Shawn Edmonds, Sr. v. Department of Veterans Affairs

                           UNITED STATES OF AMERICA
                        MERIT SYSTEMS PROTECTION BOARD


     SHAWN EDMONDS, SR.,                             DOCKET NUMBER
                Appellant,                           PH-0752-15-0092-B-1

                  v.

     DEPARTMENT OF VETERANS                          DATE: August 22, 2016
       AFFAIRS,
                 Agency.



             THIS FINAL ORDER IS NONPRECEDENTIAL 1

           Shawn Edmonds, Sr., Willow Grove, Pennsylvania, pro se.

           Marcus S. Graham, Esquire, Pittsburgh, Pennsylvania, for the agency.


                                           BEFORE

                              Susan Tsui Grundmann, Chairman
                                 Mark A. Robbins, Member


                                       FINAL ORDER

¶1         The appellant has filed a petition for review of the initial decision, which
     sustained his removal from service. Generally, we grant petitions such as this one
     only when: the initial decision contains erroneous findings of material fact; the
     initial decision is based on an erroneous interpretation of statute or regulation or


     1
        A nonprecedential order is one that the Board has determined does not add
     significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
     but such orders have no precedential value; the Board and administrative judges are not
     required to follow or distinguish them in any future decisions. In contrast, a
     precedential decision issued as an Opinion and Order has been identified by the Board
     as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
                                                                                           2

     the erroneous application of the law to the facts of the case; the administrative
     judge’s rulings during either the course of the appeal or the initial decision were
     not consistent with required procedures or involved an abuse of discretion, and
     the resulting error affected the outcome of the case; or new and material evidence
     or legal argument is available that, despite the petitioner’s due diligence, was not
     available when the record closed. See title 5 of the Code of Federal Regulations,
     section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this
     appeal, we conclude that the petitioner has not established any basis under
     section 1201.115 for granting the petition for review. Therefore, we DENY the
     petition for review.    Except as expressly MODIFIED by this Final Order to
     supplement the analysis of the agency’s third charge, we AFFIRM the initial
     decision.
¶2         The agency removed the appellant, a Veterans Claims Examiner, on three
     charges of misconduct: (1) threatening bodily injury to management personnel;
     (2) failing to protect personally identifiable information; and (3) redirecting
     veterans’ benefits to other than the intended claimants and improperly altering
     official Government documents. Initial Appeal File (IAF), Tab 5 at 6-10. He
     appealed his removal to the Board.        IAF, Tab 1.    After the parties submitted
     argument and evidence, the administrative judge sustained only the third charge. 2
     IAF, Tab 10, Initial Decision (ID) at 3-9. He denied the appellant’s affirmative
     defense of race discrimination, and he mitigated the removal to a 14‑day
     suspension. ID at 9-10, 12.
¶3         Previously, the agency filed a petition for review, which the Board granted.
     Edmonds v. Department of Veterans Affairs, MSPB Docket No. PH-0752-15-
     0092-I-1, Remand Order (RO) (July 14, 2015); Petition for Review (PFR) File,
     Tab 5. We remanded for the administrative judge to further consider charge 2,


     2
      The administrative judge did not hold a hearing because the appellant failed to request
     one in a timely manner. IAF, Tabs 6-9.
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     failing to protect personally identifiable information, in light of the appellant’s
     admission about the matter. RO, ¶ 6. We also directed the administrative judge
     to further consider charge 3, redirecting veterans’ benefits to other than intended
     claimants and improperly altering official Government documents, because the
     initial decision failed to discuss whether the agency proved the latter half of that
     charge. RO, ¶ 7. Finally, we instructed the administrative judge to apprise the
     appellant of the burdens of proof for race, sex, and disability discrimination,
     affirmative defenses that the appellant raised but the administrative judge failed
     to properly address. RO, ¶ 8.
¶4         On remand, the administrative judge provided the appellant with the
     applicable burdens of proof for his affirmative defenses. Remand File (RF), Tab
     3. After permitting the parties to submit additional argument and evidence, he
     issued a remand initial decision, upholding the appellant’s removal. RF, Tab 10,
     Remand Initial Decision (RID). In that decision, the administrative judge found
     that the agency proved charges 2 and 3, the appellant failed to prove any of his
     affirmative defenses, and the penalty of removal was appropriate for the sustained
     charges. RID at 5-15. The appellant has filed a petition for review, which is
     currently before us.     Remand Petition for Review (RPFR) File, Tab 1. 3             The
     agency has filed a response, 4 and the appellant has replied. RPFR File, Tabs 3-4.

