J-S78033-16
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF
PENNSYLVANIA
v.
SHAWN ECKLUND
Appellant No. 462 WDA 2016
Appeal from the PCRA Order March 2, 2016
in the Court of Common Pleas of Venango County Criminal Division
at No(s): CP-61-CR-0000852-2011
BEFORE: BENDER, P.J.E., OTT, J., and FITZGERALD,* J.
MEMORANDUM BY FITZGERALD, J.: FILED OCTOBER 31, 2016
Appellant, Shawn Ecklund, appeals from the order entered in the
Venango County Court of Common Pleas denying his petition for relief filed
pursuant to the Post Conviction Relief Act1 (“PCRA”). We affirm.
We adopt the facts and procedural history as set forth by the PCRA
court’s opinion.2 Following a hearing, Appellant’s PCRA petition 3 was denied
*
Former Justice specially assigned to the Superior Court.
1
42 Pa.C.S. §§ 9541-9546.
2
PCRA Ct. Op., 3/2/16, at 1-4. We note a typographical error in the PCRA
court opinion on page 3. The PCRA court received a pro se letter from
Appellant on June 26, 2015.
3
We note that this Court’s memorandum affirming the judgment of sentence
was docketed on September 18, 2014. We adopt the PCRA court’s analysis
of the timeliness of the PCRA petition. See Trial Ct. Op. at 5-7;
Commonwealth v. Ecklund, 1665 WDA 2012 (unpublished memorandum)
(Pa. Super. Aug. 5, 2014).
J-S78033-16
and this timely appeal followed. Appellant filed a court-ordered Pa.R.A.P.
1925(b) statement of errors complained of on appeal, and the PCRA court
filed a responsive opinion incorporating its February 29, 2016 opinion.
Appellant raises the following issues for our review:
The PCRA [c]ourt erred in denying [Appellant’s] PCRA
petition when his trial counsel was ineffective in failing to
object to the trial testimony of Dr. Adams, who, in effect,
testified as an expert witness.
The PCRA [c]ourt erred in denying [Appellant’s] PCRA
petition when he argued that he should have been given
the opportunity to explore his plea options.
The PCRA [c]ourt erred in denying [Appellant’s] PCRA
petition when he argued that trial counsel was ineffective
in failing to object when the District Attorney implied to
the jury that the victim could have stated that more crimes
had occurred.
The PCRA [c]ourt erred in denying [Appellant’s] PCRA
petition when he argued that his trial counsel was
ineffective in failing to have a psychological evaluation
conducted to determine whether or not [Appellant]
appreciated his actions and that they were wrong.
Appellant’s Brief at 3-4.
Appellant contends counsel was ineffective for failing to object to the
testimony of Dr. Adams regarding concussions because Appellant did not
have the opportunity to obtain a rebuttal witness. Id. at 8. Appellant
“argues that in hindsight, he would have taken the plea had he knowns [sic]
that there was a possibility that he would have received the sentence that he
ultimately received.” Id. at 9. Appellant avers counsel was ineffective for
failing to object when the District Attorney inferred he “could have been
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J-S78033-16
charged with more crimes [which] means that he was guilty of more
crimes.” Id. at 12. Lastly, Appellant claims counsel was ineffective for
failing to have a psychological evaluation conducted to prove that his post
traumatic stress following his service in Iraq “affected his thinking.” Id. at
12.4
Our review of appeals from the denial of relief under the PCRA is well-
settled:
[A]n appellate court reviews the PCRA court’s findings to
see if they are supported by the record and free from legal
error. This Court’s scope of review is limited to the
findings of the PCRA court and the evidence on the record
of the PCRA court’s hearing, viewed in the light most
favorable to the prevailing party . . . . In addition, [t]he
level of deference to the hearing judge may vary
depending upon whether the decision involved matters of
credibility or matters of applying the governing law to the
facts as so determined.
Commonwealth v. Fahy, 959 A.2d 312, 316 (Pa. 2008) (quotation marks
and citations omitted).
A PCRA court passes on witness credibility at PCRA
hearings, and its credibility determinations should be
provided great deference by reviewing courts. Indeed, one
4
We note that the totality of Appellant’s argument in support of this claim is
that he “testified at the time of the PCRA hearing that he had spoken to his
attorney about post traumatic stress following serving six years in Iraq and
that he specifically asked his attorney to get him a mental health evaluation
to prove these issues affected his thinking.” Appellant’s Brief at 12. “We
have repeatedly held that failure to develop an argument with citation to,
and analysis of, relevant authority waives the issue on review.”
Commonwealth v. Plante, 914 A.2d 916, 924 (Pa. Super. 2006). Given
the trial court’s analysis of the claim and the record before this Court, we
decline to find the issue waived.
-3-
J-S78033-16
of the primary reasons PCRA hearings are held in the first
place is so that credibility determinations can be made[.]
Commonwealth v. Johnson, 966 A.2d 523, 539 (Pa. 2009) (citation
omitted).
