In re Alfonzo E.

IN THE COURT OF APPEALS OF TENNESSEE
AT NASHVILLE
October 10, 2016 Session

IN RE ALFONZO E. ET AL.

Appeal from the Juvenile Court for Davidson County
No. 202150 Sheila Calloway, Judge

No. M2016-00867-COA-R3-PT – Filed October 26, 2016

The mother of three sons appeals the termination of her parental rights. A juvenile court
magistrate determined that one son was the victim of severe abuse and that the other two
sons were dependent and neglected. The magistrate also found that the mother was the
perpetrator of this abuse, dependency, and neglect. The magistrate‟s order was not
appealed. All three sons were placed with the same foster mother. They remained with
her for around two years during which time they had some visitation with their biological
mother. Subsequently, the Department of Children‟s Services filed a petition to terminate
the mother‟s parental rights alleging severe abuse and persistence of conditions as
grounds for termination. See Tenn. Code Ann. § 36-1-113(g)(3)-(4). The mother opposed
the petition, and the children‟s maternal grandmother and uncle each filed separate
petitions for custody. After two hearings, the trial court found that DCS had proven both
alleged grounds for termination by clear and convincing evidence and that terminating
the mother‟s parental rights was in the best interests of the children. The court also
dismissed the petitions for custody filed by the grandmother and the uncle. The mother
appealed, arguing that termination was not in the best interests of the children and that the
trial court erred by failing to place the children with their grandmother as a less drastic
alternative to foster care. Mother also argues that DCS failed to make a diligent search for
the children‟s fathers. The evidence does not preponderate against the trial court‟s best-
interest findings, and the mother cannot appeal the dismissal of the grandmother‟s
petition or the termination of the fathers‟ parental rights. Additionally, by the time a court
considers whether to terminate parental rights, it is too late to bring a less drastic
alternative before the court. Accordingly, we affirm.

Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Juvenile Court Affirmed

FRANK G. CLEMENT, JR., P.J., M.S., delivered the opinion of the Court, in which ANDY D.
BENNETT and RICHARD H. DINKINS, JJ., joined.
L. Willis Jones, Nashville, Tennessee, for the appellant, Evelia E.1

Herbert H. Slatery, III, Attorney General and Reporter, and Alexander S. Rieger,
Assistant Attorney General, Nashville, Tennessee, for the appellee, Tennessee
Department of Children‟s Services.

Laura A. Stewart, Nashville, Tennessee, Guardian ad litem.

OPINION

Evelia E. (“Mother”) is the mother of three minor sons, Alfonzo, Brayan, and
Abraham (collectively, “children”). Alfonzo and Brayan are the children of one father,
and Abraham is the child of another father.

On July 4, 2013, the Tennessee Department of Children‟s Services (“DCS”)
received a referral alleging that Abraham was being physically abused. An investigation
revealed that Mother was Abraham‟s sole caretaker and that Abraham had suffered three
injuries that required hospitalization over a five-month period (a fractured femur, a
fractured tibia, and hematoma under his tongue). When Mother was interviewed during
the investigation, she was unable to provide an explanation for the broken femur.
However, she explained that the tibia fracture occurred because Abraham caught his leg
in his crib and that the hematoma occurred when Abraham fell off the couch with either a
bottle or pacifier in his mouth. On July 9, 2013, a juvenile court magistrate issued an
emergency protection order placing the children in DCS custody and appointing a
guardian ad litem for them. All three children were eventually placed with the same
foster mother.

Subsequently, criminal charges related to Abraham‟s injuries were brought against
Mother, and Mother was incarcerated for several months until she posted bail. Initially,
Mother was prohibited from having contact with her children as a condition of her bond.
However, that condition was later modified, and Mother was allowed supervised
visitation with the children.