     3
       In addition to his argument, the appellant’s petition for review contains a significant
     amount of documentary evidence. RPFR, Tab 1 at 11-68. However, the appellant noted
     that these documents were already part of the record below. Id. at 5; see, e.g., IAF,
     Tab 1 at 26-35, 61-65, 84-85; cf. Avansino v. U.S. Postal Service, 3 M.S.P.R. 211, 214
     (1980) (finding that, under 5 C.F.R. § 1201.115, the Board will not consider evidence
     submitted for the first time with the petition for review absent a showing that it was
     unavailable before the record was closed despite the party’s due diligence). To the
     extent that this decision relies upon this evidence, we will exclusively cite to the record
     below, rather than the duplicates included with the appellant’s petition.
     4
       The agency’s response also contains a significant amount of documentary evidence.
     RPFR File, Tab 3 at 8-103. Although the agency failed to explain its inclusion, this
     evidence also appears to be duplicative of evidence that the administrative judge
     considered below. See, e.g., IAF, Tab 5 at 121-207, 250-53; RF, Tab 8 at 19-60. This
     decision will exclusively cite to evidence submitted below.
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     The administrative judge properly concluded that the agency proved charge 2.
¶5         Charge 2, failing to protect personally identifiable information, stemmed
     from the appellant reportedly sending a spreadsheet containing thousands of
     claimants’ names, social security numbers, and agency file numbers to his and his
     wife’s personal email accounts. IAF, Tab 5 at 6, 36, 119; RF, Tab 8 at 19-60.
     While responding to his proposed removal, the appellant admitted that he engaged
     in the conduct underlying charge 2, explaining that he planned to use the
     information to work at home. IAF, Tab 5 at 36, 51. Among other things, he
     noted, “I usually scrub any [personally identifiable information] from any emails.
     However, in this instance, I wasn't really thinking about the [personally
     identifiable information] aspect of this email.       It was an honest oversight
     mistake.”    Id. at 51.   In his Board appeal, the appellant reversed course,
     suggesting that any emails originating from his email account that contained
     personally identifiable information may have been manipulated by his supervisor.
     IAF, Tab 7 at 26; RF, Tab 2 at 1-2; RPFR File, Tab 1 at 7.
¶6         As we recognized in our prior remand order, an appellant’s admission of a
     charge of misconduct can suffice as proof of the charge without additional proof.
     RO, ¶ 6 (citing Cole v. Department of the Air Force, 120 M.S.P.R. 640, ¶ 9
     (2014)). In the remand initial decision, the administrative judge relied on the
     appellant’s prior admission to find that the agency met its burden of proving
     charge 2 by preponderant evidence.        RID at 5.    Although the appellant has
     speculated, both below and on review, that his emails were tampered with, he has
     failed to present any corroborating evidence. E.g., RPFR File, Tab 1 at 7. He
     also has failed to explain his prior admission. IAF, Tab 5 at 51. Therefore, we
     discern no basis for disturbing the administrative judge’s findings concerning
     charge 2, failing to protect personally identifiable information.
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     We modify the administrative judge’s rationale to supplement his conclusion that
     the agency proved charge 3.
¶7         Charge 3 accused the appellant of “redirecting veterans' benefits to other
     than the intended claimant(s) and improperly altering official government
     documents.” IAF, Tab 5 at 6-7. The charge included the following narratives:
           a. (1) On March 27, 2013, you updated the direct deposit account
           information of four claimants. In processing award actions for these
           accounts, you failed to follow standard and proper administrative and
           claims processing procedures. Your failure to do so resulted in
           $53,979.00 in unauthorized payments being issued as of August 4,
           2014.     The particulars of each improperly adjusted claim are
           attached.
           b. (2) In the course of his investigation into whether you diverted
           [Veterans Administration (VA)] monies from various veterans to
           accounts belonging to someone other than the entitled VA claimants
           as well as these improperly adjusted claims and unauthorized
           payments [an] Inspector General Special Agent . . . discovered that
           your actions caused veteran direct deposit information to be changed
           to bank accounts not belonging to the intended veteran(s). The
           changing of the direct deposit information resulted in
           fraudulent/unauthorized payments to individuals other than the
           intended VA claimants. Neither the intended veteran claimant(s) nor
           their relative(s) received the payments. You redirected benefits to
           other than those for [whom] they were intended. 5
     Id.
¶8         In his initial decision, which we remanded, the administrative judge found
     that the agency established, by preponderant evidence, that $53,979 was
     deposited to accounts of claimants other than those identified on the records
     based upon information inputted by the appellant. ID at 8. In his remand initial
     decision, the administrative judge implicitly adopted that prior finding, while also
     concluding that the agency proved that the appellant improperly altered

