Untitled Texas Attorney General Opinion

August 28, 1951 Hon. Morris Rolston Opinion NO. v-1261 District Attorney 7th Judicial District Re: Authonity of a county Mt. Pleasant, Texas school board to use Stat0 transportation aid ‘funds for other school purposes and Dear Sir: related questions. We refer to your request concerning the author- ity of a county school board to use State transportation aid funds for other school purposes and related penal law questions. You ask: Is it a violation of any penal law of Teks either while the.rural aid bill ,(H. B. 245, Acts 50th Leg., 1947, ch. 228, p. 401) was in effect or since the effective date of the Foundation School Program (S.B. 1.16,Acts 51st Leg., R. S. 1949, ch. 334, po 625, codified as Arts.. 2922-11 through 2922- 22, V. C. S.), for a county school board to us* its State transportation aid funds for school purposes other than transportatton purposes’for which they were allocated by the State? would a county superintendent since2the effective dates of House Bill 295 and Senate Bill 116, supra, who executps as secretary of the county school board a?d ap- proves a school voucher as such superiptend- ent, which was signed by the president of the county board, which transfers money out of the county’s s,chool transportation fun@ to the administration fund of a common so@001 district of his county, be guilty of aby penal offense? House Bill 295, Acts 50th Leg., sppra, was the ;!at;9;aualization aid. law for the biennium ending August c) Article V of that law authorized transporta- ti& aid in certain amounts and on certain Conditions. Hon, Mor19s Rolston, page 2 (V- 1261 ) Section 2 of Article XIII allocated $~,~~C,OOO.OO as State transportation aid for each year of the biennium. The county was regarded as the unit and the State war- rant was made payable to the County Board Transporta- tion Fund. The County School Board was required by that law to distribute the funds equitably to districts op- erating such transportation system. Section 3 of Article IX provided: “Any school which has received any pay- ments of State Funds in excess of the amount to which it was legally entitled shall be in- eligible for any type of aid under the provi- sions of this Act unless and until the amount of excess payments has been refunded to the State Treasury.” Article XV provided: “Hny district violating any of the pro- visions of this Act shall forfeit all rights to such aid and shall be disqualified to re- ceive any aid of any nature under any Arti- cle of this Act for the current year. Should any school district, which would otherwise be eligible to receive aid, fail to use the Funds for the exact purpose for which they were al- located in the approved budget, such school district becomes ineligible for further aid until such offense is corrected. The amount of money granted for each type of aid except tuition shall be set up as a separate account and shall be made only for the specified pur- poses for which such money was granted. It shall be unlawful for any county school su- perintendent or the superintendent of any com- mon or independent school district, school teacher, county trustee, and/or district trus- tee, or any other person to yse or promise to use, pay or promise to pay, any of the Funds herein appropriated for the purpose of paying the salary and/or expense of any person or persons to maintain a lobby for any purposeew This law made clear that State aid allocated for transportation legally could be used only for the C Han, Morris Ralston, page 3, (V-1261) exact purpose for which it was appropriated. Any school district which failed to use such funds for such purpose' was rendered ineligible for further aid (tuition, salary, or transportation) under that act until the offense was corrscted. Uncler this law the school district was made to suffer the penalty of ineligibility for the wrongs committed by the local school officials in misapplying such State funds. Thus, the transfer of transportation funds by the county board to some other school fund un- der House Bill 295 did not subject the officers partici- pating in the transfer to criminal liability. House Bill 295, su ra was supersedea by the comprehensive school legis T-5-' at on of 1949, the Gilmer- Aiken laws, Senate Bills 115, 116, and 117, Acts 51st Leg. s R. S. 1949, chs. 299, 334, 335, PP~ 537, 625, 647. Under Senate Bill 11.6, codified in Vernon's Civil Stat- utes as Articles 2922-11 to 2922-22, a minimum Founda- tion School Program is established and made available to all school districts in Texas. Part of the costs which enter into the deter- /-- mination of the sum necessary to operate a Foundation Program in a school district is for transportation of its scholastics, Prior to an amendment effective May 17, 1951 ( S. B, 90, Acts 52na Leg., 1951, Oh. 198, p0 325), Section 2 of Article 2922-15, V. C. S. (S. B. 11.6, Art. V, Sec. 2), provided with respect thereto: "The County Superintendents .