State v. Lampela

[Cite as State v. Lampela, 2016-Ohio-8007.]




                            IN THE COURT OF APPEALS OF OHIO
                                SIXTH APPELLATE DISTRICT
                                    OTTAWA COUNTY


State of Ohio                                     Court of Appeals No. OT-15-042

        Appellee                                  Trial Court No. CRB 1500158 A/B/C/D

v.

Robert D. Lampela                                 DECISION AND JUDGMENT

        Appellant                                 Decided:   December 2, 2016

                                              *****

        Mike Dewine, Ohio Attorney General, Jonathan Khouri and
        Margaret Tomaro, Assistant Attorney Generals, for appellee.

        Rick L. Ferrara, for appellant.

                                              *****

        JENSEN, P.J.

        {¶ 1} Following a bench trial, defendant-appellant, Robert D. Lampela, appeals

the October 8, 2015 judgment of the Ottawa County Municipal Court convicting him of

disorderly conduct, a violation of R.C. 2917.11(A)(5). For the reasons that follow, we

reverse.
                                      A. Background

       {¶ 2} Put-In-Bay is a Lake Erie island located in Ottawa County. It has only 400

permanent residents, but it is a major tourist attraction in the summer, drawing

approximately one to one-and-a-half million visitors. During the wintertime, Put-In-Bay

maintains only three full-time law enforcement officers. During the summer months,

however, the police department increases its staff to about 45-50 seasonal officers.

       {¶ 3} Robert D. Lampela was employed with the Put-In-Bay police department

from 1999 through 2015, and served as its chief from 2002 until his termination. On

February 27, 2015, he was charged with dereliction of duty and falsification in

connection with his alleged failure to investigate a report of sexual assault by one of its

seasonal officers. He was also charged with aggravated menacing and falsification in

connection with an incident in which he removed his firearm from its holster to get the

attention of two of his subordinates while quizzing them on the amendments to the U.S.

Constitution.

       {¶ 4} Following a bench trial, the court found Lampela not guilty of dereliction of

duty and falsification relating to the purported sexual assault report, and the state agreed

to dismiss the second falsification charge relating to the incident involving Lampela’s

removal of his weapon. As to the aggravated menacing charge, the trial court found

Lampela not guilty, but it convicted him of disorderly conduct, which the court

characterized as a lesser-included offense. We limit our discussion of the facts to those

related to Lampela’s conviction.



2.
       {¶ 5} The incident at issue occurred on March 10, 2010. Lampela attended a

“state of the Island” address with his two subordinates, Sergeant Jeffrey Herold, who was

employed by the department from 2004 until 2012, and Corporal Matthew Plesz, who

was employed there from 2008 until 2011. Lampela, Herold, and Plesz retreated to the

department’s bunkhouse after the address. They sat on the couches there and discussed

the address. Herold and Plesz had apparently been worried for some time about whether

Lampela would arbitrarily fire them. Because of this fear, they made it a habit to secretly

record their interactions with Lampela. Herold recorded their conversation that evening.

       {¶ 6} Due to the department’s need for numerous seasonal police officers, it

tended to hire brand-new officers straight out of the police academy. Lampela was

outspoken in his belief that it was his obligation to train these new officers. To that end,

he often quizzed them on the Bill of Rights, sometimes at odd times. That is what

happened on the evening in question. That night, after talking for about two hours,

Lampela asked Herold, “What is the Second Amendment?” Herold was silent. Lampela

removed his gun from its holster, dropped the magazine, racked the round out of the

chamber, pointed the weapon up, and shouted, “What’s the Second Amendment to the

Constitution, Herold?” Herold then responded, “The right to bear arms.” This is the

conduct which led the state to charge Lampela with aggravated menacing, however, the

charge was not filed until February of 2015, following a broader investigation of the

police department.

       {¶ 7} This broader investigation of the Put-In-Bay police department was

conducted by the Ottawa County sheriff’s department and began in 2014, after the

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sheriff’s office received a variety of complaints ranging from accusations that officers

were targeting particular citizens to allegations that officers gained unlawful entry into a

building to tamper with security cameras. The March 10, 2010 incident was among those

relayed to the sheriff’s office and investigated.