In May 2014, the juvenile court magistrate issued an “Order of Adjudication and
Disposition” that described the investigation into Abraham‟s injuries and found that
“these injuries occurred either due to a negligent level of lack of supervision of the child,
or direct and intentional action that resulted in injury to the child.” As a result, the
magistrate found that Abraham was “an abused, severely abused and dependent/neglected
child . . .” and that Alfonzo and Brayan were “dependent/neglected child[ren] pursuant to

1
This court has a policy of protecting the identity of children in parental termination cases by
initializing the last names of the parties.

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Tenn. Code Ann. § 37-1-102(b)(12)(B)(F)&(G).” The magistrate also found that Mother
was the perpetrator of this abuse, dependency, and neglect. Although Mother filed a
petition to rehear, she later struck that petition, and the magistrate‟s order was not
appealed.

In February 2015, DCS filed a petition to terminate the parental rights of Mother
and both fathers. The children‟s uncle and maternal grandmother (“Grandmother”) filed
separate petitions for custody. In November 2015, the trial court issued an order stating
“[i]t appears that [DCS] has filed an affidavit of diligent search and that the ordinary
service of process is unable to be achieved upon the [fathers].” Service on both fathers
was obtained by publication in The Tennessean. See Turner v. Turner, 473 S.W.3d 257,
274-75 (Tenn. 2015) (discussing the requirements for dispensing with personal service of
process in proceedings to terminate parental rights).

Trial occurred in two hearings: one in December 2015 and one in February 2016.2
Because Mother‟s criminal trial had not yet occurred, the trial court instructed Mother
about asserting her Fifth Amendment privilege against self-incrimination before Mother
testified. These instructions included the admonition that, because this trial was a civil
rather than criminal proceeding, the trial court could draw a negative inference if Mother
refused to answer any questions. Mother was questioned about how Abraham‟s injuries
occurred and asked whether there was “anything at all that [she] would do differently” if
the trial court returned the children to her custody. Mother asserted the Fifth Amendment
in response to these and all other questions.

Crystal Parks, a former DCS caseworker, testified that initially Mother was
“willing to work” with her. Later, however, Mother “decided she didn‟t want to work a
plan.” According to Ms. Parks, Mother never expressed regret or took responsibility for
what happened to Abraham.

Sivhon Hickerson, a caseworker at a private family services company, testified
that Mother had four hours of visitation per month, usually in two two-hour sessions. She
stated that Mother attended each session, brought food for the children, and interacted
with them. Visitation never had to be stopped because Mother acted inappropriately. Ms.
Hickerson also testified that the children referred to their foster mother as “Mom” or
“Mommy” but did not refer to Mother that way.

Ms. Hickerson stated that Mother had trouble controlling the children on several
occasions. There were several times when Ms. Hickerson “had to step in just to make
sure things didn‟t get too out of hand.” She testified that “[u]p until the last visit there
were still issues with how to correct behavior. I think [Mother] did get a little more

2
A brief hearing occurred in January 2016, but it was continued due to inclement weather.

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confident about telling them, you know, „no‟ and trying to correct. But there were still
issues with the interactions there and the behavior issues.” Ms. Hickerson also stated that
she was concerned that Mother was idealizing the children and her ability to parent.
According to her, “I just brought up, you know, having three boys is a lot for anybody.
And she -- you know, she said it was a lot when she had them before, but she thought
now that they were older that it would be easier for her and that it would go a lot
smoother now that they were older.”

Ms. Hickerson testified that she met with Mother to talk about parenting and that
she modeled some appropriate methods of discipline for Mother. Ms. Hickerson stated
that Mother was trying to make use of the methods that were modeled for her. Ultimately,
however, Ms. Hickerson stated that: “I think the attempt was there, but there was still no
reaction from the boys at all. It was almost like they didn‟t even hear what she was
saying, and she wasn‟t persistent enough to try to force the issue.”

Grandmother attended the December 2015 hearing and testified that she lived in
Mexico with her husband, two daughters, and an adult grandson. She admitted she had
not met the children prior to the commencement of these proceedings; nevertheless, she
intended to move the children to Mexico if she was awarded custody. Grandmother did
not attend the February hearing because she was recovering from surgery and her
mobility was limited.

