M arch 31, 1977
77-16 MEMORANDUM OPINION FOR THE
DIRECTOR OF THE BUREAU OF PRISONS
Authority of Bureau of Prisons Physicians to
Perform Autopsies
This is in response to your memorandum requesting our opinion on
whether wardens of Federal prisons can be empowered to authorize
autopsies o f deceased inmates without regard to State laws requiring
consent of next of kin or approval by State officials. We have examined
the question, and we conclude that legislation is necessary for this
purpose. In addition, we suggest the lines that a proposed statute might
follow.
The rights o f a surviving spouse or next of kin in a dead body derive
from the common law. W hile the details vary among the States, a
survey o f the law of the District of Columbia and a geographically
diverse sample of State law (California, Georgia, Kansas, Massachu
setts, and Texas) shows agreement on general principles. The surviving
spouse, if any, and otherwise the next o f kin have only a right to the
reasonably prompt possession on the intact body for purpose of burial
or cremation. Although this right is not considered a property right,
damages may be awarded for unauthorized interference with the body,
including an unauthorized autopsy. See, e.g., Steagall v. Doctors’ Hospi
tal, 171 F. 2d 352 (D.C. Cir. 1948); Pollard v. Phelps, 56 Ga. App. 408
(1937); Weingast v. State, 44 Misc. 2d 824, 254 N.Y.S. 2d 952 (1954);
Aetna Casualty & Surety Co. v. Love, 132 Tex. 280, 121 S.W. 2d 986
(1939). See, generally, Annotation, 83 A.L.R. 2d 956 (1961).
The right, however, is subject to public necessity as defined by State
statute. As a general rule, if the proper State administrative or judicial
officer determines in good faith that the statutory grounds for an
autopsy exist, he or she may proceed without the consent of the spouse
or next o f kin. See, e.g., California Health & Safety Code §7113;
California Government Code §27491.4; Code of Georgia § 21-203(3);
Massachusetts General Laws Annotated, Ch. 38, § 6; New York Public
Health Law §4210; Gahn v. Leary, 318 Mass. 425, 61 N.E. 2d 844,
(1945); Gray v. State, 55 Tex. Cr. 90, 114 S.W. 635 (1908).
48
State statutory grounds for autopsy vary, but generally include any
sudden, violent, unexplained, or otherwise possibly criminally caused
death. See, e.g., California Government Code § 27491; Code of Georgia
§21-205; New York Public Health Law §4210; Texas Code of Crimi
nal Procedure, Art. 49.01. Three of the States surveyed (California,
Georgia, and Texas) specifically provide for autopsies in the case of
any death in prison, and New York authorizes the Commissioner of
Corrections to procure an autopsy at his discretion. California G overn
ment Code §24791; Code of Georgia §21-205(2); New York Public
Health Law §4210; Texas Code of Criminal Procedure, Art. 49.01.
Our partial examination of State law leads us to conclude that the
right of the spouse or next of kin to control the disposition o f a dead
body is subject to public necessity as defined by one with authority to
do so. The statutory power of local officials to order autopsies is given
in the furtherance of a state interest, usually the investigation of crime
or the protection of public health.
Because the Attorney General and the Bureau of Prisons are respon
sible for the custody, discipline, and welfare of Federal prisoners, 18
U.S.C. §§4001, 4042(3), Congress can, of course, confer on them the
specific authority to conduct autopsies without consent when reason
ably necessary to perform these functions.1 See, generally, E x parte,
Siebold, 100 U.S. 371, 383-86 (1879); McCulloch v. Maryland, 17 U.S.
316, 408-17 (1819). By analogy with California, Georgia, New York,
and Texas law, a statute can provide autopsy authority for any death
occurring in prison.
More circumscribed authority might be desired to preclude autopsies
for scientific or medical reasons unrelated to prison administration. If
so, a statute could appropriately authorize an autopsy in the event o f
homicide, suicide, fatal illness or accident, or other unexplained death
of an inmate if the Bureau determines one is necessary to detect crime,
maintain discipline, protect the health or safety of the inmates, remedy
official misconduct, or defend the United States or its employees from
tort liability arising from the administration of a Bureau institution.
You have suggested that the authority to perform autopsies without
consent might be equally permissible by regulation promulgated pursu
ant to the authority conferred by 5 U.S.C. §301.2 Such regulations
■Under 49 U.S.C. § 1441(c), for exam ple, the National T ransportation Safety B oard
(N T SB ) is em pow ered to c onduct an autopsy o f any person w ho w as aboard an aircraft
involved in a fatal crash. C ongress concluded that although autopsies w e re a valuable
tool in air crash investigations, their use had been hindered by the provisions of various
State laws. A ccordingly, the legislation was enacted to enable the N T SB to “proceed
prom ptly w ith autopsies . . . w ith a minimum o f delay and thus to overcom e difficulties
w here autopsy inform ation is dependent upon the consent o f next o f kin o r com pliance
w ith state procedure . . . . ” H.R. Rep. No. 2487, 87th Cong., 2d Sess. 5 (1962).
’ T hat section provides, in pertinent part:
T he head o f an E xecutive . . . departm ent m ay prescribe regulations for the g o v e rn
m ent of his department,' the c onduct o f its em ployees, the distribution and perform
ance o f its business, and the custody, use and preservation o f its property.
It has been in substantially this form since its origin as § 161 o f the R evised Statutes.
