IN THE COURT OF APPEALS OF IOWA
No. 15-1832
Filed October 26, 2016
STATE OF IOWA,
Plaintiff-Appellee,
vs.
JOSEPH WILLIAM RENDON,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Polk County, Jeffrey D. Farrell,
Judge.
Defendant appeals his convictions for first-degree burglary and nine
counts of first-degree robbery. AFFIRMED.
Mark C. Smith, State Appellate Defender, and Stephan J. Japuntich,
Assistant Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, and Kevin Cmelik and Thomas E.
Bakke, Assistant Attorneys General, for appellee.
Considered by Danilson, C.J., and Mullins and Bower, JJ.
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BOWER, Judge.
Joseph Rendon appeals his convictions for first-degree burglary and nine
counts of first-degree robbery. We find Rendon has not preserved error on his
claims the district court improperly permitted evidence he was involved in drug
dealing and there was insufficient corroboration of the testimony of accomplices.
The district court did not abuse its discretion in permitting an officer to testify as
an expert on cell phone records, and Rendon has not shown he received
ineffective assistance of counsel. We affirm his convictions.
I. Background Facts & Proceedings
On September 24, 2014, Thomas Dean hosted an illegal high-stakes
poker game in an outbuilding at his home on 86th Street in Johnston. Rendon
had previously attended a poker tournament at Dean’s home and knew there
would be a large amount of cash at the game. At about 1:30 a.m. on
September 25, four men—Garvis Thompson, Arthur Benson, Jacari Benson
(Jacari), and David Moore—came into the outbuilding. Three of the men carried
guns, and the fourth had a bag. The intruders took money and cell phones from
the people participating in the poker game. The intruders made the poker
players lay on the floor, and then ran out to their get-a-way vehicle, a Chevrolet
Impala, driven by Benson’s girlfriend, McKenzie McCracken.
One of the poker players, Justin Lisk, ran out, got into his pickup truck,
and followed the Impala south on 86th Street. Lisk’s cell phone had not been
taken by the intruders and he called 911 to inform officers of the intruders’
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location.1 McCracken lost control of the Impala and it struck another vehicle.
The occupants of the Impala abandoned it and fled on foot. Officers set up a
perimeter in an attempt to capture the criminals. The only vehicle to come
through the perimeter was a maroon SUV.
Officers found paperwork addressed to Moore in the Impala. Also,
fingerprints from Thompson and Jacari were found on the door handles of the
Impala and Thompson’s DNA was found on a black ski mask. Officers picked up
Thompson, Benson, Jacari, and Moore, and analyzed their cell phones. They
found a pattern of calls between the men and with Rendon. The subscriber for
Thompson’s cell phone was Rendon. Video taken by a security camera on the
corner of 86th Street and Meredith Avenue from the night in question showed the
Impala, followed by Lisk’s pickup, followed by a maroon SUV. On September 26,
a maroon SUV, driven by Rendon, was stopped by State troopers and given a
warning for speeding on eastbound Interstate 80.
Rendon was charged with burglary in the first degree and nine counts of
robbery in the first degree. Prior to trial, the district court ruled “evidence [of drug
dealing] could be admitted at least to some extent,” in order to show the
relationship between the parties. After jury selection, Rendon filed a motion in
limine seeking to prohibit evidence of the specific types of drugs he sold. The
court ruled the witnesses could only refer to generic “drugs,” not specific types of
drugs.
1
During the poker game, Lisk placed his cell phone on a shelf in the outbuilding and it
was not taken by the intruders. Lisk grabbed his cell phone as he ran out to follow the
intruders.
4
Moore accepted a proffer agreement from the State and testified at
Rendon’s trial. Moore testified he was Thompson’s cousin and often went to
Thompson’s apartment. Moore stated Rendon told him and Thompson about the
poker games and how it would be easy to take the money. He stated Rendon
had the idea for the robbery and Thompson planned the details. Moore testified
Rendon brought over gloves for the group and zip ties to use on the poker
players.2 Moore stated Rendon dropped him off at Dean’s home, and Rendon
was to drive around to make sure no one else was in the vicinity.
Thompson also entered into a proffer agreement with the State.
