances would an
allegation by itself, without corroboration or without proof, be accepted as proof
positive.” He attacked the girl’s testimony as vague and inconsistent with respect
to the dates of particular incidents. He suggested that the stories she told her
friends were fabricated to gain sympathy. He returned again to the theme of lack
of corroborating evidence: “What don’t we have in this case? Well, we don’t
6
No. 74130-6-1/7
have anything else. We have nothing. . . . There’s no physical evidence, there’s
no eyewitness evidence, there’s no admissions or confessions in this case.” He
reviewed the testimony of the girl’s friends and said, “They didn’t verify the
allegations, they didn’t add anything to the allegations, they didn’t corroborate the
allegations, they simply repeated the allegations, and I’m going to be blunt with
you: A lie does not become the truth simply because it’s retold or repeated. It’s
still a lie. There is no evidence.”
In rebuttal, the prosecutor reiterated that if “the system” required
corroborating evidence in sex cases, “we’d have to tell the kids, sorry. . . we
can’t hold your abuser responsible”:
One of the main points of defense counsel’s argument,
again, is that there is nothing else here except [the girl’s] testimony.
If you follow through with that, we could never hold so
many people responsible for abusing children. It would be that
system that I referenced in my initial closing, where we’d have to
tell the kids, sorry, because there’s nothing corroborating, because
there’s nothing confirming what you are telling us, we can’t
prosecute, we can’t hold your abuser responsible, and that is not
the way that it is, folks. It is not. That is not our system. We don’t
need anything else. The law doesn’t require it. Our system doesn’t
require it.
Division Two of this court recently held a similar argument improper and
reversed the conviction on that basis. State v. Thierrv, 190 Wn. App. 680, 360
P.3d 940 (2015), review denied, 185 Wn.2d 1015 (2016). In Thierrv, the
defendant was charged with raping and molesting his eight-year-old son. The
prosecutor said in her initial closing argument that sex crimes against children
could rarely be prosecuted if the testimony of the victim had to be confirmed by
other evidence, “because people don’t rape children in front of other people and
7
No. 74130-6-1/8
often because children wait to tell.” Thierrv, 190 Wn. App. at 685. Defense
counsel brought up inconsistencies in the child’s testimony and suggested the
child’s disclosures were the result of manipulative techniques used by a therapist
in counseling sessions. Counsel argued that while it was a good thing to let
children know they will not get in trouble for reporting sexual abuse, it was a
terrible thing to help them create false stories. Thierrv, 190 Wn. App. at 687.
The prosecutor, in rebuttal, portrayed the defense argument as an assertion that
children can’t be believed because they make up stories. If that were true, the
prosecutor argued, the State might as well give up prosecuting child rape and
molestation cases, and the law might as well say that the word of a child is not
enough. Thierrv, 190 Wn. App. at 687-88. At this point, Thierry objected that the
prosecutor was fueling jury passion and prejudice. The objection was overruled.
On appeal, the Thierrv court held that the argument was an improper
emotional appeal. The argument invited the jury to rely on “a threatened impact
on other cases, or society in general, rather than on the merits of the State’s
case.” Thierry, 190 Wn. App. at 691. The court rejected the State’s suggestion
that the rebuttal argument was a proper response to the defense argument,
pointing out that the defense never argued—as the prosecutor claimed—that the
jury should not believe the child witness simply because he was a child. Thierry,
190 Wn. App. at 692. “The implication is clear enough: were the jury to agree
with defense counsel, they would put other children in danger.” Thierry, 190 Wn.
App. at 692. The court found the argument was prejudicial because it created
the risk that the jury decided to credit the child’s testimony for improper reasons.
8
No. 74130-6-1/9
The risk was exacerbated by the prosecutor’s misrepresentation of defense
counsel’s argument. Thierrv, 190 Wn. App. at 694-95.
Here, the prosecutor similarly argued that the State might as well give up
prosecuting sex abuse cases if the victim’s word was not enough for conviction.
