State v. WilsonÂ

IN THE COURT OF APPEALS OF NORTH CAROLINA No. COA16-243 Filed: 6 December 2016 Alamance County, No. 13 CRS 55892 STATE OF NORTH CAROLINA v. JOSHUA RYAN WILSON Appeal by Defendant from judgment dated 24 September 2015 by Judge Michael O’Foghludha in Alamance County Superior Court. Heard in the Court of Appeals 23 August 2016. Attorney General Roy Cooper, by Associate Attorney General Marie H. Evitt, for the State. Leslie Rawls for Defendant. STEPHENS, Judge. Defendant Joshua Ryan Wilson appeals from the judgment entered on his guilty plea for impaired driving. Wilson argues that the trial court erred by failing to suppress evidence obtained during his seizure by a police officer. Because we conclude Wilson was not seized under the Fourth Amendment, we find no error in the court’s refusal to suppress the evidence obtained from the police officer’s encounter with Wilson. STATE V. WILSON Opinion of the Court Factual and Procedural Background The evidence considered by the trial court pursuant to Wilson’s motion to suppress tended to show the following: On 25 September 2013, Officer Blake Johnson of the Burlington Police Department went to a residence at 402 Brooklyn Street to find a man who had outstanding warrants for his arrest. Officer Johnson was acting on an anonymous tip to the Burlington Police Department that the wanted individual would be at the residence. Officer Johnson parked his car on Brooklyn Street across from the residence and got out of the vehicle. He walked toward the residence. Officer Johnson observed a pickup truck leaving the residence at 402 Brooklyn Street. Officer Johnson was in the road, but was not blocking it. The truck, driven by Wilson, moved toward Officer Johnson from a cross street adjacent to the residence. Officer Johnson waved his hands back and forth just above shoulder level to tell Wilson to stop the vehicle. The officer’s intention was to question Wilson to see if he knew anything about the man with the outstanding warrants. Officer Johnson had no suspicion that Wilson was the man he was looking for nor did he observe any illegal behavior by Wilson. Officer Johnson was in uniform, but no weapon was drawn, neither police car was blocking the road, and the blue lights and sirens were not activated. -2- STATE V. WILSON Opinion of the Court Wilson stopped the truck with the driver’s side window next to Officer Johnson. Wilson was alone in the vehicle. Officer Johnson “smelled the odor of alcohol coming from inside the vehicle” almost immediately. He asked Wilson about his alcohol consumption. Wilson admitted that he had been drinking, but said that he could not remember how many drinks he had consumed. Officer Johnson arrested Wilson for driving while subject to an impairing substance. Wilson pled guilty in Alamance County District Court on 4 August 2015, but appealed to the Superior Court. In Superior Court, Wilson moved to suppress the evidence resulting from his encounter with Officer Johnson. A hearing was held on 15 September 2015 before Judge Michael O’Foghludha, who denied Wilson’s motion to suppress. Wilson subsequently pled guilty on 24 September 2015, reserving the right to appeal the order denying suppression of the evidence. Wilson gave notice of appeal the same day in open court. Discussion On appeal, Wilson argues that the trial court erred in denying his motion to suppress the evidence obtained from his encounter with Officer Johnson, because Officer Johnson unconstitutionally seized Wilson without reasonable suspicion or probable cause. Because the trial court’s findings of fact are supported by competent evidence, and the findings support its conclusions of law that Wilson was not seized -3- STATE V. WILSON Opinion of the Court under the Fourth Amendment, we find no error in the trial court’s refusal to suppress the evidence obtained by Officer Johnson. 