&a CouIity School Boards of the several counties . . a are hereby authorized to annually set up the most econpmical system of transportation pos- sible for the purpose of transporting pupils 0 0 0 The countyshall be regarded as the unit and state warrants for transportation shall be made payable to a County School Tran- sportation Fund in each county for the total transportation earned within the county to the extent allowed under the provisions of this Act anQ which shall not exceed the total ac- tual approved cost thereof, *The total annual transportation cost allotment for each district shall be the les- ser of the following: pa, 0 . D fiuthorizes allotments of $31.50 per pupil for nine months' transporta- tion of certain public school pupils in most Hon, Morris Rolston, page 4, (V-1261) counties, graduating to $6 .OO per pupil in designated sparse counties 3 "b. The actual 'approved cost of trans- portation operation in the district, such cost to include bus payment reimbursements, bus driver salaries, and gasoline, oil and repairs." In authorizing transportation allotments based on the.lesser of these two amounts, it is apparent that the Legislature intended that these allotments under Sen- ate Bill 116 should be usea only for transportation pur- poses. It was contemplated that a county school trans- portation funa should not receive an allotment in excess of the amount necessary for defraying the actual expenses of transportation. This intent is made more certain by the following provision of Article 2922-21 (Art. XI of s. B. 116): Should any change or error in @he P?&s 'forms reports or budgets re- sult ia any'school'district receiving from the Foundation School Fund more or less than it would have been entitled to receive had said records been correct, the State Commis-. sioner of Education shall correct such error, and so far as practicable shall adjust the payment in such a manner that the amount to which such district was oorrectly eligible shall be paid." In Section 2, subaivision (f), of Article 2922- 15 as amended by Senate Bill 90, supra, it is specifically provided, as follows: "0 0 0 All funds paid to the several transportation units for the operation of transportation systems of the State shall be expended for no other purpose. o . oW Thus, the intent of Senate Bill 116 prior to this amend- ment is made clear by the incorporation therein of this specific legislative expression. But the penalty provisions in Senate Bill 116 are dissimilar to those of the preceding State equaliza- tion law, House Bill 295, suPraO They do not render a C Hon. Morris Rolston, page 5, (v-1261) district ineligible for any or all State aid where a lo- cal school official, county or district, violates the purposes of Senate Bill 116, such as using allocated State aid for school purposes other than those for which they were appropriated. Its penalty provisions are ai- rected at the parties perpetrating the wrong, rather than to the beneficiary local school systems. The policy of that law seems to be not to punish the school districts for the wrongs of its agents. These penalty provisions, Article XI of Senate Bill 116, are codified as Article 2922-21, V. C. S., which provides in part as follows: "Section 1. Any person who shall con- fiscate, misappropriate or convert moneys appropriated to the Foundation School Fund to carry out the purposes of this Act after such moneys are received by the school dis- trict or County Board of School Trustees in accordance with the terms hereof. shall be >- guilty of a felony and upon conviction be punished by confinement in the State Peni- tentiary for any term of years not less than one (1) nor more than five (5). Any person who shall knowingly make any false statement, or shall falsify or permit to be falsified, any record, form, report or budget required under this Act, or the rules of the State of- ficials charged with the enforcement of this Act, in any attempt to defraud the State or its school system as a result 2f such Act, shall be guilty of a felony, and upon con- viction shall be punished by confinement in the State,Penitentiary for any term of years not less than one (1) nor more than five (5). 0 . . "Sec. 2. Any person, including any coun- ty superintendent or ex-officio county super; intendent, school bus driver, school trustee, of any district superintendent, principal or other administrative personnel, or teacher of a school district, or its treasurer or proper disbursing officer, who violates any of the provisions of this Act other than those to Hon. Morris Rolston, page 6 (V-1261 which _ . Section 1 of Article ._ _XI of this Act applies, shall be guilty of a misdemeanor and shall be fined not less than One Hun- area ($100.00) Dollars nor more than One Thousand ($l,OOO.OO) Dollars. . 0 0 nProvidea further, that if any person shall knowingly submit incorrect information to the Central Education Agency in any sworn report required by this Act or by the rules of the Agency or the State Commissioner of Education for the honest administration of this Act, such offenses shall constitute false swearing and shall be punished aa re~scribed by law for that offense." 'IEmphasis added.) Webster's New International Dictionary (2nd Ed.) 1938) defines mmisappropri8te'V as follows: "To appropriate wrongly or misapply in use, exp. wrongfully and for oneself." That same authority defines "convert" to mean *to appro- priate dishonestly or illegally,n and defines Vconver- sion" as *An appropriatibn of,.and dealing with, the property of another as if it were one's own, without right; . . ." The term~nmisapp~opriaten as used in Section 1 of Article 2922-21,.we think, means to convert or put to one's own use any of the F unaation School Funds allocated and ~received by,school dis t ricts an& county school boards for the purposes set out ih Senate Bill 116. Therefore, any person who uses any of such funds for his own purposes commits a felony, and Section 1, supra, would have appli- cation. But it any such transportation funds are used for a school purpose other than one for which they were appropriated apa allocated, the person or persons so vi- olating an expressed provigion of Senate Bill 116 in that respect would be