       {¶ 8} Lampela’s explanation was that he used the unholstered gun to serve as a

visual cue to impress upon Herold that the Second Amendment affords the right to bear

arms. He insisted that he rendered the gun safe by removing the magazine and racking

the round out of the chamber, and he maintained that he never pointed the gun at anyone.

Ultimately, the trial court found Lampela not guilty of aggravated menacing, but guilty of

disorderly conduct, purportedly a lesser-included offense. It is from this conviction that

Lampela appealed. He assigns the following six errors for our review:

              I. THE TRIAL COURT ACTED CONTRARY TO LAW,

       COMMITTING PLAIN ERROR, IN FINDING APPELLANT GUILTY

       OF AN OFFENSE THAT AS A MATTER OF LAW WAS NOT A

       LESSER INCLUDED OFFENSE OF AGGRAVATED MENACING.

              II. THE TRIAL COURT COMMITTED PLAIN ERROR IN

       FINDING APPELLANT GUILTY OF DISORDERLY CONDUCT, FOR

       WHICH THE STATUTE OF LIMITATIONS EXPIRED AND FOR

       WHICH THERE WAS NO TOLLING CONDITION, WHEN

       DISORDERLY CONDUCT IS NOT ENUMERATED AS MISCONDUCT

       IN OFFICE AND APPELLANT HAD NOT INTERFERED WITH ITS

       REPORTING.

4.
           III. THE TRIAL COURT LACKED SUBJECT MATTER

     JURISDICTION TO HEAR THE STATE’S CHARGE OF

     AGGRAVATED MENACING BECAUSE THE STATUTE OF

     LIMITATIONS FOR THAT OFFENSE HAD EXPIRED.

           IV. THE STATE OF OHIO PRESENTED INSUFFICIENT

     EVIDENCE TO CONVICT APPELLANT OF DISORDERLY

     CONDUCT, BECAUSE IT FAILED TO PRESENT EVIDENCE THAT

     HE EITHER ACTED WITH HEEDLESS INDIFFERENCE TO HIS

     ROLE AS CHIEF OF POLICE; CAUSED AN OFFENSIVE OR

     DANGEROUS CONDITION; OR ACTED WITHOUT A PURPOSE

     THAT WAS REASONABLE AND LAWFUL[.]

           a. The State Failed to Present Evidence that Appellant’s Act was

     Not for a Lawful Purpose or a Reasonable Purpose.

           b. The State Failed to Present Sufficient Evidence that Appellant’s

     Actions Created a Condition that Was Physically Offensive to Persons or

     that Presented a Risk of Harm to Persons or Property.

           c. The State Failed to Present Evidence that Appellant Acted

     Recklessly, Because It Failed to Present Evidence that he Acted With

     Heedless Indifference to the Consequences.

           V. THE MANIFEST WEIGHT OF THE EVIDENCE FAILED TO

     SUPPORT APPELLANT’S CONVICTION FOR DISORDERLY

     CONDUCT.

5.
              VI. APPELLANT’S TRIAL COUNSEL PROVIDED

       INEFFECTIVE ASSISTANCE OF COUNSEL BY FAILING TO RAISE

       OBJECTIONS TO THE STATUTE OF LIMITATIONS.

                                   B. Law and Analysis

       {¶ 9} In his first assignment of error, Lampela argues that the trial court

committed plain error when it convicted him of disorderly conduct because, he contends,

it is not a lesser-included offense of aggravated menacing. He acknowledges that courts

have found certain subsections of the disorderly conduct statute to be a lesser-included

offense, but he maintains that the provision applicable here contains an additional

element not contained in the aggravated menacing statute, thereby precluding it from

being a lesser-included offense.

