[ Author Italics ]
..."With respected consideration of the Honorable
Court, Applicant ask that the Court do not hold his
unclear and unprofessional Pleadings on the same
par of Professional Pleadings.
APPLICANT
Kenneth Phillips
Pl Qc\SQ fn corporo?¢e \N 13th C,om%€_$ \lum)ser
RECE|VED |N
couRT oF chM:NAL APPEALs
APR 15 2015
Abe| Acosta, Clerk
332 ,li Q 03 ;Oz lou /O§,£U
CAUSE NO. 923443-A
923444-A
924337-A
924338-A
Ex PARTE / § IN THE 177TH_`DISTR1CT
KENNETH PHILLIPS § coURT oF
Applicant. ‘ § HARRIS COUNTY, TEXAS
APPLICANT'S PROPOSES FINDINGS OF FACT,
CDNCLUSION OF LAW AND ORDER
OOMES NOW, Applicant Kenneth Phillips, (ll53438 T.D.C.J.) filing pro se,
(Motion) In Support of Writ of Habeas Corpus inreference to causes number's
923443, 923444, 924337, and 924338, from the proceedings held in The l77th
Judicial District Court of Harris County, Texas...asserting for the most part
that he was denied the right to the - Effective Assistance of Counsel. During
plea offer negotiation by Attorney Reo Harris, and here Invoke (Rule 201)(b)
Judicial Notice and its subsections)(in support of the Memorandum of Law `
to support Application for Writ of Habeas Corpus...received._
Kenneth Phillips, herefore referred to applicant maintain that he is
presently being held imprisoned at the W.G. McConnell Unit in Beeville, County
Texas,- pursuant to the conviction in Houston, Texas. And in violation of
his guaranteed Effective Assistance of Counsel 6th Amend. Protection of Egual
Rights 6th and 14th Amendment to the United States Constitution.
FINDING OF FACTS
Applicant, Kenneth Phillips was offered a l5 years plea bargain from-
the States prosecution Mia Magness. After having being offered 70 years,
50 years, 40 years, 25 years and finally a 15 year sentence that; which the
\"Applicant" allowed the Assistant District Attorney Mia Magness to acknow-
ledge that he accept the States proposed 15 year T.D.C. today offer. Mia.
Magness, then had explained to me that the papers could not be signed at
that time that I need to let my Attorney Reo Harris know that I am interested
in The Offer once he arrived. As soon as my Attorney arrived to the Hold-over
for (Defendants) awarting trial and plea deals._He was made fully aware of my
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talk with the Assistant District Attorney Mia Magness. And was instructed by me
before all else (took place) go and let The States Prosecution know that
his client Kenneth Phillips has accepted The States proposed plead deal of
15 years T.D.C. today. My Attorney failed to communicate my acceptance of
the offer having been proposed to me by The States assistant district attorney
Mia Magness. To my disappointment; disbelief. As Mr. Reo Harris, begain ex-
plaining to me that he needed to be allowed to inspect the collected evidence
and make sure that vHouston Police Department done everything by protocol
and then' went on -to say to me the (applicant) that he would have the (15)
years re-offered to me a later date that he needed time to do his Job. The
plea of (15) years was rejected as it was coerced with legal persuation...In-
effective advise.
Obviously, the 15 years nplea arrangement' was rejected as Applicant
Kenneth Phillips is now serving a (35) year sentence a much (Harsher) prison
term. Same charges and for the same guilty plea. it is here that the decision
to refuse (15) years said...offer brings in to guestion, the advise, perfor-
mance, and predice, of Counsel (Harris) overall legal-representation. See
Missouri v. Erye.
Applicant, contends that the outcome of the trial proceeding would
have` been different absent the error of erroneous advise to reject the (15)
years. And don't be for the deficient performance that which led to the plea
of (15) years rejection: Missouri v. Frye, 566 U.S.___ 2012. Applicant made
the decision to reject 'the plea of 15 years after the attorney (Instilled)
the concept that the same (plea) would still be achievable at a later date.