To be eligible for PCRA relief, [a]ppellant must prove by
a preponderance of the evidence that his conviction or
sentence resulted from one or more of the enumerated
circumstances found at 42 Pa.C.S. § 9543(a)(2) (listing,
inter alia, the ineffective assistance of counsel and the
unavailability at the time of trial of exculpatory evidence,
which would have changed the outcome of the trial had it
been introduced). Further, [a]ppellant must demonstrate
that the issues raised in his PCRA petition have not been
previously litigated or waived. Id. § 9543(a)(3). . . . A
PCRA claim is waived “if the petitioner could have raised it
but failed to do so before trial, at trial, during unitary
review, on appeal or in a prior state post[-]conviction
proceeding.” Id. § 9544(b). . . .
It is well-established that counsel is presumed effective,
and to rebut that presumption, the PCRA petitioner must
demonstrate that counsel’s performance was deficient and
that such deficiency prejudiced him. Strickland v.
Washington, 466 U.S. 668, 687–91, 104 S. Ct. 2052, 80
L. Ed. 2d 674 (1984). This Court has characterized the
Strickland standard as tripartite, by dividing the
performance element into two distinct parts.
Commonwealth v. Pierce, 515 Pa. 153, 527 A.2d 973,
975 (1987). Thus, to prove counsel ineffective,
[a]ppellant must demonstrate that: (1) the underlying
legal issue has arguable merit; (2) counsel’s actions lacked
an objective reasonable basis; and (3) [a]ppellant was
prejudiced by counsel’s act or omission. Id. at 975.
Relating to the reasonable basis prong, “[g]enerally,
where matters of strategy and tactics are concerned,
counsel’s assistance is deemed constitutionally effective if
he chose a particular course that had some reasonable
basis designed to effectuate his client’s interests.” Courts
should not deem counsel’s strategy or tactic unreasonable
“unless it can be concluded that an alternative not chosen
-4-
J-S78033-16
offered a potential for success substantially greater than
the course actually pursued.” Id. Also “[a]s a general
rule, a lawyer should not be held ineffective without first
having an opportunity to address the accusation in some
fashion. . . . The ultimate focus of an ineffectiveness
inquiry is always upon counsel, and not upon an alleged
deficiency in the abstract.”
Relating to the prejudice prong of the ineffectiveness
test, the PCRA petitioner must demonstrate “that there is a
reasonable probability that, but for counsel’s error or
omission, the result of the proceeding would have been
different.” Particularly relevant herein, it is well-settled
that “a court is not required to analyze the elements of an
ineffectiveness claim in any particular order of priority;
instead, if a claim fails under any necessary element of the
Strickland test, the court may proceed to that element
first.”
Commonwealth v. Koehler, 36 A.3d 121, 131-32 (Pa. 2012) (some
citations omitted).
It is clear that a criminal defendant’s right to
effective counsel extends to the plea process, as well
as during trial. However, [a]llegations of
ineffectiveness in connection with the entry of a
guilty plea will serve as a basis for relief only if the
ineffectiveness caused the defendant to enter an
involuntary or unknowing plea. Where the defendant
enters his plea on the advice of counsel, the
voluntariness of the plea depends on whether
counsel’s advice was within the range of competence
demanded of attorneys in criminal cases.
“[T]he law does not require that [the defendant] be
pleased with the outcome of his decision to enter a plea of
guilty: All that is required is that [his] decision to plead
guilty be knowingly, voluntarily, and intelligently made.”
Moreover, with regard to the prejudice prong, where an
appellant has entered a guilty plea, the appellant must
demonstrate “it is reasonably probable that, but for
counsel’s errors, he would not have pleaded guilty and
would have gone to trial.”
-5-
J-S78033-16
Commonwealth v. Timchak, 69 A.3d 765, 769–70 (Pa. Super. 2013),
(citations omitted).
In closing arguments, a prosecutor may comment on
the evidence and any reasonable inferences arising from
the evidence. . . .
A prosecutor must have reasonable latitude in fairly
presenting a case to the jury and must be free to
present his or her arguments with logical force and
vigor. The prosecutor is also permitted to respond to
defense arguments. Finally, in order to evaluate
whether the comments were improper, we do not
look at the comments in a vacuum; rather we must
look at them in the context in which they were
made.
Furthermore, prosecutorial misconduct will not be found
where comments were based on the evidence or proper
inferences therefrom or were only oratorical flair.
Commonwealth v. Charleston, 94 A.3d 1012, 1024 (Pa. Super.), appeal
denied, 104 A.3d 523 (Pa. 2014) (quotation marks and citations omitted).
“To sustain a claim of ineffectiveness, counsel’s approach must be so
unreasonable that no competent lawyer would have chosen it.”
Commonwealth v. Ervin, 766 A.2d 859, 862-63 (Pa. Super. 2000)
(quotation marks and citation omitted omitted).
After careful consideration of the parties’ briefs, the record, and the
decision of the Honorable H. William White, we affirm on the basis of the
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J-S78033-16
PCRA court’s decision.5 See PCRA Ct. Op. at 5-16 (holding, inter alia, that
(1) counsel attempted to use Dr. Adams’ testimony to his advantage to
support the defense’s contention that the injuries the victim sustained were
not serious and did not support the aggravated assault charge;6 (2) counsel
discussed the plea agreement and determined Appellant would not admit to
the aggravated assault charge and still have the court accept the plea
agreement;7 (3) the prosecutor attempted to bolster the credibility of the
victim by arguing that if the victim was going to lie she could have accused
Appellant of more serious misconduct;8 (4) the court found counsel’s
strategy competent and his testimony credible and that per Appellant’s
admission regarding the simple assault charge, a defense based upon his
mental condition was unavailable).9 Accordingly, we conclude the PCRA
court’s findings are supported by the record. See Fahy, 959 A.2d at 316.
