UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
DUANE JAMES BARNES, DOCKET NUMBER
Appellant, AT-1221-16-0204-W-1
v.
DEPARTMENT OF VETERANS DATE: September 2, 2016
AFFAIRS,
Agency.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
Duane James Barnes, Pensacola, Florida, pro se.
Alyssa W. Silberman, Esquire, Jackson, Mississippi, for the agency.
BEFORE
Susan Tsui Grundmann, Chairman
Mark A. Robbins, Member
FINAL ORDER
¶1 The appellant has filed a petition for review of the initial decision, which
dismissed his individual right of action (IRA) appeal for lack of jurisdiction.
Generally, we grant petitions such as this one only when: the initial decision
contains erroneous findings of material fact; the initial decision is based on an
1
A nonprecedential order is one that the Board has determined does not add
significantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
2
erroneous interpretation of statute or regulation or the erroneous application of
the law to the facts of the case; the administrative judge’s rulings during either
the course of the appeal or the initial decision were not consistent with required
procedures or involved an abuse of discretion, and the resulting error affected the
outcome of the case; or new and material evidence or legal argument is available
that, despite the petitioner’s due diligence, was not available when the record
closed. See title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R.
§ 1201.115). After fully considering the filings in this appeal, we conclude that
the petitioner has not established any basis under section 1201.115 for granting
the petition for review. Therefore, we DENY the petition for review and
AFFIRM the initial decision, which is now the Board’s final decision. 5 C.F.R.
§ 1201.113(b).
BACKGROUND
¶2 The appellant is a social worker employed as a Case Manager with the
agency’s Gulf Coast Veterans Health Care System (GCVHCS) in Pensacola,
Florida. Initial Appeal File (IAF), Tab 1 at 1, Tab 2 at 5‑7, 15. The following
facts are undisputed. On or about August 13, 2015, the appellant was sitting in a
waiting area with a veteran who was waiting to be seen by other agency
employees when the appellant’s supervisor, E.W., approached the appellant and
directed him to attend a weekly staff meeting. 2 IAF, Tab 2 at 6‑7, 10, 15. The
appellant refused, asserting that he had to stay with the veteran because he
believed that she was suicidal. Id. at 6‑7, 10, 15. E.W. reiterated the direction to
attend the weekly staff meeting, and the appellant again refused, calling E.W. a
“fool.” Id. at 6‑8, 10, 15.
2
The appellant alleged that the events at issue occurred on August 13, 2015. IAF,
Tab 2 at 1, 3, 6. However, other evidence in the record indicates that the events
occurred on August 12, 2015. Id. at 7‑8, 10. We need not resolve the precise date that
the events occurred, because it is not material to the issue of the Board’s jurisdiction
over the appeal.
3
¶3 On December 11, 2015, the appellant filed an IRA appeal, alleging that, in
retaliation for his refusal to obey E.W.’s order to leave the veteran and attend the
staff meeting, GCVHCS officials issued him a verbal warning (reduced to a
written memorandum) and a separate performance counseling memorandum.
IAF, Tab 1 at 3. The appellant further alleged that E.W.’s order would have
required him to violate: (1) 38 C.F.R. § 17.38, which defines the hospital,
outpatient, and extended care services that constitute a “medical benefits
package”; and (2) 38 C.F.R. § 17.49, which establishes priorities for scheduling
appointments for outpatient medical services and inpatient hospital care. IAF,
Tab 1 at 3; see 38 C.F.R. §§ 17.38, 17.49. The appellant did not request a
hearing. IAF, Tab 1 at 2.
¶4 In support of his appeal, the appellant submitted documentation, including
correspondence from the Office of Special Counsel (OSC), which indicated that
he had filed a complaint with OSC alleging that E.W.’s order would require him
to violate two GCVHCS memoranda, in addition to the regulations cited in his
Board appeal, and that OSC had terminated its investigation into the complaint.
IAF, Tab 2 at 15‑19.