       {¶ 10} The state urges that in analyzing whether the subsection of the disorderly

conduct statute at issue here is a lesser-included offense, the factors established by the

Ohio Supreme Court in State v. Evans, 122 Ohio St.3d 381, 2009-Ohio-2974, 911 N.E.2d

889, and State v. Deem, 40 Ohio St.3d 205, 533 N.E.2d 294 (1988), must be applied. It

emphasizes that the focus of the tests devised by the court is whether the accused is put

on notice that an indictment for an offense could also result in prosecution of the lesser-

included offense. It maintains that here, Lampela was on notice that he could be

prosecuted for disorderly conduct.

       {¶ 11} We begin by recognizing that Lampela neglected to raise this argument in

the trial court, thus he has waived all but plain error. The plain error doctrine represents

an exception to the usual rule that errors must first be presented to the trial court before

6.
they can be raised on appeal. It permits an appellate court to review an alleged error

where such action is necessary to prevent a manifest miscarriage of justice. State v.

Long, 53 Ohio St.2d 91, 95, 372 N.E.2d 804 (1978). In order to prevail under a plain

error standard, an appellant must demonstrate that there was an obvious error in the

proceedings and, but for the error, the outcome clearly would have been otherwise. State

v. Noling, 98 Ohio St.3d 44, 2002-Ohio-7044, 781 N.E.2d 88, ¶ 62.

       {¶ 12} “R.C. 2945.74 provides that a criminal defendant may be found guilty of a

lesser included offense even though the lesser offense was not separately charged in the

indictment.” Evans at ¶ 8. In Deem, the Ohio Supreme Court devised a test to be applied

to determine whether an offense is a lesser-included offense of another:

              An offense may be a lesser included offense of another if (i) the

       offense carries a lesser penalty than the other; (ii) the greater offense

       cannot, as statutorily defined, ever be committed without the lesser offense,

       as statutorily defined, also being committed; and (iii) some element of the

       greater offense is not required to prove the commission of the lesser

       offense. Id. at paragraph three of the syllabus.

       {¶ 13} The court reaffirmed the Deem test in Evans, but modified it to delete the

word “ever” from the second element. Evans at ¶ 6. It emphasized that the “test does not

require identical language to define the two offenses.” Id. at ¶ 22. It reiterated that “the

evidence presented in a particular case is irrelevant to the determination of whether an

offense, as statutorily defined, is necessarily included in a greater offense.” (Internal

citations and quotations omitted.) Id. at ¶ 13. In fact, the Ohio Supreme Court has

7.
explained, “[i]t is essential to divorce the facts of a particular case from the statutory-

elements analysis in order to preserve the defendant’s right to notice of the charges

against him.” State v. Deanda, 136 Ohio St.3d 18, 2013-Ohio-1722, 989 N.E.2d 986, ¶

15.

       {¶ 14} The aggravated menacing statute provides that “No person shall knowingly

cause another to believe that the offender will cause serious physical harm to the person *

* *.” R.C. 2903.21(A). The disorderly conduct statute at issue here provides that “No

person shall recklessly cause inconvenience, annoyance, or alarm to another by doing any

of the following: * * * [c]reating a condition that is physically offensive to persons or that

presents a risk of physical harm to persons or property, by any act that serves no lawful

and reasonable purpose of the offender.” R.C. 2917.11(A)(5).

       {¶ 15} Lampela argues that because disorderly conduct contains an element that

aggravated menacing does not, it is not a lesser-included offense. The state urges that

Evans makes clear that the test for determining whether an offense is a lesser-included

offense of another is not a word game performed by simply matching the statutes’ words.

       {¶ 16} While we agree that Evans requires that the substance of the statutes be

examined in making a lesser-included offense determination, we cannot ignore that

disorderly conduct under (A)(5) of the statute does contain an element that aggravated

menacing does not. “[T]he absence of a lawful and reasonable purpose” is, indeed, an

element of the offense. State v. Meyer, 61 Ohio App.3d 673, 674, 573 N.E.2d 1098 (1st

Dist.1988), paragraph two of the syllabus. See also State v. Neptune, 5th Dist. Ashland

Case No. CA-969, 1991 Ohio App. LEXIS 1090, *7 (Mar. 8, 1991) (“[T]he State failed