Order affirmed.
5
We note that the PCRA court inadvertently miscited certain references to
the notes of testimony from the PCRA hearing.
6
See N.T. PCRA Hr’g, 1/26/16, at 48-52.
7
See id. at 15-16, 18, 33-34, 45-46.
8
See id. at 64.
9
See id. at 19, 55-56.
-7-
J-S78033-16
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 10/31/2016
-8-
Circulated 10/07/2016 05:14 PM
lN THE COURT OF CotvfMON PLEAS Of VENANGO COUNTY, PENNSYLVANIA
COMMONWEALTH OF PENNSYLVANIA
v.
SHAWN LOUIS ECKLUND)
Defendant.
OPINION OF COURT
AND NOW, this 7•h day of April, 2016, the Court has before it Defendant's Concise
Statement of Matters Complained of on Appeal, The matters complained of on appeal raised in the
Concise Statement are virtually identical to the issues raised in Defendant's Post-Conviction Relief
Act petition (uPCRA"), dated October 2, 2015. Following a PCRA hearing on January 26, 2016,
this Court issued an Opinion and Order of Court dated February 29, 2016 (entered on the docket
March 2) denying Defendant's PCRA, addressing these issues al length.
Since the Court has previously addressed the identical issues raised on appeal in its
February 29, 20 t 6 Order of Court denying the PCRA, the Court will not issue further opinion on
the matter. The Court would refer the Superior Court to its February 29 Opinion for this Court's
reasoning in denying these issues raised in the Concise Statement.
BY THE COURT.
Specially Presiding
cc: DA
Tinn Fryling, Esq.
. ) ")
;_ -·-< /
fN THE COURT OF COMMON PLEAS OF VENANGO COUNTY, PENNSYLVANIA
COMMONWEAL TH OF PENNSYLVANJA
v.
SHAWN LOUlS ECKLUND,
Defendant.
ORDER OF COURT
AND NOW, this .)?.day of February, 2016 the court has
Supplemental Motion for Post-Conviction Collateral Relief (hereinafter referred to,. as. . ·.
Supplemental PCRA). For the reasons discussed below, Defendant's PCRA petition is DENIED.
Factual Background
The factual background of the case is not terribly complicated. Defendant was arrested
following an altercation in which he assaulted his girlfriend, during which time his two minor
children were upstairs in the same house. Defendant wanted access to the victim's cell phone,
which she would not turn over, and he assaulted her in an attempt to get the cell phone. Upon
realizing that someone outside the house was alerted to the assault going on inside, Defendant
threatened the victim and his two children (also victims) to not report to police the events of the
night, specifically telling the children he would kill them if they reported to the police. Defendant's
girlfriend/victim reported to UPMC Northwest with concussion symptoms and other injuries,
though was not admitted overnight and released.
The initial police investigation did not lead to charges being flled; however, after ft second
officer visited the victim at UPMC Northwest, received a written statement from the victim, and
examined text messages from the children to their mother (separated from Defendant al the time).
1
Upon gathering all of this information, Defendant was arrested for and admitted to the assault.
After arrest, the information was amended to include more serious felony charges, including
aggravated assault; the initial information contained misdemeanors.' Prior to trial, Defendant was
offered a take-it-or-leave-it plea from ADA Carbone, which included an admission of aggravated
assault. Defendant did not take this plea, in part because of his insistence that he had not caused
not intended to cause serious bodily injury,
Procedural Hisl01J'
The court will reproduce its procedural history from its March 2013 1925(b) Opinion of
Court for the relevant lime period, in the interests of judicial efficiency and consistency. The
Defendant was charged with Aggravated Assault, both Serious Bodily Injury Inflicted and Serious
Bodily Iujury Attempted, Kidnapping, Intimidation of Witness, Endangering the Welfare of
Children, all Felonies; Stalking, Terroristic Threats, False Imprisonment and Simple Assault,
Misdemeanors. A four (4) day Jury Trial was conducted June 18111 through June 22nt1, 2012.
The Defendant, significantly, was found not guilty of Count I, Aggravated Assault -
Serious Bodily Injury Inflicted, not guilty oft he Kidnapping charge, not guilty of Stalking and not
guilty of False Imprisonment. The Defendant; however, was convicted of Count 2, Aggravated
Assault - Serious Bodily Injury Attempted, in violation of 18 Pa. C.S.A. §2702(a)(l ), a Felony 1;
Count 4, Intimidation of Witness, in violation of 18 Pa. C.S.A. §4592(b )(2), a Felony 1; Count 5,
Endangering Welfare of Children, in violation of 18 Pa. C.S.A. §4304(b ), a Felony 3, and, the jury
did find specially that it was in a course of conduct. Furthermore, he was found guilty of'Terroristic
Threats, in violation of 18 Pa. C.S.A. §2706, a Misdemeanor 1, as to the alleged victim, Jessica,
1
The possible reason the charges were increased may have simply been spite. Transcript of PCRA Hearing, p, 45, II.