“If the system did work that way, kids would have to be told, we’re sorry, we can’t
prosecute your case, we can’t hold your abuser responsible because all we have
is your word, and that’s not enough. No one’s going to believe a kid or a teen,
and we need something else. We don’t do that. That’s not how the system
works.” As explained in Thierrv, the implication was clear: if the jury agreed with
defense counsel and refused to convict without corroborating evidence, other
children are in danger.
The State defends the prosecutor’s remarks on the basis that it was
permissible to explain to a jury why corroborating evidence is not required. We
disagree. A proper argument stays within the bounds of the evidence and the
instructions in the case at hand. It is unnecessary to explain why the law is the
way it is. Such explanations tend to lead into policy-based arguments that divert
the jury from its fact-finding function. In effect, the jurors here were asked to
align themselves with “the system” in deciding what the necessary quantum of
proof should be from a public policy perspective. Jurors should not be made to
feel responsible for ensuring that the criminal justice system is effective in
protecting children. We agree with the Thierrv court that this kind of argument is
prejudicial because it creates the risk that the jury will decide to believe the
child’s testimony for improper reasons.
9
No. 74130-6-1/10
In Thierrv, the defendant objected at the point where the prosecutor
argued in rebuttal that if the jury accepted the defense theory, “we might as well
stop prosecuting cases.” Thierrv, 190 Wn. App. at 688 & n.5. The court
overruled the objection and permitted the prosecutor to continue. Smiley did not
object at any point. We must decide whether “the prosecutor’s misconduct was
so flagrant and ill intentioned that an instruction could not have cured the
resulting prejudice.” State v. Emery, 174 Wn.2d 741, 760-61, 278 P.3d 653
(2012).
A defendant’s failure to object at trial waives the challenge unless the
reviewing court can determine that (1) no curative instruction would have
obviated any prejudicial effect on the jury and (2) the misconduct resulted in
prejudice that had a substantial likelihood of affecting the jury verdict. Emery,
174 Wn.2d at 761. It is generally regarded as unwise to require a trial court to
intervene in an argument without an objection by defense counsel. State v.
Neidigh, 78 Wn. App. 71, 80, 895 P.2d 423 (1995). An objection is unnecessary
in cases of incurable prejudice only because there is, in effect, a mistrial and a
new trial is the only and the mandatory remedy. Emery, 174 Wn.2d at 762.
Accordingly, reviewing courts focus less on whether the prosecutor’s misconduct
was flagrant or ill-intentioned and more on whether the resulting prejudice could
have been cured by an instruction. Emery, 174 Wn.2d at 762.
Smiley contends the prejudice interjected by the prosecutor’s improper
remarks was incurable. He relies on State v. Powell, 62 Wn. App. 914, 816 P.2d
86 (1991), review denied, 118 Wn.2d 1013 (1992). In Powell, the prosecutor
10
No. 74130-6-I/Il
improperly argued that “‘we” are declaring “open season on children” if we
refuse to believe them when they disclose sexual abuse:
“[W]hat happens when we refuse to believe the children when we
tell them, yes, if something happens you’re supposed to tell? And
then when they do, in fact, tell something has happened to them,
what do we do? We don’t believe them. We refuse to believe
them. What does that tell the kids9 It tells them it’s fine.
Yeah. You can go ahead and tell, but don’t expect us to do
anything because if it’s an adult, we’re sure as heck going to
believe the adult more than we believe the child. I mean, we know
adults don’t lie; but, yeah, we know kids lie in things of that sort.
.
Isn’t that what we’re telling them with regard to this? Are we.
declaring open season on children to say: Hey, it’s all right. You
can go ahead and touch kids and everything because—”
Powell, 62 Wn. App. at 918 & n.4. In Thierrv, the court quoted the above
passage in Powell and noted that the resulting prejudice was held incurably
prejudicial “even though Powell had not requested a remedial instruction in the
trial court.” Thierry, 190 Wn. App. at 690-91.
The Powell argument and the argument in this case are similar in that both
invited the jury to consider the systematic consequences of failing to believe
children when they report sexual abuse. But there are also significant
differences. In Powell, the image of declaring “open season on children” was
more inflammatory than anything said by the prosecutor in the present case.