Such misinformation was the sole reason for the plea offer window concerning
the best offer which subsequently laapsed. The applicant communicated with
his (Attorney) explaining to his retained "Lawyer" all the evidence the State
Prosecution have to make a solid case against him; that was confiscated from
his vehicle and from him personally. The applicant further explained....to his
(attorney) that there was video camera and that his face was unmasked, §ight
Eye Witnesses `of more, Four Weapons, one of which had been taking out of
the Pawn Shop during the commission of the crime. The Attorney Mr. Harris, was
ALSO MADE AWARE THAT ONE OF THE weapon confiscated from the vehicle was in the
shooting at The Pawn Shop that could put me at the scene. And that each wit-
Page 2
ness could take the witness stand against me, and provide credible testimony
and identify me as the one that robbed The Pawn Shop. Due to the overwhelming
EVIDENCE _that was known to my circumstance and consequences realized. Mr.
Reo harris, should have acted in my very best of interest as he did not.
Mr. Reo Harris, was made aware of all the Facts first-hand by me. So that
he could see why it was crucially important for me to receive a plea offer
of the lowest term of harsher punishment. As there is overwhelming evidence
tnat could get me The Maximum Prison term.
The Attorney Mr. Harris, legal representing was incompetent as he inten-
tionally provided me with erroneous advise. As my attorney Mr. Harris was
expected to get me the (15) years that had been offered to me as'a one time
deal as made clearly understood that my Attorney once he had arrived and
was briefed on my talk fortunately with The Assistant District Attorney Mia
Mafness{ with him being my legal representation, and that his (duty) was
to get me the least amount of time. That was the 15 years which he the (Attor~
ney) was instructed to go and communicate in my best of insterest and inten-
tionally failed to do so apparently operating from his own interest rather
than mine.
Applicant was not afforded the effective assistance of counsel that
he is entitled to during "Plea Bargaining Negotiation. As a result he was
sentenced to a prison term of a much more (Harsher) sentence than the 15s
he was suposed to have received in The States one time offer of 15 years
to him. Applicant Kenneth Phillips, is entitled to the effective assistance
of counsel. see Mcmam v. Richard::~\,, 397 U.'s. 759, 771 (1970). In Hill the
Court held the two part Strickland v. Washington, test applies to challenges
vto guilty pleas based on ineffective assistance of counsel. 474 U.S. at 58.
The performance prong_ of Strickland require a defendant to show that
counsel legal-representation fail below the objective standard of reasonable-
ness. 474 U.S. at 57 (quoting Strickland , 466 U.S. at 488). In this case
all the parties agree the performance of respondent s counsel was deficient
when he- advised respondent reject the plea offer on the grounds he couldv
not be convicted at the trial. ln light of this concession it is unnecessary
for this Court to explore the issue.
Page 3
The question ford this Court is how to apply Strickland prejudice test
where ineffective assistance result is a rejection of the plea offer and
defendant is convicted at ensuing trial. See Lafler v. Cooper, 566 U.S. 2012.
Applicant contends that don't be for his counsel Mr. Harris erroneous
advise and deficient performance that the outcome of the trial proceedings
would have been different in the outcome and sentencing phase...of the plea
bargaining process. Applicant claims that ineffective assistance lead to
the improvident acceptance of a guilty plea and there is a reasonable proba-
bility that but` for counsels error [Applicant] would be serving a 15 years
' sentence instead of (35) years; that which is twice the amount of time than
the 15 years proposed to Kenneth Phillips the applicant. See: Lafler v. Cooper:
Applicant Here however the injured client seeks relief from the counsels
failure to' meet a valid legal standard, not from counsels refusal to violate
it. Applicant maintain that absent ineffective Counsel, he would have accepted
a plea offer for a sentence the prosecution evidently deemed consistent with
the sound administration of criminal justice. The favorable sentence a eluded
the ..... Applicant in the criminal proceeding appear_ to be the sentence
he or others in his position would have received in the ordinary course/
absent counsel ineffective assistance. Lafler v. Cooper, 566 U.S. 2012.
Applicant filed a Writ of Habeas Corpus to the convicting District
Court: Alleging that he was prejudiced by his Attorney Mr. Reo Harris to
receive a sentence of (15) years and that the deficient performance of the
Attorney clearly demonstrated ineffective assistance of counsel.