1. Standard of Review Our review of a trial court’s denial of a motion to suppress is “strictly limited to determining whether the trial judge’s underlying findings of fact are supported by competent evidence, in which event they are conclusively binding on appeal, and whether those factual findings in turn support the judge’s ultimate conclusions of law.” State v. Cooke, 306 N.C. 132, 134, 291 S.E.2d 618, 619 (1982). Unchallenged findings of fact are presumed to be supported by competent evidence. See State v. Pickard, 178 N.C. App. 330, 334, 631 S.E.2d 203, 206 (2006) (citations omitted). “[A]ny determination requiring the exercise of judgment or the application of legal principles is more properly classified a conclusion of law.” In re Helms, 127 N.C. App. 505, 510, 491 S.E.2d 672, 675 (1997) (internal citations omitted). Findings of fact which are mislabeled as conclusions of law may be re-classified by the appellate court and subjected to the appropriate standard of review. State v. Hopper, 205 N.C. App. 175, 179, 695 S.E.2d 801, 805 (2010). “The trial court’s conclusions of law . . . are fully reviewable on appeal.” State v. Hughes, 353 N.C. 200, 208, 539 S.E.2d 625, 631 (2000). -4- STATE V. WILSON Opinion of the Court 2. No Fourth Amendment seizure Wilson first argues that the trial court erred in finding as fact that a reasonable person would not have felt compelled to stop to talk to Officer Johnson. Although labelled as a finding of fact by the trial court, “whether a reasonable person would feel free to decline the officer[’s] request[]” requires a legal analysis, Florida v. Bostick, 501 U.S. 429, 436, 115 L. Ed. 2d 389, 400 (1991), and the exercise of judgment. Thus, we treat the trial court’s finding that a reasonable person would not have felt compelled to stop as a conclusion of law. Wilson does not challenge any other findings of fact. Therefore, the remaining findings of the trial court are presumed to be supported by competent evidence. Wilson also argues that the trial court erred in concluding as a matter of law that he was not seized under the Fourth Amendment. Whether Wilson was seized turns on the same analysis as whether a reasonable person would have felt compelled to stop. See id., 501 U.S. at 436, 115 L. Ed. 2d at 400. Therefore, we address these arguments together, and hold that each conclusion is supported by the trial court’s findings of fact. The Fourth Amendment to the United States Constitution guarantees to individuals the right to be free from unreasonable searches and seizures. U.S. Const. amend. IV. “[T]he crucial test [to determine if a person is seized] is whether, taking into account all of the circumstances surrounding the encounter, the police conduct -5- STATE V. WILSON Opinion of the Court would ‘have communicated to a reasonable person that he was not at liberty to ignore the police presence and go about his business.’ ” Id., 501 U.S. at 437, 115 L. Ed. 2d at 400 (quoting Michigan v. Chesternut, 486 U.S. 567, 569, 100 L. Ed. 2d 565, 569 (1988)). Wilson cites Bostick for the rule that a person is seized when his freedom of movement is terminated or restrained “by means of physical force or show of authority.” 501 U.S. at 434, 115 L. Ed. 2d at 398 (quoting Terry v. Ohio, 392 U.S. 1, 19 n.16, 20 L. Ed. 2d 889, 905 n. 16 (1968)). However, Wilson omits the context in which the Court made this statement. The Court cited Terry while making the point that a “seizure does not occur simply because a police officer approaches an individual and asks a few questions.” Id. Rather, as the Court stated in Terry, a seizure occurs “[o]nly when the officer, by means of physical force or show of authority, has in some way restrained the liberty of a citizen.” Id. (quoting Terry, 392 U.S. at 19 n.16, 20 L. Ed. 2d at 905 n.16) (emphasis added). In Bostick, two police officers with visible badges boarded a bus and questioned the defendant “without articulable suspicion.” Id. at 431, 115 L. Ed. 2d at 396. One officer carried a gun in a zipper pouch, but never brandished the weapon. Id. at 432, 115 L. Ed. 2d at 397. The officers asked the defendant for consent to search his luggage, which was given. Id. at 432, 115 L. Ed. 2d at 396-97. The defendant argued that he was unconstitutionally seized by the officers on the bus because he did not -6- STATE V. WILSON Opinion of the Court feel free to leave the encounter. Id. at 435, 115 L. Ed. 2d at 399. The Court reasoned that the restriction of the defendant’s movements happened not because of the police, but because he chose to get on a bus. Id. at 436, 115 L. Ed. 2d at 399. This restriction, therefore, and the defendant’s feeling that he could not leave the bus, did not necessarily render the encounter non-consensual. Id. The Court ultimately remanded the case to the Florida Supreme Court to analyze the voluntariness of the encounter based on the totality of the circumstances. Id. at 439-40, 115 L. Ed. 2d at 402. Wilson also cites United States v. Mendenhall for the reasonable person test adopted by the Supreme Court in which a person is seized “only if, in view of all the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave.” 