NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 17a0064n.06
Case No. 16-5452
FILED
UNITED STATES COURT OF APPEALS Jan 25, 2017
FOR THE SIXTH CIRCUIT DEBORAH S. HUNT, Clerk
UNITED STATES OF AMERICA, )
)
Plaintiff-Appellee, )
) ON APPEAL FROM THE UNITED
v. ) STATES DISTRICT COURT FOR
) THE WESTERN DISTRICT OF
JERMAINE MORRISON, ) TENNESSEE
)
Defendant-Appellant. )
BEFORE: COLE, Chief Judge; COOK and WHITE, Circuit Judges.
COOK, Circuit Judge. Jermaine Morrison pleaded guilty to being a felon in possession
of a firearm, in violation of 18 U.S.C. § 922(g). In a written plea agreement, Morrison waived
his right to appeal “any sentence imposed by the Court . . . so long as it is within the applicable
guideline range, or lower, whatever that guideline range might be.” Morrison appealed, arguing
that a change in the law entitles him to a reduced sentence and renders his appeal waiver
unenforceable. Because we enforce the waiver as written, we dismiss Morrison’s appeal.
I.
At sentencing, the prosecutor argued that Morrison’s prior conviction for Tennessee
aggravated burglary qualified as a “crime of violence,” setting his applicable guideline range at
77 to 96 months’ imprisonment. Although Morrison opposed the government’s classification,
Case No. 16-5452, United States v. Morrison
his objection never stood a chance. At the time the district court sentenced Morrison, the
Sentencing Guidelines defined “crime of violence” to include “burglary of a dwelling.”1 USSG
§§ 2K2.1 & comment. (n.1), 4B1.2(a) (2015). Additionally, in United States v. Ozier, this court
held that although Tennessee’s aggravated-burglary statute criminalizes more conduct than
“generic” burglary under the Guidelines, the statute is “divisible”—i.e., lists multiple offenses in
the alternative. 796 F.3d 597, 600–03 (6th Cir. 2015). That being so, we permitted courts to
review a “limited class of documents . . . to determine which alternative formed the basis of the
defendant’s prior conviction.” Id. at 600 (omission in original) (quoting Descamps v. United
States, 133 S. Ct. 2276, 2281 (2013)), abrogated by Mathis v. United States, 136 S. Ct. 2243
(2016). Bound by Ozier and the version of the Guidelines in effect at the time of sentencing, the
district court examined Morrison’s plea colloquy from his earlier conviction and, after
determining that he had burglarized a “dwelling,” overruled Morrison’s objection and imposed a
96-month sentence.
Morrison appealed. While his appeal was pending, two legal developments cast doubt on
Tennessee aggravated burglary’s classification as a crime of violence. First, the Supreme Court
in Mathis v. United States clarified what makes a statute divisible, abrogating Ozier. See Mathis,
136 S. Ct. at 2251 & n.1. Second, we granted rehearing en banc to decide whether Tennessee’s
aggravated-burglary statute criminalizes more conduct than generic burglary under the Armed
Career Criminal Act, and if so, whether it is divisible in light of Mathis. United States v. Stitt,
646 F. App’x 454 (6th Cir. 2016) (Mem.). Stitt is currently pending before the court.
1
The Sentencing Commission recently removed “burglary of a dwelling” from the list of
enumerated crimes of violence, but that change did not take effect until August 1, 2016—four
months after the district court imposed its sentence. 81 Fed. Reg. 4741, 4742 (2016).
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Case No. 16-5452, United States v. Morrison
II.
On appeal, Morrison argues that Tennessee aggravated burglary no longer qualifies as a
crime of violence under the Guidelines and asks to be resentenced. But before addressing the
merits, we must determine whether Morrison’s appeal waiver forecloses our consideration of his
request. It does.
We will enforce an appeal waiver included in a plea agreement when the agreement is
made knowingly and voluntarily. United States v. Toth, 668 F.3d 374, 378 (6th Cir. 2012)
(citing United States v. Fleming, 239 F.3d 761, 764 (6th Cir. 2001)). Morrison may challenge
his waiver of appeal rights only “on the grounds that it was not knowing and voluntary, was not
taken in compliance with Fed. R. Crim. P. 11, or was the product of ineffective assistance of
counsel.” United States v. Detloff, 794 F.3d 588, 592 (6th Cir. 2015) (quoting United States v.
Atkinson, 354 F. App’x 250, 252 (6th Cir. 2009)).
Here, Morrison makes no effort to undermine the voluntariness of his plea agreement, nor
does he assert a violation of Federal Rule of Criminal Procedure 11. Our independent review of
Morrison’s plea hearing confirms that he voluntarily waived his appellate rights. The district
court informed Morrison that he was giving up his right to appeal any sentence within the
guideline range, and explained the few narrow exceptions to that waiver (ineffective-assistance-
of-counsel or prosecutorial-misconduct claims). When asked if he understood, Morrison said
“Yes, sir.”
Morrison instead relies on the change wrought by Mathis to maintain that he could not
knowingly waive his right to appeal. It is well settled, however, that a change in law cannot
render a plea agreement unknowing. See Brady v. United States, 397 U.S. 742, 757 (1970);
United States v. Bradley, 400 F.3d 459, 463 (6th Cir. 2005) (“[W]here developments in the law
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later expand a right that a defendant has waived in a plea agreement, the change in law does not
suddenly make the plea involuntary or unknowing or otherwise undo its binding nature.”).
This rule reflects the sound judgment that a plea agreement, like any other contract, allocates
risk. Bradley, 400 F.3d at 464. By waiving the right to appeal, a defendant assumes the risk that
a shift in the legal landscape may engender buyer’s remorse. Id.; see also United States v.