Applicant Kenneth Phillips, explained to his attorney that he had talk
with The State Prosecution Mia Magness. And let him know that she was offering
him (15) years today. And that he accepted The Assistant District Attorney's
proposed offer of (15) years...and...then the Attorney was instructed to
inform The States Prosecution of my acceptance and he (failed) to communicate
my interest and plea acceptance further to the State Prosecution...concerning
the lowest term of plea offers. That which deprived me opportunity:
In the instant cases: Missouri v. Frye, Attorney failed to inform him
Page 4
that The Prosecutor sent him a letter that proposed him a more lenient and
more favorable plea deal and he ended up taking a (Harsher) plea offer. he
subsequently pleaded guilty with no underlying plea agreement and was sentence
to Three years in prison. Seeking Post-Conviction relief in state court he
alleged his counsel failure to inform him of the...earlier plea offers denied
him the effective assistance counsel and he admitted that he would have pleaded
guilty to the ..... misdemeanor had he known of the offer. The Court denied
his Motion but the Missouri Appellate Court reversed, holding that Frye met
both the requirement for showing a Sixth Amendment violation under Strickland
V. Washington, 466 U.S. 668.
Specifically the Court found that the defense counsel had been ineffec-
tive in not communicating the plea offer and concluded that Frye had shown
that counsel deficient performance caused him prejudice because he pleaded
gthv to a felony instead of a misdemeanor. The -Sixth Amendment right to
effective' assistance of counsel extends to the consideration of plea offers,
that lapse or are rejected. Applicant was coerced to reject (15) years by
Attorney.
Applicant acceptance of the States 35 years sentence was based on in-
adeguate advise of his Attorney and misleading information. The Erroneous Ad#
vise, receivedv from his Attorney caused him to mis-out on opportunity to
receive. a more favorable sentence and entitles the applicant to become re-
offered the 15 years sentence according to the case. Missouri v. Frye, 566
U.S. 2012: Abu-Ein v. State, 921 S.W.2d 807 (Tex.App.-Houston [lA District]
A Defendant election to plead guilty when based on erroneous advise of counsel
is not voluntarily and knowingly.
At no time has the Applicant elected to freely choose a 35 year sentence
over the opportunity to receive the lesser sentence of 15 year nor have appli-
cant ever Inssisted on his innocence or maintained his innocence until the
' Attorney allowed him to know that he reviewed the video camera surveillance
footage with the applicant, which show the Applicant unmasked face clearly.
Afterwards the (Attorney); says that applicant instructed him to enter into
~plea negotiations with the state.
Page 5
Applicant was coerced to plead guilty by the erroneous advise and mis-
leading information of his Attorney- Whose deficient performance and constitu-
tional error entitles me to the requested relief of having the States original
plea of' 15 years reoffered to me. As request in the Writ of Habeas Corpus
art. 11.07. And should the court-Grant Evidentiary Hearing. Applicant intends
to prove that the 15 years had been verbally agreed to; by the Subpoena of
Mis Magness, Assistant District Attorney that present the offer and talkedlwith
me.
Attorney Reo Harris was [hiredj to protect my interest and to safeguard
my right[s] as his poor professional performance fail below the objective
norm and standard of reasonableness as required by law and by the American
Bar Association.
Applicant and his hired Attorney had an agreed understanding at the
very beginning of his retainment, not to permit his professional strategy to
override the more importance of securing my- interest and right[s], over his
opposed expectation of his performance.
Attorney Harris erroneous assessment has caused me irreparable harm,
in having received the more harsher sentenc of 35 years.
Applicant have a Sixth Amendment_right to counsel, a right that extends
to the plea~bargaining process. Frye,.ante, at B.Also Padillo v. Kentucky/
559 U~S. (2010 )%Siip op, at 16); gill Supra at 57. During plea negotiations
defendant are entitled to the effective assistance of counsel and assistance
of competent counsel. McMann v. Richardson, 397 U.S. 759, 771 (1970).