Maria Troche, the children‟s foster mother, testified that Abraham began living
with her in September 2013 and that Alfonzo and Brayan joined Abraham in October
2013. Ms. Troche is a nurse practitioner. She speaks both Spanish and English and wants
to raise the children to be bilingual.

Ms. Troche testified about how the children had changed while in her care. Brayan
is a “pleaser” and a “very, very sweet child.” Ms. Troche testified that Brayan had “some
attachment struggles” because he bonds easily with others. Alfonzo “went from an angry
little boy” to a confident child who is “very loving and caring of his brothers.” Likewise,
Abraham had developed a strong personality and had begun walking. Ms. Troche
testified that she loved the children and wanted to adopt them.

In March 2016, the trial court issued an order terminating Mother‟s parental rights.
The trial court found that two grounds for terminating Mother‟s parental rights existed.
First, a prior court order included a finding that Mother had committed severe child
abuse. See Tenn. Code Ann. § 36-1-113(g)(4). Specifically, the trial court found that:

The children were adjudicated to be dependent and neglected . . . by an
Order entered by the Juvenile Court of Davison County on May 5, 2014.
That same Order adjudicated Abraham . . . to be the victim of severe
abuse . . . and Mother to be the perpetrator of that abuse. In that the Order

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 was not appealed, it is a final Order and, as such, is grounds for termination
of Mother‟s parental rights pursuant to Tenn. Code Ann. § 36-1-113(g)(4).

Second, the trial court found that the conditions that led to the removal of the
children persisted. See Tenn. Code Ann. § 36-1-113(g)(3). Regarding this ground, the
trial court found that:

Because of the severe abuse finding, Tenn. Code Ann. §§ 37-1-167 and
37-1-130(c) require that the Court must find by clear and convincing
evidence that a threat to the children‟s safety no longer exists in order to
return them to their Mother. Again, taking a negative inference from
Mother‟s assertion of her Fifth Amendment right against self-incrimination,
the Court has no information as to the cause of Abraham‟s injuries and no
assurance that such abuse will occur again. Thus, the Court finds that the
children have been removed from Mother‟s custody for well over two
years, with no end in sight. The Court must presume that the conditions
which led to the removal of the children from Mother‟s home still exist and
there is little likelihood that these conditions will be remedied at an early
date so that the children can be returned to her in the near future.
Continuing to allow the children to languish in foster care only to preserve
the parent/child relationship with no assurance the Court will ever be able
to find it safe to return the children greatly diminishes their chance of an
early integration into a stable and permanent home.

The trial court also concluded that it was in the children‟s best interest to terminate
Mother‟s parental rights. The trial court found that Mother had not made an adjustment of
circumstances to make it safe for the children to return to her and that the children no
longer had a meaningful relationship with any of their biological parents. In contrast, the
children‟s foster mother loved the children and was willing to “raise them to the age of
majority and beyond.” Further, the court found that the children had been in the foster
home for two years and that disrupting that situation would be harmful to them.

The trial court considered Grandmother‟s petition for custody as part of the best-
interest analysis. The court found that the children were U.S. citizens, had never been to
Mexico, and did not know Grandmother. The court also found that Grandmother had
recently had surgery and that the children needed someone “who is able to keep up with
them . . . .”

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 In addition to terminating Mother‟s parental rights, the trial court also terminated
the parental rights of both fathers and dismissed both Grandmother‟s and the uncle‟s
petitions for custody.3 Only Mother appealed.