15-16.
2
and the children, LE, born J1.1ly 211d, 2001, and GE, born September 91h, 1999, and, he was found
guilty of Simple Assault, in violation of 18 Pa. C.S.A. §270l(b), a Misdemeanor 2.2
The Defendant was sentenced on August 3rd, 2012 to an aggregate period of incarceration
of ninety-six (96) months lo two-hundred and forty (240) months, followed by five (5) years
consecutive probation. The Defendant did file a direct appeal to Superior Court. This Judge
ordered a concise statement to be flied and the concise statement was flied on October 30111, 2012.
The Judge in writing the opinion did need the transcripts, and the last transcript, Day 4, was
docketed on January I 0111, 2013.
Following his election to the Venango County District Attorney, Atty. White withdrew as
counsel for Defendant January 14t11, 20 J 4, and a Public Defender was appointed to take his place.
Atty. Misko entered his appearance March 3151, 2014. On September 18111, 2014, the Superior Court
affirmed this court's sentence, and denying Defendant's direct appeal.
This court received prose letters from Defendant on October 9111, 2014, February 2711', 2015,
and June 261h, 20 J 4. The substance of these letters is substantially constant in bemoaning a lack of
communication from the Public Defender's office, and expressing a desire to procedurally advance
the case. He specifically notes, in the June 2015 letter, that the lack of communication cost him
the opportunity to appeal to the Supreme Court following the Superior Court's denial of his direct
appeal following sentencing. On September 9111, 2015, Defendant filed a Motion for Appointment
of New Counsel.
011 September 25111, 2015, this court held a hearing on Defendant's Motion for Appointment
of New Counsel. Following this hearing, the court noted the multiple attempts by Defendant to file
a PCRA, evidenced by correspondence to the court and the Public Defender, to no avail.
2
We note that we inadvertently stated subsection {b) in our Sentence Order of Court dated August 3, 2012, when
we should have referred to subsection (a) Subsection (b) refers to the grading of that speclftc statute.
3
Accordingly, this court directed that Attorney Misko remain Defendant's representative with
Defendant's acquiescence, under the premise lhal Defendant would not be giving up any rights he
would otherwise have. This was also done with the understanding that Attorney Misko would file
a PCRA on Defendant's behalf as soon as possible.
Defendant filed a PCRA Petition October 211t1, 2015, and at the same lime a Motion for
Permission to File Amended PCRA. The Motion was granted, to allow a more fully-developed
PCRA to be filed but with the understanding the clock was working against Defendant. The
Supplemental Motion for Post-Conviction Collateral Relief; currently before the court, was filed
November 19111, 2015. A PCRA hearing was held January 26111, 2016.
In his Supplemental PCRA Petition, Defendant raises four issues:
1. Mr. Ecklund avers that trial counsel was ineffective in failing to object to the trial
testimony of Dr. Adams which referred to general information about concussions
and other "expert" testimony when the Court had previously ruled that this type of
evidence would not be presented.
2. Mr. Ecklund avers that his trial counsel was ineffective in failing to explain to him
the exact criminal charges lodged against him, the maximum prison terms and fines
of said charges if the case was to head to trial, the exact criminal trial process in
Venango County as it relates to the entry of a negotiated plea, and the details of any
pica ofter made by the Commonwealth to the Defendant.
3. Mr. Ecklund Avers that his trial counsel was ineffective in failing to object when
the District Attorney implied to the jury that the victim could have stated that more
crimes had occurred but she did not.
4. Mr. Ecklund avers that his trial counsel was ineffective in foiling to have a
psychological evaluation conducted to determine whether or not Mr. Ecklund could
be held legally culpable for his actions and whether he appreciated his actions and
that they were wrong.
The court will address these issues in turn,
4
Analysis
The court will address first the timeliness of appeal, as it represents a jurisdictional
question. Only after a PCRA petition has been deemed timely and the court has determined it has
jurisdiction to hear the petition can the merits of the petition be reached.
l. Timeliness of Appeal
At the PCRA hearing, the court addressed the issue of timeliness of the filing the instant
Petition. The Post-Conviction Relief Act establishes the timeframe in which petitions may be filed
under the Act.
(b) Time for filing petition.-
( I) Any petition under this subchapter, including fl second or
subsequent petition, shall be filed within one year of the date the
judgment becomes final, unless the petition alleges and the
petitioner proves that:
(i) the failure lo raise the claim previously was the result of
interference by government officials with the presentation of the
claim in violation of the Constitution or Jaws of this
Commonwealth or the Constitution or laws of the United Stales;
(ii) the facts upon which the claim is predicated were unknown to the
petitioner and could not have been ascertained by the exercise of
due diligence; 01·
(iii) the right asserted is n constitutlonal right that was recognized by
the Supreme Court of the United Slates or the Supreme Court of
Pennsylvania alter the lime period provided in this section and has
been held by that court to apply retroactively.
