5fM5
CASE NO. PD-0511-15
^r>»P\MM RECEIVED IN
OR-lvANnU IN THE COURTOF CRWAL APPEALS
COURT OF CRIMINAL APPEALS OF~TEXAS JUL 10 2015
IN AUSTIN
AbelAcosta, Clert-
AEVIN PETER HENRY, Jr. PETITIONER
Vs.
THE STATE OF TEXAS RESPONDANT
PETITIONER'S PETITION FOR DISCRETIONARY REVIEW
On Petition for Discretionary Review from the Sixth Court of
Appeals in No. 06-14-00130-CR Affirming Conviction in No. 25589
from the 6th Judicial District Court of Lamar County, Texas.
— EiLKMN
COURT OF CRIMINAL APPEALS
JUL 10 20i5
Oral argument requested
Abel Acosta, Clerk
Alvin Peter Henry, Jr.
TDCJ No. 01935874
Coffield Unit
2661 FM 2054
Tennessee Colony, Texas
75884
PRO SE.
IDENTITY OF JUSTICES, JUDGE, PARTIES, AND COUNSEL
JUSTICES: Opinion by Justice Burgess, before Morriss, C.J.,
Moseley and Burgess, JJ.
TRIAL JUDGE: Honorable Bill Harris
APPELLANT-PETITIONER: Alvin Peter Henry, Jr.
ATTORNEY FOR THE PETITIONER AT TRIAL:
DAVID C. TURNER: 1116 Lamar Ave., Paris, Tx. 75460,
Tel: 903-785-8511; Fax: 903-737-2455.
ATTORNEY FOR PETITIONER ON APPEAL:
GARY L. WAITE: 104 Lamar Ave., Paris, Tx. 75460,
Tel: 903-785-0096; Fax: 903-785-0097.
APPELLEE-RESPONDANT: The State of Texas.
ATTORNEY AT TRIAL FOR THE STATE: Gary Young, County Attorney
~ of Lamar County, Texas: 119 N. Main, Paris, Tx. 75460
Tel: 903-737-2413.
ELECTED DISTRICT AND COUNTY ATTORNEY: Gary D. Young, 119 N. Main
Paris, Tx. 75460; Tel: 903-737-2413.
ATTORNEY ON APPEAL FOR THE STATE: Gary D. Young, County and Dist
rict Attorney Lamar County and District Attorney's
Office Lamar County Courthouse: 119 N: Main, Paris,
~ • Tx. 75460, Tel: 903-737-2470, Fax: 903-737-2455.
li
TABLE OF CONTENTS
Cover Page Page i
Identity of Justices, Judge, Parties, and
Counsel Page ii
Table of Contents Page iii
Index of Authorities Page v
Statement Regarding Oral Argument Page vii
Statement of Case Page viii
Statement of Procedural History Page ixLi
Statement of Jurisdiction Page xx
Questions For Review Page xi
1* Is the Sixth District Court of Appeals' ruling, that
ultimately upheld the denial that prevented the Petitioner
from presenting evidence of disminished capacity (during
guilt/innocence phase) in conflict with Ruffin v. State,
holding that the Petitioner could present disminished
capacity evidence in the same type of situation that the
Petitioner was in at trial?
2* Is the Sixth District Court of Appeals' ruling erroneous
for allowing the trial court to deny the Petitioner a jury
instruction on the requested diminished capacity theory?
3* When the State failed to properly link Petitioner to the
enhancement paragraphs, did the Sixth District Court of
Appeals unreasonably hold that Petitioner and Coleman's
testimony (showing that Petitioner has been to prison
multiple times) is sufficient to uphold the prior enhance
ment convictions, and is this ruling in conflict with Pri-
iii
hada v. State?
Arguments :
Question one Page 1
Question two Page 4
Question three ?age 7
Prayer for Relief Page 11
Inmate Declaration Page 11
Proof of Mailing Page 11
Appendix: Please see attached motion.
IV
INDEX OF AUTHORITIES
Back v. State, 719 S.W.2d 205 (Tex.Crim.App. 1986)
Page 9
Brown v. State, 122 S.W.3d 790 (Tex.Crim.App. 2003)
Page 5
Dugar v. State, S.W.3d (April 9, 2015)(2015 Tex.App.
1-vloLexis 3519) Page 4,5,7,8
Flowers v. State, 220 S.W.3d 919 (Tex.Crim.App. 2007)
Page 9
Henry v. State, No. 06-14-00130-CR, Slip Opinion (Tex.App.
6th Dist, April 16, 2015). Page ix,2,4,6,7
Jackson v. State, 160 S.W.3d 568 (Tex.Crim.App. 2005)
Page 2-3
Krajcovic v. State, 393 S.W.3d 282 (Tex.Crim.App. 2013)
Page 4
Mays v. State, 318 S.W.3d 368 (Tex.Crim.App. 2010)
Page 1
Menefee v. State, 928 S.W.2d 274 (Tex.App.--Tyler 1996, no pet)
Page 9
Prihada:.v. State, 352 S.W.3d 796 (Tex.App. 4th dist, San antonio,
2011). - Page 7,9,10
Ruffin v. State, 270 S.W.3d 586 (Tex.Crim.App. 2008)
Page 1,2,3,5
Shaw v. State, 207 S.W.3d 779 (Tex.Crim.App. 2006)
Page 5
Smith v. State, 314 S.W.3d 576 (Tex.Appr;!?-Texarkana 2010, no
Pet) Page 1
v
Texas Code of Criminal Procedure, art. 44.29 (West Supp 2010)
Page 10
Texas Penal Code Section 12.42(b)
Page viii
Texas Rules of Appellate Procedure:
Rule 66.3(a) Page x,3,10
Rule 66.3(f) Page x, general
Texas Rules of Evidence 403 Page 3
VI
STATEMENT REGARDING ORAL ARGUMENT
Petitioner believes that Oral Argument will be benificial
to this Honorable Court of Criminal Appeals because of the ever
changing state of the caselaw at hand.
