Untitled Texas Attorney General Opinion

AUSTINILTEXAS October 3, 1952 HOL R* c. Marshall opinion 100, V-l?9 County Attorney Hutchlason County Rer Authority of the county stinnett. , Texas clerk to refuse to place on the general election ballot, party candidates selected at a county ,convention which was re- cessed from time to time for a month after the Dear Sir: meeting date, Your request for an opinion of this offlae Is In substance as follows: “On September 10 1952, the county clerk received from the aounty chairman of the Republican Party a certificate dated September 8, 1952 nominating county and precinct can a idates at a meet- ing certified as held on August 2, 1952. However the meeting of August 2 was rem cessed irom time to t>me until September 5, on which date nominations were actual- ly made. “May the county clerk legally refuse to order these nominations printed on the general eleotI,on ballot?” The nomination of candidates by the Republi- can Party for places on the 1952 general election bal- lot is governed by Sections 222 to 225 of the Texas Election Code (V.C.S. Election Code, Arts. 13.45--13.- 481, which ertain to nominations by parties casting between 10, 8 00 and 200 COO votes for Governor at the preceding general eleo .c ion. Section 224 reads: “Mominatlons for district offices made by such parties shall be made by conventions held on the second Tuesday of August of the election year composed of delegates elected thereto a$ county Hon. R. C,. Marshall, page 2 (V-1529) - conventions held on the same day herein prescribed for such county conventions of other parties all of which county con- ventions shall nominate candidates for county offices of such party.” By reference to Section 212 of the Election Code which provides for the holding of county con- vent I ons “on the first Saturday after primary election day of 1952 and each two years thereafter PI August 2 was fixed by law as the date for holding the county conventions for nominating Republican candidates for county and precinct offices in the 1952 general elec- tion. Section 225 0r the Election code provides: ~9U.l nominations so made by a State or district convention shall be certified by the chairman of the State or district committee of such party to the Secretary of State and a nomination made by a county convention, by the chairman of the county committee. ( Neither Section 225 nor any other provision in the election laws specifically states the time within which these nominations must be certified. We think they must be certified in time for the county clerk to comply with the posting requlremen~ts of Sec- tion 210 Election Code, but there is no clear author- ity for $ixing an earlier deadline for the filing of certificates of county and precinct nominations. Se c- tion 227 of the Election Code permits the filing of applications of independe,nt candidates up to 30 days after the second primary election. Since the certifi- cate was filed before that date, we are of the opinion that there was a timely filing in the present case. Indeed, we do not understand that you have raised any question of the validity of the certificate on the ground that it was filed too late or on the ground that it was not filed. with the proper authority. Your question relates only to the, legality of making nomi- nations at a meeting which had been recessed to a date later than August 2. The certificate filed with the county clerk recites that the convention was held on August 2. You do not state through what source the county clerk has, Ron. R. C. Marshall, page 3 (V-1529) knowledge of the alleged facts with regard to the re- cessed sessions and the date on which nominations were actually made? but obviously this information Is from some source extraneous to the certificate itself. Therefore, the question Is presented as to whether the county clerk may resort to extraneous sources to determine whether the certified nominations have been lawfully made for the purpose of deciding whether the names of t he certified candidates should be placed on the general election ballot. Section 57 of the Election Code provides in part as r0ims: ” l . No name shall l appear on the official ballot except that of a candidate who was actually nominated (either as a party nominee or as a nonpartisan or inde- pendent candidate) in accordance with the provisions of this Code. . . .‘I In Pulli m v. Trawalter 120 S.W.2d 108 (Tex. Civ.~pp. 1938) thz court held thit where a political party coming within the provisions of Sections 222 to 225 of the Election Code did not select party nominees in compliance with those sections, the names of the nominees could not be placed on the ballot. In that case an opposing candidate filed a suit to restrain the placing of the name of the Republican nominee on the ballot, and the court decided from the evidence adduced at the trial that the nomination had not been lawfully made and certified. It is clear, then that if the nominations in the present case were no 4 made in compliance with Section 224 the nominees do not have the right to have their names placed on the ballot. Rut does the county clerk have the authority to decide an issue of illegal- ity or irregularity in the nominations which is not raised on the fbce of the certificate? In other words, is the prohibition tobe enforced through the officials charged with the duty of making up the ballot, or must it be enforced solely through the courts? It might be plausibly argued