ACCEPTED
01-14-00649-CR
FIRST COURT OF APPEALS
HOUSTON, TEXAS
2/9/2015 9:42:32 AM
CHRISTOPHER PRINE
CLERK
No. 01-14-00649-CR
FILED IN
1st COURT OF APPEALS
HOUSTON, TEXAS
2/9/2015 9:42:32 AM
IN THE FIRST COURT OF A P P E ACHRISTOPHER
LS A. PRINE
Clerk
HOUSTON, TEXAS
JOHN ANDREW GARCIA,
Appellant,
Vs.
THE STATE OF TEXAS,
Appellee.
Appeal from the 412th District Court
Brazoria County, Texas
Trial Court Cause No. 73555
BRIEF FOR THE APPELLEE, THE STATE OF TEXAS
Trey D. Picard
Assistant Criminal District Attorney
State Bar No. 24027742
JERI YENNE – BRAZORIA COUNTY 111 East Locust St., Suite 408A
CRIMINAL DISTRICT ATTORNEY Angleton, Texas 77515
(979) 864-1233
(979) 864-1712 Fax
treyp@brazoria-county.com
Attorney for the Appellee,
Oral argument is not requested. The State of Texas
IDENTITY OF PARTIES AND COUNSEL
Appellant: John Andrew Garcia
Appellee: The State of Texas
Attorney for the Appellant: Keith Allen
State Bar No. 01043550
Attorney at Law
2360 CR 94, Suite 106
Pearland, Texas 77584
(832) 230-0075
(832) 413-5896 Fax
Attorney for the Appellant Bill Leathers
at Trial: State Bar No. 12095300
Attorney at Law
608 North Front St.
P.O. Box 1476
Angleton, Texas 77516
(979) 848-1700
(979) 864-3535 Fax
Attorneys for the Appellee Jeri Yenne
on Appeal: State Bar No. 04240950
Criminal District Attorney
Trey D. Picard
State Bar No. 24027742
Assistant Criminal District Attorney
111 East Locust St., Suite 408A
Angleton, Texas 77515
(979) 864-1233
(979) 864-1712 Fax
ii
Attorneys for the Appellee Jeri Yenne
at Trial: State Bar No. 04240950
Criminal District Attorney
Chase Clayton
State Bar No. 24072040
Assistant Criminal District Attorney
Kurt Sistrunk
State Bar No. 18444950
Assistant Criminal District Attorney
111 East Locust St., Suite 408A
Angleton, Texas 77515
(979) 864-1233
(979) 864-1712 Fax
iii
TABLE OF CONTENTS
IDENTITY OF PARTIES AND COUNSEL ................................................. ii
TABLE OF CONTENTS............................................................................... iv
INDEX OF AUTHORITIES ...........................................................................v
ABBREVIATIONS FOR RECORD REFERENCES ................................... vi
STATEMENT OF THE CASE .......................................................................1
ISSUES PRESENTED ....................................................................................2
STATEMENT OF FACTS ..............................................................................3
SUMMARY OF THE ARGUMENT ..............................................................5
ARGUMENT ...................................................................................................6
1) The evidence supports the jury’s finding that the Appellant used
a deadly weapon ....................................................................................6
2) Appellant was not prevented from testifying during guilt-
innocence by his attorney; neither is any prejudice resulting
from his failure to testify shown in the record ................................... 10
CONCLUSION ............................................................................................. 15
PRAYER ....................................................................................................... 16
CERTIFICATE OF SERVICE ..................................................................... 17
CERTIFICATE OF RULE 9.4 COMPLIANCE .......................................... 18
APPENDIX ................................................................................................... 19
iv
INDEX OF AUTHORITIES
Cases
Brooks v. State,
323 S.W.3d 893 (Tex. Crim. App. 2010)................................... 6
Bryant v. State,
No. 01–12–00921–CR, 2013 WL 6506302
(Tex.App.—Houston [1st Dist.], Dec. 10, 2013, no pet.)
