Fourth Court of Appeals
San Antonio, Texas
MEMORANDUM OPINION
No. 04-16-00276-CV
TEXAS DEPARTMENT OF PUBLIC SAFETY,
Appellant
v.
Michael RYERSON,
Appellee
From the 131st Judicial District Court, Bexar County, Texas
Trial Court No. 2014-CI-18812
Honorable Cathleen M. Stryker, Judge Presiding
Opinion by: Patricia O. Alvarez, Justice
Sitting: Marialyn Barnard, Justice
Patricia O. Alvarez, Justice
Jason Pulliam, Justice
Delivered and Filed: December 28, 2016
REVERSED AND RENDERED
This a restricted appeal of an order granting a petition for expunction filed by Michael
Ryerson. In its brief, the Texas Department of Public Safety raises several issues challenging the
trial court’s order. Based on this court’s existing precedent holding the expunction statute is arrest-
based and not offense-based, we sustain the Department’s first issue and need not address the
remaining issues. See TEX. R. APP. P. 47.1 (noting opinions need address only issues necessary to
final disposition of appeal). We reverse the trial court’s order and render judgment denying
Ryerson’s petition for expunction.
04-16-00276-CV
BACKGROUND
On September 17, 2003, Ryerson was arrested on five charges of burglary of a vehicle.
Ryerson subsequently pled no contest to three of the charges and was placed on three months
deferred adjudication community supervision. The other two charges were dismissed.
On December 3, 2014, Ryerson filed a petition for the expunction of the two dismissed
charges, and the Department filed an answer. On October 29, 2015, the trial court signed an order
granting Ryerson’s petition, expunging all records and files relating to the two offenses that were
dismissed. The trial court found various agencies, entities and persons “may have records or files
pertaining to [Ryerson] in connection with the arrests and/or alleged offenses described in” the
order and ordered those agencies and persons to request the return of any information sent to a
central federal depository “regarding the arrests and/or alleged offenses described herein.” Finally,
the order required the Department to request records subject to the order to be returned or
destroyed. The Department appeals.
STANDARD OF REVIEW
To prevail on a restricted appeal, the appellant must prove: (1) the notice of the restricted
appeal was filed within six months after the judgment was signed; (2) the appellant was a party to
the underlying lawsuit; (3) the appellant did not participate in the hearing that resulted in the
judgment complained of, and did not timely file any post-judgment motions or requests for
findings of fact and conclusions of law; and (4) error is apparent on the face of the record. Pike-
Grant v. Grant, 447 S.W.3d 884, 886 (Tex. 2014). The record clearly establishes the first three
elements; therefore, we only need to determine if the Department has shown error apparent on the
face of the record. For purposes of a restricted appeal, the face of the record includes all papers
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on file in the appeal, including the clerk’s record and the reporter’s record. 1 Norman Commc’ns
v. Tex. Eastman Co., 955 S.W.2d 269, 270 (Tex. 1997); In re D.M.B., 467 S.W.3d 100, 103 (Tex.
App.—San Antonio 2015, pet. denied).
Generally, an appellate court reviews a trial court’s ruling on a petition for expunction
under an abuse of discretion standard. Ex parte K.R.K., 446 S.W.3d 540, 541 (Tex. App.—San
Antonio 2014, no pet.). If a ruling on an expunction turns on a question of law, however, we
review the ruling de novo because the trial court has no discretion to determine what the law is or
to apply the law to the facts. Id. Statutory construction is a question of law reviewed de novo. Id.
ANALYSIS
The relevant portion of the expunction statute set forth in article 55.01(a)(2) of the Texas
Code of Criminal Procedure provides:
(a) A person who has been placed under a custodial or noncustodial arrest
for commission of either a felony or misdemeanor is entitled to have all records and
files relating to the arrest expunged if:
...
(2) the person has been released and the charge, if any, has not resulted
in a final conviction and is no longer pending and there was no court-ordered
community supervision under Article 42.12 for the offense, unless the offense is a
Class C misdemeanor. . . .
TEX. CODE CRIM. PROC. ANN. art. 55.01(a)(2) (West Supp. 2016). In its first issue, the Department
contends the trial court erred in granting Ryerson’s petition because Ryerson did not meet the
statutory requirements to have “all records and files relating to his arrest expunged.”