¶5 The administrative judge issued a jurisdictional order setting forth the
burden and elements of proof for establishing Board jurisdiction over an IRA
appeal, and ordered the appellant to submit evidence and argument regarding the
Board’s jurisdiction over his appeal. IAF, Tab 4. The appellant’s sole response
was a pleading certifying that he had served the documentation that he provided
to the Board on the agency. IAF, Tab 5 at 3. The agency moved to dismiss the
appeal for lack of jurisdiction, arguing, among other things, that the appellant
failed to raise a nonfrivolous allegation that he engaged in protected activity.
IAF, Tab 7 at 3.
¶6 Thereafter, the administrative judge issued an initial decision dismissing the
appeal for lack of jurisdiction. IAF, Tab 8, Initial Decision (ID) at 1, 5‑6. She
4
found that the appellant failed to raise a nonfrivolous allegation that he engaged
in protected activity under 5 U.S.C. § 2302(b)(9)(D). 3 ID at 5‑6.
¶7 The appellant has filed a petition for review of the initial decision. Petition
for Review (PFR) File, Tab 1. The agency has not responded to the petition for
review.
DISCUSSION OF ARGUMENTS ON REVIEW
¶8 To establish the Board’s jurisdiction over an IRA appeal, the appellant must
demonstrate that he exhausted his administrative remedies before OSC and make
nonfrivolous allegations that: (1) he made a disclosure described under 5 U.S.C.
§ 2302(b)(8), or engaged in protected activity described under 5 U.S.C.
§ 2302(b)(9)(A)(i), (B), (C), or (D); and (2) the disclosure or protected activity
was a contributing factor in the agency’s decision to take or fail to take a
personnel action as defined by 5 U.S.C. § 2302(a). 5 U.S.C. §§ 1214(a)(3),
1221(e)(1); Yunus v. Department of Veterans Affairs, 242 F.3d 1367, 1371
(Fed. Cir. 2001); Linder v. Department of Justice, 122 M.S.P.R. 14, ¶ 6 (2014).
¶9 Here, the administrative judge found, and we agree, that the appellant’s
allegations should be construed as a claim that the agency violated 5 U.S.C.
§ 2302(b)(9)(D), which prohibits an agency from taking or failing to take a
personnel action based on an employee’s refusal “to obey an order that would
require the individual to violate a law.” 5 U.S.C. § 2302(b)(9)(D); ID at 5. We
further agree with the administrative judge that the appellant demonstrated that he
exhausted his administrative remedies before OSC regarding this claim,
ID at 4-5; IAF, Tab 2 at 15‑19, and that a dispositive jurisdictional issue is
3
Having dismissed the appeal for lack of jurisdiction on other grounds, the
administrative judge did not make any findings regarding whether the verbal warning
memorandum and the performance counseling memorandum constituted “personnel
actions” under 5 U.S.C. § 2302(a)(2)(A). See ID.
5
whether the appellant raised a nonfrivolous allegation that he engaged in
protected activity under 5 U.S.C. § 2302(b)(9)(D), ID at 5‑6.
¶10 On review, the appellant reiterates his arguments that E.W.’s order would
have required him to violate 38 C.F.R. §§ 17.38 and 17.49. 4 PFR File, Tab 1 at 2.
However, relying on the Board’s decision in Rainey v. Department of
State, 122 M.S.P.R. 592, (2015), aff’d sub nom. Rainey v. Merit Systems
Protection Board, 824 F.3d 1359 (Fed. Cir. 2016), the administrative judge
correctly found that 5 U.S.C. § 2302(b)(9)(D) extends only to orders that would
require an individual to violate a statute, and not to orders that would require an
individual to violate regulations or agency memoranda. 5 ID at 5‑6; Rainey, 122
M.S.P.R. 592, ¶ 11. Furthermore, after the initial decision in the present appeal
was issued, the U.S. Court of Appeals for the Federal Circuit issued a
precedential opinion affirming the Board’s decision in Rainey. Rainey, 824 F.3d
1359. The Federal Circuit found that “the protection granted by section
2302(b)(9)(D) is limited to orders that are contrary to a statute, and does not
encompass orders that are contrary to a regulation.” Id. at 1364. Thus, in the
instant appeal, because the appellant did not allege that E.W.’s order would
4
Although the appellant incorrectly characterizes these regulations as part of the “U.S.
