Untitled Texas Attorney General Opinion

Honorable Bruce Allen Opinion Wo. c-670 County Attorney Ellis County Waxahachie, Texas Re: Whether the trustees of the Perpetual Care Fund of the Hillcrest Burial Park, Inc. or the corpo- ration may Invest said trust fund In corporate stock; Whether the Dedicatory Agreement of the Hillcrest Burial Park, Inc. and the Trust Agreement between Hillcrest Burial Park, Inc. and the trustees of the Perpetual Care Fund may be amended so a8 to authorize the trustees to invest trust funds In Dear Mr. Allen: corporate stocks. By your recent letter you request an opinion of this office with regard to the above-mentioned questions. The Trust Agreement between Hillcrest Burial Park, Inc. and the trustees of the Perpetual Care Fund (wherein the trustees are known as the "second parties") provides, in part, as follows: "That the said Second Parties shall invest, re-invest and keep this trust fund invested in bonds of the United States, or of the State of Texas, or any County, City or other political subdivision of the State of Texas, or in first mortgage or In first lien improved real estate, or in bonds legal for investment for savings banks or trust companies in this State." -3223- Honorable Bruce Allen, page 2 (c-670 ) It is evident that the Trust Agreement would not per- mit the trustees to Invest trust funds In corporate stocks. Statutory law relating to investment of perpetual care funds, Article 912a-17, Vernon's Civil Statutes, pro- vides, in part, as follows: "Perpetual care funds shall not be used for any other purpose than to provide through the income only therefrom the perpetual care stipulated In the resolution, bylaws, or other action or instrument by which the fund was created or established, and It shall be the duty of the duly appointed trustee to invest, reinvest and keep such funds invested in such securities or assets as are or shall hereafter comply with the provisions of the Texas Trust Act in so far as the same may govern the invzst- ment of trust funds by the trustees thereof. Article 7425b-46, Vernon's Civil Statutes ( The Texas Trust Act) provides, in part, as follows: "A. In acquiring, investing, reinvesting, ex- changing, retaining, selling, supervising and managing property for the benefit of another, the trustee shall exercise the judgment and care under the circum- stances then prevailing, which men of ordinary pru- dence, discretion, and intelligence exercise in the management of their own affairs, not in regard to speculation but in regard to the permanent disposi- tion of their funds, considering the probable ln- come therefrom as well as the probable safety of their capital. Within the limitations of the fore- going standard, the trustee is authorized to acquire and retain every kind of property, real, personal, or mixed, and every kind of investment, specifically including but not by way of limitation, bonds, deben- tures and other corporate obligations, and stocks, preferred or common, which men of ordinary prudence, discretion, and intelligence acquire or retain for their own account; and within the limitations of the foregoing standard, a fiduciary may retain property properly acquired, without.limitation as to time and without regard to Its suitability for original pur- chase. -3224- Honorable Bruce Allen, page 3 (C-670 ) "B. Nothing contained In this Section of this Act shall be construed as authorizing any departure from, or variation of, the express terms, provisions or limitations set forth In any ,.. agreement ,.. or other instrument creating or defining the trustee's duties, authority and powers..." Where the language of the statute Is clear and unam- biguous, it will be enforced according to its words. Central Education Agency v. Independent School District,152 Tex. 56., 25t, S.W.2d 357 (19531. Therefore, It Is the opinion of this office that the trustees of the Hillcrest Burial Park, Inc. Perpetual Care Fund may not Invest the trust funds in corporate stocks, unless and until the Trust agreement is amended as hereln- after stated. With regard to the second question you have asked, we must first consider 'Section37 of the Dedicatory Agreement signed by the President and Secretary of said Corporation and filed with the Ellis County Clerk on December 30, 1942, which provides in part as follows: "The accumulated care fund has been, and that in the future, as collected, will be placed in the hands of named trustees of said Perpetual Care l?undfor the benefit of said Association, which fund thus created shall be held forever intact and shall be invested, re-Invested and kept invested in bonds of