VII
STATEMENT OF THE CASE
Petitioner was charged by single indictment with the offense
of Evading Arrest/Detention with a Motor Vehicle with a Deadly
Weapon Finding, a third degree felony (Clerk's Record, P.5),
with Notice of Intent to Seek Enhanced Sentence as a Habitual
Offender pursuant to Penal Code Sec. 12.42(b) (Clerk's Record,
Pp. 45-46). After a jury trial, Petitioner was convicted by
a jury and sentenced by the same jury to sixty (60) years in
the Institutional Division, Texas Department of Criminal Justice
(TDCJ)(Clerk's Record, Pp. 55-56).
Vlll
STATEMENT OF PROCEDURAL HISTORY
The Petitioner gave timely notice of appeal, on July 1, 2014,
CR, P.92. Appellate Counsel was appointed by the trial court
on July 15, 2014. CR, p. 97.' Petitioner Appealed to the Sixth
Appellate District Court of Appeals of Texas at Texarkana, and
Opinion by Justice Burgess affirmed the trial court's judgment
on April 16, 2015. See Henry v. State, No. 06-14-00130-CR, slip
opinion at page 12 (Tex.App. 6th Dist, April 16, 2015).
Petitioner's Appellate Counsel, Mr. Gary L. Waite, filed the
Petitioner's motion for rehearing on May 14, 2015, and the Sixth
District Court of Appeals overruled the motion for rehearing
on May 19, 2015. See Henry v. State, No. 06-14-00130-CR, (Tex.
App. 6th Dist, May 19, 2015)(rehearing overruled).
Petitioner sought for an extention of time to file his Peti
tion for Discretionary Review, and this Honorable Court granted
the motion and extented the time to file to July 17, 2015. See
Henry v. State, No. PD-0511-15 (Tex.Crim.App. May 4, 2015)(post-
card also granting petitioner the ability to file a single copy).
On or before July 17, 2015, the Petitioner files his Peti
tion for Discretionary Review.
IX
STATEMENT OF JURISDICTION
Pursuant to the Texas Rules of Appellate Procedure, rule
66.3, Petitioner conjures the following rules, but not limited
to, for this Honorable Court of Criminal Appeals to consider
granting the Petitioner's Petition for Discretionary Review:
1* Pursuant to the Texas Rules of Appellate Procedure, rule
66.3(a)., the Sixth District Court of Appeals' holding is in con
flict with the Court of Criminal Appeals' ruling, along' with
it's Sister Court of Appeals' ruling, on the same issue.
2* Pursuant to the Texas Rules of Appellate Procedure, rule
66.3(f), Petitioner believes that the Sixth Court of Appeals'
ruling is unreasonable, and in other areas didn't fully address
Petitioner's complaint,, that calls for this Honorable Court of
Criminal Appeals' exercise of It's power of supervision at hand.
QUESTIONS FOR REVIEW
1* Is the Sixth District Court of Appeals' ruling, that ulti
mately upheld the denial that prevented the Petitioner from pre
senting evidence of disminished capacity (during guilt/innocence
phase) in conflict with Ruffin v. State, holding that the Peti
tioner could present disminished capacity evidence in the same
type of situation that the Petitioner was in at trial?
2* Is the Sixth District Court of Appeals' ruling erroneous
for allowing the trial court to deny the Petitioner a jury in
struction on the requested diminished capacity theory?
3* When the State failed to properly link Petitioner to the
enhancement paragraphs, did the Sixth District Court of Appeals
unreasonably hold that Petitioner and Coleman's testimony (showing
that Petitioner has been to prison multiple times) is sufficent
to uphold the prior enhancement" convictions, and is this ruling
in conflict with Prihada v. State?
xi
QUESTION ONE RESTATED
Is the Sixth District Court of Appeals' ruling, that ulti
mately upheld the denial that prevented the Petitioner from pre-
senting evidence of disminished capacity (during guilt/innocence
phase) in conflict with Ruffin v. State [270 S.W.3d 586 (Tex.Crim.
i
App. 2008)], hqlding that the Petitioner could present disminish
ed capacity evidence in the same type of situation that the Peti
tioner was in at trial?
Texas law does not recognize diminished capacity as an af
firmative defense. Smith v. State, 314 S.W.3d 576, 590 (Tex.App.
--Texarkana 2010, no pet)(citing Ruffin v. State, 270 S.W.3d 586
(Tex.Crim.App. 2008)). If evidence of a defendant's mental ill
ness does not directly rebut a defendant's mens rea, a trial r:_
court is not required to give it. Mays v. State, 318 S.W.3d 368
(Tex.Grim.App. 2010). However, the Petitioner did put on evi
dence to rebut mens rea. In so doing, he was entitled to have
the jury consider his evidence because the Petitioner [has the]
right to present a defense that generally includes the due-pro^-
cess right to the admission of competant, reliable, exculpatory
evidence to rebut any of the State's alleged elements. See Ruf
fin v. State, 270 S.W.3d 586, 594 (Tex.Crim.App. 2008). "
In Ruffin, this honorable Court agreed with the dissenting
Justices in Clark [548 U.S. at 792-96] and held that "a per se
ban upon expert mental disease testimony to rebut mens rea un
duly restricts, if not prevents, the jury" from hearing "evi
dence of a defendant's history of mental illness" to rebut the
page 1
State's case-in-chief. Ruffin, supra, 270 S.W.3d at 395, 396.