Code,” PFR File, Tab 1 at 2, they are instead regulations published in title 38 of the
Code of Federal Regulations. See 38 C.F.R. §§ 17.38, 17.49.
5
Prior to issuing the initial decision, the administrative judge did not notify the
appellant of the jurisdictional requirement that the order at issue compel an individual
to take an action barred by statute. IAF, Tab 4; see Burgess v. Merit Systems Protection
Board, 758 F.2d 641, 643‑44 (Fed. Cir. 1985) (finding that an appellant must receive
explicit information on what is required to establish an appealable jurisdictional issue).
The agency’s pleading below alluded to this requirement, but did not provide clear or
explicit notice. IAF, Tab 7 at 3. However, the administrative judge’s oversight was
cured by the initial decision, which set forth the jurisdictional requirement, affording
the appellant the opportunity to meet his jurisdictional burden in his petition for review.
ID at 5‑6; see Easterling v. U.S. Postal Service, 110 M.S.P.R. 41, ¶ 11 (2008) (finding
that an administrative judge’s failure to provide an appellant with proper jurisdictional
notice can be cured if the initial decision puts the appellant on notice of what he must
do to establish jurisdiction, thus affording him the opportunity to meet his jurisdictional
burden in the petition for review).
6
require him to violate a statute, the administrative judge properly dismissed the
appeal for lack of jurisdiction. 6 ID at 5‑6; see Rainey, 824 F.3d at 1364-65.
¶11 On review, the appellant contends that, in enacting the Whistleblower
Protection Act (WPA), Congress intended for the right‑to‑disobey provision at
section 2302(b)(9)(D) to extend to orders that would require an individual to
violate a regulation. 7 PFR File, Tab 1 at 2. However, in Rainey, the Federal
Circuit held that the restrictive language chosen by Congress in
section 2302(b)(9)(D), the legislative history of section 2302(b)(9)(D), and the
U.S. Supreme Court’s decision in Department of Homeland Security v.
MacLean, 135 S. Ct. 913, 919‑21 (2015), constrained the court to find that the
protection granted by section 2302(b)(9)(D) does not extend to orders that are
contrary to a regulation. Rainey, 824 F.3d at 1360-65. Precedential decisions of
the Federal Circuit, such as Rainey, are controlling authority for the Board, which
we are bound to follow unless modified by our reviewing court. See Conner v.
Office of Personnel Management, 120 M.S.P.R. 670, ¶ 6 (2014) (finding that
6
After finding that the Board lacked jurisdiction over the appeal because the appellant
failed to allege that E.W.’s order would have required him to violate a statute, in a
footnote in the initial decision, the administrative judge also stated that it did not
appear that E.W.’s order would have required the appellant to violate 38 C.F.R.
§§ 17.38 and 17.49. ID at 6 n.3. It was unnecessary for the administrative judge to
make any findings regarding whether E.W.’s order would require the appellant to
violate a regulation to dismiss the appeal for lack of jurisdiction. ID at 6. Therefore,
the administrative judge’s statement that it did not appear that E.W.’s order would have
required the appellant to violate 5 C.F.R. §§ 17.38 and 17.49 is obiter dicta, and we
need not address it further. See Co–Steel Raritan, Inc. v. International Trade
Commission, 357 F.3d 1294, 1307 (Fed. Cir. 2004) (stating that dicta are statements
made by a court that are “unnecessary to the decision in the case, and therefore not
precedential . . . .”) (quoting Black’s Law Dictionary 1100 (7th ed. 1999)).