8.
to allege and failed to prove an essential element of the crime of disorderly conduct in

that they failed to present any evidence that appellant’s conduct served no lawful and

reasonable purpose to appellant.”). While there are defenses to aggravated menacing

which address an alleged lawful and reasonable purpose for the offender’s conduct, it is

not an element of the offense under R.C. 2903.21(A). See e.g., State v. Ludt, 180 Ohio

App.3d 672, 2009-Ohio-416, 906 N.E.2d 1182, ¶ 21 (7th Dist.) (recognizing that self-

defense, defense of others, and defense of property are among the defenses applicable to

a charge of aggravating menacing).

       {¶ 17} Because disorderly conduct under (A)(5) of the statute contains an

additional element not found in the aggravated menacing statute, it cannot be deemed a

lesser-included offense.

       {¶ 18} The state also contends that there is significant precedent for the

proposition that disorderly conduct is a lesser-included offense of aggravated menacing.

While we agree that a number of cases have held R.C. 2917.11(A)(1) to be a lesser-

included offense of aggravated menacing, we have found only one case pertinent to

whether R.C. 2917.11(A)(5) is a lesser-included offense.

       {¶ 19} Several weeks after the parties filed their briefs in this case, the Fifth

District Court of Appeals in State v. Cox, 5th Dist. Stark No. 2015CA00174, 2016-Ohio-

3250, considered whether disorderly conduct under R.C. 2917.11(A)(5) is a lesser-

included offense of menacing under R.C. 2903.22(A). It concluded that disorderly

conduct is not a lesser-included offense of menacing because “[t]he offense of menacing

requires a subjective belief that the person believes the offender will cause physical harm,

9.
and a person can therefore commit menacing without committing disorderly conduct

pursuant to R.C. 2917.11(A)(5), which requires an actual risk of physical harm or a

situation that is physically offensive.” Cox at ¶ 22. See also State v. Compton, 153 Ohio

App.3d 512, 2003-Ohio-4080, 794 N.E.2d 771, ¶ 13 (1st Dist.) (reaching the same

conclusion as Cox where similarly-worded domestic violence statute was at issue).

       {¶ 20} The elements of menacing and aggravated menacing are identical except

that menacing requires a belief of physical harm, while aggravated menacing requires a

belief of “serious” physical harm. Cox, therefore, provides a second reason in support of

Lampela’s first assignment of error insofar as it holds that disorderly conduct under

(A)(5) of the statute is not a lesser-included offense of menacing.

       {¶ 21} Because we agree with Lampela that disorderly conduct under subsection

(A)(5) is not a lesser-included offense of aggravated menacing, we conclude that the trial

court committed plain error. See State v. Gary, 117 Ohio App.3d 286, 289, 690 N.E.2d

572, (8th Dist. 1996) (finding plain error where trial court convicted defendant of crime

that was not a lesser-included offense of the crime charged); State v. Campbell, 8th Dist.

Cuyahoga No. 73643, 1998 Ohio App. LEXIS. 5595, *4-5 (Nov. 25, 1998).

Accordingly, we find Lampela’s first assignment of error well-taken, reverse the

judgment of the trial court, vacate his conviction, and discharge him from further

prosecution. In light of our disposition of his first assignment of error, we need not

address his remaining assignments.




10.
                                     C. Conclusion

       {¶ 22} Because disorderly conduct under R.C. 2917.11(A)(5) is not a lesser-

included offense of aggravated menacing, we reverse the October 8, 2015 judgment of

the Ottawa County Municipal Court. The costs of this appeal are assessed to the state

under App.R. 24.

                                                                      Judgment reversed.

       A certified copy of this entry shall constitute the mandate pursuant to App.R. 27.
See also 6th Dist.Loc.App.R. 4.



Mark L. Pietrykowski, J.                       _______________________________
                                                           JUDGE
Arlene Singer, J.
                                               _______________________________
James D. Jensen, P.J.                                      JUDGE
CONCUR.
                                               _______________________________
                                                           JUDGE




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