08/23/2016
DA 14-0053
Case Number: DA 14-0053
IN THE SUPREME COURT OF THE STATE OF MONTANA
2016 MT 212
STATE OF MONTANA,
Plaintiff and Appellee,
v.
THERON JAMES BLAKE,
Defendant and Appellant.
APPEAL FROM: District Court of the Tenth Judicial District,
In and For the County of Fergus, Cause No. DC 13-01
Honorable Jon A. Oldenburg, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Chad Wright, Chief Appellate Defender, Eileen A. Larkin, Assistant
Appellate Defender, Helena, Montana
For Appellee:
Timothy C. Fox, Montana Attorney General, C. Mark Fowler, Assistant
Attorney General, Helena, Montana
Thomas P. Meissner, Fergus County Attorney, Jean A. Adams, Deputy
County Attorney, Lewistown, Montana
Submitted on Briefs: June 29, 2016
Decided: August 23, 2016
Filed:
__________________________________________
Clerk
Justice James Jeremiah Shea delivered the Opinion of the Court.
¶1 Theron James Blake appeals an order of the Tenth Judicial District Court, Fergus
County, denying his motion to dismiss charges against him. We address:
Whether the District Court prejudiced Blake when it conducted an in-chambers
conference in Blake’s absence.
¶2 We affirm.
PROCEDURAL AND FACTUAL BACKGROUND
¶3 On January 9, 2013, the State of Montana filed an Information charging Blake
with eight offenses: seven sex offenses involving three alleged victims—two minors, B.S.
and L.L., and one adult, K.L.—and one offense of tampering with evidence. Blake pled
not guilty to all eight charges, and a trial was scheduled for June 25, 2013. Less than one
week before trial, the State filed several motions, seeking to: (1) add a witness, (2)
exclude certain evidence from trial, and (3) amend the Information as to form. Also just
before trial, the State provided discovery that included a 911 recording, a Montana Crime
Lab report, and police reports of two witness interviews, one of whom was an alleged
minor victim. On June 21, 2013, Blake filed a motion to dismiss the case with prejudice,
contending that the State’s motions were untimely, that the State committed “violations
of discovery by disclosing information, exculpatory and otherwise, less than one week
before trial,” and that this information would have impacted Blake’s plea negotiations.
That same afternoon, the District Court conducted an emergency in-chambers conference.
Blake did not appear at the conference. His counsel appeared telephonically. When
asked whether she had any concerns about Blake not being present at the conference,
2
Blake’s counsel stated: “if we reach a point where I believe he needs to be present I will
alert the Court.” During the conference, the District Court vacated the June 25, 2013 trial
date and continued the jury trial to August 26, 2013. After the conference, the District
Court issued a written order continuing the trial to August 26, 2013. The District Court
also issued a written order denying Blake’s motion to dismiss, ruling that Blake’s counsel
waived Blake’s right to be present at the June 21, 2013 hearing, and finding that the
continuance mooted Blake’s complaints regarding the State’s late-filed discovery
disclosure.
¶4 The District Court held a jury trial from August 26 through 29, 2013. The jury
found Blake guilty of three offenses: one count of sexual assault of L.L. and two counts
of sexual assault of B.S. On November 25, 2013, the District Court sentenced Blake to
fifty years at Montana State Prison for each of the three convictions. The District Court
also designated Blake as a Level II sex offender and required him to complete Phases I
and II of sex offender treatment in prison. Blake appeals the District Court’s order
denying his motion to dismiss, claiming that he was prejudiced by his absence at the June
21, 2013 emergency hearing, and that his convictions should therefore be reversed and
remanded for a new trial.
STANDARD OF REVIEW
¶5 “We exercise plenary review over constitutional questions, including alleged
violations of a criminal defendant’s right to be present at critical stages of the
proceedings against him.” State v. Wilson, 2013 MT 70, ¶ 9, 369 Mont. 282, 297 P.3d
1208.
3
DISCUSSION
¶6 Whether the District Court prejudiced Blake when it conducted an in-chambers
conference in Blake’s absence.