1
Ryerson attached reporter’s records from his plea hearing and from the expunction hearing to his brief. This court,
however, may not consider documents attached to briefs that are not included in the clerk’s record or reporter’s record
filed in the appeal. See Samara v. Samara, 52 S.W.3d 455, 456 n.1 (Tex. App.—Houston [1st Dist.] 2001, pet. denied);
WorldPeace v. Comm’n for Lawyer Discipline, 183 S.W.3d 451, 465 n.23 (Tex. App.—Houston [14th Dist.] 2005,
pet. denied). No reporter’s records were filed in this appeal.
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04-16-00276-CV
A. Parties’ Arguments
The Department argues the statute is arrest-based and does not allow records of each
individual offense for which a defendant is arrested to be expunged. Because Ryerson was placed
on court-ordered community supervision for three of the five offenses for which he was arrested,
the Department contends Ryerson is not entitled to have all records and files related to the arrest
expunged.
Ryerson acknowledges Texas appellate courts, including this court, have held the statute is
arrest-based; however, Ryerson suggests a 2011 amendment to the statute changed the law.
Ryerson also asserts his inability to expunge the records leads to an absurd result that is contrary
to public policy.
B. Expunction Statute is Arrest-Based
As this court has recently held, the expunction statute “‘does not address or make
allowances for expunction of individual offenses stemming from an arrest.’” Ex parte K.R.K., 446
S.W.3d at 543–44 (quoting Tex. Dep’t of Pub. Safety v. Dicken, 415 S.W.3d 476, 480 (Tex. App.—
San Antonio 2013, no pet.)). “We further held, ‘the expunction statute was not intended to allow
an individual who is arrested, and enters a plea of guilty to an offense arising from the arrest, to
expunge the arrest and all court records concerning the arrest.’” Id. Our holding is consistent with
the holdings of our sister courts. See, e.g., Ex Parte Vega, No. 13-15-00245-CV, 2016 WL 455327,
at *5 (Tex. App.—Corpus Christi Feb. 4, 2016, no pet.) (“Viewed as a whole, we conclude that
article 55.01(a) contemplates expunging only the records and files relating to an arrest rather than
an individual charge that resulted from an arrest.”); Tex. Dep’t of Pub. Safety v. M.R.S., 468 S.W.3d
553, 556 (Tex. App.—Beaumont 2015, no pet.) (holding “expunction statute is arrest-based” and
“a petitioner is not entitled to have the records related to his arrest expunged under article 55.01
unless all of the charges that arose from the arrest are shown to satisfy article 55’s requirements”);
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In re Expunction, 465 S.W.3d 283, 290 (Tex. App.—Houston [1st Dist.] 2015, no pet.) (concluding
“legislature intended to make expunction applicable to entire arrests, not individual charges”); 2
S.J. v. State, 438 S.W.3d 838, 843 (Tex. App.—Fort Worth 2014, no pet.) (noting “first phrase in
chapter 55” referring to expunction of “all records and files relating to the arrest” is clearest
expression of the legislature’s intent and “does not purport to allow for less than all records relating
to a single arrest to be expunged, nor does it condone expunction of records by dissecting related
offenses”); 3 Travis Cty. Dist. Attorney v. M.M., 354 S.W.3d 920, 924 (Tex. App.—Austin 2011,
no pet.) (holding “statute only speaks to expunging the records relating to an arrest, not individual
records relating to a charge arising from an arrest”).
Ryerson tries to distinguish some of these cases based on their facts and the reason the
State elected to proceed on only one offense arising from an arrest. 4 The facts of the cases,
however, have no effect on the application of the expunction statute. It is a bright line rule. If a
defendant is arrested and charged with two or more offenses arising from that arrest, the statute
does not allow the records relating to any of those offenses to be expunged if the defendant was
convicted or placed on court-ordered community supervision for any of the offenses.
C. 2011 Amendment
Ryerson also claims the 2011 amendment to the expunction statute expanded its application
to allow the expunction of offense records. 5 This court’s opinions in Ex parte K.R.K. and Dicken,
2
In his brief, Ryerson relies on the Houston court’s decision in Ex parte E.E.H., 869 S.W.2d 496 (Tex. App.—Houston
[1st Dist.] 1993, writ denied). In In re Expunction, however, the Houston court concluded its prior holding “has been
abrogated by subsequent legislative action.” 465 S.W.3d at 289.
3
The Fort Worth court further noted, “chapter 55, from top to bottom, appears to maintain an arrest as the unit of
expunction and provides relief relating to arrests rather than charges.” S.J., 438 S.W.3d at 843.
