Petition Denied and Memorandum Opinion filed October 27, 2016.
In The
Fourteenth Court of Appeals
NO. 14-16-00728-CV
KENNETH W. ISAAC, Appellant
V.
CONSTANCE BURNSIDE, Appellee
On Appeal from the Probate Court No. 2
Harris County, Texas
Trial Court Cause No. 419,942-401
MEMORANDUM OPINION
Appellant Kenneth W. Isaac petitions this court to allow a permissive
interlocutory appeal of the trial court’s August 2, 2016 order denying his
traditional motion for summary judgment in favor of appellee Constance Burnside.
See Tex. Civ. Prac. & Rem. Code Ann. § 51.014(d) (West Supp. 2016). We deny
the petition.
BACKGROUND
Isaac is the independent executor for the Estate of Ernest Burnside, and
Constance Burnside is the decedent’s widow. The widow sued Isaac for breach of
fiduciary duty, alleging Isaac failed to (1) distribute funds in the decedent’s bank
accounts to the widow pursuant to the terms of the decedent’s will; and (2) pay
funeral expenses incurred by the widow. Under the decedent’s will, the executor
was to make all funeral arrangements “in keeping with my beliefs and station in
life.” As an affirmative defense, Isaac pleaded that the decedent’s will and section
711.002(h) of the Texas Health and Safety Code controlled the disposition of the
decedent’s remains. See Tex. Health & Safety Code Ann. § 711.002(h) (West
Supp. 2016) (“If the directions are in a will, they shall be carried out immediately
without the necessity of probate.”). Isaac alleges that he was not liable to the
widow because she violated the decedent’s will by making the funeral
arrangements.
Isaac filed a traditional motion for summary judgment based on his
affirmative defense that the widow was not entitled to reimbursement for funeral
expenses because she had violated the terms of the decdent’s will and section
711.002(h). The trial court denied Isaac’s traditional motion for summary
judgment without explanation.
Isaac filed a motion for permission to file an interlocutory appeal,
contending that the statutory construction, interpretation, and applicability of
section 711.002(h) is a controlling question of law as to which there are substantial
grounds for difference of opinion and an immediate appeal of order denying the
traditional motion for summary judgment may materially advance the ultimate
termination of the litigation. Shortly after denying the motion for traditional
summary judgment, the trial court granted Isaac permission to appeal that ruling in
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the following order:
The Court FINDS that an interlocutory appeal concerning the
provisions of Tex. Health & Safety Code § 711.002(h) involve [sic]
controlling questions of law as to which there are substantial grounds
for difference of opinion and an immediate appeal from the Court’s
order denying the traditional motion for summary judgment may
materially advance the ultimate termination of the litigation,
especially considering that there is no Supreme Court of Texas and/or
Court of Appeals opinion on point with the contentions of the parties.
See Tex. Civ. Prac. & Rem. Code § 51.014(d)(1), (2); Gulf Coast
Asphalt Co. v. Lloyd, 457 S.W.3d 539, 543–45 (Tex. App.—Houston
[14th Dist.] 2015, no pet.).
IT IS FURTHER ORDERED that the Court GRANTS permission that
the Defendant takes an immediate interlocutory appeal of the above-
referenced issues. Said appeal is to be filed within (30) days of the
signing of the Order.
Isaac filed his petition for permissive interlocutory appeal in this court.
ANALYSIS
Appellate courts do not have jurisdiction over interlocutory appeals in the
absence of a statutory provision permitting such an appeal. CMH Homes v. Perez,
340 S.W.3d 444, 447 (Tex. 2011); Hebert v. JJT Constr., 438 S.W.3d 139, 140
(Tex. App.—Houston [14th Dist.] 2014, no pet.). An order denying a summary
judgment is generally not appealable because it is an interlocutory order, not a final
judgment. Humphreys v. Caldwell, 888 S.W.2d 469, 470 (Tex. 1994) (orig.
proceeding) (per curiam). Isaac seeks permission to pursue an appeal of the trial
court’s order under Texas Civil Practice and Remedies Code section 51.014(d),
which provides as follows:
(d) On a party’s motion or on its own initiative, a trial court in a civil
action may, by written order, permit an appeal from an order that is
not otherwise appealable if:
(1) the order to be appealed involves a controlling question of law as
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to which there is a substantial ground for difference of opinion; and
(2) an immediate appeal from the order may materially advance the
ultimate termination of the litigation.
Tex. Civ. Prac. & Rem. Code Ann. § 51.014(d). The trial court’s permission must
be stated in the interlocutory order to be appealed. See Tex. R. Civ. P. 168. In its
statement of permission as to an interlocutory appeal under section 51.014(d), a
trial court must (1) identify the controlling question of law as to which there is a
substantial ground for difference of opinion and (2) state why an immediate appeal
may materially advance the ultimate termination of the litigation. Tex. R. Civ. P.
168; Gulf Coast Asphalt Co. v. Lloyd, 457 S.W.3d 539, 543−44 (Tex. App.—
Houston [14th Dist.] 2015, no pet.). When the trial court has permitted the appeal
from an interlocutory order that otherwise would not be appealable, the party
seeking to appeal must petition the court of appeals for permission to appeal. Tex.
R. App. P. 28.3(a).
Section 51.014(d) is not intended to relieve the trial court of its role in
deciding substantive issues of law properly presented to it. City of Houston v.
Proler, No. 14-16-00030-CV, 2016 WL 1047889, at *4 (Tex. App.—Houston
[14th Dist.] Mar. 15, 2016, no pet.) (mem op.) The trial court first must make a
substantive ruling on the controlling legal issue being appealed. See id.
The trial court denied Isaac’s traditional motion for summary judgment
without explanation. The order permitting an interlocutory appeal does not set
forth a controlling issue of law to be decided. Even presuming that the trial court
had identified a controlling issue of law, the order does not include a ruling by the
trial court on a controlling issue of law.
Because the record does not show that the trial court ruled on the purported
controlling question of law identified by the trial court, we cannot grant Isaac’s
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petition for permissive interlocutory appeal. See id.1 Accordingly, we deny
Isaac’s petition for permissive interlocutory appeal.
/s/ Kem Thompson Frost
Chief Justice
Panel consists of Chief Justice Frost and Justices Boyce and Christopher.
1
Isaac also filed a no-evidence summary judgment on the widow’s claim that Isaac failed
to distribute funds in the decedent’s bank accounts. Isaac argued that there was no evidence that
he did not own the funds, breach his fiduciary duty, or fail to give the widow her rightful share.
Isaac states in his petition that he is also appealing the order denying his no-evidence motion for
summary judgment. But, the trial court granted Isaac permission to appeal only the order
denying his traditional motion for summary judgment.
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