¶7 Under both the Montana Constitution and the United States Constitution, a
defendant has the right to be present at all “critical stages” of the criminal proceedings
against him. Wilson, ¶ 11. A critical stage includes “any step of the proceeding where
there is potential for substantial prejudice to the defendant.” State v. Charlie, 2010 MT
195, ¶ 40, 357 Mont. 355, 239 P.3d 934 (citation omitted). The right to be present thus
attaches “whenever the defendant’s presence ‘has a relation, reasonably substantial, to the
fullness of his opportunity to defend against the charge.’” State v. Reim, 2014 MT 108,
¶ 36, 374 Mont. 487, 323 P.3d 880 (quoting Charlie, ¶ 40).
¶8 In determining whether a district court violated a defendant’s right to be present,
we typically consider: (1) whether the defendant was excluded from a critical stage of the
proceedings; (2) whether the defendant waived his right to be present at the critical stage;
and (3) whether the defendant was prejudiced by his absence. State v. Price, 2009 MT
129, ¶¶ 23-24, 350 Mont. 272, 207 P.3d 298. In this case, we conclude that Blake was
not prejudiced by his absence from the emergency conference; therefore, we do not
consider the initial questions of whether the conference constituted a critical stage or
whether Blake validly waived his right to be present. See Price, ¶ 25. We will assume
for the purposes of our analysis that the conference constituted a critical stage, and that
Blake did not validly waive his right to be present. See Price, ¶ 25.
4
¶9 Prejudice to the defendant is presumed if the error is structural in nature. See
Charlie, ¶ 40. “Structural defects are constitutional violations which so infect and
contaminate the framework of a trial as to render it fundamentally unfair, requiring
automatic reversal.” Charlie, ¶ 40. In Charlie, the defendant argued that the district
court violated his right to be present at a critical stage because he was absent from a
telephonic conference in which the parties agreed to continue his trial to allow his
counsel time to review a newly-discovered videotape introduced by the State. Charlie,
¶ 37. We held that, although the conference was a critical stage, the violation of
Charlie’s right to be present was not structural. Charlie, ¶ 41. Similarly, in Price, further
discussed below, we held that a defendant’s absence from eleven in-chambers
conferences throughout his trial was not structural when “[n]othing that occurred at the
conferences concerned or affected the framework within which Price’s trial proceeded or
necessarily rendered the trial fundamentally unfair.” Price, ¶ 33. Here, as in Charlie, the
sole purpose of the emergency conference was to discuss scheduling and ensure the
parties had sufficient time to prepare for trial given the late-filed discovery. Blake’s
absence from the conference was not a structural error because it was not a
“constitutional violation[] which so infect[ed] and contaminate[d] the framework of a
trial as to render it fundamentally unfair.” Charlie, ¶ 40; accord Price, ¶ 33.
¶10 When the violation of a defendant’s right to be present at a critical stage is not
structural, we apply a harmless error analysis under which the State has the burden to
demonstrate that there is no “reasonable possibility” that the defendant’s absence from
the critical stage caused him prejudice. Charlie, ¶ 41. “Where the record shows that the
5
defendant was not prejudiced, we have affirmed.” Price, ¶ 24 (citing State v. Godfrey,
2009 MT 60, ¶ 25, 349 Mont. 335, 203 P.3d 834). In Price, the defendant argued that he
was prejudiced by his absence from several conferences in which the district court
excluded certain evidence and one conference in which the district court removed a juror.
Price, ¶¶ 21, 34. We held that Price’s absence from the conference during which the
court removed a juror did not cause him prejudice because the juror knew a key defense
witness and indicated that she would view that witness’s testimony with skepticism.
Price, ¶ 40. We further held that Price was not prejudiced by his absence at the
conferences during which the district court excluded evidence because the evidence was
properly excluded, and Price’s presence would not have changed that determination.
Price, ¶¶ 41-43. In Charlie, we held that the defendant was not prejudiced because, “[b]y
postponing the trial date in order to ensure that Charlie’s counsel had time to review the
videotape, the District Court and all parties were acting to protect Charlie’s right to a fair
trial.” Charlie, ¶ 46.