Thompson testified Rendon supplied him with drugs and Thompson distributed
the drugs to Benson and Jacari, who helped sell the drugs. Thompson stated
Rendon came to him with the idea of robbing a poker game, and they discussed
the idea with Moore, Benson, and Jacari. Thompson testified Rendon was
supposed to drive behind the Impala to make sure no one was following them
after the robbery. Thompson stated they obtained $17,000 in the robbery and
Rendon received $8000 of that amount. The day after the robbery, Rendon
drove Thompson to the Quad Cities in a maroon SUV. Thompson testified he
and Rendon planned to use the money obtained in the robbery to purchase more
drugs, which they would then sell.
After Thompson’s testimony, Rendon sought a mistrial, claiming there was
more evidence about drug dealing than was anticipated and it led to undue
2
Thompson also testified Rendon provided zip ties to use on the poker players. The
intruders, Thompson, Benson, Jacari, and Moore, did not use the zip ties. Moore, who
brought the zip ties to the robbery, testified he became too nervous and did not get them
out.
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prejudice. The court ruled, “I don’t think at this point in time there’s sufficient
undue prejudice to grant a mistrial.” The court again pointed out the evidence of
drug dealing was admissible to show the relationship between the parties.
Jacari testified Thompson was his cousin. He testified he heard Rendon
talking about the poker game that night. Jacari testified Rendon was driving a
maroon SUV.
Detective Tyler Tompkins of the Johnston Police Department testified he
had taken several classes on analyzing cell phones and cell phone records.
Detective Tompkins testified the cell phone records showed Rendon, Thompson,
Moore, and Jacari were often in contact with each other before the robbery and
after the robbery. According to the records, the cell phone towers used for the
calls were consistent with the testimony of Thompson, Moore, and Jacari about
their activities on September 24 and 25, as well as Rendon and Thompson’s
drive to the Quad Cities on September 26.
The district court denied Rendon’s motion for judgment of acquittal. The
jury found Rendon guilty of first-degree burglary and nine counts of first-degree
robbery. Rendon was sentenced to a total of seventy-five years in prison. He
now appeals.
II. Prior Bad Acts
A. Rendon claims the district court erred by permitting the State to
present evidence he was involved in selling illegal drugs. Prior to the trial, the
district court stated:
So I think based upon the case law, I felt that to any extent
the evidence with regard to drug dealing shows relationship or
otherwise could be relevant to showing how this plan, if there’s a
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plan for this robbery to take place, that it could be relevant, and any
relevance would outweigh any undue prejudice that might apply to
the parties. So for that reason I made clear to the lawyers that that
evidence would be admitted at least to some extent.
Counsel for codefendant Benson then stated there was limited evidence of a
relationship between Benson and Rendon. The court stated:
Well, I will still consider objections as they come up during
the trial. As I mentioned, none of this was brought up in the form of
motions in limine but brought up to advise the Court as far as what
direction the evidence might go. I think it is helpful to have some
parameters so that you know what rulings might come to be. But
everything is going to be subject to objection. I don’t want it to be
an objection fest, but to the extent that we get outside these
general parameters that I’ve set, then you’ll be free to either object
to certain evidence or make the arguments that you just made
during the course of closing statements.
We conclude the district court did not make a final ruling on the
admissibility on the evidence of drug dealing. “[I]f the ruling reaches the ultimate
issue and declares the evidence admissible or inadmissible, it is ordinarily a final
ruling and may not be questioned again during trial.” State v. Alberts, 722
N.W.2d 402, 406 (Iowa 2006). Here, the court stated it would consider
objections made during the trial and “everything is going to be subject to
objection.” Because the court did not make a final ruling, an objection when the
evidence was offered was required in order to preserve error. See id. Rendon
did not object to the evidence and we conclude error has not been preserved.
B. After the first day of trial, Rendon filed a motion in limine seeking to
prohibit the State from mentioning the types of drugs he sold. The district court
granted this motion. The motion did not address the general subject of evidence
of drug dealing, but was only about the specific types of drugs Rendon
distributed. The ruling on the motion in limine does not preserve error on
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Rendon’s claim the district court improperly permitted evidence he was involved
in the distribution of illegal drugs.
