Henley, Gregory Shawn

PD-0257-15
COURT OF CRIMINAL APPEALS
AUSTIN, TEXAS
Transmitted 7/17/2015 4:53:32 PM
July 20, 2015
Accepted 7/17/2015 4:59:19 PM
ABEL ACOSTA
No. PD-0257-15 CLERK

IN THE COURT OF CRIMINAL APPEALS

OF THE STATE OF TEXAS

GREGORY SHAWN HENLEY, Appellant

v.

THE STATE OF TEXAS, Appellee

Appeal from Tarrant County

* * * * *

STATE’S BRIEF ON THE MERITS

* * * * *

LISA C. McMINN
State Prosecuting Attorney
Bar I.D. No.13803300

JOHN R. MESSINGER
Assistant State Prosecuting Attorney
Bar I.D. No. 24053705

P.O. Box 13046
Austin, Texas 78711
information@spa.texas.gov
512/463-1660 (Telephone)
512/463-5724 (Fax)
 NAMES OF ALL PARTIES TO THE TRIAL COURT’S JUDGMENT

*The parties to the trial court’s judgment are the State of Texas and appellant,
Gregory Shawn Henley.

*The case was tried before the Honorable Jamie Cummings, Presiding Judge of
County Criminal Court No. 5 of Tarrant County, Texas.

*Counsel for Appellant at trial was Cody Lee Cofer and Lauren R. Crisera, 111 N.
Houston, Fort Worth, Texas 76102.

*Counsel for Appellant on appeal is William S. Harris, 307 West Seventh Street,
Suite 1905, Fort Worth, Texas 76102.

*Counsel for the State at trial was Kris B. Krishna, former Assistant Criminal District
Attorney, and Christopher B. McGregor, Assistant Criminal District Attorney, 401
W. Belknap St., Fort Worth, Texas 76196.

*Counsel for the State on appeal was Debra Windsor, Assistant Criminal District
Attorney, 401 W. Belknap St., Fort Worth, Texas 76196.

*Counsel for the State before this Court is John R. Messinger, Assistant State
Prosecuting Attorney, P.O. Box 13046, Austin, Texas 78711.

i
 TABLE OF CONTENTS

INDEX OF AUTHORITIES.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv

STATEMENT OF THE CASE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

STATEMENT REGARDING ORAL ARGUMENT. . . . . . . . . . . . . . . . . . . . . . . . 2

ISSUE PRESENTED.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

Is a person justified in using force against another to prevent an absent
third party from possibly using unlawful force in the future?

STATEMENT OF FACTS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

SUMMARY OF THE ARGUMENT. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

ARGUMENT.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12

I. Law. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
Entitlement to defenses generally.. . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Defense of a third person. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
“The other”. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
“Immediately necessary”. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
“Unlawful force”. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

II. Application.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Douglas and his ex-stepson were not there. . . . . . . . . . . . . . . . . . . . 21
Brandy did not use any force. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
General fear of future harm is not enough.. . . . . . . . . . . . . . . . . . . . 22
Appellant created his own justification. . . . . . . . . . . . . . . . . . . . . . . 24
The concurring opinion offers no support. . . . . . . . . . . . . . . . . . . . . 25
Necessity cases are illustrative.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
Dewalt v. State. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
Schier v. State. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28

III. Conclusion. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29

ii
PRAYER FOR RELIEF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31

CERTIFICATE OF COMPLIANCE.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32

CERTIFICATE OF SERVICE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32

iii
 INDEX OF AUTHORITIES
Cases
Black v. State, 145 S.W. 944 (1912). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

Boget v. State, 74 S.W.3d 23 (Tex. Crim. App. 2002). . . . . . . . . . . . . . . . . . . . . . 15

Boykin v. State, 818 S.W.2d 782 (Tex. Crim. App. 1991). . . . . . . . . . . . . . . . . . . 18

Brazelton v. State, 947 S.W.2d 644 (Tex. App.–Fort Worth 1997, no pet.) . . . . . 19

Cadle Co. v. Lobingier, 50 S.W.3d 662 (Tex. App.–Fort Worth 2001).. . . . . . . . 20

Cannan v. Green Oaks Apts., Ltd., 758 S.W.2d 753 (Tex. 1988). . . . . . . . . . . . . 20

Clinton v. State, 354 S.W.3d 795 (Tex. Crim. App. 2011).. . . . . . . . . . . . . . . . . . 17

Dewalt v. State, 307 S.W.3d 437 (Tex. App.–Austin 2010, pet. ref’d). . . 18, 26-28

Dickey v. State, 22 S.W.3d 490 (Tex. Crim. App. 1999). . . . . . . . . . . . . . . . . . . . 16

Dobbs v. State, 434 S.W.3d 166 (Tex. Crim. App. 2014) . . . . . . . . . . . . . . . . . . . 19

Ex parte Dolenz, 893 S.W.2d 677 (Tex. App.–Dallas 1995, no pet.). . . . . . . . . . 20

Dyson v. State, 672 S.W.2d 460 (Tex. Crim. App. 1984).. . . . . . . . . . . . . . . . . . . 15

Easley v. State, 424 S.W.3d 535 (Tex. Crim. App. 2014). . . . . . . . . . . . . . . . . . . 12

Ferrel v. State, 55 S.W.3d 586 (Tex. Crim. App. 2001).. . . . . . . . . . . . . . . . . . . . 13

Hamel v. State, 916 S.W.2d 491 (Tex. Crim. App. 1996). . . . . . . . . . . . . . . . . . . 15

Harbison v. McMurray, 158 S.W.2d 284 (Tex. 1942) (op. on reh’g). . . . . . . . . . 21

