SUPREME COURT OF THE STATE OF NEW YORK
Appellate Division, Fourth Judicial Department
575
CAF 12-01060
PRESENT: SCUDDER, P.J., SMITH, CENTRA, AND LINDLEY, JJ.
IN THE MATTER OF CAYDEN L.R.
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JEFFERSON COUNTY DEPARTMENT OF SOCIAL MEMORANDUM AND ORDER
SERVICES, PETITIONER-RESPONDENT;
MELISSA R., RESPONDENT-APPELLANT.
EMILY KARR-COOK, ELMIRA, FOR RESPONDENT-APPELLANT.
CARACCIOLI & ASSOCIATES, PLLC, WATERTOWN (KEVIN C. CARACCIOLI OF
COUNSEL), FOR PETITIONER-RESPONDENT.
SETH BUCHMAN, ATTORNEY FOR THE CHILD, THREE MILE BAY.
Appeal from an order of the Family Court, Jefferson County
(Richard V. Hunt, J.), entered June 1, 2012 in a proceeding pursuant
to Social Services Law § 384-b. The order, among other things,
terminated respondent’s parental rights with respect to the subject
child.
It is hereby ORDERED that the order so appealed from is affirmed
without costs.
Memorandum: In this proceeding pursuant to Social Services Law §
384-b, respondent mother improperly appeals from the fact-finding
order rather than the subsequent order of disposition. Nevertheless,
we exercise our discretion to treat the notice of appeal as valid and
deem the appeal as properly taken from the order of disposition (see
CPLR 5520 [c]; Matter of Anthony M., 56 AD3d 1124, 1124, lv denied 12
NY3d 702).
Contrary to the contention of the mother, Family Court properly
determined that petitioner made diligent efforts to reunite her with
the child (see Social Services Law § 384-b [7] [a], [f]). Among other
things, petitioner arranged for a psychological assessment of the
mother, arranged for therapy sessions for the mother and various
services for the child, and provided the mother with parenting,
budgeting, and nutrition education training. Petitioner also provided
the mother with supervised and unsupervised visits with the child.
Most significantly, petitioner arranged for a child psychologist to
meet with the mother on several occasions in her home to provide
parenting training, and we agree with the court’s assessment that this
was “truly a diligent effort” by petitioner to encourage and
strengthen the parent-child relationship.
-2- 575
CAF 12-01060
Contrary to the further contention of the mother, the court
properly determined that she failed to plan for the future of the
child (see Social Services Law § 384-b [7] [a]). “ ‘[T]o plan for the
future of the child’ shall mean to take such steps as may be necessary
to provide an adequate, stable home and parental care for the child”
(§ 384-b [7] [c]). “At a minimum, parents must ‘take steps to correct
the conditions that led to the removal of the child from their home’ ”
(Matter of Nathaniel T., 67 NY2d 838, 840). Here, while the mother
participated in the services offered by petitioner and had visitation
with the child, the evidence established that she was unable to
provide an adequate, stable home for the child and parental care for
the child (see Matter of Abraham C., 55 AD3d 1442, 1442-1443, lv
denied 12 NY3d 701). While the child psychologist noted that the
mother was consistently calm and patient with the child and was able
to care for the child for short periods of time, she was unable to
provide long-term care for the child. His testimony was supported by
the testimony of the child’s teachers and speech therapist, each of
whom noted a marked negative change in the child’s behavior based on
the increased frequency of unsupervised overnight periods that he
spent with the mother. In addition, the evidence established that the
mother failed to address the problems that led to the removal of the
child from her home (see Matter of Ja-Nathan F., 309 AD2d 1152, 1152).
Finally, petitioner’s contention that we should vacate that part
of the order granting posttermination visitation is not properly
before us inasmuch as petitioner did not cross-appeal from the order
(see Matter of Alexander M., 106 AD3d 1524, 1525; see generally Matter
of Carl G. v Oneida County Dept. of Social Servs., 24 AD3d 1274,
1276).
All concur except LINDLEY, J., who dissents and votes to reverse
in accordance with the following Memorandum: I respectfully dissent.
I note at the outset that I agree with the majority that we should
exercise our discretion to treat the notice of appeal as valid and
deem the appeal as properly taken from the order of disposition rather
than the fact-finding order (see CPLR 5520 [c]; Matter of Anthony M.,
56 AD3d 1124, 1124, lv denied 12 NY3d 702). In my view, however,
Family Court erred in terminating respondent mother’s parental rights
based on permanent neglect. Initially, given that it is undisputed
that petitioner misdiagnosed both the mother and the child, I conclude
that petitioner failed to prove by “clear and convincing evidence that
it made the requisite diligent efforts to encourage and strengthen the
mother’s relationship with the child” (Matter of Serenity G. [Orena
G.], 101 AD3d 1639, 1639-1640; see Social Services Law § 384-b [7]
[a]). With respect to the mother, petitioner arranged for a
psychological evaluation of her by a psychologist who determined that
the mother is mildly mentally retarded. As it turns out, the mother
has a verbal IQ of 77, which, according to the psychiatrist appointed
by the court, takes her out of the mildly retarded range of
intellectual functioning. This may explain why petitioner withdrew
its initial petition, which sought to terminate the mother’s parental
rights based on mental retardation. The withdrawal of that petition
appears to be a tacit admission that the mother is not in fact
mentally retarded.