STANDARD OF REVIEW

“To terminate parental rights, a trial court must determine by clear and convincing
evidence not only the existence of at least one of the statutory grounds for termination but
also that termination is in the child‟s best interest.” In re F.R.R., III, 193 S.W.3d 528, 530
(Tenn. 2006); In re Valentine, 79 S.W.3d 539, 546 (Tenn. 2002) (citing Tenn. Code Ann.
§ 36-1-113(c)). We review findings of fact made by the trial court de novo upon the
record “accompanied by a presumption of the correctness of the finding, unless the
preponderance of the evidence is otherwise.” In re F.R.R., 193 S.W.3d at 530 (quoting
Tenn. R. App. P. 13(d)).

“In light of the heightened burden of proof in termination proceedings, however,
the reviewing court must make its own determination as to whether the facts, either as
found by the trial court or as supported by a preponderance of the evidence, amount to
clear and convincing evidence of the elements necessary to terminate parental rights.” In
re Carrington H., 483 S.W.3d 507, 524 (Tenn. 2016); In re Bernard T., 319 S.W.3d 586,
596-97 (Tenn. 2010). The trial court‟s ruling regarding whether the evidence sufficiently
supported termination is a conclusion of law, which we review de novo with no
presumption of correctness. See In re Carrington H., 483 S.W.3d at 524.

ANALYSIS

On appeal, Mother contends that terminating her parental rights was not in the best
interests of the children. Additionally, Mother contends that the trial court erred by
dismissing Grandmother‟s petition for custody and that DCS failed to find a “less drastic
alternative” because it did not make a diligent search for the children‟s fathers.

I. TERMINATION OF MOTHER‟S PARENTAL RIGHTS

On appeal, Mother does not challenge the trial court‟s findings that there are
grounds to terminate her parental rights. Nevertheless, we must “review the trial court‟s
findings as to each ground for termination and as to whether termination is in the child‟s
best interests, regardless of whether the parent challenges these findings on appeal.” Id. at
525-26 (citing In re Angela E., 303 S.W.3d 240, 251 n.14 (Tenn. 2010)).

3
The uncle did not appear for trial, and his petition was dismissed for failure to prosecute.

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 A. Grounds for Termination

The trial court found that two grounds for termination existed: that Mother had
committed severe child abuse and that the conditions that led to the removal of the
children persisted. See Tenn. Code Ann. § 36-1-113(g)(3)-(4).

1. Severe Child Abuse

The ground called “severe abuse” exists when “[t]he parent . . . has been found to
have committed severe child abuse as defined in § 37-1-102, under any prior order of a
court . . . .” Tenn. Code Ann. § 36-1-113(g)(4). This ground also exists when the parent
“is found by the court hearing the petition to terminate parental rights . . . to have
committed severe child abuse against the child who is the subject of the petition or
against any sibling or half-sibling of such child . . . .” Id. (emphasis added).

This court has previously held that the doctrine of res judicata prevents parents
from relitigating the issue of whether they have abused their children. In re Dakota C.R.,
404 S.W.3d 484, 497-98 (Tenn. Ct. App. 2012). Thus, parents may be precluded from
contesting the issue of whether they committed severe child abuse when the issue was
fully litigated in a dependency and neglect proceeding and the final order from that
proceeding indicates that the parent committed severe child abuse. See id. at 497.

In this case, the juvenile court magistrate issued an order finding that Mother had
severely abused Abraham. Although Mother initially filed an appeal of this order, she
struck that petition, and the magistrate‟s order became final. Consequently, the finding
that Abraham was the victim of severe abuse caused by Mother is res judicata. Abraham
is a half-sibling of Brayan and Alfonzo. Thus, Abraham was found to be a severely
abused child by a court and that determination supports a finding that a half-sibling of
Brayan and Alfonzo was the victim of severe child abuse.

Accordingly, based on the preponderance of the evidence, this ground for
termination has been established by clear and convincing evidence. See Tenn. Code Ann.
§ 36-1-113(g)(4).