Henley v. State, 454 S.W.3d 106 (Tex. App.–Fort Worth 2014). . . . . 22, 24-25, 30

Hughes v. State, 719 S.W.2d 560 (Tex. Crim. App. 1986) (en banc). . . . . . . . . . 14

iv
Macias v. State, 13-13-00319-CR, 2015 Tex. App. LEXIS 2319
(Tex. App.–Corpus Christi Mar. 12, 2015) (mot. for r’hng filed). . . . . . . . 16

Merritt v. State, 05-10-01008-CR, 2012 Tex. App. LEXIS 2382 (Tex.
App.–Dallas Mar. 27, 2012, pet. ref’d) (not designated for publication). . 20

Murkledove v. State, 437 S.W.3d 17 (Tex. App.–Fort Worth 2014). . . . . . . . . . . 18

Ex parte Rhodes, 974 S.W.2d 735 (Tex. Crim. App. 1998). . . . . . . . . . . . . . . . . . 21

Schier v. State, 60 S.W.3d 340 (Tex. App.–Houston [14th Dist.] 2001,
pet. ref’d). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18, 28-29

Shaw v. State, 243 S.W.3d 647 (Tex. Crim. App. 2007). . . . . . . . . . . . . . 13-14, 30

Ex parte Taylor, 28 S.W. 957 (Tex. Crim. App. 1894). . . . . . . . . . . . . . . . . . . . . 30

Walters v. State, 247 S.W.3d 204 (Tex. Crim. App. 2007). . . . . . . . . . . . . . . . . . 12

Statutes and Rules
TEX. FAM. CODE § 101.032(a).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

TEX. PENAL CODE § 1.07(a)(48) .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

TEX. PENAL CODE § 2.03(c). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12

TEX. PENAL CODE § 9.22.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17-18

TEX. PENAL CODE § 9.31(a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15, 16

TEX. PENAL CODE § 9.31(b)(4). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24

TEX. PENAL CODE § 9.32(b)(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

TEX. PENAL CODE § 9.33. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24

TEX. R. EVID. 404(a)(3).. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9

v
Other
BLACK’S LAW DICTIONARY (Special Deluxe 5th ed. 1979).. . . . . . . . . . . . . . . 19-21

RANDOM HOUSE DICTIONARY OF THE ENGLISH LANGUAGE
(Unabridged ed. 1971). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17

vi
 No. PD-0257-15

IN THE COURT OF CRIMINAL APPEALS

OF THE STATE OF TEXAS

GREGORY SHAWN HENLEY, Appellant

v.

THE STATE OF TEXAS, Appellee

* * * * *

STATE’S BRIEF ON THE MERITS

* * * * *

TO THE HONORABLE COURT OF CRIMINAL APPEALS:

Comes now the State of Texas, by and through its State Prosecuting Attorney,

and respectfully presents to this Court its brief on the merits.

STATEMENT OF THE CASE

Appellant was convicted of assault (family violence) and sentenced to 200 days

in county jail.1 The court of appeals reversed, holding that the exclusion of

appellant’s testimony and denial of related cross-examination regarding why he

assaulted his ex-wife prevented him from presenting his defense—defense of a third

person.

1
1 CR 30.

1
 STATEMENT REGARDING ORAL ARGUMENT

Oral argument was requested but not granted.

ISSUE PRESENTED

Is a person justified in using force against another to prevent an absent
third party from possibly using unlawful force in the future?

STATEMENT OF FACTS

The victim, Brandy Gillingham (Brandy), is appellant’s ex-wife.2 Their two

sons lived with appellant while their permanent custody case was pending.3 On

March 3, 2012, Brandy went to his house to pick up their children for her weekend

visitation.4 Her visitations were ordered by the SAPCR court to be supervised by her

mother or father.5 Her mother went with her, as required.6

Appellant was waiting for them and approached as they pulled up curbside.7

2
5 RR 62.
3
5 RR 80.
4
5 RR 63.
5
5 RR 80, 83-84. “SAPCR” stands for “Suit Affecting the Parent-Child Relationship.” See
TEX. FAM. CODE § 101.032(a) (“‘Suit affecting the parent-child relationship’ means a suit filed as
provided by this title in which the appointment of a managing conservator or a possessory
conservator, access to or support of a child, or establishment or termination of the parent-child
relationship is requested.”).
6
5 RR 45, 63.
7
5 RR 46.

2
He said he wanted to talk.8 Neither Brandy nor her mother wanted to “because he

tends to get irate.”9 Brandy’s mom did not know exactly what he wanted to talk

about, but he was angry.10 Brandy did not recall what he was trying to talk about, but

he said he would not give her the kids “because he wanted his questions answered.”11

After appellant twice refused to get the children, Brandy called 911.12 He

became more and more agitated but went to get the children.13 Brandy, still on the

phone, stood outside the vehicle as appellant placed the boys inside.14 She still

wanted to make a complaint and was instructed to stay there until an officer arrived.15

Brandy ended her call to 911 after she told the operator that appellant placed the

children inside, but appellant still wanted to talk to either her or her mother.16 By that

8
5 RR 63, 81.
9
5 RR 46, 63.
10
5 RR 60.
11
5 RR 46, 81, 84.
12
5 RR 63-64.
13
5 RR 47, 81.
14
5 RR 47, 64, 82.
15
5 RR 65.
16
5 RR 47.