that the offi- cials with whom certificates of nomination are filed should have the authority to enforce this prohibition beoause the time between the date on which the certifi- cate was filed and the date for making up the ballot Hon. R. C. Marshall, page 4 (V-l$Z9) - might be so short that a court action could not be prosecuted to final decision. However, this is an argument for saying that the power should exist rather than for saying that it actually does exist. Moreover, if the election officials are allowed to exercise the judicial function of passing on the legality of the nomination, certainly there should exist a right of appeal to the courts to review their action; and an insufficient time for prosecuting the appeal would produce similar argument against the grant of such authority,, It is generally held that, in the absence of a statute expressly conferring greater authority the acts of elections officials in receiving certifl- cates of nomination and in making up the ballot are purely ministerial. The extent of their authority is summarized in 29 C.J.S., Elections, S 147, as fol- lows: “Usually the officers or boards with whom declarations of candidacy, nomination certificates, petitions or other nomina- tion papers are require A to be riled are authorized, as part of their ministerial duties, to pass on the form and sufficiency of the nomination papers as manifest from the papers themselves, but they have no au- thority to exercise judicial functions and decide controversies in regard to the regu- larity of the nomination nor determine other objections which go beyond the prima facie validity of the nomination papers, such as questions as to the qualifications of the signers of petitions or certificates, or the eligibility or qualification of can- didates although as part of its ministe- rial du$y a board may examine the registra- tion records to determine whether the sign- ers are registered. under some statutes the filing official or other specified officials or boards are vested with certain judicial functions and accordingly they may determine on extrinsic evidence objections to nomina- tions to acts and proceedings connected therewith, and to other matters pertaining to the conduct of an election, but only those protests or objections within the scope contemplated by the statute may be determined. . . . II Hon. R. C. Marshall, page 5 (V-1529) In 29: C.J.S., Elections, g 156, it is stated: u . . . In some jurisdictions a’ statu- tory duty is imposed upon officers with whom certificates 0r nomination are filed to cer- tify to the officers charged with preparation and printing the ballots the arrangement and contents of the ballots. Such duty, where the certificates of nomination are valid on their face is ministerial, and the officers charged with the duty cannot justify a refusal to certify the nominations by setting up facts showing that they were not in fact properly made. . . .I’ And,29 C.J.S., Elections, I 162, says: l’Inasmuch as a certificate of nomination, valid on its face when filed with the proper officer is prima facie evidence of the facts which it recites,stated supra 3 135, and since statutory provisiol,s as to the preparation and distribution of the ballots must be strictly followed, as pointed out supra B 155, and the officer whose duty it is to prepare and have printed the official ballot acts In a purely ministerial~ capacity stated supra 0 155, he must place on the ba I lot ali names regularly certified to him as having been nominated, un- less the refusal to do so is in obedience to a judgment of a court in a contest proceeding by a candidate opposing the person shown to have been nominated on the face of the returns, changing the result or declaring the certifi- cate, if issued, void, or nullifying the nomi- nation; but the officer must not proceed blindly but should satisfy himself as to the authority of the person certifying the nomina- tion and the regularity or legality of the nominations. . . .“l In State ex rel. Plain V. Falle 8 N.D. 90 76 M.W. 996 (1898) the secretary of statz’had refuse A to certify to the bounty authorities for printing on the official ballot the names of candidates which had 1/ The authority cited for the last quoted state- ment is Couch v. Hill, 10 S.W.2d 170 (Tex. Civ.App. 1928, error aism. 1’. This case is discussed at page 10, infra. Hon. R. C+ Marshall, page 6 (V-1529) been certified to him as nominees selected at a party convention. Among other things the secretary of state contended that the conven 4 ion had not been legal- ly constituted. The court held that the secretary of state could not refuse to certify the names where the ,certiflcate of nomination was regular on its face, say- ing : “Relators contend that . . . the duties of the secretary of state, in certifying nominations to county auditors, are ministe- rial purely; and that, If the certificates filed with him are fair on their face, he is without authority to look beyond or outside of the certificates. In this we think rela- tors are clearly right and a few observa- tions touching the statutes and their con- struction will disclose our reasons for thus holding. We remark first, that, If the secretary be clothe& with judicial functions to pass upon the legality of all nominations the certificates of which are filed with him, his determinations would be final, as cer- tainly no provisions for appeal or review can be found in the statute, and the decisions of a