In this case the testimony of the psychologist was that
Petitioner was unable to read, write, complete simple mathematics
problems, identify his parents occupations, or recite his birth
date. Coupled with this was the statement that he had told the
psycologist that he was "psycho," that he heard voices which urged
him to Mill himself, and that he usually took antipsychotic medi
cation, which he stopped taking prior to the offense. The psy
chologist testified that Petitioner had the mental capacity of a
teenager, while his cousin Dwayne Coleman testified that he had
the mental capacity of an 8 to 10 year old. There is testimony
from Petitioner that he was not aware that the people chasing him
were police officers. The Sixth District Court of Appeals, pre
sumably based on this testimony of the psychologist, Petitioner's
cousin, and Petitioner, finds that the evidence established that
Petitioner had diminished capacity. But then, despite this-find
ing, the Sixth District Court of Appeals goes on to find that the
Petitioner had the ability to make independent decisions, "albeit
...poor ones." See Henry v. State Slip Opinion at 6-8, No. 06-
14-00130-CR (Tex.App.--6th Dist. April 16, 2015).
Axiomly, this case is squarely on point with Ruffin v. State,
270 S.W.3d 586, 593 (Tex.Crim.App. 2008). The Petitioner did not
have the required state of mind at the time of the offense. "As
with the other elements of the offense, relevant evidence may be
presented which the jury may consider to negate the mens rea ele
ment ,]... includ[ing] evidence is admissible under the Texas
Rules of Evidence. Id. at 596 (emphasis added)(quoting Jackson
page 2
v. State, 160 S.W.3d 568, 574-75 (Tex.Crim.App. 2005)). Evi
dence of whether Petitioner suffers from diminished capacity suf
ficient to determine that Petitioner does not have culpable mens
rea is a fact issue to be determined by the jury. In fact, be
fore trial even started, there was a discussion concerning whether
the issue of mental illness could be brought up during guilt/in
nocence, the State agreed with the Petitioner and believed that
it could be presented before the jury also. See RR2, P.10.
The finding by the trial court that the evidence of dimi
nished capacity should not be allowed because it could be confu
sing to the jury is out the window in this case because the Texas
Rules of Evidence 403 provides a mechanism to exclude specific
expert testimony that is unfairly complex. Ruffin, supra at 595.
In this case, Dr. Bell and Mr. Colmans testimony is admissible
and is not unfairly complex, rather, it:'is very helpful for the
jury to determine the facts of this case at hand. Id.
The Petitioner believes that Dr. Bell and Mr. Colemans test
imony should have been exposed to the jury, on the behalf of the
Petitioner's sole defense, against that of what the State's entire
case is about. Even the State believed that the Petitioner
could present the diminished capacity evidence to the jury. RR2,
P. 10.
Finally, under the Texas Rules of Appellate Procedure, rule
66.3(a), the Petitioner insures this Honorable Court that the Si
xth District Court of Appeals' ruling is in conflict with this
Honorable Court's holding in Ruffin v. State, on the same issue.
Further, this question is worthy of relief in the form of granting
page 3
this petitioner for further review, pertaining to this question.
QUESTION TWO RESTATED
Is the Sixth District Court of Appeals' ruling erroneous
for allowing the trial court to deny the Petitioner a jury in
struction on the requested diminished capacity theory?
The Sixth District Court of Appeals held that "we find no
error in either the trial Court's exclusion of evidence relating
to Henry's diminished capacity during guilt/innocence or its de
nial of Henry's requested Jury instruction." Henry v. State, slip
Opinion at page 8, No. 06-14-00130-CR (Tex.App:.--6 th Dist. April
16, 2015). The Sixth Disrtict Court of Appeals incorporated it's
findings in prior discussion in addressing Petitioner's first
ground, but never fully addressed whether Petitioner was in fact
entilted to a jury instruction on the diminished capacity issue.
Therefore, this Honorable Court should take the following into
consideration as this Honorable Court exercises it's supervisory
power pursuant to the Texas Rules of Appellate Procedure 66.3(f).
Because the Petitioner was denied his right to expose the
jury to evidence of Petitioner's diminished capacity, he would
have been entitled to a jury charge on the issue of diminished
capicity. See Dugar v. State, S.W.3d (April 9, 2015)
(2015 Tex.App. Lexis 3519). The trial court must give a requested
instrustion on every defensive issue that is raised by the evi
dence. Kra.jcovic v. State, 393 S.W.3d 282, 286 (Tex .Crim.App.
2013).
In Dugar v. State [supra], the Houston District Court of
Appeals held "the error was not harmless because defendant had
page 4
only a single defense and when the trial court denied the instru-
tion the jury was given a charge that contained no vehicle with
which it could acquit him as he admitted shooting the victim."
Id. Slip Opinion at page 1. This Houston District Court deter
mined "when decidign whether a defensive issue has been raised
by the evidence, a court must rely on its own judgment, formed in
the light of its own common sense and expercience, as to the limits
of rational inference from the facts that have been proven. Shaw
v. State, 243 S.W.3d 647, 657-58 (Tex.Crim. App. 2007). The de
fendant is entitled to an instruction on a defense when there is
legally sufficient evidence to raise the defense, regardless of
whether the evidence supporting the defense is weak or contra
dicted, and even if the trial court is of the opinion that the
evidence is not credible. Id_. Whether the record contains such
evidence is a question of law, which means that we do not apply
the usual rule of appellate deference to the trial court's ruling.