(mem.opinion) (not designated for publication) ........................ 8
Clayton v. State,
235 S.W.3d 772 (Tex. Crim. App. 2007)................................... 7
Ex Parte Martinez,
330 S.W.3d 891 (Tex.Crim.App.2011).................................... 11
Isassi v. State,
330 S.W.3d 633 (Tex. Crim. App. 2010)............................... 6, 9
Jackson v. Virginia,
443 U.S. 307 (1979) ................................................................... 6
Jarnagin v. State,
No. 01–09–00753–CR, 2010 WL 5186782
(Tex.App.—Houston [1st Dist.], Dec. 23, 2010
(mem.opinion) (not designated for publication) ........................ 9
Johnson v. State,
169 S.W.3d 223 (Tex.Crim.App.2005),
cert. denied 546 U.S. 1181 (2006) ........................................... 10
Jones v. State,
944 S.W.2d 642 (Tex.Crim.App.1996)...................................... 9
Laster v. State,
275 S.W.3d 512 (Tex.Crim.App.2009)...................................... 8
v
Mills v. State,
No. 01–11–00068–CR, 2012 WL 524450
(Tex.App.—Houston [1st Dist.] Feb. 16, 2012, no pet.)
(mem.opinon) (not designated for publication) ....................... 11
Mitchell v. State,
68 S.W.3d 640 (Tex.Crim.App.2002)...................................... 11
Morales v. State,
633 S.W.2d 866 (Tex.Crim.App.1982)...................................... 8
Perez v. State,
310 S.W.3d 890 (Tex.Crim.App.2010).................................... 10
Robertson v. State,
163 S.W.3d 730 (Tex.Crim.App.2005)...................................... 7
Strickland v. Washington,
466 U.S. 668 (1984) ........................................................... 10, 11
Tong v. State,
25 S.W.3d 707 (Tex.Crim.App.2000)...................................... 11
Tucker v. State,
274 S.W.3d 688 (Tex.Crim.App.2008)...................................... 8
Yebra v. State,
No. 07-10-00008-CR, 2010 WL 3893684
(Tex.App.—Amarillo, Oct. 5, 2010, pet ref’d.)
(mem. opinion) (not designated for publication) ....................... 8
Statutes
TEX. PENAL CODE ANN. § 1.07(a)(17)(B) (Vernon 2011) .............................. 7
TEX. PENAL CODE ANN. § 22.02(a)(2) (Vernon 2011) ............................... 1, 7
vi
ABBREVIATIONS FOR RECORD REFERENCES
Abbreviation The Record
1 RR 2:532 Reporter’s Record, vol. 2, page 532.
2 CR 1:45 Clerk’s Record, vol. 1, page 45.
3 Ant. Br. 5 Appellant’s brief, page 5.
4 Apx. Ex. 1 State’s appendix, Exhibit 1.
5 RR 5: Sx. 1 Reporter’s Record, vol. 5, State’s Exhibit 1
vii
STATEMENT OF THE CASE
A jury convicted the Appellant, John Garcia, of aggravated
assault with a deadly weapon. See TEX. PENAL CODE ANN. § 22.02(a)(2)
(Vernon 2011). Jury also assessed the Appellant’s punishment at
confinement for ten years. Trial occurred in the 412 th District Court for
Brazoria County, Texas, Hon. Ed Denman presiding. In two issues on
appeal, the Appellant argues the evidence is insufficient to support his
conviction and he received ineffective assistance of counsel during trial.
1
ISSUES PRESENTED
At issue is whether there is sufficient evidence the Appellant
used a deadly weapon when he assaulted the complainant. The Court is also
asked to decide whether the Appellant received ineffective assistance of
counsel because his trial attorney allegedly prohibited him from testifying
during the guilt-innocence phase of trial.
2
STATEMENT OF FACTS
The instant matter involved the complainant, Rene Arredondo,
and the Appellant and arose from a dispute over money owed by Rene to
another individual named Timothy “Tim” McKeel for labor performed
previously building a fence (RR 3:23, 3:151). Rene testified he paid Tim $75
but still owed him an additional $25 (RR 3:23). On June 13, 2013, Tim
approached Rene who was, at that moment, scrapping a vehicle with his
brother to earn the additional $25 needed to pay the Appellant (RR 3:23-24).