(2) Any petition invoking au exception provided in paragraph (I) shall
be flied within 60 days of the date the claim could have been
presented.
(3) For purposes of this subchapter, a judgment becomes final flt the
conclusion of direct review. including d iscrctionary review in the
Supreme Court of the United States and the Supreme Court of
Pennsylvania, or al the expiration of lime for seeking the review.
5
42 Pa. C.S.A. § 9545(b). Pennsylvania courts have repeatedly affirmed that timeliness questions
invoke jurisdiction, and restrict the court's ability to hear such petitions:
The time requirements established by the PCRA are jurisdictional in
nature; consequently, Pennsylvania courts may not entertain
untimely PCRA petitions. Co111111011weal!h v. Watts, 611 Pa. 80, 23
A.3d 980 (2011); Commonwealth v. Brown, 596 Pa. 354, 943 A.2d
264, 267 (2008); Co111111011wea/th v. Robinson, 575 Pa. 500, 837
A.2d 1157, 1161 (2003). We have repeatedly stated it is the
appellant's burden to allege and prove that one of
the timeliness exceptions applies. Commonwealth \'. Beasley, 559
Pa. 604, 741 A.2d 1258, 1261 ( 1999). Whether Appellant has
carried his burden is a threshold inquiry prior to considering the
merits of any claim.
Commonwealth v. Edmiston, 65 A.3d 339, 346 (Pa. 2013).
Under§ 9545(b )( l ), a defendant must Ji le an appeal within a year of the decision becoming
final. Per§ 9545(b)(J), a decision is final at the expiration of the time period to seek appellate
review. Defendant filed direct appeal to the Superior Court following the trial court's denial of
post-sentence motion. The Superior Court denied this appeal on September 18, 2014. Frain that
point, Defendant had 30 days with which to take appeal with the Pennsylvania Supreme Court.
See Pa. R.A.P. 1113. Defendant chose not to exercise this option; therefore, for purposes of§
94545(b)(I), the one-year limitation to file a PCRA petition began to nm October 20, 2014, and
expired October 20, 2015.3 Co1111110111Pealth I'. Rojas, 874 A.2d 638, 6ll4-45 (Pa. Super. Ct. 2005)
("As such, Appellant's judgment of sentence because final fol' PCRA purposes 011 Monday,
December 16. 2002, when the thirty-day appeal period expired for seeking review with mu·
Supreme Court.").
1
As noted in Rojas, supra, 874 A.2d at 643 n. 10, per 1 Pa. C.D.A. § 1908, when the last day or filing falls on a Saturday
or Sunday, "such day shall be ornltted from the computation." Therefore, when the direct appeal was dismissed
September 18, 2014, the period to appeal lo the Supreme Court would normally have expired October 18, 2014.
However, this was a Saturday, therefore the period In which to appeal to the Supreme Court actually expired October
20, 2014, the following Monday. One year from then, October 21, 2015, the PCRA one-year period expired.
6
Following the bearing In regards to Defendant 's Motion for Appointment of New Counsel,
the court directed Atty. Misko to file a PCRA petition lo preserve Defendant's rights. Defendant,
through his attorney, filed his PCRA October 2, 2015. This fell within the one-year period. Given
the short time-frame from the Motion for Appolnlment of New Counsel hearing to the date the
PCRA would be time-barred, the court granted Defendant's Motion fol' Permission to tile an
Amended PCRA. Pa. R. Crim. P. 905(A) ("Amendment shall be freely allowed to achieve
substnntial justice.") The Amended PCRA was filed November I 0, 2015.
Given these dales, the court concludes that the PCRA was timely filed, and is properly
within the court's jurisdiction.
II. Merits of the Appeal
Moving to the merits of the petition itself, however, the court is not as inclined to side with
Defendant. As reci ted above, Defendant mises four issues, each sounding in the averred
incffecti veness of Defendant's trial counsel.
Each of the alleged errors are based in an allegation of ineffectiveness of counsel. Analysis
of an ineffective assistance of counsel claim beings with
the presumption that counsel rendered effective assistnnce. To
obtain relief on a claim of ineffective assistance of counsel, a
petitioner must rebut that presumption and demonstrate that
counsel's performance was deficient, and that such performance
prejudiced him. Strickland v. Washington, 466 U.S. 668, 687-91,
(l 984). In our Commonwealth, we have rearticulated
the SIrick/and Cami's performance and prejudice i nqulry as a three-
prong test. Specifically, a petitioner must show: (I) the underlying
claim is of arguable merit; (2) no reasonable basis existed for
counsel's action 01· inaction; and (3) counsel's error caused prejudice
such that there is fl reasonable probability that the result of the
proceeding would have been different absent such error.
Commonwealth v. Pierce, 515 Pa. I 53, 158-59, 527 A.2d 973, 975
( 1987).
7
Commonwealth 11. Oltver,:-: A.3d -··, 2015 PA Super 261 (Pa. Super. Ct. Dec. 14, 2015), quoting
Commonwealth v. Dennis, 17 A.3d 297, 301 (Pa. 2011) (some internal citations omitted). Each
prong must be met to carry a claim of ineffective assistance of counsel. Id., citing Commonwealth
v. Hanible, 30 A.3d 426, 439 (Pa. 2011).