3
point, Brandy was sitting inside the car with the window rolled up.17 Appellant got

upset and “snapped off” the handle when he tried to open Brandy’s door.18

When Brandy opened the door to retrieve the handle, appellant pulled her out

by her ponytail.19 Brandy had not hit appellant or made any like motions.20 He

“proceeded to get on top of her, holding her down with his knees probably against her

shoulders so she couldn’t wiggle out and just started beating her face.”21 The bruising

was severe.22 He also grabbed both sides of her head and banged it against the

concrete, “like her head was bouncing on the grass and the concrete sidewalk.”23

After appellant had backed off, he got on his phone with someone, got in his

vehicle, and left before the police showed up.24

After Brandy testified and outside the jury’s presence, she was asked to

17
5 RR 65, 83.
18
5 RR 48, 65, 83.
19
5 RR 48, 67.
20
5 RR 52.
21
5 RR 48, 67.
22
See State’s Exhibits 7-11 (day of the attack); 13 & 14 (the next morning); 12 & 15 (March
5, two days after the assault); 16 & 17 (March 11).
23
5 RR 52-53, 68.
24
5 RR 51, 70.

4
elaborate on the reason her visitations had to be supervised.25 She explained that one

of her sons had made an allegation of physical abuse against Douglas Gillingham

(Douglas) her then-fiancé.26 One of the boys accused him of strangling him in August

of 2011.27 Appellant reported the allegation to Child Protective Services, which

investigated and found the allegation to be not true.28 However, the investigation led

CPS to discover that Douglas’s ex-stepson had sexually abused the boys while in

Brandy’s care.29 Brandy maintained that the boys never told her about the abuse and

that she was unaware of it until told by CPS.30 The ex-stepson was adjudicated and

placed on probation,31 and a court prohibited contact between the boys and the ex-

stepson.32 The SAPCR court also ordered Brandy to stop dating Douglas, but she

violated the order and lied to the SAPCR court about living with him.33 If she

violated the resulting supervision order, and allowed Douglas to be near her children,

25
5 RR 86.
26
5 RR 86. Brandy married Douglas shortly after the assault. 5 RR 89.
27
5 RR 90.
28
5 RR 90, 94, 97-98.
29
5 RR 87, 94, 96-97.
30
5 RR 94-95.
31
5 RR 94.
32
5 RR 89.
33
5 RR 86-87.

5
she could have lost custody of them.34

Brandy agreed that appellant was aware of her lie to the SAPCR court.35 And,

although she maintained that she did not know what appellant might have been trying

to tell her that morning, she agreed he acted as though he assumed the boys would not

be safe with her.36

Appellant also testified outside the presence of the jury for the limited purpose

of allowing the trial court to consider its evidentiary ruling.37 A week or so prior to

the assault, one of his sons told him new allegations against the ex-stepson from that

previous summer.38 That son also confirmed what the other son had always said,

which was that Brandy knew about the abuse.39

Appellant also described how the boys had told him about Douglas strangling

them, and how Brandy “denied it like everything else.”40 He agreed that all of that

experience with Brandy, Douglas, and the ex-stepson contributed to his motivation

34
5 RR 93.
35
5 RR 87-88.
36
5 RR 85.
37
5 RR 104.
38
5 RR 107.
39
5 RR 107-08.
40
5 RR 109-10.

6
to assault Brandy.41 When she arrived to pick up the boys, appellant tried to tell her

what he had learned the week before but she dismissed it.42 Brandy’s mother ignored

it, too.43 This “contribute[d] to [my] belief that they were going to put [my] boys in

a dangerous situation.”44 Appellant agreed with counsel that he felt that if Brandy

took his sons that they “would be in imminent danger” and that she would be placing

them “in a dangerous condition.”45 Appellant was concerned about Brandy “putting

them back in the situation that they found themselves in in August of 2011.”46 He

believed she intended to violate the court order intended to prevent that from

happening.47

The trial court held five hearings, from pre-trial48 to the close of evidence,

regarding the admissibility of this testimony. Appellant offered various theories.

His primary theory was that it was central to his defense—defense of a third

41
5 RR 110.
42
5 RR 111.
43
5 RR 112.
44
5 RR 112.
45
5 RR 105-06.
46
5 RR 106.
47
5 RR 106-07.
48
Before voir dire, the trial court addressed the State’s motion in limine regarding and
misconduct by Douglas Gillingham. 3 RR 6 (there is no motion in the clerk’s record).

7
person. “[T]he abuse and the alleged abuse at the time that Douglas Gillingham

perpetrated on my client’s two sons is relevant, because it is the basis of my client’s

fear for his children’s safety in that . . . my client believed she was taking the children

to Douglas Gillingham’s house.”49 Brandy’s “dismissive nature . . . at the scene”

when appellant confronted her immediately prior to his assault “goes into his belief

that his children were being put in harm’s way.”50 “[T]he children have reported that

Brandy did not follow the court order [and] continued to live with Douglas.”51 “I

think that creates a legitimate concern for the safety of these kids, and her lying

[previously] to the [SAPCR] Court creates a legitimate concern about her following

the court orders.”52 “The imminent threat . . . of unlawful force was Brandy taking

the kids in violation of the court order and in putting them in a dangerous situation.

Her level of complicity, we don’t know.”53 “[W]hether any of it is true or not, if

[appellant] believed that all of these circumstances took place, and that is the reason

that he chose to act the way he did, I mean, that is a gravamen of defense of a third

49
4 RR 8.
50
4 RR 12-13.
51
4 RR 12.
52
5 RR 99-100.
53
5 RR 120.