Id. 'Quite the reverse, we view the evidence in the light most
favorable to the defendant's requested submission.' Ruffin v.
State, 207 S.W.#d 779, 782 (Tex.Crim.App. 2006)." See Dugar,
Supra, slip opinion at page 6.
The evidence in the record clearly shows -that '" the"Petition-
er's sole defense was the presentation of the diminished capacity
evidence. And further, the Petitioner's state of mind is a ques
tion of fact that must be determined by the jury. Brown v.
State, 122 S.W.3d 790, 800 (Tex.Crim.App. 2003).
First, Bell testified that Petitioner is mentally retarded
and mentally ill. His report tells us that Petitioner has a Psy-
page 5^
chotic disorder, which includes schizophrenia and bipolar dis
order—hearing voices and havingf-hallucinations. RR4, 74, 75.
Next, Bell further testified that the interplay between the
mental illness coupled with mental retardation is that there is
multiple disability, and it affects Petitioner's judgment, im
pulse control, and understanding the real world. RR4, 75, 76.
Then the Petitioner (at punishment) testified that he him
self has been to Terrell, (state hospital), "way back sometimes,"
after he was grown. RR4, 97. And because of the Petitioner's
hallucinations and not being able to understand the real world,
Petitioner 'thought that the police behind him was "some dude from
Wal-mart." RR4, 99. This piece of evidence alone shows why Peti
tioner sped up when the vehicle behind Petitioner rushed up to
the Petitioner's vehicle. Had the jury seen this full extent of
evidence at trial, and have been given the instruction requested
by the defense, the jury would have definitely produced a dif
ferent verdict at hand.
Finally, the State (as well with the Sixth District Court of
Appeals) improperly stated that the Petitioner knew that he was
running from the police, that was based off of the video tape that
was played before the jury. See Henry v. State, Slip opinion at
page 7, No. 06-14-00130-CR (Tex.App. --6th Dist. April 16, 2015.
Nevertheless, when the State questioned about whether he was run
ning from the police, Petitioner answered "that's what you say,
that's what they say." RR4, 107. The entire time the voices, in
Petitioner's mind, was telling him (and the Petitioner believed)
that the police was a "dude from Wal-mart" who wants to call the
page 6
police.
In conclusion, the Petitioner's proper vehicle was a jury
instruction on the diminished capacity evidence, and just like
Dugar, this error was not harmless! Being in the favor of the
Petitioner, the Petitioner is entitled to the jury instruction of
diminished capacity. Therefore, the Sixth District Court of Ap
peals' holding is erroneous and is in conflict with Dugar v.
State. Finally, the Petitioner respectfully.implores this Honor
able Court to grant his Petition forrDiscretionary Review on the
present question at hand.
QUESTION THREE RESTATED
When the State failed to properly link Petitioner to the
enhancement paragraphs, did the Sixth District Court of Appeals
unreasonably hold that Petitioner and Mr. Coleman's testimony
(showing that Petitioner has been to prison multiple times) is
sufficent to uphold the prior enhancement convictions, and is this
ruling in conflict with Prihada v. State, 352 S.W.3d 796 (Tex.App.
[4th Dist] san antonio 2011)?
The Sixth District Court of Appeals held that during the
punishemnt phase, Petitioner admitted that he was convicted.'.of
and went to prison for (1) aggravtated assault of police officer
and (2) aggravated robbery." See Henry v. State, slip Opinion at
page 11, No. 06-14-00130-CR (Tex.App.--6th Dist. April 16, 2015).
(Emphasis added). This holding is completely unreasonable when
mirrored with the true facts of the case.
The Petitioner's Attorney has looked through the testimony
of the Petitioner, and axiomly found no area or testimony admit-
page 7
ted being "convicted of" these offenses! See Petitioner motion
for rehaering on page 6. Petitioner was never asked about the
convictions, only whether he had been to or went to prison for
certain offenses. Petitioner readily admitted he had been to
prison several times. Petitioner admitted that he had pleaded
guilty to four different assualts, but never was he asked speci
fically about the offenses used: for enhancement. RR4, P. 111.
There is a distinction between being convicted of an offense and
having been to prison for an offense. Likewise, Coleman's testi
mony was that Petitioner had spent a vast majority of his life in
prison, and that he was imprisoned in 1989 for aggravated assault
and again in 2002 for aggravated robbery, not whether Petitioner
had been convicted. See Henry v. State, slip opinion at page 11,
No. 06-14-00130-CR (Tex.App.--6th Dist. April 16, 2015).
Coupled with Petitioner's plea of "Not True," it"was incum
bent upon the state to prove that Petitioner had been convicted
of these offenses, not merely incarcerated for them. Petitioner's
legal name is Alvin Peter Henry, Jr. None of the Judgments, in
cluding the ones used for enhancement, identify Alvin Peter Henry
named therein as the same person on trial in this case.
Also, the State argued in closing, and the Court unreasonably
adopts, in it's opinion the proposition that Petitioner, has sti
pulated to his prior convictions. Petitioner's, attorney to the
prior convictions, although it is not clear that he stipulated
that he was the same person who was convicted, only that the
judgments and sentences were valid certified copies. When later
entered a plea of "Not True," it became incumbent upon the State
page 8
to prove that the person on trial is the same person convicted
and sentenced in each of the prior convictions.