subject td prosecution under the provis- ions of Section 2, Article 2922-21, and upon conviction for the misdemeanor would be subject to a fine of not less than $100.00 nqr more than $l,OOO.OO Han, Morris Rolston, page 7 (v-1261) As previously pointed out, prior to the amend- ment by Senate Bill 90, su ra (effective May 17, 1951), Senate Bill 116, supra, +-*ha no provision which expressly prohibited the use of transportation funds for purposes other than operation of transportation systems. But by Senate Bill 90, subdivision (f) of Section 2, Article 2922-15, was amended to provide specifically that ". D 0 All funds paid to the several transportation units for the operation of transportation systems of the State shall be expended for no other purposer" The policy of our system of criminal law is stated in Article 7 of the Penal Code as follows: I,e . e and no person shall be punished for an offense which is not made penal by the plain import of the words of a law." In Ratcliff v. State,, 106 Tex. Grim. 37, 289 S. W, 1072, l-6)' the court quotes statements from Black, Interpretation oi Laws (18961, which appear to be applicable here: "It is not enough that the case may be within the apparent reason and policy of the legislation upon the subject, if the Legis- lature has omitted to include it within the terms of its enactments, 'Nhat the Legisla- ture has, from inadvertence or otherwise, omitted to include within the express provi- sions of a penal law, reasonably construed, the courts cannot supply." "To create offenses by mere construction is not only to entrap the unwary, but to en- danger the rights of the citizen." And instate v. Kingsbury 37 Tex. 159 (1872) the Supreme Court, in affirming a jidgment sustaining eg- ceptions to an indictment for unlawfully approving an ac- count against the county, stated: ItBy Article 1605, Paschal's Digest, it is declared ethat no person shall be punish- ed for any act or omission as a penal offense, unless the same is expressly defined, and the penalties affixed by the written law of the C State,' There is no written law of this State expressly defining the act of the County Court in unlawfully approving an account against 'the Hon. Morris Rolston, page 8 (V-1261) county, as a penal offense e . .” Article 1605 of Paschal’s Digest has been brought for- ward into the present Penal Code as Article 3, by which it is deK@red that “no person shall be punished for any act of omission,,unless the same is made a penal offense, and a penalty is affixed thereto by the written law of this State.” While House Bill 295, supra, was in effect, prosecutions for false swearing under Article 310, V.P, C were available then as now. But for other viola- t&is under House Bill 295 that bill prescribed the drastic penalty of render&g the entire school district ineligible for State aid. Under Senate Bill 116, supra, now in effect, any person who violates an express pro- vision of that law is, by the express provisions of that law, subject to prosecution, Accordingly, if a member or members of the county school board or a county school superintendent by his or their several acts diverts moneys allocated to the county school transportation fund from the State Foundation School Fund to purposes other than transpor- tation, subsequent to the effective date of Senate Bill 90, su ra he or they are subject to prosecution under Sect T% on of Article 2922-21, V, C. S. -for violation of an express provision of Senate Bill lib, supra. But since there ,was no express provision in Senate Bill 116 prior to the. amendment of Senate Bill 90 specifically prohibiting,the use of allocated transportation funds for other school purposes, then there could be no crim- inal liability for such transfers, for the reason that the law as then written did not expressly prohibit or limit the use of such funds for transportation purposes. Since Senate Bill 116, prior to amendment by Senate Bill 90,did not contain the express prohibition inserted by that bill, there could be no violation of a transporta- tion fund provision ofthelaw as it then existed such as would constitute a crime under Section 2 of Article 2922- 21. With respect to the second question, it is for the prosecutor to determine, of course, whether the money transferred from the county transportation fund to the adminfstratige fund of a common school district was law- fully transferred to cover transportation coats of that district or whether it was transferred for unauthorized and unlawful purposes. Hon. Morris Rolston, page 9 (V-1261) SUMMARY Under House Bill 295, Acts 50th Leg., 1947, ch* 228, p, 401, or under Section 2, Article V, Senate Bill 116, Acts 51st Leg., R. S. 1949, ch. 334, p. 625, prior to amend- ment in 1951, transfer of transporation funds by a county school board to some other school fund for purposes other than trans- portation did not subject the officers par- ticipating in the transfer to criminal li- ability. Under Section 2 of Article V, Senate Bill 116 su ra (Art. 2922-15, Sec. 2, subd, (f) v. c-d? as amended by Senate Bill 90, Act; 52nd Leg.: R. S. 1951, ch. 198, p. 325 (effective May 17, 1951), transfer of traas- portation funds by a county school board to some other~~school fund for purposes other than transporation would subject the offi- cers participating in the transfer to crimi- nal liability. Art. 2922-21, Sec. 2, V. e. SO APPROVED: Yours very truly, J. C. DavIB, Jr, CountvAffairs Division PRICE DANIEL Attorney General Everett Hutchinson Executive Assistant B;+ii+2hykJ Price Daniel Attorney General Chester E. Ollison Assistant CEO:mw:awo