In contrast to Hill v. Lockhart, 474 U.S. 52 (1985), here the ineffective
assistance and advise led not to an offers acceptance, but to its rejection
and Applicant having to except a harsher 35 years sentence, not choosing
to waive it, is the prejudice alleged. \A Ai>p\ Lccw\?¢ C-OMY\SQ\ C,OE.\”CQ./;i him 10
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in open C,our¥ . but ¥0 ~m\g coun$€\ erroneous ad\l ice a mis\o,qc\m ih€&
hch ~me, §o\cz¢i w}A\\ c\ Bsc\\xo\unlgr\' %en¥ex\€>e 053 huv§her puni$_hme.n} 35 egr$»
G'L\\um\\\ ,, ‘S'l»o&<>.\ \\d§ Sim',;\qv}?<\ leo »m\¢ ;mxgo\un%m\( Ple<:tBarjain , Sa‘_>,j @;num\l,
9ch qb'Cl SN~(, 3c1 éL{l,O¢/L/[TEX, .'l\o\i%xc`>nib»l$%)f‘?%’. Dl»l€ ¥'O erroneous advisecmd
TY‘;~S i‘n$;@°`mLC€P\:; 5\,:>_€41`;11:;;)2 qob'\;; }O;r_ _
. ¢L¥ a L_»'.CQ Sen'\\en€?, ,'_'[, wo`g aggrqu ana mig,;n.@¢m _ b/ m/ j .'AZ.£A,“\[ S%q'?e)w"ls
advice and n'i'»$in£§or'ma%)lon(S§)\{ cars hud ¥0 be accep}ed \/ mea $€e, a
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911 s,w.;zd xo7cTéx,App.yous;onji/)Asmc% Srm.]a,» C°l$"'» n.,g(~.s<.Aw, quag\qqi). ’
Applicant did not elect to chose a (35) year sentence over the (15)
year sentence that was a one time offer and more favorable sentence that
statements and allegations are alleging in the State's motion and Affidavit
of Attorney Reo Harris.
Applicant was deprived opportunity to receive the best deal of (15)
years., Due to the erroneous advise of attorney Mr. Reo Harris. That failed
to tell the States Assistant District Attorney that he the defense (accept)
the State's offer proposed of (15) years as was instructed for him to deliver
the client acceptance of the 15 year sentence as the best deal. In the attorney
instantly began under minding-applicant decision. Unitil he coerced applicant
to reject the (15) years. proposed to him by the State Assistant District
Attorney Mia Magness. The attorney only was to follow the given instructions
that was to inform The States Prosecution that his client accept the 15 years.
Attorney Deficient performance and erroneous advise lead to the (Appli-
cant) receiving a more (Harsher) sentence that the 15 years that had been
offered in the beginning. Applicant plea and acceptance of the greater sentence
were because of the (instilled)' belief by the (attorney) that if the (35)
years was not accepted that I would receive a Life Sentence. The 15 years
already had been taking,off the table due to counsel ineffective assistance.
The Supreme Court Ruling: Missouri v. Frye 566 U.S.___2012 and compan-
ion case Lafler v. Cooper, (citations omitted). Here.the question is whether
defense counsel has the duty to communicate the terms of a formal offer to
accept a plea on terms and conditions that may be favorable to the defense and
that may result in a lesser sentence, a conviction of lesser charges or both.
The Court now holds that as a general rule, defense counsel has the duty
to communicate formal offers from the prosecution to accept a plea on terms
and conditions that may be favorable to the defense...the accused. Any excep-
tion that rule need not be explored here, for the offer was a formal one
with a fixed expiration date. When defense counsel allowed the 15 years to
expire without advising the defendant or allowing him to consider it, defense
counsel did not render the effective assistance the constitution reguire.
Though the standard for counsels performance is not determined solely
by reference to codified standards of professional pratice these standards can
Page 7
be important guides. The American Bar Association recommends defense counsel
promptly communicate and explain to the defendant all plea offers made by
the prosecution-prosecuting Attorney, A.B.A. Standards for Criminal justice,
Pleas of Guilty 14-3, 2(a) (3rd ed.1999), and this standard has been adopted
by numerous state and federal courts over the last 30 years. See, e.g
Davie v. State, 381 S.C.60l, 608-609, 675 S.E.Zd 416, 420 (2009); Cottle
v. State, 733 SO.2d 963, 965 966 (Fla.l999); Becton v. Hun, 205 W.Va. 139,
144, 516 S.E.Zd 762, 767 (1999); Harris v. State, 875 S.W.2d 662, 665 (Tenn.
