NUMBER 13-14-00734-CR
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI – EDINBURG
JOSHUA JAMES OZUNA, Appellant,
v.
THE STATE OF TEXAS, Appellee.
On appeal from the County Court at Law
of Kerr County, Texas.
MEMORANDUM OPINION
Before Justices Garza, Benavides and Longoria
Memorandum Opinion by Justice Garza
Appellant Joshua James Ozuna pleaded nolo contendere to possession of less
than two ounces of marihuana in a drug-free zone, a Class A misdemeanor offense. See
TEX. HEALTH & SAFETY CODE ANN. §§ 481.121(a), (b)(1), 481.134 (West, Westlaw through
2015 R.S.).1 The trial court assessed punishment at forty days’ confinement in county jail
and a $1,200.00 fine, plus payment of court costs and attorney’s fees. Appellant appeals
from the denial of his motion for new trial. By two issues, appellant contends: (1) he was
denied effective assistance of counsel; and (2) the trial court erred by imposing a
sentence “without a plea or trial.” We affirm.
I. BACKGROUND2
The record is silent regarding the circumstances of the offense. The clerk’s record
contains a motion for new trial, submitted by appellant’s appellate counsel, which states:
COMES NOW, Counsel for the Defendant and files this Motion for New
Trial and would show unto the Court as follows:
1. This case was set for sentencing on October 14, 2014.
2. Defendant made known to his counsel, the District Attorney and the
Court that prior to sentencing he wished to retain alternate counsel.
3. Counsel Pat Phillips was previously appointed for the Defendant.
4. Defendant had released Mr. Phillips, informed Counsel of same and
retained Oscar Cantu.
5. Counsel moved to appear as Counsel of Record for the Defendant.
6. All parties initially denied knowledge of the events described above
then declined to allow the requested relief.
7. Defendant wished to withdraw his plea and tender a defense.
8. The Defendant has a viable defense to the charge(s) and no such
offer was made by his Court[-]appointed Counsel nor were any
motions filed on his behalf.
1 We note that section 481.134 of the Texas Health & Safety Code has been amended, but the
amendments are not applicable to this case.
2This case is before this Court on transfer from the Fourth Court of Appeals in San Antonio pursuant
to an order issued by the Texas Supreme Court. See TEX. GOV’T CODE ANN. § 73.001 (West, Westlaw
through 2015 R.S.). The State has not filed a brief to assist us in our disposition of this case.
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Wherefore, premises considered, counsel moves this Court to Grant him a
new trial in this matter, allow him to withdraw his plea and to any further
relief, at law or in equity that he may be entitled to.
Appellant states that the motion was denied by operation of law.
II. STANDARD OF REVIEW AND APPLICABLE LAW
We review the denial of a motion for new trial under an abuse of discretion
standard. See Charles v. State, 146 S.W.3d 204, 208 (Tex. Crim. App. 2004),
superseded in part on other grounds by TEX. R. APP. P. 21.8(b); Lewis v. State, 911
S.W.2d 1, 7 (Tex. Crim. App. 1995); Cueva v. State, 339 S.W.3d 839, 856–58 (Tex.
App.—Corpus Christi 2011, pet. ref'd). A trial court abuses its discretion by denying a
motion for new trial only when its decision is arbitrary or unreasonable, or when no
reasonable view of the record could support the trial court's ruling. Charles, 146 S.W.3d
at 208; Cueva, 339 S.W.3d at 856–58. The ruling of the trial court is presumed to be
correct, and it is the appellant's burden to establish the contrary. Jensen v. State, 66
S.W.3d 528, 545 (Tex. App.—Houston [14th Dist.] 2002, pet. ref'd). The test for abuse of
discretion is whether the trial court acted without reference to any guiding rules or
principles, and “the mere fact that a trial court may decide a matter within its discretionary
authority differently than an appellate court does not demonstrate such an abuse.” State
v. Herndon, 215 S.W.3d 901, 907–08 (Tex. Crim. App. 2007) (quoting Howell v. State,
175 S.W.3d 786, 792 (Tex. Crim. App. 2005)). We do not substitute our judgment for that
of the trial court. Charles, 146 S.W.3d at 208.
“To obtain a reversal of a conviction under the Strickland test, a defendant must
show that: (1) counsel’s performance fell below an objective standard of reasonableness
and (2) counsel’s deficient performance prejudiced the defense, resulting in an unreliable
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or fundamentally unfair outcome of the proceeding.” Davis v. State, 278 S.W.3d 346, 352
(Tex. Crim. App. 2009) (citing Strickland v. Washington, 466 U.S. 668, 687 (1984)).
“Deficient performance means that ‘counsel made errors so serious that counsel was not
functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment.’” Ex
parte Napper, 322 S.W.3d 202, 246 (Tex. Crim. App. 2010) (quoting Strickland, 466 U.S.
at 687). “The prejudice prong of Strickland requires showing ‘a reasonable probability
that, but for counsel's unprofessional errors, the result of the proceeding would have been
different.’” Id. at 248 (quoting Strickland, 466 U.S. at 694). “‘A reasonable probability is
a probability sufficient to undermine confidence in the outcome.’” Id. (quoting Strickland,
466 U.S. at 694). “[E]ach case must be judged on its own unique facts.” Davis, 278
S.W.3d at 353.