446 U.S. 544, 554, 64 L. Ed. 2d 497, 509 (1980). However, immediately after that holding, the Supreme Court explained: Examples of circumstances that might indicate a seizure, even where the person did not attempt to leave, would be the threatening presence of several officers, the display of a weapon by an officer, some physical touching of the person of the citizen, or the use of language or tone of voice indicating that compliance with the officer’s request might be compelled. In the absence of some such evidence, otherwise inoffensive contact between a member of the public and the police cannot, as a matter of law, amount to a seizure of that person. Id. at 554-55, 64 L. Ed. 2d at 509 (internal citations omitted). Finally, Wilson cites Chesternut for the proposition that Officer Johnson’s hand motions were tantamount to a command to stop, and were thus a display of authority -7- STATE V. WILSON Opinion of the Court resulting in Wilson’s seizure. Wilson mischaracterizes the holding of the Supreme Court. In Chesternut, the Supreme Court held that the defendant was not seized when police officers in a marked car followed him as he ran away from the car. 486 U.S. at 574-75, 100 L. Ed. 2d at 572-73. Rather than list behaviors that would constitute a seizure, in analyzing whether a reasonable person would have interpreted the police conduct as an attempt to restrict his movement, the Court stated, “The record does not reflect that the police activated a siren or flashers; or that they commanded respondent to halt, or displayed any weapons; or that they operated the car in an aggressive manner to block respondent's course or otherwise control the direction or speed of his movement.” Id. at 575, 100 L. Ed. 2d at 573. The Court did not indicate that any one of these behaviors would constitute an authoritative display resulting in a Fourth Amendment seizure. To the contrary, the Court applied the test enumerated in Mendenhall, which requires evaluation of all the facts and circumstances surrounding the encounter. Id. at 573, 100 L. Ed. 2d at 571-72. In doing so, it concluded that the “presence of a police car driving parallel to a running pedestrian,” while intimidating, was not sufficient on its own to constitute a seizure. Id. at 575, 100 L. Ed. 2d at 573. Unlike the officers in Bostick, Officer Johnson did not approach Wilson in a confined space nor did Wilson see his weapon. Wilson’s movement was not restricted the way a passenger on a bus would be restricted with a police officer standing above -8- STATE V. WILSON Opinion of the Court him. To the contrary, the fact that Wilson was in a truck while Officer Johnson was on foot and not blocking the road indicates that Wilson’s movement was not restricted. Wilson’s encounter was thus more voluntary than that of the defendant in Bostick, whose encounter on the bus was held to be consensual. Bostick v. State, 593 So. 2d 494, 495 (Fla. 1992) (per curiam), on remand from 501 U.S. 429, 115 L. Ed. 2d 389. Further, none of the examples illustrated by the Court in Mendenhall of circumstances indicating a seizure are present in this case. The trial court found that Officer Johnson was alone on the scene, he did not draw his weapon, and his lights and sirens were off. The officer also did not touch Wilson or use any language or tone which would indicate that compliance with his request would be compelled. The facts of this case are more similar to those in Chesternut, where there was no evidence that the officers used lights and sirens, displayed a weapon, or blocked the defendant’s movement with the patrol car. While Wilson argues that Officer Johnson’s arm motions were tantamount to a command to stop, the motions occurred without any other display of police authority, such as lights, sirens, or a weapon, and while Wilson had the ability to continue driving on the road in front of him. Despite Wilson’s argument that Officer Johnson at least partially blocked the road, the trial court made no finding that the road was blocked. To the contrary, the court found that “[t]here was no roadblock in place, and Officer Johnson’s patrol car was not -9- STATE V. WILSON Opinion of the Court blocking traffic.” Further, the presence of a single police officer waving his hands in the road is a less authoritative display than a patrol car driving parallel to a pedestrian, which was held insufficient to constitute a seizure. Wilson argues that his case is distinguishable from North Carolina precedent