the United States or of the State of Texas or of any county, city, or other political subdivision of the State of Texas or of first mortgage or on improved, first lien, real estate, or in bonds legal for investment for savings banks or trust companies in this State." Section 46 of the Dedicatory Agreement provides as follows: "With the exceptions of all the provisions, conditions, etc., herein pertaining to the Per- petual Care Fund, these provisions, rules and regulations, etc., may at any time in the future be amended or appealed or added to by resolution of the Board of Directors of the Corporation, when -3225- Honorable Bruce Allen, page 4 (C- 670) recorded in the Deed Records of Ellis County, Texas, together with a certified copy of a resolution approving such repeal, amendment, or addenda passed at a regular or special meeting of the Association and certified to under its seal and signed by Its President and Secretary." However, Article 912a-15, Vernon's Civil Statutes, provides, in part, as follows: "Notwithstanding any other provision of the laws of the State of Texas or any provision in a trust agreement executed for the purpose of pro- viding perpetual care for a cemetery, such trust agreement may by agreeTent. entered into between the cemetery-association and trustee or trustees acting under such trust agreement, be amended so as to include any provision which Is not lnconsist- ent with any provision In this act." (Rnphasis added). The pertinent provisions of the Trust Agreement have been set out heretofore. There is no provision in the Trust Agreement prohibiting the amendment of such instrument. Thus, the trust agreement, when considered apart from the Dedicatory Agreement, could be amended by the joint action of the cemetery association and the trustees. Further, even if the trust agreement had a provision prohibiting amendment, It could be amended due to the provisions of Article 912a-15. Thus, the question is whether the Corporation, by use of an extrinsic document, i.e., the Dedicatory Agreement, can circumvent the provisions of Article 912a-15. We think this must be answered in the negative. The particular covenant contained in the Dedicatory Agreement with which we are concerned would have been an enforceable obligation prior to the 1963 addition of the quoted section of Article 912a-15, Vernon's Civil Statutes. However, by the 1963 amendment, the Legislature clearly expressed its intent that said trust agreement can be amended. Therefore, the Dedicatory Agreement must be considered re- vised to the extent necessary to effectuate such procedure. Also, the nonperformance of this covenant will be excused as it was caused by a i,awenacted subsequent to the making of the contract. Binz v. National Supply Co., 105 S.W. 543 (Tex. Civ. App. 1907 error dlsm.). -3226- Honorable Rruce Allen, page 5 (C- 670) Therefore, without considering whether the Dedicatory Agreement of the Hillcrest Burial Park, Inc., may be amended, it is the opinion of this office that the trust agreement between Hillcrest Burial Park, Inc., and the trustees of the perpetual care fund may be amended so as to permit the trustees to Invest the trust funds In the securities and assets described by Article 7425b-46 Vernon's Civil Statutes, (commonly called the Texas Trust Act) and therefore in corporate stocks as permitted therein. SUMMARY 1. The provisions of Article 912a-17, V.C.S., establish the Texas Trust Act as a standard for the investment of perpetual care funds by the trustees thereof, and where the Trust Agreement under which the trustees are operating only author- izes the investment of a portion of the Investments permitted under the Texas Trust Act, the trustees are bound to follow the latter, unless and until the Trust Agreement is amended to allow all the investments permitted by the Texas Trust Act. 2. Article 912a-15, V.C.S., provldes that a trust agreement for the investment of perpetual care funds, notwithstanding any provision to the contrary contained therein, may be amended so as to include any provision not inconsistent with said Act; therefore, an extrinsic contract may not be used to circumvent the express language of the statute, and such trust agreement may be amended so as to authorize the Investment of perpetual care funds In all Investments permitted by the Texas Trust Act. Yours very truly, WAQCCNRR CARR Attorney ffeneral Assistant Attorney Ceneral CMB:vg -3227- Honorable Bruce Allen, page 6 (C- 670) APPROVED: OPINION COMMITTEE W. V. Geppert, Chairman James Strock John Banks Pat Bailey Ralph Rash APPROVEDF'OR THE ATTORNEYGENiRAL By: T. B. Wright -3228-