2. Persistence of Conditions

The trial court also found that DCS had established the ground of persistence of
conditions by clear and convincing evidence. See Tenn. Code Ann. § 36-1-113(g)(3).
This ground exists if, after a child has been removed by a court order for six months, (1)
the condition that led to the child‟s removal persist; (2) there is little likelihood that these
conditions will be remedied at an early date so that the child can be returned to the parent
in the near future; and (3) the continuation of the parent-child relationship greatly

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diminishes the child‟s chances of early integration into a safe, stable, and permanent
home. See id.

The trial court‟s finding that Mother had not remedied the conditions that led to
the severe abuse was based on a negative inference that the trial court drew when Mother
invoked her Fifth Amendment privilege against self-incrimination. In civil cases, the trier
of fact may draw a negative inference from a party‟s invocation of the Fifth Amendment
if there is independent evidence of the fact to which a party refuses to testify. See Akers v.
Prime Succession of Tenn., Inc., 387 S.W.3d 495, 506 (Tenn. 2012); In re Nickolas E.,
No. M2009-01888-COA-R3-PT, 2010 WL 454809, at *6 (Tenn. Ct. App. Feb. 9, 2010)
(“[T]here is no constitutional infirmity in the ability of the trial court to draw a negative
inference from the parent not testifying or to consider evidence obtained over the parent‟s
Fifth Amendment objection in a proceeding to terminate that parent‟s parental rights.”).
The privilege attaches only to the question being asked and the information sought by
that particular question. Akers, 387 S.W.3d at 507 (quoting Doe ex rel. Rudy-Glanzer v.
Glanzer, 232 F.3d 1258, 1265 (9th Cir. 2000)). Consequently, a negative inference is
only available on a question-by-question basis. See id. at 506-07.

Here, Mother was specifically asked what she would do differently if the children
were returned to her custody. In general, this question seeks information about whether
and how the conditions in Mother‟s life have changed. Mother asserted the Fifth
Amendment regarding this question. Thus, a negative inference is available if there is
independent evidence about the conditions in Mother‟s life and whether those conditions
have changed. Id. at 506.

Such evidence is present in this record. Ms. Parks testified that Mother stopped
cooperating with her parenting plan and never expressed regret or took responsibility for
what happened to Abraham. Ms. Hickerson testified that, although Mother‟s visitation
was never cut short, the children misbehaved and Mother had difficulty disciplining them
or controlling their behavior. Further, Ms. Hickerson expressed concern that Mother had
an idealized view of the children and her parenting ability and believed that it would be
easier to be a parent now that the children were older. Although Mother made some
progress in her parenting skills, Ms. Hickerson stated that “[i]t was almost like [the
children] didn‟t even hear what she was saying, and she wasn‟t persistent enough to try to
force the issue.”

This testimony is independent evidence that the conditions that led to the findings
in the Order of Adjudication and Disposition had not changed and were unlikely to
change in the future. As a result, the trial court was permitted to draw a negative
inference about these facts from Mother‟s invocation of the Fifth Amendment.

Moreover, no child who has been found to be a victim of severe child abuse can be
returned to the custody of the person who engaged in or failed to protect the child from

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that abuse “unless the court finds on the basis of clear and convincing evidence that the
child will be provided a safe home free from further such brutality and abuse.” See Tenn.
Code Ann. § 37-1-130(c). Abraham was found to be a victim of severe child abuse, and
therefore Mother was required to demonstrate by clear and convincing evidence that he
would be provided with a safe home before he could be returned to her custody. See id.
Mother‟s refusal to testify makes it impossible to determine by clear and convincing
evidence that Abraham would be provided with a “safe home free from further . . .
abuse.” See id.

Based on the foregoing, the trial court correctly found that grounds for terminating
Mother‟s parental rights existed.