special tribunal charged with the duty of deciding a special matter are always final, nnless the right of appeal be expressly given. Further if the secretary be clothed ;iEh’judiclal hunctions in this matter, then the political policy of the state may often turn upon his decision. The power is great, and its exercise by an officer universally recognized as political in character would be dangerous however able and however honest the incumbeni might be. For these reasons we should expect to find the power, if conferred at all, conferred in no uncertain terms. And yet confessedly there is no express judicial authority conferred upon the secretary by the statute. At most it is an implied authority, and, if implied, ihe means and instrumental- ities for its proper exercise are entirely wanting. He can conduct no formal judicial inquiry. He cannot coerce the production of persons or papers. He cannot enforce testl- mony under the sanction of an oath. His most earnest effort would with equal facility eluci- - date or! suppress the truth. To imply authority Hon. R. C. Marshall, page 7 (V-1529) under such conditions, the implication must be practically Impossible of evasion. But so far is our statute from giving such implied authority that, in our view, it ex- pressly withholds such authority. . . .@ The court held that the secretary of state could be en- joined from certifying the nominations if they had not been legally made, but went on to say: ” . . Rut if no such restraining order be se&ed 14 is the duty of the sec- retary to certiiy all nominations proper certificates of which have been filed in his office. The law does not allow him to concern himself whether such nominations were or were not properly made, and when he, of his own volition, refuses to certify such nominations, and parties in interest bring proceedings to enforce the performance of such duty it is no answer upon his part to say that hacts exist which would have en- abled the proper party, at the proper time and in the proper manner, to procure an or- der restraining him from certifying such nominations. No such order having been in faot obtained, the existence of the facts did not release his duty.” In State ex rel. C oo , Rlaisdell 17 N.D. 575, 118 N.W. 225 (1908) thz siievcourt held Chat the secretary of state could’not refuse to certify the names of candidates who had been nominated by a certi- ficate of nomination signed by individual voters which was regular on its face on the ground that some of the signers had participated in the nomination of other candidates for the same offices. The court said: “If other candidates or any qualified portion of the public desire to question the genuineness of the signatures, or the qualifications of the signers they have a right to do so, and the right to test the legality of nomina- “,;3.;,s devolves upon them, and not upon the Secretary of . I, In State ex rel. Rannev v. Corey 47 N.E.2a 799 (Ohio App. 1940), an action was brought to restrain the county board of elections from placing the name of an allegedly ineligible candidate on the ballot. The court found that the candidate was ineligible and Hon. R. C. Marshall, page 8 (V-1529) - granted the relief, but said: “No power is vested in the board of elections of a county, nor in the secretary of state,, to determine whether a person who files a declaration of candidacy for a pri- mary election possesses the necessary qual- ifications of a candidate for such office, Se;, State ex rel. Hehr v. Beery et al., .,, 55 Ohio Appe 243, 9 N.E.2d 699. “And it is the duty of election offl- cials to place the names of those whose petitions are in the prescribed form, prop- erly attested and filed In accordance with the provisions of the statutes, upon a bal- lots to be used for voting at the primary election, unless prohibited by order of a court of competent jurisdiction.” State ex rel. Van Winkle v. Boser, 127 Ore. 91. 271 Paa. 46 (1928). Involved the leealitv of noml- nations made by a nominating convention. The court denied the nominees a place on the ballot on the ground that the convention had not been legally constituted, but held that until restrained by court order it was the duty,of the secretary of state to certify the nomlna- tions, saying: ” 0 0 0 The secretary of state had no authority to go behind the certificate. It was his duty to file the certificate and certify the ballot as he did. The secretary of state is a ministerial officer, and his authority is limited by the prima facie evl- dence afforded by the certificate.” The applicability of the general statements quoted from Corpus Juris Secundum and of the authori- ties we have cited depends, of course, upon whether the statutes of this State do or do not confer upon the county clerk an authority in excess of determiningðer the certificate Is regular on Its face. The statute directly relating to the duties of the county clerk is Section 210 of the Election Code, which reads: Hon. R. C, Marshall, page 9 (v-1529) “Each county clerk shall post In a. conspicuous plaoe in his offlee, for the lnspeetion of the public the names of all oandldates that have been lawfully certl- f$.ed to him to be printed on the official ballot, for at least ten (10) days before he orders the same to be printed on said ballot; and he shall order all. the names of the aandldates so csrtlfied printed on the official ballet as otherwise provided in thla title.” The statement that the clerk shall post the names of