State of New York
Supreme Court, Appellate Division
Third Judicial Department
Decided and Entered: December 29, 2016 522320
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In the Matter of JESSE E.,
Respondent,
v MEMORANDUM AND ORDER
LUCIA F.,
Appellant.
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Calendar Date: November 18, 2016
Before: Peters, P.J., McCarthy, Egan Jr., Lynch and Devine, JJ.
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John Ferrara, Monticello, for appellant.
Ted J. Stein, Woodstock, for respondent.
Daniel Gartenstein, Kingston, attorney for the child.
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McCarthy, J.
Appeal from an order of the Family Court of Ulster County
(McGinty, J.), entered November 23, 2015, which granted
petitioner's application, in a proceeding pursuant to Family Ct
Act article 6, for custody of the parties' child.
Petitioner (hereinafter the father) and respondent
(hereinafter the mother) are the parents of a son (born in 2004).
In August 2014, the mother lost physical custody of the child
following a Family Court Act article 10 adjudication resulting in
a finding of neglect after the mother admitted that, while being
the sole caretaker of the child for a period of 12 days, she
consumed alcohol to the point of impairment and engaged in a
physical altercation in front of the child. Thereafter, Family
Court granted the father temporary custody of the child until
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June 18, 2015 and granted the mother supervised visitation. In
February 2015, the father petitioned for sole custody of the
child. Following a fact-finding hearing and a Lincoln hearing,
Family Court granted sole custody to the father citing, among
other things, the mother's recent struggles with alcohol abuse
and the father's demonstrated ability to provide a stable home
environment for the child, which resulted in the child's
"significant behavioral improvements." The mother was granted
visitation on Sundays from 10:00 a.m. to 6:00 p.m., Wednesdays
from 5:00 p.m. to 7:30 p.m. and for specified periods on holidays
and during summer vacation. The mother now appeals, and we
affirm.
Initially, Family Court did not abuse its discretion in
precluding certain witnesses from testifying as to the mother's
supervision of the child, the mother's progress in treatment and
recovery and the mother's fiancé's compliance with probation and
the work that he had done on his relationship with the mother.
Family Court may, in its discretion, impose sanctions upon a
party that fails to comply with a disclosure order (see CPLR
3126; Matter of Landrigen v Landrigen, 173 AD2d 1011, 1012
[1991]). "The general rule is that a court should only impose a
sanction commensurate with the particular disobedience it is
designed to punish, and to go no further" (Matter of Landrigen v
Landrigen, 173 AD2d at 1012; see Matter of Arcidino v McCarthy,
16 AD3d 1132, 1132 [2005]). The mother failed to comply with a
scheduling order specifying that the parties were required to
provide a witness list one week before the trial date.1 The
court allowed the mother to testify to the aforementioned topics,
but foreclosed testimony from the witnesses who were not
disclosed to the other parties. The court did not abuse its
discretion in imposing this commensurate remedy. The child's
right to have issues fully explored would have been impeded if
the mother presented witnesses without providing the father and
the attorney for the child the court-ordered notice that would
1
While the father acknowledged having received a witness
list from the mother a few days before the hearing commenced, the
attorney for the child denied having ever received a witness list
from the mother.
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have permitted them to prepare for examination of such witnesses,
and the mother was allowed to – and did – testify to the
underlying issues (see Matter of Arcidino v McCarthy, 16 AD3d at
1133 [2005]; Matter of Landrigen v Landrigen, 173 AD2d at 1012).
In any event, given that Family Court explicitly credited the
mother's testimony on the important topic of her recovery and
ongoing sobriety, any error would be harmless.
Further, there is a sound and substantial basis in the
record to support the custody determination. The father's
testimony established that he had provided a stable environment
for the child, that he was highly involved with the child's
progress at school and that the child had been showing
significant improvements in school. The father explained his
supervision plans for the child when he could not supervise him
and testified to providing health care for the child. He also
explained that he and the child often fish, play basketball and
go four wheeling together. The father testified that he is
willing to cooperate and provide the mother with more parenting
time, but he is not ready for the child to sleep at the mother's
house given that he does not know where the child would sleep or
the type of environment the child would be in.
In contrast, the mother was unaware of whether she even
lived in the child's school district and did not have plans for
providing supervision for the child should he need it. Although
both the mother and the father have dealt with issues of
substance abuse in the past, the evidence established that the
father was much further along with his recovery efforts than was
the mother. Considering this evidence, as well as the
confidential Lincoln hearing testimony, we find the requisite
sound and substantial basis in the record that the best interests
of the child warranted granting the father sole custody (see
Matter of Wilson v Hendrickson, 88 AD3d 1092, 1094 [2011]; Matter
of Wentland v Rousseau, 59 AD3d 821, 823-824 [2009]).
Finally, the mother's contention that Family Court ought to
have ordered her visitation switched from Wednesday evenings to
Thursday evenings based upon a letter she sent to the court –
after Family Court issued its order – is not properly before this
Court. Notably, the mother did not express this preference for
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visitation during the hearing or anytime before Family Court had
issued its order. Moreover, the mother does not appeal from an
order denying this requested change that would allow us to review
the issue (see generally Sholes v Meagher, 100 NY2d 333, 335
[2003]).2 To the extent that the mother petitions this Court for
a new visitation order due to a change in circumstances, such an
application is properly made to Family Court.
Peters, P.J., Egan Jr., Lynch and Devine, JJ., concur.
ORDERED that the order is affirmed, without costs.
ENTER:
Robert D. Mayberger
Clerk of the Court
2
There is no evidence in the record that either the father
or the attorney for the child have been provided with an
opportunity to present evidence as to the mother's proposed
visitation schedule.