8
person or self-defense.”54 “[A]ll of this goes to the reasonableness of my client and

the actions that he took to keep her from taking these children away.”55 If appellant

could not testify to these facts, then he would not testify and “we will not have a

defense.”56

His second theory was that “under [Rule of Evidence] 404(a)(2), Brandy’s

character as a mother in putting her children in harm’s way is a pertinent character

trait that relates specifically to defense of a third person, defense of these children.”57

His third theory was that Brandy and her mother had opened the door by

claiming that he was generally irate, and so he should be able to explain that he was

irate due to abuse his sons suffered while in her care.58

Fourth, appellant argued that Brandy’s “selective amnesia” when asked about

appellant’s attempts to talk to her that day could not be fully cross-examined without

being able to ask her specific questions about these matters.59

54
3 RR 10.
55
5 RR 116.
56
5 RR 121, 124.
57
4 RR 10-11. After the Rules were reorganized, the applicable citations is TEX. R. EVID.
404(a)(3) (“In a criminal case, subject to the limitations in Rule 412, a defendant may offer evidence
of a victim’s pertinent trait . . . .”).
58
5 RR 102-03.
59
4 RR 28.

9
 Finally, defense counsel added, “Of course, the sexual allegations that give my

client a pretty substantial leg up in the child custody matter. And an assault family

violence sort of levels the playing field, and the jurors should be made aware of those

two factors of play in the credibility of witnesses that have testified.”60

The State explained that allegations against Douglas and his ex-stepson were

irrelevant or otherwise inadmissible under Rule 403.61 First, Douglas was not even

there when the assault occurred.62 Second, the allegations against Douglas and his

ex-stepson are too remote to be relevant to justify an assault that occurred on March

3, 2012, and there were no allegations of any more recent conduct or reported

violations of the SAPCR court’s orders since the previous fall.63 Third, if the

triggering event were appellant’s discovery of additional information the week prior,

there would still be no immediacy justifying the assault.64 “When we talk about

defense of third person, there has to be the immediate and necessary intervention.

One week prior is not immediate, Your Honor. He had plenty of time to intervene if

60
5 RR 122.
61
3 RR 7-8; 4 RR 7.
62
4 RR 7, 27.
63
4 RR 10-11, 5 RR 100.
64
5 RR 118.

10
he thought his children were in danger.”65 Fourth, the conduct that occurred almost

eight months prior, if relevant, would be substantially more prejudicial than

probative.66 Fifth, if relevant to explain Brandy’s potential motive to lie, the jury was

already aware of the custody dispute.67

The trial court refused to admit the evidence.68

SUMMARY OF THE ARGUMENT

A person is justified in using force against another who reasonably appears to

be using or attempting to use unlawful force against them and it is immediately

necessary to do so. One can step into the shoes of a third person and be justified

under the same circumstances. In this case, appellant claims he was entitled to an

instruction on defense of a third person because he assaulted his ex-wife to prevent

her from placing their sons around persons he believed had hurt them before. He was

not entitled to this defense because the fourth parties who allegedly posed the real

threat were not present and his ex-wife was not using or attempting to use any force,

unlawful or otherwise. As a result, the trial court did not err by excluding the

65
5 RR 100.
66
4 RR 27-28.
67
5 RR 122.
68
5 RR 121-22.

11
evidence “supporting” his defense.

ARGUMENT

The court of appeals reversed appellant’s conviction based on the theory that

the trial court’s exclusion of evidence and related limitation on cross-examination

prevented appellant from presenting his defense. Because the evidence, when viewed

in the light most favorable to his defense, would not entitle him to it, the trial court

was within its discretion to exclude evidence that was irrelevant and had the potential

to be unfairly prejudicial.

I. Law

A trial court’s ruling on the exclusion or admission of evidence is typically

reviewed for abuse of discretion and, if error is found, under a non-constitutional

standard.69 However, the issue of the existence of a defense is not submitted to the

jury unless evidence is admitted supporting it,70 and a clearly erroneous ruling that

effectively prevents a defendant from presenting that defense is constitutional error.71

Thus, the propriety of the court of appeals’s holding turns on whether appellant was

entitled to an instruction on defense of a third person.

69
Walters v. State, 247 S.W.3d 204, 217-19 (Tex. Crim. App. 2007).
70
TEX. PENAL CODE § 2.03(c).
71
Easley v. State, 424 S.W.3d 535, 540 (Tex. Crim. App. 2014).

12
Entitlement to defenses generally

“If a defense is supported by the evidence, then the defendant is entitled to an

instruction on that defense, even if the evidence supporting the defense is weak or

contradicted, and even if the trial court is of the opinion that the evidence is not

credible.”72 What it means to be “supported by the evidence” is the crux of the issue.

The evidence is viewed in the light most favorable to the defendant,73 but that does

not mean, as defense counsel argued at trial, that “whenever [a defendant] says there

is an immediate threat and that’s the way that he’s responding, that in and of itself,

just in that conclusory statement, is some evidence to warrant the jury being charged

on [defense of a third person].”74

The evidence presented must “support a rational inference” that each element

of the defense is true.75 This requirement “preserve[s] the integrity of the jury as the

factfinder by ensuring that it is instructed as to a defense only when, given the

evidence, that defense is a rational alternative to the defendant’s criminal liability.”76

“If a jury were instructed as to a defense even though the evidence did not rationally

72
Shaw v. State, 243 S.W.3d 647, 658 (Tex. Crim. App. 2007).
73
Ferrel v. State, 55 S.W.3d 586, 591 (Tex. Crim. App. 2001).
74
5 RR 120.
75
Shaw, 243 S.W.3d at 657-58.
76
Id. at 658.