candidates that have been&&&J& certified and shall, order the nameg printed on the ballot, and the provision , quoted ear- ljer in this opinion whioh prohibits the printing of any names on the ballot except those of candidates nominated “In accordance with the provisions of this Code,” are the only statutes which might possibly be taken as conferring on this officer the power or im- postng on him the duty to go behind the certificate _- and ascertain facts which might render it unlawful. We might observe here that we do not think the author- ity of the county clerk in determinlng the sufficiency of certificates for placing names on the ballot is any greater than the authority of the Seoretary of State in determining whether nominations filed with him should be certified to the county clerks, An analogous situation arises under the provi- sions of Section 6 of the Election Code, which reads: l’Nelther the Secretary of State nor any county judge of this State other authority authorized to Is% ~%A- ficates, shall issue any certificates of election or appointment to any person elected or appointed to any office in this State, who Is not eligible to hold such office under the Constitution of this State and under the above Section; and the name of no InelIgIble person, under the Consti- tution and laws of this State shall be cer- tified by any party committee, or any au- thority authorized 40 have the names of aandidates plaoed upon the primary ballots at any primary election in this State;- Hon. Ii. C. Marshall, page 10 (V-1529) . .' and the name of no-ineligible candidate under the Constitution and:,laws of this State shall be placed upon’ the ‘ballot of .’ any general or, special election by any authority whose duty it is to place names’ of candidates upon official billots.lJ,~.~’ v, Benavides,, 125 S.W.2&~1081, (Tex.Civ.App. error dism.)’ and,Beeler v. Looc4 ,135 s.W.2a Tex.Clv.App. 1940, error dism.). I{ ‘was stated that-the issuance of a*certificate.of election is a ministerial act. Because of the manner in which the question was raised in these cases; we~do not think they are nedessari~ly conclusive against ,the.authority of .the officer issuing the certificate to inquire into IneligIbilIty but they do suggest that he’has no autho~rity to ma e judicial determinations on ques- tions of ellgibili!y . The same rule would be appli- cable to the ,placlng of names of ineligible candl- &;c;,on the ballot. ‘g. Att”y Gen. Op. o-2632 b - There is language, in co ch Hill’ 10 S.W. 2d 170 (Tex.Civ.Ano. 1928. error %.sm’l;. whiih. taken alone, would support the biew that the- bounty &lerk ,has the duty of determining from extraneous sources the legality of nominations certified to him. In that case, two groups of citizens held county conventions, each group claimings to be.the regularly and legally organized county convention of the Republican Party. One of the conventions nominated candidates for county offices. ,Delegates of the rival convention were recog- nized by the state convention, which certified Its ac- tion to the county clerk. Thereupon, he refused to place the nominees of the other convention on the hal- lot, and ~the nominees brought an action for a writ of mandatory Injunction against him to compel the placing of their names on the ballot. Th.e. Court of Civil Ap- peals, in upholding the trial court’s refusal of the writ, said: “Here there :webe two separate. county conventions, held on the same day for the s,ame purposes, each claiming to be and rep- resent the RepubMcan Party in the county. In the very nature of the transaction, one of those conventions was regular, ,the other Irregular; one was the duly authorized, Hon. Ft. C. Marshall, page 11 (V-1529) .-- constituted, organized and functioning Pepublican county convention, the other a mere mass meeting without authority to represent or bind the Republican Party or any of Its members. The acts of one were regular and effectual for the objeots and purposes of the meeting; the acts of the other were futile. The transaction const$tutsd a dispute between two factions, eaah pur ortlng to be and represent the regular ii epublican organiaation in that county. It was a controversy apparently wholly within the party. The two factions took their dispute to the highest party authority presented their respective con- tentions Co’that authority, produced evi- dence in support of their alaims, and in- voked the judgment of that authority, which determined the controversy. We hold that that determlnatlon was final and con- cluslve upon the parties to the contest, and that no court has any authority to go behind the decision of the state committee for the purpose of meddling with a controz versy so wholly political in its nature.” It was there being held that the court itself could not overturn a politscal party’s sett&ement of an In- ternal party controversy. The party was the tribunal for deoldlng the cantroversy and the count clerk was under a duty to accept iCs deoision. TKe court also held that the petitioners were not entitled to the extraordinary relief sought by them unless they showed every fact necessary to entitle them to a place on the ballot and that they had not met this burden. These holdings were sufficient to dispose of the case. However, the court went further to say: “$0 is it contended by appellants that the duty of the count clerk to pub- lish appellantsT names as t he nomlnees of the Republican Party for the offices they 2/ Tt 14 usually held {hat where the officer re- ceives certificates of nomination from rival conven- tions, It Is his duty to determine in the first instance which convention represents the party. 