Filed 8/19/16 In re D.M. CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
In re D.M., a Person Coming Under the Juvenile
Court Law.
THE PEOPLE, F073014
Plaintiff and Respondent, (Super. Ct. No. 15CEJ600113-1)
v.
OPINION
D.M.,
Defendant and Appellant.
THE COURT*
APPEAL from an order of the Superior Court of Fresno County. Gregory T. Fain,
Judge.
Arthur L. Bowie, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald R. Engler, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, Catherine Chatman and Kevin
L. Quade, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
* Before Levy, Acting P.J., Detjen, J. and Peña, J.
Appellant D.M., a minor, appeals from the juvenile court’s denial of the request to
seal her juvenile records under Welfare and Institutions Code1 section 786. Appellant
contends the juvenile court failed to utilize the proper legal analysis. For the reasons set
forth below, we affirm.
FACTUAL AND PROCEDURAL BACKGROUND
On February 26, 2015, a juvenile wardship petition was filed under section 602,
alleging appellant committed the crime of battery against her mother, M.H. Appellant
was initially placed on informal probation, but that probation was terminated and the
petition was reinstated in June 2015. Appellant then admitted the charge in the petition
and, on August 6, 2015, was deemed a ward of the court and placed on probation under
the supervision of the probation department until February 6, 2016.
Appellant’s probation included several required terms and conditions. These
required appellant to engage in community service, write an essay, and pay a fine. They
also required appellant to attend school, obey curfew requirements, avoid consuming
alcohol or taking drugs, and attend various counseling services, among other
requirements. At the August 6, 2015, disposition, a future hearing was set for January 6,
2016, to determine whether appellant’s juvenile records would be sealed under section
786.
Prior to the January 6, 2016, hearing, a report and recommendation was submitted
regarding whether appellant’s records should be sealed. The report noted that appellant
had completed her essay and community service requirements. However, it also noted
that appellant had failed several drug tests taken as part of her counseling services,
admitted to ingesting marijuana, dropped out of school without enrolling in a Local
Conservation Corps program, and failed to regularly attend counseling once established.
1 All statutory references are to the Welfare and Institutions Code unless otherwise
noted.
2
The report concluded by noting “the former minor is scheduled to remain on probation
until February 6, 2016, and it is this officer’s hope that she completes treatment and
counseling services,” and recommended appellant’s records not be sealed.
Appellant was not present at the January 6, 2016, hearing. After hearing from
defense counsel, who asked only that a ruling be deferred as appellant continued her
probation, the juvenile court denied the request to seal appellant’s records. The court
concluded “there are a lot of things that are missing in terms of not completing
counseling, substance abuse, and the marijuana positive tests. There are some things
she’s done, but she’s not completed probation. So I'm going to deny 786 relief as
recommended.”
This appeal timely followed.
DISCUSSION
Standard of Review and Applicable Law
Section 786 provides that if “a minor satisfactorily completes … a term of
probation for any offense, the court shall order the petition dismissed” and “shall order
sealed all records pertaining to that dismissed petition.…” (§ 786, subd. (a).) “For
purposes of [section 786], satisfactory completion of … another term of probation
described in subdivision (a) shall be deemed to have occurred if the person has no new
findings of wardship or conviction for a felony offense or a misdemeanor involving
moral turpitude during the period of supervision or probation and if he or she has not
failed to substantially comply with the reasonable orders of supervision or probation that
are within his or her capacity to perform.” (§ 786, subd. (c)(1).)
Whether a juvenile has any new wardship findings or convictions, and whether a
juvenile has “not failed to substantially comply” with the probation terms “that are within
his or her capacity to perform,” are factual matters. Findings of fact are reviewed for
substantial evidence. (People v. Superior Court (Jones) (1998) 18 Cal.4th 667, 694.)
3
Where a specific result is required absent a finding of specific facts, a decision
unsupported by substantial evidence is necessarily an abuse of discretion. (Id. at p. 695.)
The Juvenile Court Did Not Abuse Its Discretion
Appellant argues the juvenile court was required, and yet failed, to explicitly
consider whether the terms of probation that appellant had not satisfactorily completed as
of January 2016 were within her capacity to perform. We need not reach this issue,
however, because appellant was not eligible to have her records sealed as of January 6,
2016, for a separate reason. Because she was not eligible, the juvenile court did not
abuse its discretion in denying her request.
Under section 786, a juvenile offender’s records may be sealed only upon
“successful completion” of a period of supervision or probation. The records are sealed
following a dismissal of the petition supporting the pending proceedings. (§ 786,
subd. (a).) As such, under the plain language of the statute, the relevant term of
supervision or probation must be completed first, before there is a determination whether
such completion was successful. (See § 786, subd. (c)(1) [successful completion defined
in part by conduct occurring “during the period of supervision or probation”].)
In this case, appellant’s probation term was not scheduled to end until February 6,
2016. Accordingly, at the time of the hearing her term of probation was neither
completed nor subject to dismissal. With the term of probation still proceeding, the court
did not need to reach whether or not the term was successfully completed. Given the
court was made aware of the fact that probation was still pending, and noted explicitly
that appellant had “not completed probation,” we find substantial evidence supports the
trial court’s conclusion that appellant was not eligible to have her records sealed under
section 786.2
2 Looking to the merits of appellant’s explicit argument, there is no indication the
court was unaware of the requirements of the law in effect on January 6, 2016. We
presume the court was aware of and followed the controlling law. (See e.g., People v.
4
We note, however, that appellant is not without a remedy. She has the right to
petition to seal her records under section 786 upon the actual completion of her probation
term (§ 786, subd. (e)(2)) and, having already reached her eighteenth birthday, under
section 781 as well (§ 781, subd. (a)(1)(A)).
DISPOSITION
The order is affirmed.
Carmony (2004) 33 Cal.4th 367, 376-377 [discussing burden and presumption in context
of motions to dismiss prior felony convictions].) Given the numerous outstanding
failures to complete the terms of probation, including several failed drug tests, we find no
abuse of discretion in the court’s conclusion appellant had not successfully completed her
probation at that time.
5