McDonald v. Entergy Operations, Inc.

United States Court of Appeals Fifth Circuit F I L E D In the January 25, 2006 United States Court of Appeals Charles R. Fulbruge III for the Fifth Circuit Clerk _______________ m 05-60501 Summary Calendar _______________ CHARLEAN MCDONALD, Plaintiff-Appellant, VERSUS ENTERGY OPERATIONS, INC., ET AL., Defendants, ENTERGY OPERATIONS, INC.; UNUMPROVIDENT CORPORATION; HEATHER FRIANT, Defendants-Appellees. ____________________________________ Appeal from the United States District Court for the Southern District of Mississippi m 5:03-CV-241 ____________________________________ Before SMITH, GARZA, and PRADO, Although Unum initially approved McDon- Circuit Judges. ald’s claim in September 2002, it requested that she have her physician complete forms, to JERRY E. SMITH, Circuit Judge:* be submitted to Unum, describing the extent of her injuries and her current functional abilities. Charlean McDonald, proceeding pro se, ap- None of the physicians McDonald had con- peals the summary judgment dismissal of her sulted agreed to fill out the required forms, employment discrimination claims against because each thought McDonald was not dis- Entergy Operations, Inc. (“Entergy”), and her abled. Based on the medical opinions and the ERISA claims against UnumProvident Corpo- information it received from Entergy regarding ration (“UnumProvident”) and Heather Friant, the physical requirements of McDonald’s job, an employee of UnumProvident. Finding no Unum in April 2003 determined there was genuine issue of material fact, we affirm. insufficient evidence to support McDonald’s claim of total disability and discontinued her I. benefits. Charlean McDonald, a black woman, was hired by Entergy in 1981 and worked there In the meantime, in December 2002 Mc- continuously, primarily in clerical positions, Donald had filed another claim of discrimina- until January 2002. In 2001, McDonald sued, tion against Entergy with the Equal Employ- asserting that Entergy had discriminated ment Opportunity Commission (“EEOC”), as- against her on account of race by failing to serting that Entergy had subjected her to terms promote her, by paying her a disparate wage, and conditions of employment different from and by generally creating adverse working those of her co-workers in retaliation for her conditions. That suit was dismissed on sum- filing the discrimination suit in McDonald I.1 mary judgment, which was affirmed in Mc- In January 2003 the EEOC dismissed McDon- Donald v. Entergy Operations, Inc., 75 Fed. ald’s claim and issued her a right to sue letter. Appx. 279 (5th Cir. 2003) (“McDonald I”). In April 2003 McDonald sued Entergy2 In January 2002, McDonald was involved alleging violations of title VII, 42 U.S.C. in an automobile accident; she consulted multi- § 2000e et seq., and 42 U.S.C. § 1981 for re- ple doctors for the treatment of resulting back and neck pain. In July 2002 she submitted a claim for long-term disability benefits to Unum 1 McDonald stated that the terms and conditions Life Insurance Company of America of employment included the monitoring of her (“Unum”), a subsidiary of UnumProvident re- telephone calls by the company attorney, charging sponsible for administering benefits under the her absence from work as vacation time rather than Entergy Corporation Companies’ Benefits Plus short-term disability leave, and failure to give her Long Term Disability Plan (“the Plan”). an “outage incentive check” for 2002. 2 McDonald’s complaint also lists as defendants various individual employees of Entergy, T. Roe * Pursuant to 5TH CIR. R. 47.5, the court has Price Retirement Plan Services, Inc., and the law determined that this opinion should not be pub- firm of Wise, Carter, Child & Carraway, P.A. lished and is not precedent except under the limited Each of those defendants was dismissed from this circumstances set forth in 5TH CIR. R. 47.5.4. case, and McDonald does not appeal that order. 