The Petitioner presents Prihada v. State, 352 S.W.3d 796
(Tex.App. [4th Dist] san antonio" 2011), to this Honorable Court
because the following completely conflicts and contradicts the
ruling in the Petitioner's case at hand:
The San Antonio District Court held: "with regard to prihada
[and his assertion] that the State failed to prove the prior con
viction, the State is required to prove beyond a reasonable doubt
that: (1) a prior conviction exists; and (2.) the defendant is '.::
linked to that conviction. Flowers v. State, 220 S.W.3d 919, 921
(Tex.Crim.App. 2007). ... Based onexisting precedent, we note that
a certified copy of the judgement standing alone is insufficient
to prove a prior conviction, and this is true even if the name on
the judgment is the same as the defendant in trial. Back v. State,
719 S.W.2d 205, 210 (Tex.Crim.App. 1986); Menefee v. State, 928
S.W.2d 274, 278 (Tex. App. --Tyler 1996, no pet).
"In the instant case, no such document were admitted into
evidence, and none of the documents signed by Prihoda in the ins
tant case contains the signature of the trial judge who presided
over the signature of the trial judge who presided overrthe pun
ishment hearing. Although we must view the evidence in the light
most favorable to the trial court and acknowledge that the trial
court "could" have compared the signature on the judgment to the
signatures on the documents in the file, relying on such a com-
parasion in this case given the record as a whole raises serious
concerns. Even if we accept that the trial judge made a compara-
page 9
son of Prihoda's signature, we hold that the evidence presented
in this case failed to sufficiently link Prihoda!to the prior
conviction. We note that no evidence was introduced to show that
Prihoda's name was sufficiently unigue to enable the trial court
to rely on his name as a evidentiary link, and Officer Salazar's
vague response.to a single question about a prior DWI would not
enable the trial court to fit these pieces of evidence together
to link Prihoda beyond a reasonable doubt, to the prior convict
tion." See Prihoda v. State, 352 S.W.3d 796, 807,809-10 (Tex.
App. [4th Dist] San Antonio 2011)(remanded the cause for a new
punishment hearing according to the Texas Code of Criminal Pro
cedures art. 44.29 (west supp. 2010))(Emphasis added).
Considering the facts of both cases, Presented herein, the
Petitioner believes that Prihoda's holding conflicts with the
Sixth:jjistrict Court of Appeals' holding within Petitioner's
case. The State failed to link the Petitioner to the enhancments
beyond a reasonable doubt, and the Sixth Court of Appeals is
unreasonable to support it. In fact, the Petitioner's legal
name, that conflicts with the name on the enhancement documents,
alone casts serious doubt to the sufficient of the enhancements.
The Petitioner respectfully implores this Honorable Court
to settle the Conflicting rulings between Prihoda's case and the
Petitioner's, pursuant to the Texas Rules of Appellate Procedure
66.3(a). And grant Petitioner's Petition for Discretionary Re
view for a precedent on this issue is needed.
page 10
PRAYER FOR RELIEF
The Petitioner prays that this Honorable Court will GRANT
his Petition for Discretionary Review pertaining to Petitioner's
three questions.
INMATE DECLARATION
I, Alvin Peter Henry, Jr., TDCJ #01935874, being incarcerated
in the TDCJ-CID Coffield unit in Anderson County, Texas, declares
that the foregoing is true and correct under the penalty of pur-
jury. EXECUTED THIS DAY OF JULY 7, 2015.
JIL, <&-__
ALVIN PETER HENRY, Jr.
#01935874-Coffield unit
2661 FM 2054
Tenn.Colony, Tx. 75884
Pro se.
PROOF OF MAILING
I, Alvin Peter Henry, Jr., TDCJ #01935874, being incarcerated
in the TDCJ-CId Coffield unit in Anderson County, Texas, declares
that I have placed my Petition for Discretionary Review in the
internal mailing system, at the Coffield unit, on July 7, 2015.
This is true and correct under the penalty of purjury.
EXECUTED THIS DAY OF JULY 7, 2015.
— 7(k-^
ALVIN PETER HENRY, Jr.
#019935874-Coffield unit
2661 FM 2054
Tenn.Colony, Tx. 75884
Pro se.
page 11
In The
Court of Appeals
Sixth Appellate District of Texas at Texarkana
No. 06-14-00130-CR
ALVIN PETER HENRY, JR., Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 6th District Court
Lamar County, Texas
Trial Court No. 25589
Before Morriss, C.J., Moseley and Burgess, JJ.
Opinion by Justice Burgess
OPINION
After allegedly stealing steaks from a local Walmart on Christmas Eve in 2013, Alvin Peter
Henry, Jr., in an effort to avoid apprehension, led the Reno Police Department on a dangerous,
sixteen-minute, high-speed chase. Reaching speeds of 120 miles per hour on roads crowded with
holiday travelers, Henry sped through intersections, stop signs, and residential neighborhoods;
drove for considerable lengths of time in oncoming lanes of travel; and forced many vehicles off
the roadway as a means of avoiding a head-on collision. The chase ended when Henry led officers
to his own home after police-deployed spike strips shredded the fleeing vehicle's front tire. A jury
watched the dash-cam video recording of the dangerous chase, convicted Henry of evading arrest
with a motor vehicle, and entered a finding that his vehicle was used as a deadly weapon. The jury
also found that Henry was previously convicted of two felony offenses, resulting in Henry's
enhanced sentence of sixty years' imprisonment.