Morgan, 406 F.3d 135, 137 (2d Cir. 2005) (“The possibility of a favorable change in the law
after a plea is simply one of the risks that accompanies pleas and plea agreements.”).
Accordingly, courts will enforce appeal waivers even when a legal development makes it
likely that the defendant would receive a lower sentence were the defendant resentenced under
the new law, and even when the legal change affects constitutional rights. For example, when
the Sentencing Commission lowered the base offense levels for many drug offenses in 2008 and
2014, defendants who waived their right to appeal could not benefit from the change. See, e.g.,
United States v. Ellison, No. 16-5085, 2016 WL 6818855, at *2 (6th Cir. Nov. 18, 2016) (per
curiam); United States v. Marquez, 570 F. App’x 816, 818–19 (10th Cir. 2014) (per curiam);
United States v. Polly, 630 F.3d 991, 1002 (10th Cir. 2011). Similarly, after the Supreme Court
voided for vagueness the “residual clause” in the ACCA’s definition of “violent felony,” see
Johnson v. United States, 135 S. Ct. 2551, 2557 (2015), courts routinely enforced the appeal
waivers of prisoners who stood to benefit. See, e.g., Sanford v. United States, 841 F.3d 578,
579–80 (2d Cir. 2016) (per curiam); In re Garner, No. 16-1655, 2016 WL 6471761, at *2 (6th
Cir. Nov. 2, 2016); United States v. Hurtado, No. 16-2021, 2016 WL 3410270, at *1 (10th Cir.
June 17, 2016) (per curiam); United States v. Bey, 825 F.3d 75, 83 (1st Cir. 2016); United States
v. Blackwell, 651 F. App’x 8, 10 (2d Cir. 2016) (per curiam); United States v. Ford, 641 F.
App’x 650, 651 (8th Cir. 2016) (per curiam). Although Morrison understandably regrets
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waiving his appellate rights in light of Mathis and Stitt, his “lack of clairvoyance cannot undo
[that] decision.” In re Garner, 2016 WL 6471761, at *2.
In an effort to circumvent his appeal waiver’s preclusive effect, Morrison invokes United
States v. McBride, 826 F.3d 293 (6th Cir. 2016). In McBride, the defendant’s plea agreement
included an “understanding” that he would be sentenced as a career offender because “he ha[d]
at least two prior crime of violence convictions.” Id. at 294 (alteration in original). McBride
appealed his sentence following Johnson, arguing that his prior offense for bank robbery no
longer qualified as a crime of violence. Id. at 295. Although we recognized that McBride’s
consent to his career-offender designation would normally waive his right to challenge it on
appeal, we nonetheless reviewed for plain error, reasoning that “McBride could not have
intentionally relinquished a claim based on Johnson[.]” Id.
But the McBride plea agreement, unlike the one here, did not include an appeal waiver;
McBride simply agreed that he qualified as a career offender. Looking past the waiver-inducing
effect of such a concession makes sense in those circumstances—after all, McBride could not
“have intentionally relinquished” a Johnson-based challenge to his career-offender designation
“considering [Johnson] was decided after [he was] sentenced.” United States v. Stines, 313 F.3d
912, 917 (6th Cir. 2002); see also McBride, 826 F.3d at 295. Morrison, on the other hand, could
and did intentionally relinquish his right to appeal. In doing so, he assumed the risk that he
would be denied the benefit of future legal developments. See, e.g., In re Garner, 2016 WL
6471761, at *2.
Moreover, even if the district court erred in finding that Tennessee aggravated burglary
qualified as a crime of violence, its conclusion was “harmless and do[es] not require a remand
for re-sentencing.” United States v. Ward, 506 F.3d 468, 476 (6th Cir. 2007). If the record
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shows that the district court would have imposed its sentence regardless of the Guidelines range,
then an error in calculating the Guidelines range is harmless. Molina-Martinez v. United States,
136 S. Ct. 1338, 1346 (2016). Here, in fixing Morrison’s sentence at 96 months confinement,
the top of Morrison’s Guidelines range, the district court emphasized that the offense was
“extremely dangerous and egregious” and that “domestic violence is prevalent” throughout
Morrison’s criminal history. The district court stated that had it determined that aggravated
burglary was not a crime of violence, it would have varied upward and ended up with the same
Guidelines range.2 Since the district court would have sentenced Morrison to 96 months without
regard to whether his conviction for Tennessee aggravated burglary qualifies as a crime of
violence, the alleged error in calculating the Guidelines range would not entitle Morrison to
resentencing in any event.
In short, McBride does not disturb the general rule that appeal waivers remain
enforceable despite changes in the law. In re Garner, 2016 WL 6471761, at *2 (discussing
McBride and enforcing an appeal waiver akin to Morrison’s despite a change in law).
We discern no reason to depart from that rule.
We accordingly dismiss Morrison’s appeal.
2
The district court explained:
At the outset I will say this, I was considering an upward departure and/or
an upward variance. That’s because I was facing two different guideline ranges.
I’ve now made the decision that the 77 to 96 months is the appropriate sentence
given the record before me. And so I’m not going to make an upward departure
or variance in that regard.
Had I ruled the other way on the aggravated burglary, and we had the
lower sentencing range, I would have varied upward or taken advantage of 5K2.6
and the use of a firearm, which in this court’s mind is not adequately taken into
account with the cross-reference to reckless endangerment. And I would have
made an upward variance and/or a departure and the type of sentence that we’re
talking about and the range would come – have come back into play. So I just
want that to be clear for the record.
R. 50, PID 147.
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