-3- 575
CAF 12-01060
Far more important is the fact that the psychologist who examined
the mother at petitioner’s request failed to diagnose her with bipolar
2. The mother’s bipolar condition was not diagnosed until late
September 2011, after the mother, on her own volition and initiative,
checked herself into the Samaritan Hospital Medical Center, where she
was finally seen by a psychiatrist, Dr. Khaled Mohamed. Dr. Mohamed
testified at the hearing that, upon evaluating the mother, it was
“clear” that she had bipolar disorder. The mother had never
previously been diagnosed or treated for bipolar disorder, and she had
never before been prescribed a mood stabilizer. Instead, the mother
had been treated for depression and was given antidepressants that,
according to Dr. Mohamed, have a counterproductive effect on
individuals who suffer from bipolar 2. Dr. Mohamed explained at trial
that bipolar 2 “[a]ffects everything in life – affects emotion,
concentration, sleep, appetite — everything,” including the ability to
learn.
As the Court of Appeals has stated, to satisfy its statutory duty
to exercise diligent efforts to strengthen the parent-child
relationship and to reunite the family, the agency petitioning to
terminate parental rights “must always determine the particular
problems facing a parent with respect to the return of his or her
child and make affirmative, repeated, and meaningful efforts to assist
the parent in overcoming these handicaps” (Matter of Sheila G., 61
NY2d 368, 385). That is to say, “[t]he agency should mold its
diligent efforts to fit the individual circumstances so as to allow
the parent to provide for the child’s future” (Matter of Patricia C.,
63 AD3d 1710, 1711 [internal quotation marks omitted]; see Matter of
Colinia D. [Thomas F.], 84 AD3d 1755, 1756).
Here, the mother was not diagnosed with bipolar 2 until five
years after the child had been removed from her care, and more than
five months after the instant petition had been filed seeking to
terminate her parental rights. Thus, during the diligent efforts
period from January 2010 to February 2011, the mother was not being
properly treated for her mental illness. Under the circumstances, it
cannot be said that the services provided by petitioner to the mother
were specifically tailored to assist her in overcoming her primary
handicap. In fact, the antidepressant treatment provided to the
mother actually made her bipolar condition worse.
It is true, as petitioner points out, that petitioner arranged
for a child psychologist to provide parental training in the mother’s
home, which is highly unusual. But that service, like many others
provided by petitioner to the mother, was premised on the belief,
apparently erroneous, that the mother was mentally retarded, while her
real condition remained undiagnosed and untreated. The services
provided by petitioner should instead have been tailored to address
the mother’s mental illness. It may be true, as petitioner points
out, that bipolar 2 is often misdiagnosed as depression, but that does
not alter the fact that the services provided to the mother by
petitioner were inadequate to effectuate a change in the mother’s
parenting skills.
-4- 575
CAF 12-01060
Petitioner also misdiagnosed the child. Dr. Rubenzahl performed
a psychological assessment of the child in February 2010, and
diagnosed him with pervasive development disorder, not otherwise
specified (PPD-NOS), “which is essentially a mild autistic condition.”
As a result of that diagnosis, petitioner determined that it should
move slowly with respect to providing services to the mother. Dr.
Rubenzahl acknowledged at trial, however, that his diagnosis of PPD-
NOS was incorrect. Like the misdiagnosis of the mother, the
misdiagnosis of the child affected the services provided by
petitioner. I thus conclude that petitioner failed to prove by clear
and convincing evidence that it made diligent efforts to strengthen
the parent-child relationship and to reunite the family, and that the
petition should have been dismissed on that basis alone.
In any event, even assuming, arguendo, that petitioner met its
burden of proof with respect to diligent efforts, I conclude that it
failed to prove by clear and convincing evidence that the mother
failed to plan for the child’s future. As petitioner acknowledges,
the mother availed herself of all the services provided to her and, in
fact, even went beyond those services and obtained mental health
services on her own. In addition, it cannot be said that the mother
failed to correct the problems that led to the child being removed
from her care (see generally Matter of Nathaniel T., 67 NY2d 838,
840). According to petitioner, the child was removed because the
mother left him with an inappropriate caretaker, namely, the child’s
father, who was mentally retarded. Since then, the mother has not
left the child with anyone, let alone anyone who is an inappropriate
caretaker.
Entered: July 19, 2013 Frances E. Cafarell
Clerk of the Court