7
Although the appellant refers to the WPA in his petition for review, the instant appeal
arises under the WPA as amended by the Whistleblower Protection Enhancement Act of
2012 (WPEA), Pub. L. No. 112-199, 126 Stat. 1465. PFR File, Tab 1 at 2; WPEA § 202
(providing the effective date of the WPEA). Prior to the enactment of the WPEA, the
Board lacked jurisdiction over IRA appeals alleging reprisal for the protected activity
described in section 2302(b)(9)(D). Rebstock Consolidation v. Department of
Homeland Security, 122 M.S.P.R. 661, ¶ 7 (2015).
7
precedential decisions of the Federal Circuit are controlling authority for the
Board, which the Board is bound to follow unless otherwise overruled by the
court sitting en banc), aff’d, 620 F. App’x 892 (Fed. Cir. 2015).
¶12 In sum, for the reasons discussed above, we conclude that the administrative
judge correctly found that the appellant failed to raise a nonfrivolous allegation
that he engaged in protected activity under 5 U.S.C. § 2302(b)(9)(D), and
dismissed the appeal for lack of jurisdiction.
NOTICE TO THE APPELLANT REGARDING
YOUR FURTHER REVIEW RIGHTS
You have the right to request review of this final decision by the U.S.
Court of Appeals for the Federal Circuit.
The court must receive your request for review no later than 60 calendar
days after the date of this order. See 5 U.S.C. § 7703(b)(1)(A) (as rev. eff.
Dec. 27, 2012). If you choose to file, be very careful to file on time. The court
has held that normally it does not have the authority to waive this statutory
deadline and that filings that do not comply with the deadline must be dismissed.
See Pinat v. Office of Personnel Management, 931 F.2d 1544 (Fed. Cir. 1991).
If you want to request review of the Board’s decision concerning your
claims of prohibited personnel practices under 5 U.S.C. § 2302(b)(8),
(b)(9)(A)(i), (b)(9)(B), (b)(9)(C), or (b)(9)(D), but you do not want to challenge
the Board’s disposition of any other claims of prohibited personnel practices, you
may request review of this final decision by the U.S. Court of Appeals for the
Federal Circuit or any court of appeals of competent jurisdiction. The court of
appeals must receive your petition for review within 60 days after the date of this
order. See 5 U.S.C. § 7703(b)(1)(B) (as rev. eff. Dec. 27, 2012). If you choose
to file, be very careful to file on time. You may choose to request review of the
Board’s decision in the U.S. Court of Appeals for the Federal Circuit or any other
court of appeals of competent jurisdiction, but not both. Once you choose to seek
8
review in one court of appeals, you may be precluded from seeking review in any
other court.
If you need further information about your right to appeal this decision to
court, you should refer to the Federal law that gives you this right. It is found in
title 5 of the United States Code, section 7703 (5 U.S.C. § 7703) (as rev. eff.
Dec. 27, 2012). You may read this law as well as other sections of the United
States Code, at our website, http://www.mspb.gov/appeals/uscode.htm.
Additional information about the U.S. Court of Appeals for the Federal Circuit is
available at the court’s website, www.cafc.uscourts.gov. Of particular relevance
is the court’s “Guide for Pro Se Petitioners and Appellants,” which is contained
within the court’s Rules of Practice, and Forms 5, 6, and 11. Additional
information about other courts of appeals can be found at their respective
websites, which can be accessed through the link below:
http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.
If you are interested in securing pro bono representation for an appeal to
the U.S. Court of Appeals for the Federal Circuit, you may visit our website
at http://www.mspb.gov/probono for information regarding pro bono
representation for Merit Systems Protection Board appellants before the Federal
Circuit. The Merit Systems Protection Board neither endorses the services
provided by any attorney nor warrants that any attorney will accept representation
in a given case.
FOR THE BOARD: ______________________________
Jennifer Everling
Acting Clerk of the Board
Washington, D.C.