¶11 At the time of the conference, Blake’s trial was just four days away. The District
Court stated that the purpose of the conference was not to address substantive matters,
but rather to ensure the parties had sufficient time to prepare for trial. The Court
indicated that it was inclined to continue the trial until late August or early September to
allow Blake to complete discovery, but was receptive to comments from both parties.
Blake’s counsel responded that, while the District Court’s concerns were legitimate,
“[w]e will not waive speedy trial and we did not ask for a continuance of the trial.” The
State requested that the District Court give Blake’s case priority if it did continue the trial
6
due to speedy trial concerns and the fact that Blake was incarcerated while awaiting trial.
In his motion to dismiss, Blake claimed that having sufficient time to review the new
evidence was critical to his case. Blake’s trial was held within the speedy trial deadline,
and he has not alleged that his right to a speedy trial was violated. As in Charlie, by
postponing the trial date so that Blake’s counsel had time to review the newly-disclosed
evidence, all parties were acting to protect Blake’s right to a fair trial. See Charlie, ¶ 46.
¶12 Moreover, at no point during the conference did the District Court or any of the
parties discuss the substance of the late-filed discovery or its impact on the case; the
evidence was discussed only to the extent that it impacted the trial schedule. Although
Blake contends that he was denied the opportunity to argue that the late disclosure of
evidence impacted his plea negotiations, the District Court did not allow the parties to
argue the merits of the evidence or of Blake’s motion to dismiss. As in Price, Blake’s
presence would not have changed the District Court’s consideration of that issue.
Therefore, there was no reasonable possibility that Blake’s absence from the emergency
conference caused him prejudice. Finally, because Blake was not prejudiced by his
absence from the conference, his counsel’s waiver of his right to be present could not
have prejudiced him.
CONCLUSION
¶13 We affirm the District Court’s decision and order.
/S/ JAMES JEREMIAH SHEA
7
We Concur:
/S/ MIKE McGRATH
/S/ PATRICIA COTTER
/S/ JIM RICE
Justice Laurie McKinnon, specially concurring.
¶14 For the reasons previously set forth in my special concurrence in State v.
Northcutt, 2015 MT 267, 381 Mont. 81, 358 P.3d 179, I cannot agree that a claim
alleging a right to be present should be evaluated pursuant to whether it occurred during a
“critical stage” of the trial. This Court borrowed the concept of “critical stage” of the
proceeding from precedent of the United States Supreme Court construing the Sixth
Amendment and a criminal defendant’s right to counsel. See Powell v. Alabma, 287 U.S.
45, 53 S. Ct. 55, 77 L. Ed. 158 (1932). “Critical stage” of the proceeding, as compared to
the trial itself, was the term utilized to extend the right to counsel from trial to
proceedings outside the trial—such as an arraignment or a pre-trial identification. It is an
inapt distinction to make to events occurring within the trial itself and for which
Defendant clearly has a right to counsel. Indeed, it would be an implausible argument to
suggest that any part of the trial was less critical such that no right to counsel attached.
Applying this incorrect analysis to a right to presence claim first appeared in our
jurisprudence in State v. Matt, 2008 MT 444, 347 Mont. 530, 199 P.3d 244, and we have
perpetuated the error in Charlie and Price and other subsequent cases. As a result, we
have been required to unreasonably conclude that an ex parte conversation between a
8
judge and jury about what the jury would like for dinner constitutes a critical stage of the
proceeding. Northcutt, ¶ 17.
¶15 I would evaluate Blake’s presence claim to determine whether “his presence has a
relation, reasonably substantial, to the fullness of his opportunity to defend against the
charge.” Snyder v. Massachusetts, 291 U.S. 97, 105-06, 54 S. Ct. 330, 332, 78 L. Ed. 674
(1934); State v. Schenk, 151 Mont. 493, 499, 444 P.2d 861, 864 (1968). As I believe
Blake’s absence from the emergency conference did not have a substantial relationship to
his opportunity to defend against the charge, I would affirm the District Court pursuant to
this inquiry only.
/S/ LAURIE McKINNON
9
State v. Blake
Court: Montana Supreme Court
Date filed: 2016-08-23
Citations: 2016 MT 212, 384 Mont. 407, 377 P.3d 1213
Copy Citations