4
In making this argument, Ryerson states the two offenses that were dismissed (cause numbers 437962 and 437963)
were not taken into consideration (or TIC’d) in the plea bargain agreement for the other three offenses (cause numbers
4370631, 437964, and 437965). However, the Department attached the State’s motions to dismiss the two offenses
to its answer. In the section of the motions allowing the State to set forth an explanation for its request to dismiss, the
following is written: “TIC’d for 437961, 437964, 437965.”
5
In making this argument, Ryerson cites the “Author/Sponsor’s Statement of Intent,” which was filed with the bill
proposing the 2011 amendment. However, the Texas Supreme Court has instructed us as follows:
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however, were issued after the 2011 amendment as were many of our sister courts’ opinions. And,
in Dicken, this court rejected an argument based on legislative amendments, noting “we must
strictly comply with the statutory language.” 415 S.W.3d at 481; see also In re Expunction, 465
S.W.3d at 289–90 (discussing 2011 amendment and holding “legislature intended to make
expunction applicable to entire arrests, not individual charges”); Travis Cty. Dist. Attorney, 354
S.W.3d at 923 (noting introductory portion of 55.01(a) providing for expunction of “all records
and files relating to the arrest” was identical in both the current and former versions of the statute).
D. Public Policy
Finally, from a public policy perspective, Ryerson argues that allowing the trial court to
enter a nondisclosure order precluding certain uses of the three offenses for which he was placed
on deferred adjudication community supervision is inconsistent with not allowing the trial court to
expunge the records for the two offenses that were dismissed. First, “[t]he Legislature determines
public policy through the statutes it passes.” Fairfield Ins. Co. v. Stephens Martin Paving, LP, 246
S.W.3d 653, 665 (Tex. 2008). If the Texas Legislature intended the expunction statute to be
offense-based instead of arrest-based, it could have amended the expunction statute in response to
the numerous court decisions holding the current statute is arrest-based. See Alex Sheshunoff
Mgmt. Servs., L.P. v. Johnson, 209 S.W.3d 644, 653 (Tex. 2006) (noting statutory amendments by
Legislature were in response to court decisions); Tex. Dep’t of Protective & Regulatory Servs. v.
Statements made during the legislative process by individual legislators or even a unanimous
legislative chamber are not evidence of the collective intent of the majorities of both legislative
chambers that enacted a statute. Moreover, the Legislature expresses its intent by the words it enacts
and declares to be the law. Construing clear and unambiguous statutes according to the language
actually enacted and published as law—instead of according to statements that did not pass through
the law-making processes, were not enacted, and are not published as law—ensures that ordinary
citizens are able to rely on the language of a statute to mean what it says. When a statute’s language
is clear and unambiguous it is inappropriate to resort to the rules of construction or extrinsic aids to
construe the language.
Molinet v. Kimbrell, 356 S.W.3d 407, 414 (Tex. 2011) (internal citations and quotations omitted).
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Mega Child Care, Inc., 145 S.W.3d 170, 188–89 (Tex. 2004) (noting Legislature amended statute
in response to intermediate appellate court decision). Second, Ryerson’s argument ignores an
important difference between nondisclosure orders and expunction orders. While nondisclosure
orders allow information regarding the offenses to be disclosed to various agencies and entities,
expunction orders prohibit any use of the expunged records. Compare TEX. GOV’T CODE ANN.
§§ 411.076, 411.0765 (West Supp. 2016) (providing for disclosure of records subject to order of
nondisclosure to various agencies and entities) with TEX. CODE CRIM. PROC. ANN. art. 55.03(a)
(West 2016) (prohibiting release, maintenance, dissemination, or use of expunged records and files
for any purpose). Given that difference, the legislature was not absurd in establishing different
statutory requirements for each type of order. See S.J., 438 S.W.3d at 846 (noting construction of
expunction statute as arrest-based does not lead to absurd results).
E. Conclusion
Because the trial court erred in concluding the expunction statute permitted it to expunge
the records relating to the two dismissed offenses which arose from the same arrest as the three
offenses for which Ryerson was placed on court-ordered community supervision, error is apparent
on the face of the record. The Department’s first issue is sustained.
CONCLUSION
The trial court’s order is reversed, and judgment is rendered denying Ryerson’s petition for
expunction.
Patricia O. Alvarez, Justice
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