Untitled Texas Attorney General Opinion

THEATTORNEY GENERAL OF 7lITExAs Honorable J. N. Nutt Opinion No. C-222 Commissionerof Insurance 1110 San Jaclnto Re: Whether out-of-state Austin, Texas manufacturers,distrlb- utors and jobbers are required to obtain Ii- tenses pursuant to Section 5 of Article 1725, Ver- non's Penal Code, and Dear Mr. Nutt: related questions. You have requested an opinion of this office covering several questions pertaining to administeringand enforcing the provisions contained In Senate Bill No. 143, Acts 55th Legislature, Regular Session, Chapter 498, page 446, codified as Article 1725, Vernon's Penal Code. You point out that the responsibilityof administeringand enforcing this Act is placed upon the State Fire Marshal, and that the Commissionerof Insurance is designated as State Fire Marshal by Article 1.09 of the Texas Insurance Code. An examinationof this Act indicates it has as Its general purpose the regulation of fireworks within this State. It is quite comprehensiveand you have asked several questions concerning various provisions that might tend to burden lnter- state commerce. As a prerequisiteto answering your questions, therefore, an evaluation of the power of this State to adopt such an act is outlined. The storing, handling, and use of inflammableand explosive substances,being attended with danger, may be reg- ulated under the police power. Thus the explosion of fireworks may be prohibited; and a law prohibiting,except in certain cases, the sale, offering, or exposing for sale and use, of fireworks must be interpretedin the light of its general purpose, which is the protection of the health, safety, and general welfare of the public. 35 C.J.S. 248. Congress has recognized that the regulation of fire- works is of individual concern to each State. It has acted to strengthenand preserve unto the several states the right to regulate fireworks by providing as follows: -1070- . 1 Hon. J. N. Nutt, page 2 (C-222) "Whoever,otherwise than in the course of continuous interstate transportationthrough any state, transports fireworks into any state, or delivers them for transportationinto any state, or attempts so to do, knowing that such fireworks are to be dellvered,possessed, stored, transhlpped,distributed, sold, or otherwise dealt with in a manner or for a use prohibited by the laws of such state specificallyprohibiting or regulating the use of fireworks, shall be fined not more than $l,OOO.OO or imprisonednot more than one year, or both. "This section shall not apply to a common or contract carrier or to Internationalor domestic water carriers engaged in interstate commerce or to the transportationof fireworks into a state for the use of Federal Agencies in the carrying out or the furtheranceof their operation. "In the enforcement of this section, the definitions of fireworks contained In the laws of thfirespective states shall be applied, . . . Title 18, Sec. 836,U.S.C.A. This enactment of Congress is ample evidence that the right to regulate fireworks clearly remains in the several states. It follows that this State is authorized to provide for reason- able regulations of fireworks. The questions you have asked concerningArticle 1725 are based upon an assumption that at the time.agreementsfor the sale and purchase of the fireworks were entered into it was the intention of the parties that the fireworks in question would be held for resale or for further distributionand ultimate retail consumptionor use in the State of Texas. This assumption is the basis for considerationof your first series of questions,which are here set out: "1. (a) Are out-of-statemanufacturers, distributors,and jobbers required to obtain licenses pursuant to Section 5 of the Act? (b) Does the term tout-of-state"aS used in Section 5 of the Act include manufacturers, distributors,and jobbers who are located or domiciled in foreign countries? -1071- Hon. J. N. Nutt, page 3 (C- 222) “2. Does the purchase by a distributor, jobber or retailer of permissible fireworks from an unlicensed out-of-statemanufacturer or importer for resale in Texas violate the provisions of Section 5I or Section 5J of the Act if the actual contract of purchase was consummatedoutside of Texas and delivery Is made through a distributor, jobber or retailer outside the State? "3. Identical question as No. 2 above except that delivery is made to the distributor, jobber or retailer In Texas. "4. Identical question presented in No. 2 above except that the contract Is consummated in Texas. "5. Identical question presented in No. 2 above except that the sale is consummatedin Texas and delivery Is made to thendIstrIbutor, jobber or retailer in this State. The provisions of Section 5 which provide the basis for the above questions are as follows: "A. A license fee of $500.00 per year, due and payable on or before February 1st of each and every year beginning February 1, 1958, to the State Fire Marshal subject to the pro- visions of Section 12 of this Act, will be charged for the permit to manufacture,possess and sell fireworks. The manufacturermay manu- facture, possess and sell items other than those enumerated in Section 2, but for sale and delivery only to states where other types of fireworks are legal but may not be sold or used in the State of Texas. "The same license fee will apply to and shall be paid by any and all out-of-state manufacturersoffering goods for sale in the State of Texas, as a condition to their sale in Texas. "B. A similar license fee of $750.00 annually, due and payable on February 1st of -1072- Hon. J. N. Nutt, page 4 (C- 222) each and every year, as provided in Section 5A above, will be charged all distributors who possess and sell the fireworks enumerated in Section 2. "The license fee provided herein shall be due and payable by all out-of-statedis- tributors offering goods for sale within the State of Texas. "C. A license fee, due and ayable as provided in Section 5A above, of i500.00 per year, will be charged all jobbers who possess and sell the fireworks enumerated in Section 2. ?rhe license fee provided herein shall apply to and be payable by out-of-statejobbers as a condition for selling within the State of Texas. 