The burden is on appellant to prove ineffective assistance of counsel by a
preponderance of the evidence. Thompson v. State, 9 S.W.3d 808, 813 (Tex. Crim. App.
1999). Appellant must overcome the strong presumption that counsel's conduct fell within
the wide range of reasonable professional assistance and that his actions could be
considered sound trial strategy. See Strickland, 466 U.S. at 689; Jaynes v. State, 216
S.W.3d 839, 851 (Tex. App.—Corpus Christi 2006, no pet.). A reviewing court will not
second-guess legitimate tactical decisions made by trial counsel. State v. Morales, 253
S.W.3d 686, 696 (Tex. Crim. App. 2008) ("[U]nless there is a record sufficient to
demonstrate that counsel’s conduct was not the product of a strategic or tactical decision,
a reviewing court should presume that trial counsel's performance was constitutionally
adequate . . . .”). Counsel’s effectiveness is judged by the totality of the representation,
not by isolated acts or omissions. Thompson, 9 S.W.3d at 813; Jaynes, 216 S.W.3d at
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851. An allegation of ineffectiveness must be firmly founded in the record, and the record
must affirmatively demonstrate the alleged ineffectiveness. Bone v. State, 77 S.W.3d
828, 835 (Tex. Crim. App. 2002); Thompson, 9 S.W.3d at 814 n.6.
II. DISCUSSION
A. Ineffective Assistance
By his first issue, appellant complains that he was denied effective assistance of
counsel. Specifically, he complains that his court-appointed counsel: (1) did not review
or challenge any evidence offered by the State; (2) requested a pre-sentencing report
that contained other alleged offenses; (3) did not object to the absence of any written
waiver of jury trial in the record; and (4) did not inform appellant that he had the right to
withdraw his plea any time before the trial court rendered judgment.
Of these complaints, the only one arguably raised to the trial court is that appellant
“wished to withdraw his plea and tender a defense.” The reporter’s record reflects the
sentencing hearing and consists of two-and-a-half pages. At the end of the sentencing
hearing, after the trial court has assessed punishment, appellant responded, “Okay.
That’s cool.” Appellant’s mother attempted to raise an issue regarding appellant’s “other
new attorney,” but the State objected and the trial court did not permit any further
discussion.
Here, the sparse record is completely silent on the actions or alleged omissions of
appellant’s court-appointed counsel. The record contains nothing to support appellant’s
claims. We conclude that appellant’s allegations of ineffectiveness are not firmly founded
in the record. See Bone, 77 S.W.3d at 835.
Moreover, appellant has not shown that there is a reasonable probability that but
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for trial counsel's alleged errors, the result would have been different. Thompson, 9
S.W.3d at 812; see Strickland, 466 U.S. at 694. He argues only that, if appellant’s court-
appointed counsel had noted that there was no voluntary waiver form in the file, it would
have allowed sufficient time for appellant’s retained counsel to appear and provide a
defense. In his motion for new trial, appellant asserts that he “has a viable defense,” but
does not identify the defense. We hold that appellant has not met his burden to prove
ineffective assistance of counsel by a preponderance of the evidence. Thompson, 9
S.W.3d at 813. We overrule appellant’s first issue.
B. No Trial or Waiver
By his second issue, appellant contends that the sentence imposed by the trial
court was “illegal as it was adjudged without a plea or trial.” Appellant argues that there
was “no adjudication” of guilt.
We disagree. The clerk’s record contains the “Judgment and Sentence by Court,”
which stated, in relevant part:
On October 14, 2014, the above-styled and numbered cause came
before the Court for sentencing after a Pre Sentence Investigation had been
ordered. The Defendant having pled open to the Court to the allegations in
the State’s complaint and information, the Court having reviewed the pre-
sentence investigation report, hereby orders as follows:
On October 14, 2014, this case came before the Court for review of
the Pre-Sentence Investigation report and for sentencing. Evidence was
presented by the parties and by probation; and the cause was submitted to
the judge for sentencing.
The defendant is hereby adjudged GUILTY of the offense of
Possession of Marijuana in a Drug Free Zone, and having pled Nolo
Contendere to the Class A misdemeanor, the date of the offense being
JANUARY 8, 2014.
The remainder of the judgment recites the punishment assessed by the court. In addition,
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at the beginning of the sentencing hearing, the prosecutor informs the trial court that “we
pled the case and set it for a PSI.” The record reflects that appellant pleaded nolo
contendere and was adjudged guilty by the trial court. We overrule appellant’s second
issue.
IV. CONCLUSION
We affirm the trial court’s judgment.
Dori C. Garza
Justice
Do not publish.
TEX. R. APP. P. 47.2(b).
Delivered and filed the
17th day of September, 2015.
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