And in Powell, it was important to the court’s analysis that the prejudicial remarks
“were made at the completion of the final closing argument, immediately prior to
the jury beginning its deliberations.” Powell, 62 Wn. App. at 919. For this
reason, the court concluded it was “one of those cases of prosecutorial
misconduct in which ‘[t]he bell once rung cannot be unrung.” Powell, 62 Wn.
11
No. 74130-6-1/12
App. at 919, quoting State v. Trickel, 16 Wn. App. 18, 30, 553 P.2d 139 (1976)
(alteration in original).
Here, the prosecutor opened up her theme in the initial closing argument.
Smiley could have objected when the prosecutor first began to argue that “kids
would have to be told, we’re sorry, we can’t prosecute your case, we can’t hold
your abuser responsible because all we have is your word.” At that point, the
court could have decisively derailed the argument by sustaining the objection and
instructing the jury to disregard the improper comments. Instead of objecting as
the defendant did in Thierrv, Smiley picked up the theme in his own closing
argument and made it his own, asserting that the jury should demand
corroborating evidence in order to convict. In rebuttal, the prosecutor repeated
the argument that if corroborating evidence were required, the majority of
molesters could not be convicted. Again, Smiley raised no objection. Because
the prejudice was not incurable, we conclude Smiley has waived the issue of the
improper argument.
STATEMENT OF ADDITIONAL GROUNDS
In a statement of additional grounds under RAP 10.10(a), Smiley contends
that he was denied effective assistance of counsel by defense counsel’s failure to
object to the State’s improper arguments. Only in egregious circumstances will
the failure to object constitute incompetence of counsel justifying reversal.
Neidigh, 78 Wn. App. at 77. If the failure to object could have been a legitimate
trial strategy, it cannot serve as a basis for a claim of ineffective assistance.
12
No. 74130-6-1113
Neidigh, 78 Wn. App. at 77. In this case, defense counsel’s failure to object may
have been a strategic choice to join the State in making a policy argument.
The remaining arguments in Smiley’s statement of additional grounds rely
on inaccurate descriptions of the record and do not warrant scrutiny on appeal.
Affirmed.
~ckeçJ
WE CONCUR:
13
No. 74130-6-1114
SCHINDLER, J. (dissenting) — I agree the prosecutor’s argument was improper
and prejudicial but disagree with the conclusion that the resulting prejudice could have
been neutralized by a curative instruction.
This case turned on witness credibility. A.B. testified that her stepbrother Smiley
sexually abused her. Smiley testified and denied sexually abusing A.B.
At the beginning of closing argument, the prosecutor told the jury, “The real
question, the only question that I suspect you will be talking about in the jury room is
whether or not these acts of sexual intercourse and sexual contact actually occurred.”
After addressing the instructions defining “sexual contact,” the prosecutor states
the only evidence of whether sexual contact occurred was the testimony of AB.
So, back to the question of did these acts occur? What’s your
evidence? Well, as you may have guessed way back during jury
selection, and now that you have heard the evidence, it’s [A.B.}. Your
evidence is [A.B.] and her testimony.
The prosecutor argued the testimony of A.B. “is enough for proof beyond a
reasonable doubt,” and the instructions on the law did not require corroboration.
So your evidence is [A.B.] telling you what happened to her, and that,
ladies and gentlemen, is enough.
That is enough for proof beyond a reasonable doubt.
Nothing more is required. You will not find anywhere in these instructions
— and these instructions are the law that apply in this case— you will not
find here that you have to find something else in addition to [A.B.]’s
testimony. There’s nothing that says there needs to be corroborating
evidence of any kind, some kind of physical evidence, some kind of
eyewitness, that is not required. The law does not require it.
The prosecutor then told the jury, “If the system did work that way,” the State
could not bring charges in the majority of sex abuse cases and hold “sexual abusers
14
No. 74130-6-1/15
responsible.”
If the system did work that way, kids would have to be told,
we’re sorry, we can’t prosecute your case, we can’t hold your abuser
responsible because all we have is your word, and that’s not enough. No
one’s going to believe a kid or a teen, and we need something else. We
don’t do that. That’s not how the system works.