C. After Thompson testified, Rendon sought a mistrial, claiming during
the direct examination of Thompson the prosecutor went “into far more [ ] depth,”
on the topic of drug dealing than he anticipated and he was concerned “undue
prejudice ha[d] attached.” The court noted defense counsel had objected to the
prosecutor’s question to Thompson, “After he dropped you off, what was the plan
for the two of you after that?” and there was no objection to other questions on
the topic of drug dealing. When defense counsel raised the objection, the State
ceased this line of questioning, and the court concluded, “I don’t think at this
point in time there is sufficient undue prejudice to grant a mistrial.”
We review a district court’s ruling on a motion for mistrial for an abuse of
discretion. State v. Newell, 710 N.W.2d 6, 32 (Iowa 2006). “A mistrial is
appropriate when ‘an impartial verdict cannot be reached’ or the verdict ‘would
have to be reversed on appeal due to an obvious procedural error in the trial.’”
Id. (citation omitted). The district court noted the question asked by the
prosecutor was not necessarily a question about future drug dealing. The court
stated, “Now, I don’t know what the point of the question was, but I don’t know
that the question was directed toward drug dealing or toward something related
to the robbery.”
We find the prosecutor did not ask an improper question that was
designed to elicit testimony concerning Rendon’s prior bad acts. Rendon has not
shown the prosecutor’s conduct led to a situation where an impartial verdict could
8
not be reached. We determine the district court did not abuse its discretion in
denying the motion for mistrial.
III. Expert Testimony
Rendon claims the district court erred by overruling his objection to the
testimony of Detective Tompkins on the ground he was not qualified to testify
about cell phone records. Detective Tompkins testified he received his training
from 2008 to 2012. Rendon claims Detective Tompkins had obsolete technical
knowledge and should not have been permitted to testify as an expert in
interpreting cell phone records.
We review the admissibility of expert testimony for an abuse of discretion.
State v. Hicks, 791 N.W.2d 89, 98 (Iowa 2010). Iowa courts are “generally
‘committed to a liberal view on the admissibility of expert testimony.’” State v.
Tyler, 867 N.W.2d 136, 153 (Iowa 2015) (citation omitted). Under Iowa Rule of
Evidence 5.702 expert opinion testimony is permitted “[i]f scientific, technical, or
other specialized knowledge will assist the trier of fact to understand the
evidence or to determine a fact in issue.” An expert’s lack of absolute certainty
goes to the weight of the expert’s testimony, not to its admissibility. Id.
We determine the district court did not abuse its discretion in permitting
Detective Tompkins to testify for the purpose of interpreting cell phone records. 3
Rendon’s complaint Detective Tompkins did not have up-to-date technical
3
On appeal, Rendon claims the interpretation of the cell phone records was a novel or
complex matter and the district court should have applied the test found in Daubert v.
Merrell Dow Pharm., Inc., 509 U.S. 579, 592-92 (1993). “[T]rial courts are not required
to apply the Daubert analysis in considering the admission of expert testimony.” Leaf v.
Goodyear Tire & Rubber Co., 590 N.W.2d 525, 533 (Iowa 1999). We find Rendon did
not advocate for the application of the Daubert test before the district court, and further
find application of the test was unnecessary in this case, as it did not involve a novel or
complex matter.
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knowledge goes to the weight of his testimony, not its admissibility. Detective
Tompkins had sufficient knowledge, skill, experience, and training to interpret the
cell phone records and to assist the jury in understanding those records.
IV. Motion for Judgment of Acquittal
Rendon states the district court should have granted his motion for
judgment of acquittal. He claims the State did not present sufficient evidence to
corroborate the testimony of the accomplices. Rendon states there is no
inculpatory evidence connecting him to the crimes. Our review of a ruling on a
motion for judgment of acquittal is for the correction of errors at law. State v.
Serrato, 787 N.W.2d 462, 465 (Iowa 2010).
Rendon’s motion for judgment of acquittal did not specifically raise the
issue of whether the testimony of Moore, Thompson, and Jacari was sufficiently
corroborated by other evidence. Furthermore, the district court did not rule on
whether there was corroboration for the testimony of the accomplices. We
conclude Rendon has failed to preserve error because the issue he raises on
appeal was not raised in the motion for judgment of acquittal. See State v.