Rene told Tim he would have the rest of the money due once the scrap was
sold, which would take about 45 minutes (RR 3:25). Tim initially agreed but
returned a short time later (RR 3:25).
The Appellant joined Tim at the scene and an argument ensued
between the Appellant and the complainant’s brother (RR 3:26-28).
Gradually more people filtered into the location as the argument became
louder and the confrontation escalated (RR 3:28). Rene then decided to
return home with his wife who witnessed the confrontation escalate (RR
3:32-33). At that moment, Rene was hit from behind with a hard, metal
object that landed on the right side of his face and knocked him unconscious
(RR 3:33-34, 3:37, 3:40-41). Rene’s wife, who was standing beside him
3
with her back turned to the Appellant, testified the impact was very loud,
solid and did not sound like the impact from a fist (RR 3:87).
Rene later testified he thought the Appellant was the one who
delivered the blow because he was the only one standing behind him (RR
3:37, 3:72). Rene’s wife, who also testified the Appellant was the only
person standing behind them when the blow was delivered, then helped
Rene away from the scene as a fight erupted between Rene’s brother against
Tim and the Appellant (RR 3:39-40, 3:88-89). The police arrived a short
time later and Rene identified the Appellant as the one who assaulted him
(RR 3:41-42). Rene told the officers he had been hit with “a piece of metal,”
and the officers recovered a metal wrench on the ground nearby (RR 3:42,
3:72, 3:109, 8: Sx. 4). One of the responding officers later testified that Rene
did in fact appear to have been struck by a blunt object verses an assailant’s
fist (RR 3:129-30). Rene was then taken by ambulance to the hospital where
he was treated for a fractured jaw and broken teeth (RR 3:44-45). The
Appellant would later threaten to kill Rene if he testified at trial (RR 3:56).
4
SUMMARY OF THE ARGUMENT
There is no dispute the Appellant struck Rene Arredondo
during an argument over money—he only argues there is no evidence he
used a weapon. The nature and severity of the complainant’s wounds,
however, provide sufficient evidence the Appellant struck him with a blunt
metal object, not a closed fist. Further, an investigating officer testified the
complainant’s wounds were consistent with being hit with the kind of
weapon alleged in the indictment. The jury was also free to disbelieve
testimony supporting the Appellant’s version of events. Thus, the evidence
is sufficient to support the jury’s finding the Appellant used a deadly
weapon during the assault.
In addition, the Appellant failed to show that his trial counsel
prevented him from testifying during the guilt-innocence phase of trial over
his insistence to do so. The record shows defense counsel told the Appellant
he had a right to testify, but recommended he not take the stand. The
Appellant also fails to show the result of trial would have been any different,
had he decided to testify against his attorney’s advice. Accordingly, his
ineffective assistance of counsel claim should be overruled.
5
ARGUMENT
1) The evidence supports the jury’s finding that the Appellant
used a deadly weapon.
In his first issue on appeal, the Appellant contends that the
evidence was legally and factually insufficient to support his conviction—
specifically, that he used a deadly weapon in the course of the assault. A
court of appeals reviews a sufficiency of the evidence issue, regardless of
whether it is denominated as a legal or factual claim, under the standard of
review set forth in Jackson v. Virginia, 443 U.S. 307, 319 (1979). Brooks v.
State, 323 S.W.3d 893, 912 (Tex. Crim. App. 2010); Under the Jackson
standard, the court reviews all of the evidence in the light most favorable to
the verdict and determines whether, based on that evidence and any
reasonable inferences from it, any rational trier of fact could have found the
essential elements of the offense beyond a reasonable doubt. Jackson, 443
U.S. at 319; Isassi v. State, 330 S.W.3d 633, 638 (Tex. Crim. App. 2010).