13
support it, then the instruction would constitute an invitation to the jury to return a

verdict based on speculation.”77 To prevent this, the trial court “must rely on its own

judgment, formed in the light of its own common sense and experience, as to the

limits of rational inference from the facts proven.”78 Whether its judgment was

correct is a question of law.79

Defense of a third person

If permitted, appellant would have testified that he assaulted Brandy to protect

his sons. “A person is justified in using force. . . against another to protect a third

person if: (1) under the circumstances as the actor reasonably believes them to be, the

actor would be justified under Section 9.31 . . . in using force . . . to protect himself

against the unlawful force . . . he reasonably believes to be threatening the third

person he seeks to protect; and (2) the actor reasonably believes that his intervention

is immediately necessary to protect the third person.”80 In essence, the Legislature

places the accused “in the shoes of the third person.”81 Section 9.31 says “a person

is justified in using force against another when and to the degree the actor reasonably

77
Id.
78
Id.
79
Id.
80
TEX. PENAL CODE § 9.33.
81
Hughes v. State, 719 S.W.2d 560, 564 (Tex. Crim. App. 1986) (en banc).

14
believes the force is immediately necessary to protect the actor against the other’s use

or attempted use of unlawful force.”82 This includes the “right to defend from

apparent danger to the same extent as he would had the danger been real; provided

he acted upon a reasonable apprehension of danger as it appeared to him at the

time.”83

Appellant’s entitlement depends on the definitions of “the other,” “immediately

necessary,”84 and “unlawful force,” none of which are defined by statute or by this

Court.85

“The other”

As one court of appeals has recently stated, the language of the self-defense

provisions “logically implies that ‘the other’ who uses or attempts to use unlawful

force as indicated in subsection (a) of section 9.31 is ‘the person against whom the

82
TEX. PENAL CODE § 9.31(a).
83
Dyson v. State, 672 S.W.2d 460, 463 (Tex. Crim. App. 1984); see Hamel v. State, 916
S.W.2d 491, 493 (Tex. Crim. App. 1996) (“The term ‘reasonably believes’ in § 9.32 encompasses
the traditional holding that a suspect is justified in defending against danger as he reasonably
apprehends it.”).
84
Defense of a third person actually requires two findings of immediate necessity—once when
section 9.33(1) incorporates section 9.31, and again as an independent requirement in 9.33(2).
85
This Court has addressed “what it means to direct force ‘against’ another[,]” but did not
define “another” in doing so. Boget v. State, 74 S.W.3d 23, 27 (Tex. Crim. App. 2002).

15
force was used.’”86 This makes sense, as the presumption of reasonableness of the

actor’s belief is based, in part, on the actor’s knowledge or reason to believe “that the

person against whom” the force or deadly force was used was doing one or more

enumerated acts.87 Far and away, the most common claim of self-defense involves

a defendant who harms someone he claimed was attacking or threatening him.

The only exception this Court has recognized is the so-called “multiple

assailants” situation, in which an actor is justified in killing people who are “present

at the time the difficulty is begun and in any way are encouraging, aiding or advising

the real assaulting party and it so appears to the accused.”88 “The theory behind the

multiple assailants charge is that, when it is clear that an attack is being conducted by

multiple people as a group, a defendant is justified in using force against any member

of the group, even if the recipient of that force is not engaging in conduct that would,

by itself, justify the use of force (or deadly force as the case may be).89 Thus, the

“real assaulting party” must be present to justify the use of force against another who

86
Macias v. State, 13-13-00319-CR, 2015 Tex. App. LEXIS 2319 at *18 (Tex. App.–Corpus
Christi Mar. 12, 2015) (pet. filed PD-0663-15) (not designated for publication).
87
TEX. PENAL CODE §§ 9.31(a)(1), 9.32(b)(1).
88
Black v. State, 145 S.W. 944, 947 (1912) (citations omitted). The propriety of this non-
statutory instruction is one of the issues raised in Macias v. State, PD-0663-15 (pending) (“1. Does
the plain language of Texas Penal Code section 9.31(a), the self-defense statute, provide for the
justified use of force against another who does not use or attempt to use unlawful force?”).
89
Dickey v. State, 22 S.W.3d 490, 493 (Tex. Crim. App. 1999) (Keller, PJ., concurring).

16
is not using unlawful force.

“Immediately necessary”

Again, because self-defense cases almost always involve claims that the actor

was being attacked or threatened by the person they harmed, there has been little need

to define “immediately necessary.” It is appropriate to resort to the dictionary to

determine the common and ordinary meaning of its constituent parts.90

“Immediately” means “without lapse of time; without delay; instantly; at once.”91

“Necessary” means “being essential, indispensable, or requisite.”92 When combined

in context, “immediately necessary” suggests that the actor must reasonably believe

there is no other way to protect against the use or attempted use of unlawful force

than to use force at that moment.93

Cases dealing with the defense of necessity94 are helpful. Conduct is justified

by necessity if, inter alia, “the actor reasonably believes the conduct is immediately

90
Clinton v. State, 354 S.W.3d 795, 800 (Tex. Crim. App. 2011).
91
RANDOM HOUSE DICTIONARY OF THE ENGLISH LANGUAGE 712 (Unabridged ed. 1971).
92
Id. at 955.
93
It is thus unclear how the added requirement in section 9.33(2) that “the actor believes
that his intervention is immediately necessary” could require any additional immediacy or
necessity.
94
TEX. PENAL CODE § 9.22.