Based on findings by a psychologist that Henry has a low intelligence quotient (IQ) and
suffers from psychotic disorders, Henry argues that the trial court erred (1) in failing to allow him
to introduce evidence of his diminished capacity during the guilt/innocence phase of his trial and
(2) in refusing to submit a jury instruction regarding the effect of his diminished capacity. Henry
also argues that during punishment, the State failed to prove that he was the same person who had
committed the extraneous offenses introduced during punishment, including the two prior felony
offenses used to increase his range of punishment.
We find that the trial court did not abuse its discretion in disallowing evidence of or a jury
instruction on Henry's diminished capacity. We also find that the evidence was legally sufficient
to link Henry to the extraneous offenses introduced in the punishment phase of his trial.
Accordingly, we affirm the trial court's judgment.
I. The Trial Court Did Not Abuse its Discretion in its Diminished-Capacity Rulings
A. The Diminished-Capacity Evidence
Prior to his trial, Henry was examined by psychologist David Bell, who authored a written
report finding that Henry was competent to stand trial, but that he was "both mentally retarded and
mentally ill." Henry was unable to read, write, complete simple mathematics problems, identify
his parents' occupations, or recite his birthdate. Henry told Bell that he collected a "disability
check for being 'slow'" and that he had "an overseer, named Dewayne Coleman." According to
Bell's report, Henry said that he was "psycho," that he heard voices which urged him to kill
himself, and that he usually took antipsychotic medication, which he stopped taking prior to the
offense.
During Bell's interview, Henry claimed that he had taken another, unnamed person to
Walmart and thatthe other person had stolen the steaks from Walmart.1 After the deed was done,
Henry said that he "panicked and took off, refusing to stop." Henry told Bell that he "has been
locked up much of his life," that he was very afraid of prison, and that he wished to go to a
psychiatric hospital.instead. Bell's written report concluded that Henry was "suffering from
Mental Retardation and a Psychotic Disorder at the time of the offense," but that he was "NOT
deprived by these illnesses of the ability to judge right from wrong."
'Henry was the sole occupant of the vehicle during the high-speed chase. Police officers found the steaks in the
vehicle Henry was driving.
3
Armed with Bell's reports, Henry asked the trial court to hold a hearing to address the
admissibility of his diminished capacity before the jury. During Henry's offer of proof,2 Bell
testified that Henry had a mental age o'f "[fjourteen or fifteen" and that his mental illness impacted
his judgment and impulse control. However, since Bell only examined Henry for thirty to forty-
five minutes, Bell testified that he was "not positive about [Henry's] mental illness," but explained
that such a mental illness would make one "more prone to not understand what's going on[,] to do
things like panic," and "to just do something really impulsive without regard to where it would
lead [him]." Bell confirmed that Henry understood the difference between right and wrong, that
his mental illness was not involved in any of the events leading to the arrest, and that Henry ran
from the police because he was hoping that he would not get caught.
Henry testified that on the day of the offense, he drove Linda Jones and Sam O'Neil to
Walmart in Linda's car and that he stole nothing.3 Henry's explanation as to why he fled was
inconsistent. Henry first said, "I really didn't know the police were behind me until I got home,"
then testified that he thought someone was after him, and later admitted that he fled because a
Walmart employee told him that he was going to call the police. Henry also claimed that he was
unaware that he could get into trouble for fleeing and that he heard voices instructing him to drive
home where he would be safe. Referring to his prior history of incarceration, Henry added, "[I]f
I would have stopped right there on that road, [the police] probably would have killed me, the kind
of record I got. That's why I ran." Coleman, Henry's cousin and caretaker, testified that he
2During the pretrial hearing, all parties agreed that Henry's offer of proof would consist of the testimony elicited
during the punishment phase of the trial.
3It is unclear whether Henry had a driver's license.
believed Henry operated at the same level as an eight- to ten-year-old child and that he had been
hearing voices for a long time. Coleman testified that Henry lived by himself and could fix some
meals for himself.
B. The Trial Court's Rulings
The trial court disallowed any testimony regarding mental retardation and mental illness,
ruling that such evidence would not be relevant to any issue in the case and, if allowed, would
confuse thejury by interjecting concepts of sanity and competence.4
At the pretrial hearing, Henry also requested that the following instruction be given to the
jury:
You have heard evidence that the defendant had a mental disease or defect and, as
a result, did not have the culpable mental state these instructions have told you the
state must prove. This case does not involve a claim by the defendant that he was
insane at the time of the offense.
If you find the defense evidence credible, you may consider it in deciding whether
the state has proved the defendant had the required culpable mental state.
The trial court declined to include the instruction.
C. Analysis
We review the trial court's decision to exclude evidence of mental illness for an abuse of
discretion. Jackson v. State, 160 S.W.3d 568, 575 (Tex. Crim. App. 2005). Likewise, we also
review a trial court's decision to not submit an instruction in the jury charge for an abuse of
discretion. Reyes v. State, All S.W.3d 18, 28 (Tex. App.—Waco 2013, pet. refd) (citing
Wesbrookv. State, 29 S.W.3d 103, 122 (Tex. Crim. App. 2000)); see Bridges v. State, 389 S.W.3d
"Henry clarified that he was not raising an insanity defense.
5
508, 511 (Tex. App.—Houston [14th Dist.] 2012, no pet.); Hubbardv. State, 133 S.W.3d 797, 799
(Tex. App.—Texarkana 2004, pet. refd). "An abuse of discretion is shown only when the trial
court's ruling lies outside the 'zone of reasonable disagreement.'" Hernandez v. State, 438 S.W.3d
876, 878 (Tex. App.—Texarkana 2014, pet. refd) (quoting Montgomery v. State, 810 S.W.2d 372,
391 (Tex. Crim. App. 1990) (op. on reh'g)).