20 C.J.,ZL%- tions, 8 156, note 91; 18 Am. Jur,, Elections, g 137. Hon. R. C. Marshall,, page’~l2 (v-.1529), : seek, and t,o print those, .names on then of- ficlal ballot, was. purely ministerial, in its .character; that the ~clerk is, clothed with no discretion in ~the ,matter; and that, upon receipt, of Ferguson’ s. certificate, the duty was absolutely mandatory upon the clerk to publish appellants’ names and place them on the official ballot. We over- rule, this contention. The clerk! s duty is to publish the names in then certificate, and print them on the ballot, when those names are of ‘candidates who have received the necessary votes. to nominate’ them (ar- ticle 3129) ,and when those names ‘have been lawfully certified to him’ (article 3132). The, official :ballot ~shall contain the names of those only ‘whose nominations for an e.lectlve office have been dul made, and properly certifl,edl (article’297 t; ) and ‘no name shall appear on the official ballot except that of a,eandidate who was actually nominated * * * in accordance with the~provislons of this title’ (arti- - cle 2978). In view .of ~these provisions, and as a practicable matter besides it Is clear that the county clerk must no E bllnd- ly publish and,prlnt on the ballot every name certified to him as a party nominee, but must proceed cautiously, satisfying him- self as to the authority .of the person cer- tifying; and, when he Is made aware of facts or circumstances which cast reasonable ,doubt upon the authority of the one certifying, or upon the regularity or legality. of. the nomi* ,, nation of t.he persons whose names are, certi- fled to him, it becomes his duty to ascer- tain the true facts before he, performs the important duty prescribed for him In such cases.ll We seriously doubt that the ‘court would have recognized any authority inthe county clerk to refuse to place the names on the ballot if the state committee had not already acted. Furthermore, we doubt that any such authority would have been recognized if the ,al- leged illegality had involved other, unresolved disputed fact puestlons. The court did not,,say~ how the county clerk should go about ascertaining’ ~the facts or. what au- -. thority he would’have for compelling.the production of Hon. R. C. Warshall, page 13 (V-1529) evidence. What means does he have for arriving at the “true facts”? Where would the line be drawn between the $ssues he could resolve and the issues he could not resolve? In view of the obvious ob- stacles to his exerclslng full authority to determine legality in all cases could the court have meant to t,o19;Ft he Is, to act in a quasi-judlclal capacity We are of the opinion that the case cannot be taken as holding more than this: ;Jhere the county clerk does refuse to print the name of a candidate on the ballot, a court will not compel him to do so un- less the candidate shows that he has been legally nom- inated. The denial of relief results not from the clerk’s authority to exercise quasi-judicial powers ~;~a~om the lack of a remedy on the part of the can- _~ . This was the effeat of the holding: ‘in Wester- . 111 Tex. 29 227 &WI 178 (1921-.. T nd !!i!! %a%% in Atfly Gin, Op. O-2712 (1940 1 that the officer receiving the appllaetlon of an independ- ent candidate who had participated In a primary elec- tion has the ?discretion I1 to decide whether he will acaept the application actually means that he has an anomalous arbitrar power arising from the lack of a remedy to prevent 3:ts exeraise rather than that he has been tnvested by law with a discretion in the mat- ter. Upon consideration of the provisions In our statutes and the authorit$es we have cited, it is our opinion that the county clerk does act in a mlnlste- rial capacity In rscelving certificates of nomination and in placing the names of nominees on the official ballot. We think the reasoning in State ex rel. Plaa , BUPEJ~, pointing out the officer 1s lack of means * any instrumentalities for the exercise of judi- cial or quasi-judicial power in passing on the legality of nominations, is especially pertinent. However, we cannot agree that, under the Texas decisions, an officer who has refused to act on certif¶.catii’.,:s could not in- terpose defenses in support of his action in a manda- mus suit. Under the holdings in this State that a per- son seeking the extraordinary remedy of mandamus or mandatory Injunction must show himself clearly entitled to the relief it would appear that a candidate who has not been lega i ly nominated could not maintain the action and that the facts dlsquallfylng him from maintaining the suit could be raised by the respondent. Westerman v. Ml@& &QJ&J COUCylv. uib3,, g&g$. Hon. R. C. Marshall,. page ,I4 (Vyl529) -. The county clerk acts In a ministerial capacity in receiving certificates of nomi- nation and in placing names of nominees on the general ,election ballot. Where a certlf- icate is ,regular on its face, he does not have the duty or authority to determine ques- tions of Irregularity or Illegality in the nomination which would depend upon an ~ascer- tainment and determination of extraneous facts. Yours very truly, APPROVED: -PRICE DARIE& Attorney General E. Jacobson .Reviewlng Assistant Charles D. Mathews By ~?-f K M First Assistant Mary K. Wall Assistant. MKW:wb -.