49
have the force of law if within the scope of the relevant statute. Georgia
v. United States, 411 U.S. 526, 536 (1973); Smith v. United States, 170
U.S. 372, 377-78 (1898). However, § 301 does not confer authority to
change the substantive rights of persons not connected with the G ov
ernment. Regulations purporting to do so are valid only if consistent
with independent statutory authority. Compare United States v. More-
head, 243 U.S. 607 (1917), with United States v. George, 228 U.S. 14
(1913); see, Georgia v. United States, supra-, 36 Op. A.G. 21, 25 (1929);
17 Op. A.G. 524, 525 (1883). It is therefore unlikely that a regulation
relying solely on § 301 could legally alter the State law rights of third
persons.
The only pertinent substantive statute here is 18 U.S.C. §4001.3
Subject to constitutional limits, this section authorizes the Attorney
General to restrict access o f third parties to prisoners in the interest of
prison management. See, e.g., Saxbe v. Washington Post Co., 417 U.S.
843 (1974); Carter v. United States, 333 F. 2d 354 (10th Cir. 1964). It
can be argued that the pow er to operate the prison system includes the
power to retain and perform an autopsy on the body of a deceased
prisoner without consent when necessary to preserve discipline or pro
tect the health and safety of surviving prisoners. The Armed Forces,
which exercise a similar degree of authority over their members, con
duct nonconsensual autopsies without express statutory authority.4
On the other hand, we believe that the weight of authority speaks
against the validity of such a regulation premised on 18 U.S.C. §4001.
As your request points out, no other Federal civilian agency performs
autopsies without consent unless authorized by statute. Congress has
specifically provided for autopsies of prisoners without consent in one
limited situation.5 As noted above, it has also empowered the National
Transportation Safety Board to conduct autopsies without consent.® It
can be inferred from these precedents that statutory authority is re
quired to override a claimant’s right to the body of a prisoner. More
over, the consensus of State decisions is that consent is necessary unless
3 In pertinent part, it provides:
T h e co n tro l and m anagem ent o f Federal penal and correctional institutions . . . shall
be vested in the A ttorney G eneral, w ho shall prom ulgate rules for the governm ent
th e re o f. . .
4 F o r exam ple. A rm y Reg. 40 -2 , para. 4-4, em pow ers th e com m ander to have an
a utopsy perform ed on any m ember o f the arm ed forces w ho dies on active duty “w hen it
is considered necessary for the p ro tec tio n o f the m ilitary com m unity to determ ine the
tru e cause o f d eath . . . The a u th o rity for this regulation is 10 U.S.C. §3012, w hich
authorizes the S ecretary o f the A rm y to prescribe regulations for its governm ent, and the
D ep artm en t o f D efense A ppropriation A c t o f 1977, § 740, w h ic h authorizes the A rm y to
pro v id e m edical care.
5 18 U.S.C. § 3567 perm its the c o u rt, as part o f a death sentence, to o rd e r the dissection
o f the body o f a prisoner convicted o f first degree m urder o r rape.
«See 49 U.S.C. § 1441(c).
50
an explicit statute is to the contrary.7 Finally, as stated above, several
States have found it necessary to provide specifically for autopsies
without consent in prison deaths. We conclude therefore that 18 U.S.C.
§ 4001 does not provide the authority you desire and that legislation is
required to authorize nonconsensual autopsies.
In addition, it would appear that legislation is needed to resolve two
technical difficulties. First, it could provide the clear authority to
employ outside medical personnel instead of Bureau personnel hired
under the authority of 18 U.S.C. §4001 or Public Health Service (PHS)
doctors detailed under 18 U.S.C. §4005. Second, it could limit the tort
liability of Bureau personnel or other persons for any wrongful autopsy
by restricting claimants to the Federal T ort Claims Act.
Finally, it should be noted that certain religions forbid an autopsy of
their adherents. Any statute that dispenses entirely with consent may be
attacked by a claimant of a body as an infringement on the free exercise
of religion. In such a case, the constitutionality of the regulation would
turn on the balance between the claimant’s First Amendment rights and
the Federal interest in conducting the autopsy. See, Wisconsin v. Yoder,
406 U.S. 205, 213-15 (1972); Cruz v. Beto, 405 U.S. 319, 321-22 (1972).
The governmental interests in the discipline, safety, and health of pris
oners are probably stronger than the incidental offense to the claimant’s
beliefs. See, Prince v. Massachusetts, 321 U.S. 158 (1944); Winters v.
Muller, 306 F. Supp. 1158, 1166 (D. N.Y. 1969); Jehovah's Witnesses in
the State o f Washington v. King County Hospital Unit No. 1, 278 F.
Supp. 488, 503-05 (D. Wash. 1967), prob. juris, declined, 390 U.S. 598
(1968); cf, Jacobson v. Massachusetts, 197 U.S. 11, 27-30 (1905). But cf,
Wisconsin v. Yoder, supra. It would be advisable to minimize the prob
lem, however, by providing by statute or regulation that religious
scruples will be respected when investigative needs permit. See, e.g., 49
U.S.C. § 1441(c).8
John M. H armon
Acting Assistant Attorney General
Office o f Legal Counsel
7 E.g„ Donnelly v. Guion, 467 F. 2d 290 (2d Cir. 1972); Crenshaw v. O ’Connell, 235 Mo.
A pp. 1085, 150 S.W. 2d 489 (1941); Darcy v. Presbyterian Hospital, 202 N.Y. 259, 95 N .E.
695 (1911); Gurganious v. Simpson, 213 N.C. 613, 197 S.E. 163 (1938); Frick v. McClel
land, 384 Pa. 597, 122 A. 2d 43 (1956); Aetna Casualty & Surety Co. v. Love, 132 Tex. 280,
121 S.W . 2d 986 (1939). See, generally. Annotation, 83 A .L .R . 2d 956.
* 42 U.S.C. § 233 provides this protection to Public H ealth Service employees. Sim ilar
p rotection for private physicians w ho m ight perform autopsies and for Bureau personnel
w h o authorize them may be desirable.
51