1, . . . "I. No person, firm, corporation or association shall deliver fireworks for re- sale to any individual,firm, corporationor associationunless consignee produces a li- cense or evidence that consignee holds such a license. "J. No distributor,jobber or retailer shall purchase fireworks from a factory, distrib- utor, jobber, manufacturer or salesman without first requiring proof that the license required of each herein has been obtained. No license provided for hereinabove shall be transferable nor shall a jobber or salesman be permitted to operate under a license granted a distributor." Concerning the above provisions as they pertain to the questions you have asked, you state In your letter as follows: "The Department has not adopted any formal departmental constructionconcerning the above questions. It has, however, been the position of the Department that any attempt to strictly enforce the license requirementsinsofar as out-of-statemanufacturers,distributorsor -1073- Hon. J. N. Nutt, page 5 (C -222) jobbers are concernedwould result in placing a burden upon or an Interferencewith inter- state commerce In violation of the Federal Constitutionif the transactionsInvolved were essentially interstatein character. It has further been the position of this office that any out-of-statemanufacturer,distributor or jobber who actively solicits business or offers to sell fireworks through Its sales representativesin Texas or is otherwise engaged in local activities which would constitute the transactionof business in Texas should be required to obtain the proper license. . . .' In examining your questions and the provisions of the Act concerned, the views of your Department are of great assistance In guiding this office toward an answer to your questions. As has been emphasized, "the practice and inter- pretive regulationsby officers, administrativeagencies, departmentalheads and others officially charged with the duty of administeringand enforcing a statute will carry great weight in determining the operation of a statute. Vol. 2, Sutherland Statutory Construction,p. 514. It Is of value to recall that the general purpose of this Act is the protection of the health, safety, and general welfare of the public. Obviously, the Act is primarily soncerned only with persons and property within this State, as every state possesses exclusive jurisdictionand sovereignty over persons and property within its territory. Conversely, the jurisdictionof a state Is restricted to its own territorial limifrsand does not extend beyond its boundaries." 81 C.J.S. &I. As a further aid to arrivfng at answers to your questions, it is helpful to examine the authority of the officer charged with the responsibilftyof administeringand enforcing the Act. Article 5.44 of the Texas Insurance Code sets out the authority of the State Fire Marshal in detail. Essentially it is that of fire prevention and investigation. Among the definitions set out in Section 1 of the Act in question is the following: "State Fire Marshal--The chief law enforcement officer of the State of Texas charged wit! the responsibilityof fire prevention. -1074- Hon. J. N. Nutt, page 6 (C-222) Turning now to your questions l(a), It is primarily governed by the provisions of Section 5, A, B and C quoted above. The language used therein is clear and does not warm- rant an extended discussion. A license is required of manu- facturers, distributorsand jobbers in this State. Then, additionally,the same license is required of out-of-state manufacturers,distributorsand jobbers offering goods for sale in the State of Texas, as a condition to their sale In Texas. Question l(a) is answered in the affirmative. Out- of-state manufacturers,distributorsand jobbers, who offer fireworks for sale In the State of Texas are required to obtain the appropriate license as a condition to sell such fireworks ‘inthe State of Texas. Question l(b) is answered by another provision contained in the Act. The Legislaturewas obviously aware that many fireworks reaching this State would come from foreign sources of supply, and provided In the Act for requiring a license of the importer, as follows: "E. An annual license fee, due and payable as provided in Section 5A above, of $100.00 shall be due and payable by each importer who possesses and sells the fireworks enumerated in Section 2 above to any persons, firms, corpora; tion or associationwithin the State of Texas. By applying the license requirementat the source of importation, the Act precludes the suggestionthat the term 'out-of-state"as used therein, was intended to include manufacturers,distributors, and jobbers who are located or domiciled in foreign countries. Question l(b) Is answered in the negative. Your remaining questions 2 through 5 are each based upon a certain state of facts. The facts are varied in each instance to provide the basis for the question. As the facts posed in each question are presumably founded on experiences your office has faced in admlnisteringand enforcing the pro- visions of this Act, your