based on the fact that Officer Johnson signaled to Wilson to stop rather than approaching the moving vehicle. Citing two cases, State v. Farmer, 333 N.C. 172, 424 S.E.2d 120 (1993), and State v. Veal, 234 N.C. App. 570, 760 S.E.2d 43 (2014), Wilson argues that Officer’s Johnson’s motions were a “directive” and a “summons” rather than a request. In Farmer, two police officers in a car passed the defendant, who was walking on the side of the road. 333 N.C. at 180, 424 S.E.2d at 125. Because he matched the description of the person they were on their way to question, the officers backed up their car and parked about twenty feet in front of the defendant. Id. at 180, 424 S.E.2d at 125. The officers exited their vehicle and approached the defendant to question him. Id. After some questioning, the officers decided to call the local sheriff’s department, and asked the defendant if he would wait in the police car. Id. at 182, 424 S.E.2d at 126. One officer opened the door for the defendant, who entered the vehicle without being touched. Id. The door to the vehicle was left open. Id. at 182- 83, 424 S.E.2d at 126. While the defendant was in the vehicle, the officer asked him for biographical information and subsequently why he had lied about his name. Id. - 10 - STATE V. WILSON Opinion of the Court at 183, 424 S.E.2d at 127. The defendant argued that he was unconstitutionally seized during the conversations on the street and in the car. Id. at 179, 424 S.E.2d at 124. While the North Carolina Supreme Court noted that one of the factors in its voluntariness analysis was that the officers approached the defendant rather than summoning him, the Court analyzed the totality of the circumstances, as dictated by the test set out in Mendenhall. Id. at 187-88, 424 S.E.2d at 129. The other factors the Court noted were that the encounter was on a public street, the officers did not wear uniforms or display weapons, and they requested but did not demand information. Id. at 188, 424 S.E.2d at 129. Based on all of these factors, the Court held that the defendant was not seized either during the initial questioning on the street or during questioning in the police vehicle, because he had no objective reason to believe he was not free to leave. Id. at 188, 424 S.E.2d at 129-30. Nothing in the Court’s analysis indicates that a request for the defendant to stop and speak with the officers would be a determinative factor indicating a seizure. Further, Officer Johnson’s hand motions were a less authoritative display than questioning a defendant inside of a police vehicle. In Veal, an officer parked his car in a gas station parking lot and approached the defendant’s stopped vehicle on foot. 234 N.C. App. at 571-72, 760 S.E.2d at 44. The officer asked to speak with the defendant. Id. at 571, 760 S.E.2d at 44. During the conversation, the officer smelled alcohol and noticed signs of intoxication. Id. The - 11 - STATE V. WILSON Opinion of the Court officer proceeded to have the defendant perform sobriety tests, and then placed him under arrest for driving while impaired. Id. The defendant argued that he was unconstitutionally seized when the officer questioned him at his vehicle. Id. at 573, 760 S.E.2d at 46. Applying the totality of the circumstances test as set forth in Chesternut and applied in Bostick, this Court held that the defendant was not seized. Id. at 575-76, 760 S.E.2d at 47. In reaching this conclusion, the Court noted that the officer did not park behind the defendant’s car, activate his blue lights, or speak in a threatening tone. Id. at 575, 760 S.E.2d at 47. The Court did not consider the factor of approaching the vehicle as opposed to any other method of initiating conversation. However, all of the factors that the court did take into account in holding that the defendant was not seized are present in this case. Finally, Wilson argues that he was compelled to stop by North Carolina traffic law, which obligated him to “comply with any lawful order or direction of any law- enforcement officer or traffic-control officer . . . which order or direction related to the control of traffic.” N.C. Gen. Stat. § 20-114.1(a) (2015). We disagree. Officer Johnson’s hand motion was not related to the control of traffic nor were there any circumstances which would indicate to a reasonable person that Officer Johnson was acting as a traffic control officer. The trial court found that there was no roadblock and no blue lights were activated. Further, there was no evidence of any