If the law required that additional evidence, we couldn’t
prosecute so many of these cases, the majority of these cases. We
couldn’t hold the majority of sexual abusers responsible. We couldn’t hold
[A.B.]’s abuser responsible. So the law doesn’t require it. All you need is
someone telling you it happened, and if you believe that person, if you
believe [A.B.], that’s enough, you are satisfied beyond a reasonable doubt
of the defendant’s guilt.
The defense attorney argued the vague allegations and inconsistent testimony of
A.B. did not support the charges.
So, again, there’s a lot of inconsistencies about [A.B.]’s allegations.
And again, what’s very, very important is these are the
allegations, these are the statements that the prosecutor says, that’s our
case. Our case, from what the prosecutor has said, are these statements,
and these statements, again, are vague, inconsistent, and they’re not
credible.
The defense attorney argued the jury should not disregard Smiley’s testimony. “You
also heard Bryce testify that he did not commit any of these allegations. He did not
have any sexual contact with his stepsister.”
In rebuttal, the prosecutor reiterated that if the jury did not convict, the State
‘could never hold so many people responsible for abusing children.”
One of the main points of defense counsel’s argument,
again, is that there is nothing else here except [A.B.]’s testimony. And I
keep telling you, of course, that it doesn’t matter. It doesn’t matter. And I
am going to tell you again, it doesn’t matter.
If you follow through with defense counsel’s argument and
reasoning, there’s nothing beyond [A.B.J’s allegations. The State has
nothing to show you, no physical evidence. [A.B.] was examined and
there was no evidence. If you follow through with that, we could never
hold so many people responsible for abusing children. It would be that
system that I referenced in my initial closing, where we’d have to tell the
15
No. 741 30-6-1/16
kids, sorry, because there’s nothing corroborating, because there’s
nothing confirming what you are telling us, we can’t prosecute, we can’t
hold your abuser responsible, and that is not the way that it is, folks. It is
not. That is not our system. We don’t need anything else. The law
doesn’t require it. Our system doesn’t require it.
The prosecutor’s argument that the jury instructions on the law do not require
corroboration is not improper. But telling the jury that if they demand corroboration and
do not convict, children will not be protected and the State “could never hold so many
people responsible for abusing children,” is a flagrant and ill-intentioned argument
designed to appeal to fear and the passion and prejudice of the jurors.
Prosecutorial misconduct may deprive a defendant of his constitutional right to a
fair trial. In re Pers. Restraint of Glasmann, 175 Wn.2d 696, 703-04, 286 P.3d 673
(2012). The prosecutor does not represent the victims in a criminal trial. RPC 3.8, cmt.
1. A prosecutor is a quasi-judicial officer who has a duty ‘to act impartially in the
“
interest only of justice.’” State v. Monday, 171 Wn.2d 667, 676 n.2, 257 P.3d 551
(2011) (quoting People v. Fielding, 158 N.Y. 542, 547, 53 N.E. 497 (1899)).
Arguments intended to incite fear are irrelevant and inflammatory and an
improper appeal to passion and prejudice. In re Pers. Restraint of Cross, 180 Wn.2d
664, 724-25, 327 P.3d 660 (2014); Glasmann, 175 Wn.2d at 704; ABA, STANDARDS FOR
CRIMINAL JUSTICE std. 3-5.8(c) (2d ed. 1980)). The comments to ABA Standards
emphasize the significance and the force and effect of a prosecutor’s argument:
The prosecutor’s argument is likely to have significant persuasive
force with the jury. Accordingly, the scope of argument must be consistent
with the evidence and marked by the fairness that should characterize all
of the prosecutor’s conduct. Prosecutorial conduct in argument is a matter
of special concern because of the possibility that the jury will give special
weight to the prosecutor’s arguments, not only because of the prestige
16
No. 74130-6-1/17
associated with the prosecutor’s office but also because of the fact-finding
facilities presumably available to the office.
ABA, STANDARDS commentary to std. 3-5.8.
The prosecutor’s argument in this case was a blatant attempt to appeal to the
fear of the jurors and sway the jurors to convict in order to protect children and hold
sexual abusers accountable. In the context of the issues in the case and the theme of
the prosecutor’s closing argument, there is a substantial likelihood that the prosecutor’s
flagrant and ill-intentioned statements affected the verdict, and I would reverse.
17