In conducting a sufficiency review, a reviewing court defers to
the jury’s role as the sole judge of the credibility of the witnesses and the
weight their testimony is to be afforded. Brooks, 323 S.W.3d at 899. This
standard accounts for the fact finder’s duty to resolve conflicts in the
testimony, to weigh the evidence, and to draw reasonable inferences from
basic facts to ultimate facts. Jackson, 443 U.S. at 319; Clayton v. State, 235
6
S.W.3d 772, 778 (Tex. Crim. App. 2007). When the record supports
conflicting inferences, a court of appeals presumes that the fact finder
resolved the conflicts in favor of the prosecution and defer to that
determination. Jackson, 443 U.S. at 326; Clayton, 235 S.W.3d at 778.
A person commits the offense of aggravated assault if he uses
or exhibits a deadly weapon during the commission of an assault. TEX.
PENAL CODE ANN. § 22.02(a)(2) (Vernon 2011). What constitutes a “deadly
weapon” is determined by section 1.07 of the Texas Penal Code. Robertson
v. State, 163 S.W.3d 730, 732 (Tex.Crim.App.2005). In the context of this
appeal, a deadly weapon includes anything that in the manner of its use or
intended use is capable of causing death or serious bodily injury. TEX.
PENAL CODE ANN. § 1.07(a)(17)(B) (Vernon 2011). “Serious bodily injury”
means bodily injury that creates a substantial risk of death or that causes
death, serious permanent disfigurement, or protracted loss or impairment of
the function of any bodily member or organ. Id. § 1.07(a)(46). Here, there is
no dispute the Appellant assaulted the complainant; rather, he argues only
that the evidence is insufficient to show he used a deadly weapon.
The indictment alleged the Appellant used a deadly weapon to
assault the complainant, namely a “wrench or hard metal object” (CR 1:5).
To prove the Appellant’s use of a deadly weapon, the State is not required to
7
introduce the object into evidence. Yebra v. State, No. 07-10-00008-CR,
2010 WL 3893684 *3 (Tex.App.—Amarillo, Oct. 5, 2010, pet ref’d.) (mem.
opinion) (not designated for publication) (citing Morales v. State, 633
S.W.2d 866 (Tex.Crim.App.1982)). Even without a description of the
weapon, the victim’s injuries can, by themselves, be a sufficient basis for
inferring that an appellant used a deadly weapon. See id. (citing Tucker v.
State, 274 S.W.3d 688, 691-92 (Tex.Crim.App.2008) and Morales, 633
S.W.2d at 868-69); see also Bryant v. State, No. 01–12–00921–CR, 2013
WL 6506302 *3 (Tex.App.—Houston [1st Dist.], Dec. 10, 2013, no pet.)
(mem.opinion) (not designated for publication) (holding same).
Based on the evidence presented of the nature and severity of
Rene’s injuries, including a cracked jaw and shattered teeth, the jury could
have reasonably found the Appellant used a deadly weapon (RR 3:41-45,
3:57-58, RR 8: Sx. 1-3). Further, the absence of direct evidence specifically
identifying or describing the metal tool introduced into evidence as State’s
Exhibit “4” does not render the foregoing evidence of a deadly weapon so
weak that the verdict is either clearly wrong or manifestly unjust. See Laster
v. State, 275 S.W.3d 512, 518 (Tex.Crim.App.2009). There was also ample
evidence at trial that the wrench recovered at the scene and admitted as
State’s Exhibit “4” could be used as a deadly weapon (RR 3:113, 3:138, RR
8
8: Sx. 4). In addition, testimony from the investigating officer that the
complainant’s wounds were consistent with being hit by a wrench or metal
object further support the jury’s deadly weapon finding (RR 3:129-30). E.g.,
Jarnagin v. State, No. 01–09–00753–CR, 2010 WL 5186782 *4
(Tex.App.—Houston [1st Dist.], Dec. 23, 2010 (mem.opinion) (not
designated for publication) (officer testified that complainant’s injuries and
bruising were consistent with being struck by a bat or club).