1994); Lloyd v. Statey 285 Ga. 645,648, 373 S.E.2d 1, 3 (1988); United States
v. Rodriguez, 929 F.2d 747, 752 (CAl l99l)(per curiam); Pham v. United States,
317 F.3d 178, 182 (CA2 2003); United States ex rel. Caruso v. Zelinsky, 689
F2d 435, 438 (CA3 1982); Griffin v. United States, 330 F.3d 733, 737 (CA6
2003); Johnson v. Duckworth, 793 F.2d 898, 902 (CA7 1986); United States
v. Blaylock, 20 F.3d 1458, 1466 (CA9 1994)7 cf Diaz v. United States, 930
F.2d 832, 834 (CAll 1991).
'The standard for prompt communication and consulation is also set
out in State Bar Professional.Standards for attorneys. See e.g. Fla. -- Rule
Regulating Bar 4+1;4 v(2008); Ill. Rule Prof. Conduct. 1.4 (2011); Kan. Rule
Prof. Conduct 1.4. (2010); Ky. Sup.Ct. Rule.130, Rule Prof. Conduct 1.4.
(2011); Mass. Rule Prof. Conduct 1.4. (2011-2012): Mich. Rule Prof. Conduct
1.4. (2011).
Applicant was telling his Attorney that he would rather go to a full
fledge trial rather than acceprt the (35) years being offered. And that is
when the "Attorney" began to tell me that if I go to trial. I would get a
life sentence. But he never attempted to get me the (15) years as he was
instructed, just told me to sign the papers the papers was signed without
being admonished by my attorney to a understanding from Attorney and Client
communication. As required by (Law) he just would have me initial the (Plea
offers).
To note the prevalence of plea bargaining is not to criticize it. The
potential to conserve valuable prosecutorial resources and for defendants
to admit their crimes and receive more favorable terms and sentencing mean
that a plea agreement can benefit both parties. In order that these benefits
Page 8
can be realized however, criminal defendants require effective counsel during
plea negotiations. Anything less....might deny a defendant effective represen-
tation by counsel at the only stage when legal aid and advise would help
him; See: Massish, 377 U.S. at 204 (quoting Spano v. New York, 360 U.S. 315,
326 (1959)(Douglas J. concurring).
The fact that defendant is guilty does not mean he was not entitled
by the Sixth Amendment to effective assistance or that he suffer no prejudice
from his attorneys deficient performance during plea bargaining.
Sixth Amendment remedies should be tailored to the jury suffered from
the Constitutional violation (the rejection of 15 year sentence) and should
not unnecessarily_infringe on competing interests. See United States v. Morri-
sgnj 449 U.S. 361, 364 (1981).
CONCLUSION OF LAW AND-AUTHORITIES
The challenge (or ~claim) herefor, is not to the advice pertaining to
the plea that was accepted, but rather to the course of Legal Representation
that proceeded it, with respect to the potential plea and plea offers. As
outlined (consistently) throughout this "Motion" applicant is now serving
a 35 year sentence because he sought a plea bargain from the begaining. The
fact that Applicant entered a guilty plea is evidence that he would have
accepted anything less than (35) years.
Obviously, the 15 years» plea agreement was rejected as Applicant is
now' serving' a much harsher sentence. It is here that the, decision to refuse
said offer brings into question the advise, performance and prejudice of
Attorney Reo Harris overall representation.
WHEREFORE CONSIDERED, Applicant prays that -the Honorable Court return
his cause to the point of his 15 year sentence offer in that he was entitled.
to the lesser sentence or in the alternative relief the Court deems in the
best interest of justice.
Signed on this 131 th day of April, 2015.
Respectfully submitted,
Kenneth Phillips/APPLICANT
3001 S. Emily Dr.
Beevilleo texas 78102
Page 9