Department'sposition is a guiding factor in arriving at a constructionof the Act. It should be noted here that paragraph "I" of Section 5 does not appear to except any person, firm, corporationor associationfrom its coverage. It requires every person, firm, corporationor associationto ascertain that the consignee of fireworks has the license required under this Act, before delivery -1075- Hon. J. N. Nutt, page 7 (C-222) Is made. Paragraph "J" requires the opposite, that is, it requires that the distributor,jobber, manufactureror salesman selling the fireworks have the license required by the Act. It is im- portant to note, however, that the Act does not require ally manufacturers,distributors,and jobbers to become licensed-- only those located here in Texas or who offer fireworks for sale in Texas. Question No. 2 is answered as follows: The purchase by a distributor,jobber or retailer of permissible fireworks from an unlicensed out-of-statemanufacturer or importer for resale in Texas does not violate the provisions of Section 51 and J, If the contract of purchase was consummatedoutside of Texas and delivery Is made through a distributor,jobber or retailer outside the State. Question No. 3 is considered in accordance wigethe position of your Department, and answered as follows: purchase by a distributor, jobber or retailer of permissible fireworks from an unlicensed out-of-statemanufacturer or importer for resale in Texas does violate the provisions of Sections 5I and J if the actual contract of purchase was entered into outside of Texas and delivery is made to the distributor, jobber or retailer in Texas by the manufacturer-orimporter. As a supplementto the answers given to Questions 2 and 3, it may be noted that the failure of such out-of-state person, firm, corporation or association selling such fireworks outside of this State to a distributor,jobber or retailer from this State to require proof that the consignee holds the license requfred by this Act, might be a violat,ion.However, the Federal Act quoted above would have to be resorted to in order to effec- tuate any punishment that might be due for such violation. Questions Nos. 4 and 5 are answered together, and again due considerationIs given to the position your Depart- ment has taken In administeringand enforcing the provisions concerned. Both questions are answered in the affirmative; such a purchase is in violation of the provisions stated as the consummationof the contract within this State would re- quire acts which would constitute or be equivalent to offering goods for sale in this State so as to bring the parties within the purview of the license requirements. You next ask the advice of this office in a second series of questions concerning the provisions for public dis- play of fireworks. Sections 9 and 10 are pertinent portions of the Act relating to these questions and you state there is -1076- Hon. J. N. Nutt, page 8 (C-222) no establisheddepartmentalconstructionon the points raised. "1. Is a person required to hold a distributorslicense before making any public display of fireworks in Texas. It is assumed that the person making the public display of fireworks will be in possession of Class A and/or Class B fireworks for such purpose.' Section 1 of the Act defines Class A fireworks as: "Those fireworks defined in Section 10 of this Act and not otherwise;" and Class B fireworks as : "Shall Include all types of dangerous fireworks excepting fireworks designtted as ICC Class C Common Fireworks and Class A Fireworks. Section 2 of the Act provides: "It shall be un- lawful for any individual,firm, partnership,corporationor associationto possess for sale within the state, sell or offer for sale, at retail, or use, within the State of Texas, any fireworks other than the permissible fireworks herein enumerated." The permissible fireworks enumerated in this section are limited to ICC Class C Common Fireworks only, and thus, at this point, Class A and Class B fireworks are not permissible fireworks. There follows later in the act, how- ever, Section 9, the pertinent portion of which Is as follows: "Sec. 9. Be it further enacted, that no person, firm, corporationor associationwithout securing a permit from the State Fire Marshal, shall manufacture,possess or sell any dangerous fireworks for any use or purpose, including agriculturalpurposes or wild life control. Before any dangerous fireworks may be manu- factured, possessed, sold or used, a permit therefor specifyingthe uses to be made there- of mu@ be secured from the State Fire Marshal. . . . As the provisions of Section 9 are special pro- visions coming later than the general provisions of Section 2, they must be regarded as an exception. The rule for statu- tory constructionin this situation is stated in 39 Tex.Jur., Statutes, Sec. 114, as follows: "In case of conflict between a general provision and a special provision dealing with the seme subject, the former is controlled or limited by the latter; and this iS so whether -1077- I. - Hon. J. N. Nutt, page 9 (C-.222) the provisions in question are contained in the same act or in different enactments. In other words, when a statute makes a general provision apparently for all cases and a special provision for a particular case or class, the former yields and the latter prevails in so far as the particular case or class is concerned. In such circumstances, the special provision or statute Is regarded as though It were an exception or proviso, removing something from the operation of the general law." Section 10 rovldes a comprehensivemethod for granting permits andPor a general license