To demonstrate prejudice, a petitioner must show that there is a reasonable probability that,
but for counsel's actions or inactions, the result of the proceeding would have been
different. Conunonwealth v. Mason, ·-- A.3d ---, 2015 WL 9485173 (Pa. Dec. 29, 2015),
citing Strickland, 466 U.S. at 694; Co111111011wealtlt v. Laird, 1 I 9 A.3d 972, 978 (Pa. 2015). "Where
matters of strategy and tactics me concerned, '[a] finding that a chosen strategy lacked a reasonable
basis is not warranted unless it can be concluded that fill alternative not chosen offered a potential
fat· success substaut ially greater than the course actually pursued.'?' Id., quoting Commonwealth I'.
Spotz, 84 A.3d 294, 311-12 (Pa. 2014), citing Conunonwealth v. Colavita, 606 Pa. at 2 I, 993 A.2d
874, 887 (Pa. 2010).
The court will apply this standard to the four distinct claims raised in Defendant's PCRA.
a. Trial counsel's effectiveness in failing to object lo the trial testimony of Dr. Adams which
referred to general information about concussions and other "expert" testimony when the
Court had previously ruled that this type of evidence would 1101 be presented.
Defendant next contends that Atty. White should have objected to Dr. Adams providing
testimony regarding the long-term effects of the concussion sustained by the victim.
During the PCRA hearing, Atty. White noted that at the time, the particular ADA involved
in this case had certain habits that could be frustrating to defense attorneys, leading Atty. White to
file a motion in llmine prior to jury selection, to ensure he was not blindsided by any witnesses,
Transcript (?/'PCRA Hearing, pp. 45-46, JI. 23-9. On the day of'jury selection, at the mini-call in
front of the I-Ion. Judge Boyer, the two children's counselors would be excluded from trial, for
failure to produce expert reports. However, the concussion "expert," Dr. Adams, was allowed to
8
testify as a fact witness. Id. at pp. 46-47, 25-2. As the emergency room doctor who saw the victim
when she was admitted, he clearly had the ability to testify as to what he witnessed that night, and
the diagnosis, and was able to use the emergency room report to that effect.
At trial, Defense counsel learned that Dr. Adams was a certified boxing consultant, medical
consultant, and/or referee. Id. at p, 49, II. 1-3. Dr. Adams was cross-examined by Atty. White, and
Atty. White and the Court discussed whether Dr. Adams could testify as to the concussions,
especially where the emergency room doctor, as here, has the specialized knowledge regarding
concussions. kl. at p, 49, II. 5-11. Partly as a matter of strategy, Atty. White wanted to allow the
testimony to show that, even though Dr. Adams was familiar with the range types of concussions,
the one suffered by victim was comparatively mild, not requiring an overnight stay or wake-up
procedure." Id. at p. 49, 14-19. Atty. White stated in the PCRA hearing that he used this testimony
to fit in with the general defense narrative that the injury suffered was not "serious" and would not
support the aggravated assault charge. Id. at p. 49, II. 21-25.
Defendant specifically challenges Atty. White's failure to object to Dr. Adams testimony.
However, Atty. White has articulated the trial strategy wherein he actually attempted to use the
testimony to his advantage, in a manner which fit in with the defense's contention that the injuries
were not serious, and did not support the aggravated assault charge. The testimony shows that
there would be 110 real basis for objecting to this testimony, and in fact, had Atty. White objected
at trial, this Court would have overruled that objection.
Consequently, Atty. White's failure to object to the testimony of Dr. Adams did not render
his advocacy ineffective, and Defendant's claim is denied.
b. Trial counsel 's effectiveness in not explaining to Defendant the exact criminal charges lodged
agains! him, the maxhnum prison terms and fines of said charges if the case was to head (o
4 The wake-up procedure is where a concussion victim is awoken every hour following discharge from the hospital.
9
Mal, the exact criminal trial process in Venango County as ii relates to the entry of a
negotiated plea, and the details of any plea offer made by the Commonwealth lo the Defendant.
Next, Defendant alleges Atty. White was ineffective in discussing the nature of the exact
criminal charges, the maximum prison terms mid fines, the criminal process relating to the plea,
and the plea offer details.
Pennsylvania appellate courts have articulated that it can be ineffective assistance of
counsel when the conduct of the attorney leads to the defendant rejecting a plea deal the defendant
would hove otherwise accepted. For example, in Commonwealth \I. Steckley, the Superior Court
stated,
Under the terms of the Commonwealth's proposal, Steckley would
plead guilty to each of the crimes charged, and the Commonwealth
would reconuneud that the trial court impose an aggregate sentence
of two to six years' incarceration. Because this arrangement did not
involve the dismissal of charges 01· a negotiated sentence that would
bind the trial court upon its acceptance of the plea, it is difficult to
imagine any reason why the court would have rejected it. It defies
common sense to believe that the trial court, for no apparent reason,
would have rejected the plea bargain and ordered the parties to
endure a lengthy and expensive trial. Cf Commonwealth v. Cltaztn,
873 A.2d 732, 737 (Pa.Super.2005) (rejecting ineffective assistance
of counsel claim where the trio! judge explicitly stated that he would
not have accepted petitioner's guilty plea where the agreement called
for a negotiated sentence of four to eight years' imprisonment).