2 taliation (in terms of the imposition of adverse Celotex Corp. v. Catrett, 477 U.S. 317, 322- working conditions and, ultimately, termina- 23 (1986). The plaintiff bears the initial bur- tion). In addition, she asserted claims against den of establishing a prima facie case of em- UnumProvident and Hearther Friant under ployment discrimination. To state a prima fa- ERISA, 29 U.S.C. § 1001 et seq., for denial of cie case for retaliatory discharge, a plaintiff disability benefits.3 The court found no genu- must establish, inter alia, that there was a ine issue of material fact with regard to any of causal link between the protected action taken McDonald’s claims and granted summary by the plaintiff and the subsequent termination. judgment, dismissing all claims with prejudice. See Mota v. Univ. of Tex. Houston Health Sci. Ctr., 261 F.3d 512, 519 (5th Cir. 2001). II. Summary judgment “shall be rendered The district court found that Entergy was forthwith if the pleadings, depositions, answers entitled to judgment as a matter of law on the to interrogatories, and admissions on file, title VII and § 1981 retaliatory discharge together with affidavits, if any, show that there claims because, even assuming that McDonald is no genuine issue as to any material fact and had not voluntarily ended her employment that the moving party is entitled to a judgment with Entergy,4 McDonald brought forth no ev- as a matter of law.” FED. R. CIV. P. 56(c). idence of a causal link between the filing of her We review the grant of summary judgment de suit and her alleged termination. novo, using the same criteria employed by the district court. Patterson v. Mobil Oil Corp., We agree with the district court. Not only 335 F.3d 476, 487 (5th Cir. 2003). did McDonald fail to present any evidence, other than pure speculation, of a causal link, [T]he plain language of Rule 56(c) man- but she stated in deposition that her employ- dates the entry of summary judgment, after ment with Entergy ended because she was un- adequate time for discovery and upon mo- able to perform her job duties, not because she tion, against a party who fails to make a had sued. McDonald’s claims of retaliatory showing sufficient to establish the existence discharge under title VII and § 1981 therefore of an element essential to that party’s case, fail as a matter of law.5 and on which that party will bear the bur- den of proof at trial. In such a situation, there can be ‘no genuine issue as to any 4 Whether McDonald was actually fired is an material fact,’ since a complete failure of issue in dispute. proof concerning an essential element of 5 the nonmoving party’s case necessarily ren- McDonald also asserts that Entergy imposed ders all other facts immaterial. adverse working conditions, in the form of monitor- ing her phone calls and invading her privacy, in retaliation for the filing of suit. This retaliation 3 Although McDonald’s enumerated claims claim is wholly without merit. It is based entirely mention § 1981, none of them refers specifically to on the fact that an employee of Entergy listened to title VII or ERISA. We agree with the district a voicemail message relevant to McDonald’s long- court, however, that because McDonald is proceed- term disability claim that McDonald had volun- ing pro se, her complaint should be read liberally. tarily left for him and then gave a transcript of that See Atchison v. Collins, 288 F.3d 177, 179 n.2 message to Entergy’s attorney. McDonald does (5th Cir. 2002). (continued...) 3 III. To determine whether UnumProvident and its employee, Friant, are entitled to judgment as a matter of law on McDonald’s ERISA claims, we must first consider what standard of review applies to the plan administrator’s de- cision to deny benefits in this case. Where, as here, a policy gives an administrator discre- tionary authority over a claimant’s entitlement to benefits, we review a denial of benefits for abuse of discretion. Vega v. Nat’l Life Ins. Servs., Inc., 188 F.3d 287, 295 (5th Cir. 1999) (en banc). Less deference is given under the abuse of discretion standard where an admin- istrator is self-interested. Id. at 296. The district court found that UnumProvi- dent was not operating under a conflict of in- terest in administering the Entergy plan. We have no reason to dispute that finding and therefore apply a pure abuse of discretion stan- dard to UnumProvident’s decision to deny McDonald’s claim for long-term disability benefits. UnumProvident asserts that it ultimately de- nied benefits because McDonald never sub- mitted a physician’s certification of her physi- cal limitations and presented no medical evi- dence indicating she was unable to perform the material duties of her job. Because McDonald has offered no coherent challenge to the merits of UnumProvident’s decision, there is no basis for finding abuse of discretion. AFFIRMED.6 5 (...continued) not point to any violation of law occasioned by this action. 6 Entergy’s motion to strike portions of McDon- ald’s reply brief is DENIED. 4