for the purpose of public display of dangerous fireworks. As you pointed out in your letter, the last sentence of this Section prompts the above question, this sentence being: 'For purposes of license the sale and/or possession of Class A and Class B fireworks only, as described hef;ein,shall require a Distributor'spermit. A careful examinationof the entire Act reveals that the words 'license'and "permit" are used frequently in the major portions of the Act. It is, however, Important to note that this use is confined so that the terms are not used interchangeablyso as to refer to the same authority. These two terms are so carefully used throughout the Act that to say that "license" should have been used In the place of 'permit" in the last sentence of Section 10 quoted above is to impute a mistake in terminologywhich the Act as a whole consistentlyrefutes. It is the opinion of this office that a person is not required to hold a Distributorlslicense before making any public display of dangerous fireworks in Texas, but a permit issued by the State Fire Marshal as authorized in Sec- tion 9 is required of such person and the display license as provided in Section 5H is also required. "2. If you have answered Question No. 1 above in the affirmative,then please advise If the applicant for a permit to publicly display fireworks should be required to fur- nish proof that such license had been obtained before the applicationfor a permit is approve+ and the permit issued by the proper authority. In view of the answer given to No. 1, this question is not answered. -1078- Hon. J. N. Nutt, page 10 (C-222) “3. Is a person who makes a public display of Dangerous7 fireworks required by the Act to puraase or zcquire such fireworks only from a duly licensed manufacturer,distributor,jobber, retailer or Importer?" Reference is made to the prior answers given herein for the basis for the answer to this question. Again it is p~ointedout that the purpose of this act is the protection of the health, safety, and general welfare of the public. It is not the purpose of this Act to prohibit citizens of this State from purchasing such fireworks from manufacturers,distributors, jobbers, retailers and importers of other states, but it is to provide for a maximum amount of protectionif such fireworks are manufactured,possessed, sold or used within this State. Question No. 3 is answered by stating that if such fireworks for public display are purchased or acquired within the State of Texas, the same are required to be purchased or acquired through a manufacturer,distributor, jobber, retailer, or importer who holds a permit issued by the State Fire Marshal pursuant to the provisions of Section 9 of the Act. “4. If your answer to Question No. 3 is in the affirmative,then please advise if a person who makes a public display of fireworks is prohibited by the Act from purchasing or acquiring such fireworks from an unlicensed manufacturer,distributor,jobber, retailer or Importer outside of the State of Texas, either by delivery in or out of the State; and if the Act so provides, If such provision is valid under the Federal Constitution." In view of the answers given hereinabove, it is the opinion of this office that the Act does not prohibit a penson who makes a public display of dangerous fireworks from purchasing or acquiring such fireworks from an unlicensed manu- facturer, distributor, jobber, retailer or importer outside of the State. It Is, however, our opinion that delivery of such fireworks within this State would necessitate that the persons so delivering and receiving such fireworks have the proper permits Issued by the State Fire Marshal as authorized in Section 9 of the Act. SUMMARY Article 1725, Vernon's Penal Code, requires all out-of-statemanufacturers,distributors -1079- Hon. J. N. Nutt, page 11 (C-222) and jobbers, who offer fireworks for sale in Texas to obtain a license as a condition to the sale thereof. The term "out-of-state"as used does not include manufacturers,distributors, and jobbers located or domiciled in foreign countries. Purchases of permissible BCC Class C Common Fireworks7 fireworks consummaed outside this State, with ireliverymade outside this State do not violate this Act; but,fif the contract for purchase is entered outside this State and the manufacturer or Importer makes delivery within this State, such purchase does violate this Act. All purchases made, however, within this State are subject to this Act so as torequire the parties to such sale to have the appropriate license. A.person Is not required tohold a dis- tributor's license in order to make a public display of dangerous mass A and Class B Fireworks7 fireworks rn Texas, buta permit as issuer by the State Fire Marshal pursuant to Section 9 Is required. Dangerous fire- works for public dlsplay,ifpurchased or ac- quired within the,State.ofTexas must be purchased or acquired through a manufacturer, distributor,jobber, retailer or importer holdlng~a permit issued by the State Fire Marshal pursuant to Section'g. The Actdoes not prohibit purchase or acquisition of dan- gerous fireworks for public display from an unlicensed manufacturer,distributor,jobber, retailer or importer outside of Texas, but delive'ryof such fireworks within this State would require the proper permits pursuant to Section 9 by the party delivering and receiving such fireworks. Very truly yours, WAGGONER CARR Attorney General LCM:mkh -1080- . Hon.'J. N. Nutt, page 12 (C-222) APPROVED: OPINION COMMITTEE W. V. Geppert, Chairman John Reeves~ Joe Trimble ;. .;.;hu;tz . . APPROVEDFOR THE ATTORNEY Gm BY: Howard W. Mays -1081-