     5
      Although the agency’s charge is presented in a way that suggests there are two distinct
     specifications, the corresponding factual allegations are somewhat duplicative. IAF,
     Tab 5 at 6-7. Nevertheless, the overlap is inconsequential. An agency is required to
     prove only the essence of its charge. Hicks v. Department of the Treasury, 62 M.S.P.R.
     71, 74 (1994), aff’d, 48 F.3d 1235 (Fed. Cir. 1995) (Table).
                                                                                        6

      Government documents.         RID at 6-7.   We modify the administrative judge’s
      findings, as described below, to supplement his analysis.
¶9           To find that the agency met its burden, the administrative judge relied upon
      the written review of the relevant case files by an agency official, S.S., Coach of
      the Pension Management Center’s Maintenance 1 Team. Id.. According to S.S.,
      who both processes claims and supervises others who do the same, the claim files
      of four individuals were improperly altered. IAF, Tab 5 at 250-53; RF, Tab 8 at
      5-9.   For example, while one claimant reported $5,039 in medical expenses,
      $35,000 in medical expenses was inputted to her claim file. RF, Tab 8 at 6. For
      that same claimant, $99,999,999 was inexplicably inputted as “other annual
      income.” Id. Similar improper entries were made in the other three claimants’
      files at issue. Id. at 6-9.
¶10          In the remand initial decision, the administrative judge described the
      aforementioned discrepancies as attributable to the appellant.         RID at 6-7.
      However, the actual report from S.S. is somewhat ambiguous as to whether these
      improper entries were made by the appellant, another individual, or a combination
      of them both. RF, Tab 8 at 5-9. Nevertheless, S.S. unambiguously attributes the
      improper alteration of direct deposit information for the four claimants and the
      resulting unauthorized payments to the appellant. Id. at 6-9; see IAF, Tab 5 at
      212-14. These conclusions were subsequently echoed by another agency official,
      D.M., Assistant Pension Management Center Manager.              RF, Tab 8 at 10-11.
      Accordingly, we modify the administrative judge’s rationale to find that the
      agency proved charge 3 by establishing that the appellant improperly changed the
      direct deposit information in four claim files, which redirected veterans’ benefits,
      without any basis for doing so. See, e.g., RF, Tab 8 at 6-11.
¶11          In his petition for review, the appellant asserts that the agency initially
      accused him of directing benefits to friends and family, but later changed the
      accusation to simply directing benefits to improper locations. RPFR File, Tab 1
      at 6. However, any prior characterization of his misconduct is inconsequential to
                                                                                                    7

      the   charge     before    us.      See     Rodriguez       v.     Department     of   Homeland
      Security, 117 M.S.P.R. 188, ¶ 8 (2011) (recognizing that the Board will not
      sustain an agency action on the basis of charges that could have been brought but
      were not); Parbs v. U.S. Postal Service, 107 M.S.P.R. 559, ¶ 8 (2007)
      (recognizing that an agency is required to prove the charge as it is set out in the
      notice of proposed removal, and that the charge is construed by examining the
      structure and language of the proposal and decision notice), aff’d, 301 F. App’x
      923 (Fed. Cir. 2008). The agency’s charge, as written, simply required proof that
      the appellant redirected veterans’ benefits to “other than the intended claimants.”
      IAF, Tab 5 at 6‑7, 72‑73.
¶12         The appellant next argues that the agency presented no evidence that he
      improperly altered official Government documents. RPFR File, Tab 1 at 8. In
      doing so, it seems that the appellant is directing us to the apparent absence of
      actual forms or screenshots showing the improper direct deposit account numbers
      at issue.   Although we are cognizant that the agency failed to present such
      evidence, we do not find it dispositive.
¶13         The      agency     was    required    to     prove    its    charge   by    preponderant
      evidence.   5 U.S.C. § 7701(c)(1)(B).             Preponderant evidence is that degree of
      relevant evidence that a reasonable person, considering the record as a whole,
      would accept as sufficient to find that a contested fact is more likely to be true
      than untrue. 5 C.F.R. § 1201.4(q). As previously discussed, the agency provided
      investigatory summaries from agency officials that reviewed the pertinent claims
      and determined that the appellant altered the direct deposit information in four
      claimant files. RF, Tab 8 at 6-11; IAF, Tab 5 at 212-14. Although that evidence
      is not overwhelming, we find that it is entitled to significant weight under the
      circumstances, especially given the absence of a hearing or contradictory
      evidence. See generally Borninkhof v. Department of Justice, 5 M.S.P.R. 77, 87
      (1981) (recognizing that the weight of hearsay evidence depends on factors such
      as the availability of persons with firsthand knowledge to testify at hearing,
                                                                                         8

