SUPREME COURT OF THE STATE OF NEW YORK
Appellate Division, Fourth Judicial Department
1291
KA 15-00846
PRESENT: WHALEN, P.J., CENTRA, LINDLEY, DEJOSEPH, AND SCUDDER, JJ.
THE PEOPLE OF THE STATE OF NEW YORK, RESPONDENT,
V MEMORANDUM AND ORDER
JAMES M. CARLBERG, DEFENDANT-APPELLANT.
HUNT & BAKER, HAMMONDSPORT (BRENDA SMITH ASTON OF COUNSEL), FOR
DEFENDANT-APPELLANT.
BROOKS T. BAKER, DISTRICT ATTORNEY, BATH (JOHN C. TUNNEY OF COUNSEL),
FOR RESPONDENT.
Appeal from an order of the Steuben County Court (Marianne
Furfure, A.J.), entered May 4, 2015. The order determined that
defendant is a level three risk pursuant to the Sex Offender
Registration Act.
It is hereby ORDERED that the order so appealed from is
unanimously affirmed without costs.
Memorandum: On appeal from an order determining that he is a
level three risk pursuant to the Sex Offender Registration Act
(Correction Law § 168 et seq.), defendant contends that County Court
erred in failing to grant a downward departure from his presumptive
risk level. We reject that contention. “A departure from the
presumptive risk level is warranted if there is ‘an aggravating or
mitigating factor of a kind, or to a degree, that is otherwise not
adequately taken into account by the guidelines’ ” (People v Smith,
122 AD3d 1325, 1325, quoting Sex Offender Registration Act: Risk
Assessment Guidelines and Commentary, at 4 [2006]). Defendant failed
to identify or establish the existence of any such mitigating factor
(see People v Lowery, 140 AD3d 1141, 1142, lv denied 28 NY3d 903; see
generally People v Gillotti, 23 NY3d 841, 861). Contrary to
defendant’s further contention, the court properly assessed 15 points
under risk factor 11 for history of drug or alcohol abuse.
Defendant’s criminal history includes two prior alcohol-related
convictions (see People v Green, 104 AD3d 1222, 1222, lv denied 21
NY3d 860), and his purported abstinence while incarcerated and limited
consumption of alcohol during the brief period following his release
is not necessarily predictive of his future behavior (see People v
Jackson, 134 AD3d 1580, 1580-1581; Green, 104 AD3d at 1223). The
court also properly assessed 10 points under risk factor 13 for
unsatisfactory conduct while supervised because the People established
that defendant violated the terms of his supervision by engaging in
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KA 15-00846
criminal conduct (see People v Young, 108 AD3d 1232, 1233, lv denied
22 NY3d 853, rearg denied 22 NY3d 1036; People v Lowery, 93 AD3d 1269,
1270, lv denied 19 NY3d 807). Contrary to defendant’s contention, the
assessment of points under risk factor 11 and risk factor 13 did not
constitute impermissible double counting, notwithstanding the fact
that the unsatisfactory conduct while supervised was alcohol-related.
Entered: December 23, 2016 Frances E. Cafarell
Clerk of the Court