cones, construction, a visible accident, or any other indication that Officer’s Johnson’s motions were “related - 12 - STATE V. WILSON Opinion of the Court to the control of traffic.” Thus, this is not a factor which would indicate to a reasonable person that he was not free to leave the encounter. Considering the totality of the circumstances, Officer Johnson’s hand motions were not so authoritative or coercive that a reasonable person would not have felt free to leave. This holding is in line with established North Carolina precedent in cases in which no lights or sirens were used, no weapon was brandished, no language or behavior was used indicating compliance was mandatory, and the defendant’s movement was not blocked. See Veal, 234 N.C. App. at 575, 760 S.E.2d at 47; State v. Williams, 201 N.C. App. 566, 571-72, 686 S.E.2d 905, 909 (holding that the defendant was not seized when an officer parked his vehicle across the street without blocking the defendant’s egress, did not brandish a weapon, did not activate the blue lights or sirens, questioned the defendant, and asked for consent to search the vehicle without using any language or behavior that would indicate the defendant was not free to leave), disc. review denied, 363 N.C. 859, 695 S.E.2d 450 (2009); State v. Isenhour, 194 N.C. App. 539, 544, 670 S.E.2d 264, 268 (2008) (holding that the defendant was not seized when two uniformed officers parked their marked car eight feet from the defendant’s vehicle, approached the vehicle and questioned the defendant, but did not block the defendant from leaving, use threatening language, brandish a weapon, or turn on the lights or sirens). The trial court’s findings therefore support its conclusions of law that Wilson was not seized under the Fourth Amendment and that - 13 - STATE V. WILSON Opinion of the Court a reasonable person would have believed he was free to leave when Officer Johnson waved his arms to signal Wilson to stop. The order of the trial court is AFFIRMED. Judge BRYANT concurs. Judge DILLON dissents by separate opinion. - 14 - No. COA16-243 – STATE v. WILSON DILLON, Judge, dissenting. I believe that Defendant’s encounter with the police officer was a Fourth Amendment seizure. However, I believe that the matter should be remanded for more findings on the issue of whether the seizure was constitutionally reasonable. Therefore, my vote is to vacate the order denying Plaintiff’s motion to suppress and to remand the matter to the trial court for additional findings regarding the reasonableness of the seizure, in order to balance the public interest served by the stop with Defendant’s right to be free from arbitrary interference by law enforcement officers. Brown v. Texas, 443 U.S. 47, 50 (1979). A. The encounter was a seizure. The trial court found as follows: A uniformed police officer arrived in a neighborhood in his marked patrol car to serve arrest warrants on the occupant of a particular house. While the officer was standing outside his car near the house, he saw Defendant approaching in a vehicle, whereupon he waved both of his arms above his head, gesturing Defendant to stop his vehicle. The officer’s reason for stopping Defendant was to gather “intel” about the house and the person named in the arrest warrants from someone he thought might live nearby. However, once Defendant stopped his vehicle, the officer detected an odor of alcohol on Defendant’s breath. I believe that this encounter was a Fourth Amendment seizure. A seizure occurs where police conduct would “‘have communicated to a reasonable person that he was not at liberty to ignore the police presence and go about his business.’” Florida STATE V. WILSON DILLON, J., dissenting v. Bostick, 501 U.S. 429, 436 (1991) (quoting Michigan v. Chesternut, 486 U.S. 567, 569 (1988)). And here, I believe that any reasonable motorist in Defendant’s position – seeing a uniformed officer standing next to a marked patrol car waving his arms, gesturing to the motorist to stop – would feel compelled to stop, as Defendant did here. The subjective intent of the officer is irrelevant in this analysis. State v. Davis, 305 N.C. 400, 410, 290 S.E.2d 574, 581 (1982) (holding that the determination is based on “an objective test”).1 Further, the seizure had not ended by the time the officer had detected the odor of alcohol. That is, nothing had occurred that would have lead a reasonable motorist in Defendant’s position to believe that he was no longer compelled to remain.2 Rather, as soon as Defendant