Schertz, 328 N.W.2d 320, 321 (Iowa 1982).
V. Ineffective Assistance
Rendon claims he received ineffective assistance of counsel on several
grounds. We review claims of ineffective assistance of counsel de novo.
Ennenga v. State, 812 N.W.2d 696, 701 (Iowa 2012). To establish a claim of
ineffective assistance of counsel, a defendant must show (1) the attorney failed
to perform an essential duty, and (2) prejudice resulted to the extent it denied the
defendant a fair trial. State v. Carroll, 767 N.W.2d 638, 641 (Iowa 2009). A
10
defendant has the burden to show by a preponderance of the evidence counsel
was ineffective. State v. McKettrick, 480 N.W.2d 52, 55 (Iowa 1992).
A. During the trial, the State presented an exhibit showing a picture
from Rendon’s Facebook account, which depicted a large amount of cash next to
a bottle of liquor, and was posted at 2:23 a.m. UTC on September 25, 2014.4
Detective Steve Nore testified the picture was posted between 7:23 and 8:23
a.m. local time. On cross-examination, Detective Nore admitted he should have
subtracted five hours, rather than added five hours, in determining when
2:23 a.m. UTC occurred in Iowa. He concluded the picture was posted at
9:23 p.m. on September 24, before the robbery took place. The prosecutor
conceded the mistake during redirect examination of Detective Nore.
Rendon claims he received ineffective assistance because defense
counsel did not object to the picture on the ground of relevancy. While the
picture was irrelevant because it was posted before the robbery took place, we
determine Rendon cannot show he was prejudiced by defense counsel’s failure
to object to the picture at the time it was presented by the State. See Ledezma
v. State, 626 N.W.2d 134, 141 (Iowa 2001) (“To prove prejudice, the [defendant]
must show that the alleged error actually and substantially disadvantaged him.”).
The mistake concerning when the picture was posted was thoroughly discussed
during the trial.
B. Rendon claims he received ineffective assistance because defense
counsel did not object to Detective Nore’s testimony concerning Rendon’s cell
phone records on the ground Detective Nore did not have the expertise or
4
UTC stands for Coordinated Universal Time, also known as Greenwich Mean Time.
11
personal knowledge to testify about the records. Detective Nore testified Rendon
was paying for Thompson’s cell phone service. The cell phone records showed
Rendon and Thompson had frequent communication in the time leading up to the
robbery. The morning after the robbery, Rendon discontinued Thompson’s cell
phone service.
Detective Nore was the principal investigator in the case. He testified he
obtained the cell phone records for each of the suspects by subpoena. His
testimony was based on his personal examination of the records. Furthermore,
Detective Tompkins examined the cell phone records and testified without
objection to the frequent calls between Rendon and Thompson. We conclude
Rendon has not shown he received ineffective assistance by defense counsel on
this ground.
C. Rendon claims, “[t]he mistrial issue may not be preserved due to
counsel’s failure to make a timely objection to the testimony.” Rendon states any
lack of error preservation is due to ineffective assistance of counsel. He claims
during Thompson’s testimony the State presented “evidence that went way
beyond demonstrating a relationship between Rendon and Thompson.” Rendon
states defense counsel should have objected to the following testimony:
Q. What was the plan after the robbery—I mean between
you and Joe. What was the next step after this robbery? A. Next
step was to purchase drugs and get some money back going.
Q. So I’m sorry. Say that again. A. And get some money
back going.
Q. So if I understand correctly, it was—you didn’t have
enough money to get more product; is that fair to say? A. Right.
Q. So the plan was to commit a robbery to get more money?
A. Yes.
Q. Use the money for the robbery to buy more product?
A. Yes.
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Q. And then sell that? A. Yes.
Q. To get more money? A. Yes.
Q. To do it all over again? A. Yes.
Iowa Rule of Evidence 5.404(b) provides:
Evidence of other crimes, wrongs, or acts is not admissible
to prove the character of a person in order to show that the person
acted in conformity therewith. It may, however, be admissible for
other purposes, such as proof of motive, opportunity, intent,
preparation, plan, knowledge, identity, or absence of mistake or
accident.