B. Best Interests of the Children

Once a court finds that grounds for termination of parental rights exit, the interests
of the parent and the child diverge, and the focus of the proceedings shifts to the best
interest of the child. See In re Marr, 194 S.W.3d 490, 498 (Tenn. Ct. App. 2005).
Ascertaining a child‟s best interest is a fact-intensive inquiry that must be conducted from
the child‟s perspective. In re Audrey S., 182 S.W.3d 838, 878 (Tenn. Ct. App. 2005). This
inquiry requires courts to weigh the evidence regarding the statutory factors listed in
Tenn. Code Ann. § 36-1-113(i) as well as the evidence about any other relevant factors.
See id. The relevancy and weight of each factor depends upon the unique facts of each
case. Id. Consequently, in certain cases the consideration of one factor may dictate the
outcome of the best-interest analysis. See id.

The trial court found that the children no longer had a meaningful relationship
with Mother. See Tenn. Code Ann. § 36-1-113(i)(4). The court also found that the foster
mother loved the children and was willing to “provide for them and raise them to the age
of majority and beyond.” Further, the court found that the children were “stable and
thriving” with their foster mother, and disrupting that living situation would be harmful to
them. The evidence supports these findings.

Moreover, based on the record before us, the criminal case against has not yet
been resolved. Mother may be subject to further incarceration, which would greatly
impact her ability to provide the children with a safe home. See Tenn. Code Ann.
§ 36-1-113(i)(1), (7). In addition, the finding that Mother is responsible for Abraham‟s
injuries and the dependency and neglect of both Brayan and Alfonso is a highly
significant part of the best-interest analysis in this case. See Tenn. Code Ann.
§ 36-1-113(i)(6). By all accounts, the children are in a loving home that is free from
abuse, dependency, and neglect. Removing them from this environment and placing them
with a person who was previously found to be responsible for these conditions does not
appear to be in their best interests.

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 Based on the foregoing, the evidence does not preponderate against the trial
court‟s findings, and those findings establish, by clear and convincing evidence, that
termination of Mother‟s parental rights is in the best interests of the children.

II. MOTHER‟S OTHER ARGUMENTS

Mother contends that the trial court erred by dismissing Grandmother‟s petition
for custody. Additionally, Mother argues that DCS failed to meet its “continuing duty to
exercise reasonable efforts to find a less drastic placement for the children, including
making a diligent search for the father of the children.”

Mother cannot assert the rights of Grandmother and the fathers, and she does not
have standing to appeal the denial of Grandmother‟s petition for custody or the
termination of the fathers‟ parental rights. See In re Joseph L., No. M2011-02058-COA-
R3-PT, 2012 WL 2389609, at *7 n.4 (Tenn. Ct. App. June 25, 2012) (citing In re Noel
B.F., No. M2010-02343-COA-R3-PT, 2011 WL 3610427, at *8 (Tenn. Ct. App. Aug. 16,
2011)). The relief granted against Mother was the termination of her parental rights, and
that is the only judgment that she can appeal. See In re Noel B.F., 2011 WL 3610427, at
*8.

Moreover, the failure to place a child with a relative is not a basis for reversing a
trial court‟s decision to terminate parental rights. See In re Joseph L., 2012 WL 2389609,
at *7. Instead, arguments about less drastic alternatives must be raised in dependency and
neglect proceedings. See In re Deashon A.C., No. E2009-01633-COA-R3-PT, 2010 WL
1241555, at *8 (Tenn. Ct. App. Mar. 31, 2010) (quoting In re O.J.B., No. W2009-00782-
COA-R3-PT, 2009 WL 3570901, at *9 (Tenn. Ct. App. Nov. 2, 2009)); In re K.L.D.R.,
No. M2008-00897-COA-R3-PT, 2009 WL 1138130, at *8 (Tenn. Ct. App. Apr. 27,
2009). By the time a court is considering whether to terminate a biological parent‟s
rights, it is too late to bring a less drastic alternative before the court. See In re Noel B.F.,
2011 WL 3610427, at *9. Consequently, the trial court did not err by failing to place the
children with Grandmother.

IN CONCLUSION

The judgment of the trial court is affirmed, and this matter is remanded with costs
of appeal assessed against Evelia E.

_______________________________
FRANK G. CLEMENT, JR., P.J., M.S.

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