stopped and before any meaningful communication had occurred, the officer smelled alcohol coming from inside Defendant’s truck, leading to the charge for which Defendant was convicted. If, for example, prior to detecting the odor of alcohol, the officer had told Defendant that he had merely stopped Defendant to ask some questions about the neighborhood, then 1 Indeed, our law requires a motorist to comply with any lawful direction from an officer related to traffic control. N.C. Gen. Stat. § 20-114.1(a). In the present case, there is no finding to indicate that a reasonable motorist in Defendant’s position would know that the officer’s hand gestures were merely intended as a request, rather than a command, to stop or whether the officer was gesturing for the purpose of controlling traffic. 2 A seizure ends when a detainee would no longer feel obligated to remain. By way of example, our Court and the Fourth Circuit Court of Appeals have held that “[g]enerally, an initial traffic stop concludes and the encounter becomes consensual [] after an officer returns the detainee’s driver’s license and registration.” State v. Jackson, 199 N.C. App. 236, 243, 681 S.E.2d 492, 497 (2009). See also United States v. Whitney, 391 F. App’x. 277, 280-81 (4th Cir. 2010) (unpublished). 2 STATE V. WILSON DILLON, J., dissenting perhaps the seizure became a consensual encounter. Thus any subsequent detection of alcohol by the officer likely would have been admissible. But the findings do not suggest that the seizure had transformed into a consensual encounter at the time the officer detected the odor of alcohol. Therefore, I conclude, at that time, Defendant was still subject to a Fourth Amendment seizure. B. Whether the seizure was reasonable requires more findings. The fact that the officer had no reasonable suspicion that Defendant was involved in criminal activity does not necessarily mean that the seizure was unconstitutional. The United States Supreme Court has held that, in some circumstances, an officer may conduct an “information stop” of a random passing motorist as part of an investigation of the area. See Illinois v. Lidster, 540 U.S. 419, 426-27 (2004) (holding that a checkpoint set up to ask passing motorists about a killing which occurred on the same street was reasonable). The Court recognized in Lidster that a “[highway] stop [which] lack[s] individualized suspicion cannot by itself determine the constitutional outcome. . . . [S]pecial law enforcement concerns will sometimes justify highway stops without individualized suspicion.” Id. at 424. The Court instructed that the reasonableness of such stops must be judged “on the basis of individual circumstances,” and that in judging the circumstances, courts must “look to ‘the gravity of the public concerns served by the seizure, the degree to which the seizure advances the public interest, and the severity of the interference with 3 STATE V. WILSON DILLON, J., dissenting individual liberty.’” Id. at 426-27 (quoting Brown, 443 U.S. at 50); see also State v. Woldt, 293 Neb. 265, 271, 876 N.W.2d 891, 896 (2016) (citing state and federal cases from around the country which have applied Lidster to non-checkpoint stop cases). Here, the trial court made a number of findings concerning the officer’s reasons for stopping Defendant. However, I believe that the matter needs to be remanded to allow the trial court to make additional findings concerning the reasonableness of the stop, giving consideration to the guidance provided in Lidster. Certainly, the safety of our law enforcement officers is a matter of grave public concern. So too is the proper and timely execution of arrest warrants. And the officer’s stop of Defendant in this case might advance these public interests. The trial court needs to make additional findings to balance these public interests against Defendant’s constitutionally protected interests. For example, it might be appropriate for the trial court to consider whether the officer was serving arrest warrants on someone who had committed a violent crime or on someone who merely failed to appear in court for a traffic ticket. Further, it might be appropriate for the trial court to consider the importance of the information the officer was seeking to obtain and the circumstances which led the officer to believe that Defendant might have such information. Accordingly, my vote is to vacate the trial court’s order and remand the matter for more findings concerning the reasonableness of the seizure. 4