Under the rule, evidence of prior bad acts “is admissible if it is probative of some
fact or element in issue other than the defendant’s general criminal disposition.”
State v. Wilson, 878 N.W.2d 203, 211 (Iowa 2016). “If the court determines the
evidence is relevant to a legitimate issue in dispute, the court must determine
whether the probative value of the other crimes, wrongs, or acts evidence is
substantially outweighed by the danger of unfair prejudice to the defendant.” Id.
The State sought to present evidence Rendon and Thompson were
engaged in selling drugs in order to show a motive and plan. Thomson’s
testimony showed the motive for the robbery was the furtherance of a criminal
enterprise in drug dealing. It also showed their plan for the proceeds from the
robbery. We determine the evidence was admissible to prove a fact or element
other than Rendon’s general criminal disposition. See State v. Crawley, 633
N.W.2d 802, 807 (Iowa 2001) (finding evidence of drug use was relevant to show
motive for forgery). There was clear proof, based on the testimony of Thompson
and Moore, Rendon was involved in selling drugs. See State v. Putnam, 848
N.W.2d 1, 9 (Iowa 2014) (“There ‘must also be clear proof the individual against
13
whom the evidence is offered committed the bad act or crime.’” (citation
omitted)).
We also find the probative value of the evidence is not substantially
outweighed by the danger of unfair prejudice to Rendon. See Wilson, 878
N.W.2d at 211. The evidence of drug dealing was not wholly independent of the
offenses for which Rendon was on trial. See Crawley, 633 N.W.2d at 808. We
determine that even if defense counsel had objected to the evidence of drug
dealing, the district court would have denied the objection. “Counsel does not fail
to perform an essential duty by failing to raise a meritless objection.” State v.
Lopez, 872 N.W.2d 159, 169 (Iowa 2015).
D. On the issue of the motion for judgment of acquittal, Rendon states
if we have found there was a failure to preserve error, this failure was due to
ineffective assistance of counsel. He claims defense counsel should have
claimed the State did not present sufficient evidence to corroborate the testimony
of the accomplices. Rendon states there is no inculpatory evidence connecting
him to the crimes.
A defendant may not be convicted on the testimony of an accomplice
alone. State v. Douglas, 675 N.W.2d 567, 568 (Iowa 2004). Iowa Rule of
Criminal Procedure 2.21(3) provides:
A conviction cannot be had upon the testimony of an
accomplice or a solicited person, unless corroborated by other
evidence which shall tend to connect the defendant with the
commission of the offense; and the corroboration is not sufficient if
it merely shows the commission of the offense or the circumstances
thereof. Corroboration of the testimony of victims shall not be
required.
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“Corroborative evidence need not be strong as long as it can fairly be said that it
tends to connect the accused with the commission of the crime and supports the
credibility of the accomplice.” State v. Barnes, 791 N.W.2d 817, 824 (Iowa
2010). The testimony of one accomplice may not be used to corroborate the
testimony of another accomplice. Id.
We find there is sufficient evidence in the record to corroborate the
testimony of Rendon’s accomplices. Independent evidence showed Rendon
drove a maroon SUV. A videotape from a security camera showed a maroon
SUV following Lisk’s vehicle as Lisk followed the Impala the intruders used to
drive away from the robbery. Also, officers saw a maroon SUV within the
perimeter they set up in an attempt to catch the intruders, who had fled on foot.
The maroon SUV, driven by Rendon, was stopped for speeding and given a
warning on eastbound Interstate 80 on September 26, 2014, which corroborates
Thomson’s testimony Rendon drove him from Des Moines to the Quad Cities on
that day. Furthermore, the cell phone records corroborate the relationships
between Rendon, Thompson, Benson, Jacari, and Moore, and their locations on
the night of the robbery.
We determine Rendon has not shown he received ineffective assistance
due to defense counsel’s failure to raise the issue of corroboration of the
accomplices’ testimony in his motion for judgment of acquittal. If the issue had
been raised, it would have been denied by the district court.
We affirm Rendon’s convictions.
AFFIRMED.
State of Iowa v. Joseph William Rendon
Combined Opinion