"Texas does not recognize diminished capacity as an affirmative defense." Smith v. State,
314 S.W.3d 576, 590 (Tex. App.—Texarkana 2010, no pet.) (citing Ruffin v. State, 270 S.W.3d
586, 593 (Tex. Crim. App. 2008); Jackson, 160 S.W.3d at 573). "Rather, it is a 'failure-of-proof
defense in which the defendant claims that the State failed to prove that the defendant had the
required state of mind at the time of the offense.'" Id. (quoting Jackson, 160 S.W.3d at 573-74;
Ruffin, 170 S.W.3d at 593). "As with the other elements of the offense, relevant evidence may be
presented which the jury may consider to negate the mens rea element[,] . . . including] evidence
of a defendant's history of mental illness," provided that the evidence is admissible under the
Texas Rules of Evidence. Jackson, 160 S.W.3d at 574. However, as the Texas Court of Criminal
Appeals stated in Jackson,
[Presenting evidence of mental illness does not then allow the defense to argue
that the defendant is absolutely incapable[,] i.e., does not have the capacity to
intentionally or knowingly perform an act. There is simply no defense recognized
by Texas law stating that, due to the defendant's mental illness, he did not have the
requisite mens rea at the time of the offense because he does not have the capacity,
or is absolutely incapable of ever forming that frame of mind.
Jackson, 160 S.W.3d at 574-75.
Henry argues that because the diminished-capacity evidence was relevant to his capacity
to formulate the requisite mens rea, the trial court abused its discretion in excluding it. Yet, Bell
6
testified that Henry has the mental capacity of a teenager, that he was sane at the time of the
offense, that he was competent to stand trial, and that his mental illness was not involved in any
of the events leading to his arrest. According to Bell, who was "not positive" about whether Henry
actually had a mental illness, the result of Henry's diminished capacity was poor judgment and a
lack of impulse control. Bell's report documented Henry's statement that he "panicked and took
off, refusing to stop." Bell concluded that Henry ran from the police because he was hoping to
evade arrest.
The video recording of the chase showed that Henry's speed quickly escalated after the
police began chasing him and that he began driving erratically once patrol units activated their
lights and sirens. Henry's testimony (1) that he left Walmart after an employee threatened to call
the police, (2) that he thought someone was after him, and (3) that he ran because he believed the
police would have killed him due to his criminal record confirmed both that he knew the police
were chasing him and that he made the decision to flee. Coleman's testimony that Henry operated
at the same level as an eight- to ten-year-old child and that he had been hearing voices for a long
time did not establish that Henry lacked the intent to evade arrest.
If evidence of a defendant's mental illness does not directly rebut a defendant's culpable
mens rea, a trial court is not required to admit it. Mays v. State, 318 S.W.3d 368, 382 (Tex. Crim.
App. 2010). While the evidence here established that Henry had diminished capacity, it also
established that Henry had the ability to make independent decisions—albeit, at times, poor ones.
See Wagner v. State, 687 S.W.2d 303, 312 (Tex. Crim. App. 1984) (op. on reh'g) ("Lack of normal
impulse control is simply not a circumstancerecognized by the Legislatureto diminish the criminal
responsibility of an accused . .. ."), superseded by statute as stated in Jackson, 160 S.W.3d at 573.
Here, Henry made the decision, whether by impulse or otherwise, to engage the police in a sixteen-
minute, high-speed chase. Due to the nature of the evidence presented in this case, we cannot say
that the trial court abused its discretion in disagreeing with Henry's conclusion that the evidence
of his mental retardation and mental illness demonstrated that he was incapable of forming the
requisite mens rea.5 Accordingly, we find no error in either the trial court's exclusion of evidence
relating to Henry's diminished capacity during guilt/innocence or its denial of Henry's requested
jury instruction. We overrule Henry's first two points of error.
II. The Evidence Establishing Henry's Prior Convictions Is Legally Sufficient
During a pretrial hearing, the parties offered and the trial court approved the following
stipulation:
[By the State]: Judge, I had an off-the-record conversation with [Henry's
counsel] as it relates to Mr. Henry's prior convictions and his judgment and
sentences. [Henry's counsel] has advised me that I will not need to have the
fingerprint folks here to prove up those judgment and sentences. I do have certified
copies of them. We're going to offer them as stipulated —as they're valid prior
judgment and sentences.
[By Henry's counsel]: That is correct, Your Honor. There's no sense in
going through that exercise.
5Henry's attorney made the following closing argument during the guilt/innocence phase of the trial:
Ladies and gentlemen, I'm not going to insult your intelligence and suggest you find this man not
guilty. Of course, he's guilty. I mean, that's apparent. What I would ask you to do is to wait until
you've heard the evidence on punishment before you make a decision regarding what you're going
to do on that. [The State is] absolutely correct. And it will become clear to you on punishment why
we went through this exercise. Thank you very much.
