NOT PRECEDENTIAL
BLD-408
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 16-1159
___________
JAMES S. DUFFY,
Appellant
v.
MICHAEL A. GEORGE; JOHN LOTT; SHEILA GANTZ;
BEAR MOUNTAIN REALTY; RICHARD E. THRASHER;
JOSEPH MILLER; ESTATE OF CATHERINE M. MILLER;
YVETTE KANE; EDWARD PUHL
____________________________________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(M.D. Pa. 1-14-cv-02111)
District Court Judge: Honorable Gerald J. Pappert
____________________________________
Submitted for Possible Summary Action Pursuant to
Third Circuit LAR 27.4 and I.O.P. 10.6
September 9, 2016
Before: KRAUSE, SCIRICA and FUENTES, Circuit Judges
(Opinion filed: September 30, 2016)
_________
OPINION*
_________
PER CURIAM
James S. Duffy filed a complaint in the District Court alleging that two judges,
five individuals, an estate, and a company conspired to violate his constitutional rights.1
The District Court dismissed the complaint, ruling that the judges were immune from
Duffy’s suit, and that he failed to allege specific facts sufficient to support his conspiracy
claims. Duffy appealed the dismissal, and the Defendants have filed three separate
motions asking this Court to summarily affirm the District Court’s decision.
We have jurisdiction under 28 U.S.C. § 1291. Because this appeal presents no
substantial questions, we will grant the Defendants’ motions and summarily affirm. See
3d Cir. L.A.R. 27.4; I.O.P. 10.6.
The District Court correctly ruled that Judge Kane and Judge George are immune
from Duffy’s civil rights suit. The well-established doctrine of absolute judicial
immunity shields a judicial officer, who is performing his or her duties, from lawsuits and
judgments for monetary damages. Mireles v. Waco, 502 U.S. 9, 11 (1991) (per curiam);
Gallas v. Supreme Court of Pa., 211 F.3d 760, 768 (3d Cir. 2000). There are two
exceptions to judicial immunity: “First, a judge is not immune from liability for
nonjudicial actions, i.e., actions not taken in the judge’s judicial capacity. Second, a
judge is not immune for actions, though judicial in nature, taken in the complete absence
of all jurisdiction.” Mireles, 502 U.S. at 11-12 (internal citations omitted). Nothing in
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
2
Duffy’s complaint can be read as asserting that any of Judge Kane’s actions fell within
either exception. We will therefore grant Judge Kane’s motion to summarily affirm the
dismissal of the claims against her.
Moreover, for the reasons given by the District Court, Judge George is also
immune from the claims in Duffy’s suit. Duffy’s complaint alleged that a technical
defect in Judge Kane’s order, which remanded the case to Judge George’s court, meant
that Judge George was acting without jurisdiction in adjudicating the case upon remand.
As the District Court explained, the underlying action was filed in Judge George’s court,
and Duffy’s two attempts to remove it to federal court were unsuccessful. See Lott v.
Duffy, 579 F. App’x 87 (3d Cir. 2014) (dismissing in part, and affirming in part, Duffy’s
attempt to appeal the second remand order). Accordingly, there is no basis to conclude
that Judge George was acting without jurisdiction. We will thus grant Judge George’s
motion to summarily affirm the dismissal of Duffy’s claims against him.
We will also grant the remaining Defendants’ motion to summarily affirm the
District Court’s dismissal of the claims against them. The remaining Defendants are
private actors, not state actors, who generally cannot be held liable under 42 U.S.C.
§ 1983. See Angelico v. Lehigh Valley Hosp. Inc., 184 F.3d 268, 277 (3d Cir. 1999). A
private actor may be held liable under § 1983 as a state actor when (1) he is a state
official, (2) “he has acted together with or has obtained significant aid from a state
1
The parties, for whom we write, are familiar with the facts of this case, which the
District Court thoroughly described on pages two through six of its memorandum
3
official,” or (3) his conduct is, by its nature, chargeable to the state. Lugar v. Edmonson
Oil Co., 457 U.S. 922, 937 (1982). Here, Duffy alleged that Judge George issued orders
in the underlying lawsuit without jurisdiction, and the remaining Defendants conspired
with the Judge by following his orders. However, § 1983 liability cannot extend to the
Defendants for simply “relying on some state rule governing their interactions [with
Duffy].” Id.; see also Great W. Mining & Mineral Co. v. Fox Rothschild LLP, 615 F.3d
159, 178 (3d Cir. 2010). Accordingly, we will summarily affirm the District Court’s
decision to dismiss Duffy’s complaint against the remaining Defendants.
For these reasons, we will grant the Defendants’ motions and summarily affirm
the District Court’s judgment.
addressing the Defendants’ motions to dismiss.
4