Commonwealth. v. Steckley, 128 A.3d 826, 835 (Pa. Super. Ct. 2015). The Superior Court there
found that the conduct of the attorney lead to the defendant rejecting fl deal he would have
ordinarily accepted. This is in contrast to a situation such as Chazin, where the court found no
prejudice where the trial court would not have accepted the plea agreement between the prosecutor
and defendant. Chazln, supra, 873 A.2d at 737.
One of the prongs of the test as enumerated above is that the alleged error must have caused
prejudice to tile Defendant. In this situation, the Court does not find that such prejudice occurred.
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During his testimony, Atty. White relayed that he discussed the plea agreement with Defendant.
Understanding the nature of the DA's office at the time, Atty. White understood that the plea offer
was not negotiable. Therefore, when he discussed the plea with Defendant, Atty. White was
hamstrung regarding the plea agreement, because "the key was the aggravated assault. He could
not factually admit to that in order to get the plea through." Transcript of PCRA Hearing, p. 43-
44, 11. 25-1. Therefore, the court would not accept the plea agreement, because Defendant would
not be able to admit to the charges during the guilty plea colloquy.
The tendered plea agreement included a charge of aggravated assault. This charge would
include an intent by Defendant to cause serious bodily injury ("SBI"). As Atty. White discussed
on direct examination, "That was something that .M1·. Ecklund indicated to me he could not make
a factual admission on. He never intended to cause her serious bodily injury, nor did he think he
attempted serious bodily injury." Transcript of PCRA Hearing, p. 43 11. 15-18. Defendant stated
on cross "It was [the defense's] position that she wasn't - it wasn't a serious bodily injury." Id at
p. 32, 11. 17-18. Instead, Defendant believed and could only admit in a guilty plea hearing that he
had committed only simple assault and terroristic threats. Id. at p, 32, 11. 11-17.
Additionally, when asked on cross why he rejected the plea deal, Defendant stated, "Yeah.
We rejected it, as I said before, because of the intimidation of witnesses if I was found not guilty
of aggravated assault I was told intimidation of witnesses would be dropped to the highest
misdemeanor or highest charge item on the list." kl. at p, 32, 11. 7-10.
Therefore, the court does not sec that Defendant was prejudiced by any alleged failure on
Atty. White's part. If the information allegedly not relayed to Defendant were in fact
communicated, that does not appear to change the fact that Defendant would not have been able
to admit lo the factual basis for this Court to accept a guilty plea to aggravated assault. Unless
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Defendant is arguing that in the context of more information about the severity of the crimes he
would have been willing to perjure himself, this Court does not see where the prejudice arises.
Therefore, the situation is vel'y similar to Chazin, supra, 873 A.2d at 737, where the court found
no prejudice where it would have explicitly rejected the pica deal. Without the factual basis
consistent with the clements of the plead-to charges established, this Court would likewise have
rejected the proffered plea.
Further, Defendant acknowledged that as part of the defense's strategy, he and Atty. White
looked towards the intimidation charge, Where they felt they had a chance of defeating the
aggravated assault charge at trial, arguing a lack of an SBJ and lack of intent to cause SBI, the
intimidation charge would also be reduced to a misdemeanor. This deliberate decision on the part
of the defense was a calculated move in the hopes of reducing the eventual sentence to even less
that as was offered in the plea deal. This Court will not jump to the conclusion of ineffective
counsel when a trial strategy does not pan out, as appears to be the case here.
As the well-established law states, all prongs of the test for ineffective assistance of'counsel
must be present for the Court to find in Defendant's favor. Having not suffered prejudice, this
prong is not met, and is fatal to Defendant's claim.
Other testimony adduced during the PCRA hearing indicates that Atty. White was indeed
available to discuss with Defendant the trial procedures and other facets of the case, including the
charges. Transcript of PCRA Hearing, p. 42-45. The Court finds Atty. White's testimony regarding
his availability and preparation credible. On the arguments that Atty, White was otherwise
deficient for failing to discuss the trial procedure, maximum plea offer, and the like, Defendant's
claims arc likewise denied, as they were not proved given the credible testimony of trial defense
counsel.
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c. Trial counsel's effectiveness in not objecting when the District Attorney implied to the jWJ' that
the victim could have stated that more crimes had occurred but she did not.
Next, Defendant argues that Atty. White's failure to object to ADA Carbone's use of"rnpe"
in closing statements constituted ineffective assistance of counsel. Defendant alleges that the use
is consistent with the implication that Defendant could have been charged with greater crimes,
including and namely rape, This would suggest to the jury to find Defendant guilty on the charged
offenses, since Defendant already got a break from ADA Carbone in the form of reduced charges.
The context of the use of the word "rape" is determinative here. The word arose in the
context of the statement by ADA Carbone attempting to bolster the credibility of the witness, and
not, as Defendant argues, in an attempt to unfairly influence the jury, The context of the case as a
whole did involve a "he-said-she-said" component, in that only Defendant and the victim were the
only "eye witnesses» to the assault itself. The children were within earshot but not see the assaults,
Therefore, Atty. White during trial did try lo discredit the victim and her version of the assault.