8
Thus, without objection, the State introduced several judgments of conviction against Alvin Peter
Henry.6 However, during punishment, Henry pled "not true" to the State's enhancement
6Pursuantto the stipulation, the State introduced:
(1) a judgment revoking community supervision issued by the 102nd Judicial District Court
of Red River County, Texas, on February 28, 1979, which recited that on November 14, 1978, "Alvin (Peter)
Henry" was convicted of theft;
(2) a judgment revoking community supervision issued by the 102nd Judicial District Court
of Red River County, Texas, on February 28, 1979, which recited that on November 14, 1978, "Alvin (Peter)
Henry" was convicted of aggravated assault;
(3) a judgment issued by the 102nd Judicial District Court of Red River County, Texas, on
March 29, 1982, which recited that "Alvin Peter Henry" was convicted of possession of a prohibited weapon;
(4) a judgment issued by the 102nd Judicial District Court of Red River County, Texas, on
March 29, 1982, which recited that "Alvin Peter Henry" was convicted of burglary of a building;
(5) a judgment issued by the 102nd Judicial District Court of Red River County, Texas, on
March 2, 1984, which recited that "Alvin Peter Henry" was convicted of burglary of a building;
(6) a judgment issued by the 102nd Judicial District Court of Red River County, Texas, on
March 3, 1989, which recited that "Alvin Peter Henry" was convicted of criminal mischief;
(7) a judgment issued by the 102nd Judicial District Court of Red River County, Texas, on
March 3, 1989, which recited that "Alvin Peter Henry" was convicted of aggravated assault;
(8) a judgment issued by the 102nd Judicial District Court of Red River County, Texas, on
June 26, 2002, which recited that "Alvin Peter Henry" was convicted of aggravated robbery;
(9) ajudgment issued by the 339th District Court of Harris County,Texas, on August28, 2009,
which recited that "Henry, Alvin Peter" was convicted of possession of less than one gram of cocaine;
(10) ajudgment issued by the County Court of Red River County, Texas, on June 28, 2010,
which recited that "Alvin Peter Henry" was convicted of assault causing bodily injury;
(11) ajudgment issued by the County Court of Red River County, Texas, on June 28, 2010,
which recited that "Alvin Peter Henry" was convicted of assault causing bodily injury family violence;
(12) ajudgment issued by the County Court of Red River County, Texas, on June 28, 2010,
which recited that "Alvin Peter Henry" was convicted of assault causing bodily injury family violence; and
(13) ajudgment issued by the County Court of Red River County, Texas, on June 28, 2010,
which recited that "Alvin Peter Henry" was convicted of assault causing bodily injury.
9
allegations. Because he is Alvin Peter Henry, Jr., Henry argues that the judgments of conviction
failed to establish that he is the same person that was convicted of all of the prior offenses.
'"To establish that a defendant has been convicted of a prior offense, the State must prove
beyond a reasonable doubt that (1) a prior conviction exists [ ] and (2) the defendant is linked to
that conviction.'" Reese v. State, 173 S.W.3d 344, 347 (Tex. App.—Texarkana 2008, no pet.)
(quoting Flowers v. State, 220 S.W.3d 919, 921 (Tex. Crim. App. 2007)); see Cooper v. State, 363
S.W.3d 293, 296 (Tex. App.—Texarkana 2012, pet. refd). "No specific document or mode of
proof is required to prove these two elements." Flowers v. State, 220 S.W.3d 919, 921 (Tex. Crim.
App. 2007); see Littles v. State, 726 S.W.2d 26, 30-32 (Tex. Crim. App. 1984) (op. on reh'g). In
proving prior convictions, identity often includes the use of a combination of identifiers, and
"[e]ach case is to be judged on its own individual merits." See Littles, 726 S.W.2d at 30-32. The
totality of the circumstances determines whether the State met it's burden of proof. Flowers, 220
S.W.3dat923.
A defendant's stipulation to the existence of prior convictions is sufficient to link the
defendant to those convictions. See Cooper, 363 S.W.3d at 297 (citing Miller v. State, 33 S.W.3d
257, 262 (Tex. Crim. App. 2000) (finding counsel's statement that defendant was already serving
two sentences sufficient to link defendant to two prior convictions); see also Woods v. State, 398
S.W.3d 396, 400 (Tex. App.—Texarkana 2013, pet. refd) ("Where a defendant stipulates to the
existence of the prior convictions, he makes a judicial admission which removes the need for the
State to provide proof of that conviction.") (citing Bryant v. State, 187 S.W.3d 397, 400 (Tex.
Crim. App. 2005)).
10
Henry stipulated to his prior convictions, relieving the State from bringing "the fingerprint
folks" to trial. Henry's plea of "[n]ot true" to the State's enhancement allegations served only to
require the State to prove the enhancement allegations. At no point during the trial did Henry
indicate any discomfort with his stipulation to the prior offenses that were not used to enhance his
punishment. Thus, we find that Henry's stipulation sufficiently linked him to these non-enhancing
offenses.
However, Henry's plea of "[n]ot true" to the State's enhancement allegations required the
State to prove the enhancements notwithstanding Henry's stipulation. See Cooper, 363 S.W.3d at
296. Thus, the State was required to present evidence linking Henry to a March 3, 1989, conviction
for aggravated assault and a June 26, 2002, conviction for aggravated robbery.
During the punishment phase of his trial, Henry testified that he had been incarcerated
many times. He admitted that he was convicted of and went to prison for (1) aggravated assault
of a police officer and (2) aggravated robbery.7 Coleman also testified that Henry had spent the
vast majority of his life in prison and that Henry was imprisoned in 1989 for aggravated assault
and again in 2002 for aggravated robbery. We find that the testimony of Henry and Coleman, in
tandem, sufficiently linked Henry to the prior convictions used to enhance his punishment.
Accordingly, we overrule Henry's last point of error.
7Henry also testified that he was incarcerated for theft and burglary of a building.
11
III. Conclusion
We affirm the trial court's judgment.
Ralph K. Burgess
Justice
Date Submitted: March 4, 2015
Date Decided: April 16, 2015
Publish
12