      whether a declarant was a disinterested witness, and whether there is any
      contradictory evidence).      The appellant did not dispute the charge when
      previously presented with it; instead, he responded to the proposed removal by
      indicating that the claims were misprocessed and asserting that the matter should
      have been handled by his supervisory chain as a performance deficiency. IAF,
      Tab 5 at 51. Subsequently, in the instant Board appeal, he disputed the charge in
      general terms.   See, e.g., IAF, Tab 1 at 2, 4.     However, his inconsistent and
      unsworn statements are not supported by documentary evidence or otherwise
      corroborated in a way that overcomes the investigatory findings and conclusions
      of agency officials.
¶14         Also concerning charge 3, the appellant alleges that the agency disciplined
      him for the misrouting of benefits, but failed to discipline anyone else for the
      same misconduct, despite this type of error being a common problem at the
      agency. RPFR File, Tab 1 at 6, 8. It is unclear what the appellant is intending by
      presenting this argument. The assertion could be construed as implicating the
      affirmative defenses addressed below—race-, sex-, and disability-based disparate
      treatment—or it could implicate the reasonableness of the penalty. Regardless,
      the argument is unavailing.
¶15         The only evidence the appellant identified in support of his general claim
      that he was treated differently is an August 2013 email. 6 IAF, Tab 1 at 37-38.
      That email cautions employees to be careful while inputting the names and
      addresses of beneficiaries into the agency’s systems, indicating that there had
      been more than 10,000 payments worth more than $50,000,000 returned over the

      6
        The appellant argues that this email shows that a substantial amount of money was
      returned “because of bad physical addresses, wrong direct deposit information, wrong
      routing numbers, and wrong name, and also duplicate payments for the same
      individual.” RPFR File, Tab 1 at 8. In fact, the email in question reflects more than
      $50,000,000 returned due to bad addresses and another $8,000,000 returned for “bad
      address, deceased recipient, widow not receiving her letter until after the check has
      been received, etc.” IAF, Tab 1 at 37. It says nothing about wrong direct deposit
      information, wrong routing numbers, wrong name, or duplicate payments.
                                                                                      9

      prior months. Id.. Although the appellant would have us find this information
      relevant, we do not. Faulty addresses, no matter how common within the agency,
      are irrelevant to the appellant’s charge of misconduct before us, which included
      the altering of claim files in a manner that resulted in unauthorized payments.
      RF, Tab 8 at 6-9.
¶16        In the absence of any other arguments concerning his affirmative defenses
      or the reasonableness of the penalty, we discern no basis for otherwise disturbing
      the administrative judge’s well-reasoned findings.     Therefore, we affirm the
      remand initial decision, as modified.

                      NOTICE TO THE APPELLANT REGARDING
                         YOUR FURTHER REVIEW RIGHTS
           The initial decision, as supplemented by this Final Order, constitutes the
      Board’s final decision in this matter. 5 C.F.R. § 1201.113. You have the right to
      request further review of this final decision.

      Discrimination Claims: Administrative Review
            You may request review of this final decision on your discrimination
      claims by the Equal Employment Opportunity Commission (EEOC). See title 5
      of the United States Code, section 7702(b)(1) (5 U.S.C. § 7702(b)(1)). If you
      submit your request by regular U.S. mail, the address of the EEOC is:
                                 Office of Federal Operations
                          Equal Employment Opportunity Commission
                                       P.O. Box 77960
                                  Washington, D.C. 20013

      If you submit your request via commercial delivery or by a method requiring a
      signature, it must be addressed to:
                                 Office of Federal Operations
                          Equal Employment Opportunity Commission
                                      131 M Street, NE
                                        Suite 5SW12G
                                  Washington, D.C. 20507
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You should send your request to EEOC no later than 30 calendar days after your
receipt of this order. If you have a representative in this case, and your
representative receives this order before you do, then you must file with EEOC no
later than 30 calendar days after receipt by your representative. If you choose to
file, be very careful to file on time.

Discrimination and Other Claims: Judicial Action
      If you do not request EEOC to review this final decision on your
discrimination claims, you may file a civil action against the agency on both your
discrimination claims and your other claims in an appropriate United States
district court. See 5 U.S.C. § 7703(b)(2). You must file your civil action with
the district court no later than 30 calendar days after your receipt of this order. If
you have a representative in this case, and your representative receives this order
before you do, then you must file with the district court no later than 30 calendar
days after receipt by your representative. If you choose to file, be very careful to
file on time. If the action involves a claim of discrimination based on race, color,
religion, sex, national origin, or a disabling condition, you may be entitled to
representation by a court‑appointed lawyer and to waiver of any requirement of
prepayment of fees, costs, or other security.          See 42 U.S.C. § 2000e-5(f)
and 29 U.S.C. § 794a.




FOR THE BOARD:                             ______________________________
                                           Jennifer Everling
                                           Acting Clerk of the Board
Washington, D.C.