17
necessary to avoid imminent harm.”95 Although there is a real grammatical difference

between “imminent harm” and “immediately necessary,” and the Legislature is

presumed to have intended different meanings,96 overlap in application is

unavoidable. It is difficult to imagine an imminent harm that does not create an

immediate necessity to avoid it, or it being immediately necessary to avoid a harm

that is not imminent. Not surprisingly, one is commonly defined by the other: “An

‘imminent harm’ occurs when there is an emergency situation and it is ‘immediately

necessary’ to avoid that harm . . . .”97

As with entitlement generally, this element is not proved by the ipse dixit of the

defendant. “[E]ven a defendant’s sincere belief that his or her conduct is immediately

necessary to avoid imminent harm is unreasonable as a matter of law if the undisputed

facts demonstrate a complete absence of ‘immediate necessity’ or ‘imminent harm’

as those concepts are defined in the law.”98 This language was approved by the court

of appeals in this case.99

95
TEX. PENAL CODE § 9.22(1).
96
Boykin v. State, 818 S.W.2d 782, 786 (Tex. Crim. App. 1991) (“It would be illogical to
presume that the Legislature intended a part of the statute to be superfluous.”).
97
Schier v. State, 60 S.W.3d 340, 343 (Tex. App.–Houston [14th Dist.] 2001, pet. ref’d).
98
Dewalt v. State, 307 S.W.3d 437, 454 (Tex. App.–Austin 2010, pet. ref’d).
99
Murkledove v. State, 437 S.W.3d 17, 25 (Tex. App.–Fort Worth 2014, pet. dism’d) (citing
(continued...)

18
“Unlawful force”

“Force” is not defined by the Penal Code. However, in the context of resisting

arrest, this Court adopted the meaning “violence, compulsion, or constraint exerted

upon or against a person or thing,” and “violence or such threat or display of physical

aggression toward a person as reasonably inspires fear of pain, bodily harm or

death.”100 In short: “violence or physical aggression, or an immediate threat

thereof.”101

Additionally, the use or attempted use of force must be “unlawful.”

“Unlawful” is defined by the Penal Code, and “means criminal or tortious or both and

includes what would be criminal or tortious but for a defense not amounting to

justification or privilege.”102 “Tortious” is not defined by the Penal Code, but Black’s

Law Dictionary defines it as “[w]rongful; of the nature of a tort.”103 In turn, “tort” is

defined as, “A private or civil wrong or injury, other than breach of contract, for

99
(...continued)
Dewalt); Brazelton v. State, 947 S.W.2d 644, 648-49 (Tex. App.–Fort Worth 1997, no pet.) (“A
defendant’s belief that conduct was immediately necessary to avoid imminent harm may be deemed
unreasonable as a matter of law, however, if undisputed facts demonstrate a complete absence of
evidence of immediate necessity or imminent harm.”).
100
See Dobbs v. State, 434 S.W.3d 166, 171 (Tex. Crim. App. 2014) (citations omitted).
101
Id.
102
TEX. PENAL CODE § 1.07(a)(48).
103
BLACK’S LAW DICTIONARY 1335 (Special Deluxe 5th ed. 1979).

19
which the court will provide a remedy in the form of an action for damages.”104

“Three elements of every tort action are: Existence of legal duty from defendant to

plaintiff, breach of duty, and damage as proximate result.”105 There are few criminal

cases elaborating on this term. But one court of appeals held that filing a frivolous

lawsuit is not tortious because, while there are sanctions available against that party,

there is no independent tort cause of action for damages.106

Relevant to this case, the violation of a court’s order is typically remedied

through a civil contempt proceeding, the punishment for which may be a fine or

imprisonment. Although both are for the benefit of the opposing party, the fines are

not payable to that party107 ; rather, the object of such punishment is compliance with

the order of the court.108 Criminal contempt is also an option, although typically

104
Id.
105
Id.
106
Merritt v. State, 05-10-01008-CR, 2012 Tex. App. LEXIS 2382 at * 6-7 (Tex. App.–Dallas
Mar. 27, 2012, pet. ref’d) (not designated for publication).
107
Cadle Co. v. Lobingier, 50 S.W.3d 662, 669 (Tex. App.–Fort Worth 2001, pet. denied); Ex
parte Dolenz, 893 S.W.2d 677, 680 (Tex. App.–Dallas 1995, original proceeding, no pet.).
108
BLACK’S LAW DICTIONARY at 223. In fact, the Texas Supreme Court noted that it had
“earlier held that in a contempt proceeding a private party cannot recover damages for a violation
of a court order,” even with an independently pleaded cause of action, but did not have to address
it. Cannan v. Green Oaks Apts., Ltd., 758 S.W.2d 753, 754 (Tex. 1988), citing Edrington v.
Pridham, 65 Tex. 612 (1886).

20
reserved for “an act done in the presence of the court.”109 Moreover, the Texas

Supreme Court has held that a criminal contempt proceeding arising out of a civil

case is a civil matter.110 This Court has adhered to this holding but not addressed its

merits.111 As such, it is unclear whether criminal contempt in a civil case is

“unlawful” for the purposes of the Penal Code.

II. Application

Viewed in the light most favorable to appellant, he believed that his use of

force against Brandy was immediately necessary to protect his sons from abuse by

Douglas and his ex-stepson, which he believed would occur if Brandy were allowed

to leave. There are two possible ways to view this, but neither justify his actions.

Douglas and his ex-stepson were not there

If the threat posed was abuse by Douglas and his ex-stepson, appellant fails

for four related reasons. First, they could not have been using any unlawful force

against anyone because they were not there. Second, and for the same reason, there

is not even a conceivable “multiple assailants” situation applicable to Brandy. Third,

if Brandy could be made responsible for their actions, any potential use of force by

109
BLACK’S LAW DICTIONARY at 336.
110
Harbison v. McMurray, 158 S.W.2d 284, 288 (Tex. 1942) (op. on reh’g).
111
Ex parte Rhodes, 974 S.W.2d 735, 740 & n.14 (Tex. Crim. App. 1998).

21
them in the future was purely speculative and cannot be saved by the “apparent

danger” construct. Fourth, and as a result, appellant beat the wrong person.

Brandy did not use any force

Basing the defense on Brandy’s conduct is similarly unavailing. There is no

evidence Brandy was using or attempting to use any physical force against her sons.