Further, the jury heard the testimony of the complainant and his
wife who said, given the blow and resulting injuries received, they believed
the Appellant used a deadly weapon, in this case a blunt metal object. To be
sure, the jury also heard testimony from Tim McKeel, who said the
Appellant hit the complainant with a fist, but nothing else (RR 3:154-55).
However, it is not the province of an appellate court to evaluate the
credibility of witnesses and substitute its’ own judgment for that of the jury,
which is the sole judge of the weight and credibility given to witness
testimony. Isassi, 330 S.W.3d at 638; Jones v. State, 944 S.W.2d 642, 648
(Tex.Crim.App.1996). Because the physical evidence and witness testimony
supporting the Appellant’s use of deadly weapon is sufficient, his first issue
on appeal should be overruled.
9
2) The Appellant was not prevented from testifying during
guilt-innocence by his attorney; neither is any prejudice
resulting from his failure to testify shown in the record.
In his second issue, the Appellant argues his defense attorney
was ineffective because counsel prevented the Appellant from testifying
during the guilt-innocence phase of trial. In order to determine whether
Appellant’s trial counsel was ineffective, a reviewing court must determine
(1) whether the Appellant has shown that his counsel’s representation fell
below an objective standard of reasonableness and, if so, (2) whether there is
a reasonable probability that the result of the proceeding would have been
different but for his attorney’s errors. Strickland v. Washington, 466 U.S.
668, 687 (1984); Johnson v. State, 169 S.W.3d 223, 235
(Tex.Crim.App.2005), cert. denied 546 U.S. 1181 (2006) (Strickland
provides the appropriate framework for addressing an allegation that the
defendant’s right to testify was denied by defense counsel.). Failure to meet
either prong of the Strickland test will defeat a claim of ineffective
assistance of counsel. Perez v. State, 310 S.W.3d 890, 893
(Tex.Crim.App.2010).
Under the Strickland standard, “reasonable probability” means
a probability sufficient to undermine confidence in the outcome of the trial.
Strickland, 466 U.S. at 694; Mitchell v. State, 68 S.W.3d 640, 642
10
(Tex.Crim.App.2002). This requires showing “a reasonable probability that,
absent the errors, the fact finder would have had a reasonable doubt
respecting guilt,” not merely “that the errors had some conceivable effect on
the outcome of the proceeding.” Ex Parte Martinez, 330 S.W.3d 891, 901
(Tex.Crim.App.2011). An appellate court’s determination as to whether a
defense attorney’s actions “so compromised the proper functioning of the
adversarial process that the trial court cannot be said to have produced a
reliable result” is made by our review of the overall record. See id.; see also
Mills v. State, No. 01–11–00068–CR, 2012 WL 524450 *2 (Tex.App.—
Houston [1st Dist.] Feb. 16, 2012, no pet.) (mem.opinon) (not designated for
publication).
In its review of defense counsel’s conduct in this proceeding
the Court of Appeals is required to indulge a strong presumption that his
conduct fell within a wide range of reasonable professional assistance.
Further, the Appellant must overcome the presumption the challenged
actions could be considered sound trial strategy. See Strickland, 466 U.S. at
689; Tong v. State, 25 S.W.3d 707, 712 (Tex.Crim.App.2000). Here, the trial
record fails to demonstrate that defense counsel’s performance fell below an
objective standard of reasonableness—specifically, that his recommendation
11
the Appellant not testify during guilt-innocence was not based on sound trial
strategy.
The Appellant filed a motion for new trial in which he argued
defense counsel prohibited him from testifying during guilt-innocence
against his desire to do so. During the motion for new trial, the Appellant’s
trial attorney testified he informed the Appellant he had “an absolute
constitutional right to testify” but it was counsel’s opinion that he should
not, given the Appellant’s prior criminal history (RR 7:17). Counsel further
testified they discussed this issue before the close of the State’s case, and the
Appellant accepted his advice and chose not to testify (RR 7:17, 7:19-20).
Had the Appellant chosen to testify against his attorney’s advice, trial
counsel said he would have made a record in court reflecting the Appellant’s
decision (RR 7:17-18).
