SUPREME COURT OF THE STATE OF NEW YORK
Appellate Division, Fourth Judicial Department
332
TP 15-01582
PRESENT: SMITH, J.P., DEJOSEPH, NEMOYER, TROUTMAN, AND SCUDDER, JJ.
IN THE MATTER OF CIVIL SERVICE EMPLOYEES
ASSOCIATION, LOCAL 1000, AFSCME, AFL-CIO,
AND ROBERT STANEK, PETITIONERS,
V MEMORANDUM AND ORDER
NEW YORK STATE UNIFIED COURT SYSTEM, RESPONDENT.
LEVENE, GOULDIN & THOMPSON, LLP, BINGHAMTON (MARGARET J. FOWLER OF
COUNSEL), FOR PETITIONERS.
JOHN W. MCCONNELL, NEW YORK CITY (PEDRO MORALES OF COUNSEL), FOR
RESPONDENT.
Proceeding pursuant to CPLR article 78 (transferred to the
Appellate Division of the Supreme Court in the Fourth Judicial
Department by order of the Supreme Court, Onondaga County [Hugh A.
Gilbert, J.], entered September 14, 2015) to review a determination of
respondent. The determination found petitioner Robert Stanek guilty
of disciplinary charges of misconduct and imposed the penalties of a
letter of reprimand, six months’ probation and the loss of five days’
pay.
It is hereby ORDERED that the determination is unanimously
confirmed without costs and the petition is dismissed.
Memorandum: Petitioners commenced this CPLR article 78
proceeding seeking to annul the determination, made after an
administrative hearing conducted pursuant to a collective bargaining
agreement, suspending Robert Stanek (petitioner) for five days without
pay from his employment as a court security officer, based on his
violation of several departmental regulations. He also was placed on
probation for a period of six months, and was issued a letter of
reprimand. Initially, we note that Supreme Court erred in
transferring the proceeding to this Court pursuant to CPLR 7804 (g) on
the ground that the petition raises a substantial evidence issue.
“Respondent’s determination was not ‘made as a result of a hearing
held, and at which evidence was taken, pursuant to direction by law’
(CPLR 7803 [4]). Rather, the determination was the result of a
hearing conducted pursuant to the terms of the collective bargaining
agreement” (Matter of Ridge Rd. Fire Dist. v Schiano, 41 AD3d 1219,
1220; see Matter of Thompson v Jefferson County Sheriff John P. Burns,
118 AD3d 1276, 1276-1277; see generally Matter of Colton v Berman, 21
NY2d 322, 329). Nevertheless, in the interest of judicial economy, we
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TP 15-01582
will retain the matter and consider the petition (see e.g. Matter
W.K.J. Young Group v Zoning Bd. of Appeals of Vil. of Lancaster, 16
AD3d 1021, 1021; see also Matter of Marin v Benson, 131 AD2d 100,
103).
Despite the fact that the petition raises a substantial evidence
issue, our review of this administrative determination pursuant to
CPLR 7803 (3) is limited to whether the determination was “affected by
an error of law or was arbitrary and capricious or an abuse of
discretion.” A determination “is arbitrary and capricious when it is
taken without sound basis in reason or regard to the facts . . . An
agency’s determination is entitled to great deference . . . and, [i]f
the [reviewing] court finds that the determination is supported by a
rational basis, it must sustain the determination even if the court
concludes that it would have reached a different result than the one
reached by the agency” (Thompson, 118 AD3d at 1277 [internal quotation
marks omitted]; see Matter of Brockport Student Govt. v State Univ. of
N.Y. at Brockport, 136 AD3d 1418, 1420). “Moreover, an administrative
determination regarding discipline will be afforded heightened
deference where a law enforcement agency such as [the court security
arm of respondent] is concerned” (Matter of Fortune v State of N.Y.,
Div. of State Police, 293 AD2d 154, 157; see generally Matter of
Smeraldo v Rater, 55 AD3d 1298, 1299). Here, petitioners do not
contend that the determination is affected by an error of law and,
viewing the administrative record as a whole (see Matter of Ridge Rd.
Fire Dist. v Schiano, 16 NY3d 494, 499), we conclude that the
determination is not arbitrary and capricious, or an abuse of
discretion. There is evidence in the record that supports the
determination, and that evidence was credited by the Hearing Officer
and adopted by respondent in its determination.
We reject petitioners’ further contention that the penalties
imposed constitute an abuse of discretion. It is well settled that “a
penalty must be upheld unless it is ‘so disproportionate to the
offense as to be shocking to one’s sense of fairness,’ thus
constituting an abuse of discretion as a matter of law” (Matter of
Kelly v Safir, 96 NY2d 32, 38, rearg denied 96 NY2d 854, quoting
Matter of Pell v Board of Educ. of Union Free Sch. Dist. No. 1 of
Towns of Scarsdale & Mamaroneck, Westchester County, 34 NY2d 222,
237). Based on, inter alia, the “ ‘higher standard of fitness and
character [that] pertains to [law enforcement] officers’ ” (Matter of
Bassett v Fenton, 68 AD3d 1385, 1387-1388), coupled with petitioner’s
refusal to accept any responsibility for his conduct, we conclude that
the penalties imposed do not shock one’s sense of fairness (see Matter
of Franklin v D’Amico, 117 AD3d 1432, 1434; see generally Kelly, 96
NY2d at 38).
Entered: April 29, 2016 Frances E. Cafarell
Clerk of the Court