Nor was there an allegation that Brandy would use force against them at some future

time. Rather, it was the mere act of leaving which formed the basis for reversal.112

Although her departure was apparently not imminent, as it was her intention to wait

for police and make a report, appellant could have believed it was and so intervention,

if justified, was immediately necessary. But pulling away from a curb, without more,

is not “violence or physical aggression, or an immediate threat thereof,” even if

violating the SAPCR court’s order by driving to Douglas’s house would have been

“unlawful.”

General fear of future harm is not enough

Without saying so, the court of appeals combined these two theories, thereby

making Brandy globally responsible for what fourth parties might do in the future.

112
Henley v. State, 454 S.W.3d 106, 116 (Tex. App.–Fort Worth 2014) (“The danger that
Appellant perceived lay in the children’s leaving his home with Brandy. That perceived danger was
immediate.”).

22
This was the basis for appellant’s Rule 404 argument.113 But being a bad mother is

not using “force”; the broad allusion to harm has to be connected to a specific,

concrete threat posed by Douglas and his ex-stepson, and there is no meaningful way

to characterize that as “immediate.” If this bare “but/for” relationship between

Brandy’s only present action and some actually unlawful force that might follow in

the future were sufficient to merit an instruction on self-defense, everyone would be

entitled to it based on their say-so.

Appellant created his own justification

Moreover, appellant’s actions, if otherwise justified, were immediately

necessary only because he placed the children in Brandy’s car. Everything that he

claims justified his belief—history of past abuse, new allegations of past abuse with

Brandy’s awareness, Brandy’s dismissiveness in the past and that day—was known

to appellant before he placed his sons in her care. In fact, except for her reaction that

day, which did not surprise appellant, it was known to him a week prior when it was

revealed in counseling by his sons. That fact alone should prevent a rational jury

from concluding that appellant reasonably believed this beating was immediately

necessary. If the triggering event was Brandy’s imminent departure, no rational juror

would find that appellant did not provoke her leaving with the children by doing the

113
4 RR 10-11.

23
one thing that made it possible.114

The concurring opinion offers no support

None of the points raised separately by Justice Gardner in her concurrence

support the court’s holding.

First, she pointed out that “evidence of past violent acts against the defendant

is an established method of proof in self-defense cases, because the law recognizes

the fact that future conduct may be reasonably inferred from past conduct.”115

Applied here, appellant’s knowledge of, or belief in, past violent acts by Douglas or

his ex-stepson could have merited a justification defense against them. But it would

not justify beating Brandy under the circumstances presented.

Second, Justice Gardner pointed out that “a person has the right to defend

himself from ‘apparent danger’ to the same extent as he would if the danger were

real.”116 But “apparent danger” is not a license for a defensive instruction based on

a defendant’s imagined future scenarios involving people who are not there. There

is still a threshold reasonableness inquiry. Otherwise, a defendant would control

entitlement based upon his declared view of the evidence, and the trial court would

114
See TEX. PENAL CODE 9.31(b)(4).
115
Henley, 454 S.W.3d at 119 (Gardner, J., concurring) (citing Fielder v. State, 756 S.W.2d 309,
319-20 (Tex. Crim. App. 1988)).
116
Id.

24
be powerless to preserve the integrity of the jury.

Third, that opinion says the trial court “did not credit Appellant’s testimony and

did not view the evidence in the light most favorable to Appellant but, instead,

weighed the credibility of Appellant’s proffered testimony, itself, and concluded that

it was simply not credible that there was any immediate danger to the children and no

reasonable basis for Appellant to believe that there was.”117 Only the last part of this

statement is accurate. Nothing in the record indicates that the trial court did not take

appellant’s testimony at face value. Rather, the trial court determined that,

appellant’s sincere belief notwithstanding, no past allegations or newly discovered

information regarding Douglas and his ex-stepson’s conduct, or Brandy’s failure to

take it seriously, could rationally justify the assault. Again, if a defendant’s opinion

that he is justified is a matter of credibility rather than law, the trial court has no role

to play and Shaw’s requirement that it determine the rationality of the defense should

be overruled.

Necessity cases are illustrative

Two necessity cases cited above, Dewalt and Schier, serve to illustrate the

unavailability of justification and the dangers of extraneous prejudicial information

in similar domestic situations.

117
Id. at 121.

25
Dewalt v. State

After a jury granted sole managing conservatorship to her husband, Michael,

Dewalt fled to Mexico with their child.118 At her aggravated kidnaping trial, Dewalt

proffered evidence that she was a “protective mother” and alleged that Michael and

two adult cousins had repeatedly physically and sexually abused her child the year

before.119 The evidence that she claimed supported her reasonable belief that fleeing

with her child was “immediately necessary” to avoid “imminent harm” included that

Michael had not been permitted unsupervised visitation since the abuse allegations

surfaced.120 She also said this testimony rebutted the State’s evidence of her intent.121

The State argued that, unless Dewalt could raise a necessity defense, any evidence

regarding alleged abuse would be irrelevant and extremely prejudicial.122

The court permitted evidence that Dewalt had sued to terminate Michael’s

parental rights based on allegations that he had “physically endangered” their child

118
Dewalt, 307 S.W.3d at 441-42.
119
Id. at 447.
120
Id. at 448, 455.
121
Id. at 449.
122
Id. at 447.

26
that were of a nature that would cause a “protective mother” great concern.123

However, the court continued to exclude any testimony delving into the specific

nature or details of the alleged “physical endangerment.”124 Dewalt was also denied

an instruction on necessity.125 Dewalt claimed on appeal that the trial court’s

exclusion of the evidence prevented her from mounting a defense.126

The court of appeals rejected these claims. With regard to admissibility

generally, it held:

In contrast to what is at best limited probative value in controverting the State’s
allegations of specific intent, the factors weighing against admission of Dewalt’s
evidence going to her professed motive to ‘protect her son’--especially
sensational details of the alleged abuse--were high. Evidence of sexual abuse,
especially allegations of such abuse perpetrated by a parent on a child, is
extremely prejudicial. . . . [T]his evidence would have interjected into trial an
emotionally charged set of collateral issues with great potential to confuse and
mislead the jury. And once those issues were placed before the jury, . . . it
would be necessary to essentially re-try the issues in the child-custody case, . .
. further confusing and distracting the jury from the issues that properly control
under the applicable law.127

Relying heavily on Shaw, it also concluded “that the district court did not err

in determining that, as a matter of law, she failed to present legally sufficient

123
Id. at 449.
124
Id.
125
Id.
126
Id. at 450-51.
127
Id. at 453 (internal citations omitted).

27
evidence that she ‘reasonably believed’ kidnapping [her child] was ‘immediately

necessary’ to avoid ‘imminent harm.’”128 It was undisputed that, at the time the jury

decided custody against her, the child was in San Antonio, a half-hour or more drive

from the courthouse.129 “Whatever threat of harm that Michael could have presented

to [the child] from Dewalt’s perspective was not something that was going to happen

now.”130

Schier v. State

Schier had scheduled visitations with his daughter, who lived with her

mother.131 One day, Schier picked his child up for the weekend and kept her until he

was arrested for interference with child custody eight months later.132 Schier

complained that the trial court’s exclusion of his testimony regarding the reasons for

his actions harmed him because, without it, he could not meet the submitted defense

of necessity.133 Schier’s proffered testimony included allegations that his daughter’s

mother abused drugs and alcohol, was often incoherent as a result, and drove drunk

128
Id. at 453-54.
129
Id. at 455.
130
Id. (citation and quotations omitted).
131
Schier, 60 S.W.3d at 342.
132
Id.
133
Id.

28
with their daughter in the car.134 Worse, his daughter told him that she had witnessed

domestic violence at her mother’s house and was afraid when she was there.135 And,

after her last visit, Schier noticed problems with frequent urination and began taking

his daughter to a therapist.136 He was told by a school nurse that it could indicate

sexual abuse.137 The court of appeals affirmed, holding that the evidence could

have been properly excluded as irrelevant to a necessity defense:

The environment appellant sought to avoid for his daughter, if accurately
portrayed, is deplorable and would make it extremely difficult for any child to
endure or survive unharmed. We agree that such conditions (again, assuming
the truth thereof) present a substantial likelihood of lasting psychological harm.
However, none of the above testimony makes it any more or less likely that there
was an emergency situation, ‘on the point of happening,’ which required
appellant to act immediately. The harmful events about which appellant
testified cannot be made imminent through his failure to take legally appropriate
action sooner rather than later.138

III. Conclusion

Although trial courts should err on the side of caution when considering a

requested defensive instruction, they retain a duty to prevent irrational verdicts based

on speculation. “[T]he law of self-defense . . . has well-defined limitations, marked

134
Id. at 343.
135
Id. at 343-44.
136
Id. at 344.
137
Id.
138
Id. (citation omitted).

29
out by human experience. Thus this right can not be invoked by the fears of the

person defending, but the law requires that there must be a reasonable appearance of

danger to call it into exercise.”139 To this end, the trial court “must rely on its own

judgment, formed in the light of its own common sense and experience, as to the

limits of rational inference from the facts proven.”140 Even when viewed in the light

most favorable to appellant, no rational jury would find that beating your ex-wife

because she might later place your children near someone who you believe injured

them the previous summer is justifiable.

The trial court did not abuse its discretion by excluding the proffered testimony

because it was irrelevant to an instruction on defense of a third person. Because the

court of appeals based its reversal on a single harm analysis covering both this

alleged error and the alleged denial of appellant’s right to cross-examine on the same

general topic,141 remand is appropriate so that it may reconsider the confrontation

claim in light of his lack of entitlement to the defense.

139
Ex parte Taylor, 28 S.W. 957, 957 (Tex. Crim. App. 1894).
140
Shaw, 243 S.W.3d at 658.
141
Henley, 454 S.W.3d at 117 (“Just as the trial court’s errors of excluding Appellant’s
testimony justifying his actions and preventing him from cross-examining Brandy and her mother
about the bases for his actions and his state of mind overlap, so does the harm caused by both
errors.”).

30
 PRAYER FOR RELIEF

WHEREFORE, the State of Texas prays that the Court of Criminal Appeals

reverse the judgment of the Court of Appeals.

Respectfully submitted,

/s/ John R. Messinger
JOHN R. MESSINGER
Assistant State Prosecuting Attorney
Bar I.D. No. 24053705

P.O. Box 13046
Austin, Texas 78711
information@spa.texas.gov
512/463-1660 (Telephone)
512/463-5724 (Fax)

31
 CERTIFICATE OF COMPLIANCE

The undersigned certifies that according to the WordPerfect word count tool this

document contains 7,603 words.

/s/ John R. Messinger
John R. Messinger
Assistant State Prosecuting Attorney

CERTIFICATE OF SERVICE

The undersigned hereby certifies that on this 17th day of July, 2015, a true

and correct copy of the State’s Brief on the Merits has eFiled or e-mailed to the

following:

Debra Windsor
Assistant Criminal District Attorney
401 W. Belknap St.
Fort Worth, Texas 76196
Dwindsor@tarrantcountytx.gov

William S. Harris
307 West Seventh Street, Suite 1905
Fort Worth, Texas 76102
wmsharris.law@sbcglobal.net

/s/ John R. Messinger
John R. Messinger
Assistant State Prosecuting Attorney

32