Once the victim's credibility was arguably discredited by Atty. White, ADA Carbone
would then have the right, though perhaps more likely a duly, to attempt to rehabilitate the victim's
credibility. It is in this context that the word "rape" was used. ADA Carbone's statement, in
relevant context, was:
I believe what she had to say. And the thing is that it doesn't benefit
the victim by saying it's worse. In fact, if she wanted to get him in
big, big trouble, she could have said, oh, he raped me. She didn't say
that. She could have made it a lot more damming than she said. But
what she did is she said it the way it happened.
Transcript of PCRA Hearing, pg. 63, JI. 9-15. From this quote, it is abundantly clear that not only
is ADA Carbone not implying rape could have been charged, but explicitly says rape was not even
accused. ADA Carbone, this Court concludes, was not insinuating that Defendant committed more
crimes, but instead was only arguing tha: if the victim was going to lie about the charges, she could
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have alleged a more serious criminal misconduct. While of course not necessarily being true, it is
an argument that this Court has heard from prosecutors on multiple occasions.! and one this Court
does not find inappropriate.
Even had Atty. White objected to ADA Carbone's use of "rape» in his closing arguments,
the Court would have overruled the objection. The Trial Court may have given a limiting
instruction regarding ADA Carbone's use of "rape," but we concluded that there was nothing
wrong with the AD A's argument in this case using that particular term. Accordingly, Atty. White's
failure to object was not ineffective assistance of counsel.
d. Trial counsel's effectiveness in 1101 having a psychological evaluatlon conducted to determine
whether or 1101 Mr. Ecklund could be held legally culpable for his actions and whether he
appreciated his actions and that they were wrong.
Finally, Defendant contends Atty. White was deficient in his representation of Defendant
for failing to have a psychological evaluation done on Defendant prior to trial. Defendant spent
time as a civilian contractor in Iraq during wartime for six years prior to the assault. Defendant
slates that as a result of his lime in Iraq and other parts of his life, "when someone says something
to me, either I get angry right away or I act in a different way than someone who hasn't had the
problems that I have had would act. I mean -- I mean, I'm just different." Transcript of PCRA
Hearing, p. 18, ll. 4-7. Because of'that difference, Defendant wanted a psychological evaluation.
During his PCRA testimony, Atty. White discussed that under the Pennsylvania application
of the M'Naghten Rule, even Defendant's account of what happened would not entitle him to
relief. Id. at p. 53, 11. 9- l I. That is, even assuming any mental condition Defendant alleged himself
to have at the time of the assault, his available defenses would not change, and he would not have
had any better chance of acquittal of aggravated assault, To this end, Atty. White did discuss with
5
Atty. White has testified that he has made the same argument In cases he's tried since becoming the DA.
tronscrlpt of PCRA Hearing, p. 61l, II. 13·15.
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Defendant, and developed at trial, Defendant's service in Iraq in the civilian context, but this would
. be the extent of helpfulness of his mental condition. Id. at p. 53, 11. 12-21. However, Atty. White
determined I hat based on Defendant's admissions regarding striking the victim over the cell phone,
actual defenses based on mental condition would not be available. lei. at p. 54, II. 3-11.
The Court finds Ally. White's strategy to be competent and his testimony regarding the
issue credible. Even though Defendant was at some point diagnosed with Post-Traumatic Stress
Disorder (11PTSD") while in the Venango County Jail, this, in-and-of itself would not have availed
Defendant of any additional defenses. This is further compounded by the fact that Defendant was
lucidly aware of his actions, and candidly admitted he was guilty of simple assault. This explained
coherency would complicate an effort to establish a mental capacity defense, and therefore, Atty.
White's determination that the psychological evaluation would be a waste of limited time and
financial resources does not poi nt to ineffective assistance. Defendant's theory was, "I Wt her,
knocked her around somewhat but I did not seriously injure her not did T intent to." The jury
acquitted Defendant of kidnapping and aggravated assault-Sllf caused. In the context of
Defendant's version of the facts, this was an effective defense. Therefore, the fourth claim of
Defendant's PCRA likewise fails.
Conclusion
For the reasons discussed, supra, Defendant has failed to carry his burden to demonstrate
that Atty. White rendered ineffective assistance as his trial counsel. For each of the four distinct
claims, there is insufficient showing that Defendant was prejudiced by Atty. White's tactical
decisions, As the Mason court restated, simply because a trial tactic was not successful docs not
guarantee the PCRA court finding the assistance was ineffective. Instead, there must be some
alternative strategy that would have had a substantial potential for success greater than that of the
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strategy chosen. Herc, none of the objections Defendant charges Atty. White should have made
would have had a substantially greater potential for success. Likewise, the psychological
evaluation was a trial strategy which was not substantially less likely to succeed than getting the
evaluation before trial. In terms of the plea den! offer, because Defendant could not have
established the factual basis for the plead-to charges, there was no prejudice to Defendant.
Accordingly, Defendant's PCRA petition is hereby DENTED.
BY THE COURT,
H. WILLIAM WHITE, Senior J.
Specially Presiding
cc: DA
Tina Fryling, Esq.
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