Further, testimony offered by the Appellant during his motion
for new trial shows that anything he said during the guilt-innocence phase of
trial would have likely reinforced the prosecution’s case. Specifically, during
cross examination, the following exchange occurred:
STATE: Mr. Garcia, if you had testified not to the
punishment but at the guilt/innocence you
say you would have told the jury the truth,
right?
APPELLANT: Yes, sir.
12
STATE: Okay. And you would have told them that
you didn’t hit Rene Arredondo with a pipe,
right?
APPELLANT: Yes.
STATE: You would have told him -- in fact, you
would have told them that you didn’t hit him
with anything other than your hand, right?
APPELLANT: Yes, sir.
STATE: Okay. You told them that in the punishment
phase, didn’t you?
APPELLANT: I don’t recall, honestly.
STATE: But Mr. Leathers did call Timothy McKeel,
right?
APPELLANT: Yes, sir.
STATE: Okay. And Timothy McKeel testified to the
jury essentially what you would have said,
which is that you did not hit Rene
Arredondo with anything other than your
hand, right?
APPELLANT: Yes, he did.
(RR 7:11).
Based on the record, the Appellant has not shown his defense
attorney denied him the opportunity to testify during any portion of the
instant proceeding. The Appellant further fails to rebut the presumption that
trial counsel’s decision not to call him to testify during guilt-innocence was
13
based on sound trial strategy. Finally, the Appellant has not shown that there
is a reasonable probability that the result of the guilt-innocence phase of trial
would have been any different had the Appellant testified about the events
surrounding the offense. Accordingly, his second issue on appeal should be
overruled.
14
CONCLUSION
There is sufficient evidence in the record supporting the jury’s
finding that the Appellant used a deadly weapon (in this case a wrench or
some other blunt metal object) when the Appellant struck Rene Arredondo
from behind, cracked his jaw and sent him to the hospital. The Court of
Appeals should defer to the jury’s determination on the Appellant’s use of a
deadly weapon and overrule his first issue on appeal. Further, the Appellant
was not prevented from testifying during guilt-innocence by his attorney.
There is also no evidence in the record that the result of the guilt-innocence
phase of trial would have been different had the Appellant testified against
his lawyer’s advice. Accordingly, his second issue on appeal should be
overruled as well.
15
PRAYER
For these reasons, the State asks the Court of Appeals to
overrule the Appellant’s issues on appeal and affirm the trial court’s
judgment.
Respectfully submitted,
/s/ Jeri Yenne
_____________________________________
Jeri Yenne
State Bar No. 04240950
Brazoria County Criminal District Attorney
/s/ Trey D. Picard
_____________________________________
Trey D. Picard
State Bar No. 24027742
Assistant Criminal District Attorney
111 East Locust St., Suite 408A
Angleton, Texas 77515
(979) 864-1233
(979) 864-1712 Fax
treyp@brazoria-county.com
ATTORNEY FOR THE APPELLEE,
THE STATE OF TEXAS
16
CERTIFICATE OF SERVICE
As required by Texas Rule of Appellate Procedure 6.3 and
9.5(b), (d), (e), I certify that I have served this document on all other parties,
which are listed below, on February 9, 2015:
Keith Allen By:
State Bar No. 01043550 personal delivery
Attorney at Law
2360 CR 94, Suite 106 mail
Pearland, Texas 77584 commercial delivery service
(832) 230-0075
electronic delivery / fax
(832) 413-5896 Fax
Keith@KGAllenLaw.com
Attorney for the Appellant
/s/ Trey D. Picard
_____________________________
Trey D. Picard
Assistant Criminal District Attorney
17
CERTIFICATE OF RULE 9.4 COMPLIANCE
I certify that this electronically filed document complies with
Rule 9.4 of the Texas Rules of Appellate Procedure and that the number of
words is: 3,483.
/s/ Trey D. Picard
_____________________________
Trey D. Picard
Assistant Criminal District Attorney
18
APPENDIX
No documents are attached.
19