Untitled Texas Attorney General Opinion

R-794 OFFICE OF THE ATTORNEY GENERAL AUSTIN.TEXAS PRICE DANIEL ATTORNEYGENERAL October 24, 1947 Hon. E. V. Spence, Chairman Board of Water Engineers Austin, Texas Opinion No. V-411 Re: Present status and relative priority of certain applications pending before the Board of Water Engi- neers. Dear Sir: The facts and clrcmstances upon which your questions are predicated are, In part, set out in the opinion of the Court of Civil Ap eals In Clark v. Briscoe Irrlgati6n C-any, 200 S.‘W. (27 674, writ of error pend- ing, from which we quote as follows: “This appeal is from a declaratory judgment decreeing in effect that the owner of a pendt granted by the Board (Board of Water Engineers ,o,f the State of Texas) $n April 1940 authorizingthe appropriator (perndtteejto divert f&m a Texas stream a specified amount of wa-, ter for the purpose of lrrlgatlng specl- fioally desctibed land (the right to which appropriationhas ripened Into a title), is not required to apply to the Board for authortty to substitute other lands for those des%gnated in the permit, or to change the purpose of use of the water from irrigation to other lawful uses; the right of such appropriatorbeing free of any regulation or control by the Board, so long as the new use is a beneficial one authorized by law, and does not (1) result In an in- Hon. E. V. Spence - Page 2 -- v-411 creased.appropriation . _ or taking a great- er quantity of water than authorized in the permit; or (2) impair the vested rights of other appropriators. "The correctnessof this holding controls the decision of the case upon its merits. "Substantially,the facts are,these: "April 6, 1940, the Board, upon his applicationand after due notice and hear- ing granted to R. T. Brlscoe a pent&t to 'divert,approptiate and use' not exceed- ing 75,000 acre-feet per annum of the uu- appropriatedwaters of the Brazos River, In Fort Bend,County,,,%henbeneficially used for the purpose of irrigation,mini and munkcipal use' . 0 * o August 13, 19"$' 5, appellee f-fledwith the Board an application to amend the pezmdt so as to substituteother specified,landsfor those designated in the permit and to change the purpose of use so as to include mlnlng, manufacturing,and municipal. After proper notice and hearing the Board denied this applicationon Decem- ber 13, 1945. This suit was filed by ap- pellee on January 8, 1946, against the Board and others, in which it sought the follow- ing relief: "1. A declaratory judgment decreeing that it was not required to obtain an amend- ment of its permit from the Board as a pre- requisite: "a. To change the place of use of its waters in the manner alleged. "b. To change the purpose of use of. Its waters to Include minlng,.manufacturlng end municipal. "2. In the alternative,if it,were held that an amendment of the permit was required, a declaratory judgment decreeing that the functionof the Board was purely Eon. E. V. Spence - Page 3 -- V-411 ministerial,with no discretion to deny the application;and that mandamus to compel approval of the amendment be award- ed. “3. In the alternative,If the Board were held to have any discretion in the matter, a decree that the refusal of the Board was ~a gross abuse of.its discretion, and that mandamus Issue to compel approval of the application. "4. A decree (a) as between appellee and defendants other than the Board, and (b) a8 between appellee and the State that appellee has the right to extend its canal and supply its appropriatedwaters to lr- rlgate the lands described In the applica- tion and for Industrial and other lawful uses in or near Texas City or elsewhere in Galveston County. “5. A dec~reequieting appellee's vested title fn its appropriatedwaters, and its right Inherent therein to change the.place and purpose of use thereof with- out interferencefrom defendants,and that cloud upon its said title by~reason of claims of defendantsbe removed. "Burlng the course of the trial (to the court without a jury) all testimony offered by appellants Insupport of their contention that the Board had properly exercisedwhatever discretion it had In deny- the applicationto amend the per- mit, was excluded upon objection of ap- pelleels counsel upon the ground that the only Issue In the case was whether appellee had the right to use the water for other beneficial purposes than those stated in the permit, and whether the Board had any discretionat all In such matters. This statement of appelleets counsel and ruling of the court ellmlnated from the case the alternativerelief sought under paragraphs Hon. E, V, Spence - Page 4 - V-411 designated 2 and 3 above; and the court rendered judgment declaratoryof ap-. pelleels rights as sought under para- graphs 1 and 4 above, and quieted the title of appellee as against other defen- dants than the Board as sought in para- graph 5 above." American Canal Company, together with others, protested the above described applicationof Driscoe Irrigation Company, and it was made a party defendant In the trial court. It became subject to those portions of the judgmentwhich run to the defendants other than the Board of Water Engineers. Amerfean did not join In the appeal from this judgment. On March 17, 1947, American filed Its pending applicationto change the purpose and place of use of its permitted waters. On this same date, Briscoe filed a Motion for Rehearing of the applicationdenied by you on December 13, 1945. Predicatedupon the foregoing,you desire our advice as to whether: (1) your Board may rehear Bris- toe's application, (2) the effect upon American's pend- ing application of fts failure toaIReal from the judg- ment of the trial court, and (3) the relative prlorl- ties between Briscoe and American as to their pending applications. We will consider first the matter of rehearing, the Briscoe application. The general policy in Texas concerningrehear- ing of denied applicationsfor permits by admlnistratlve boards has evolved, for the most part, as the result of hearings conductedby Texas Railroad Commlsslon in con- nection tith Its Rule 37. The law In this regard appears to be as follows: 1. Absent judicial ascertaksuent,the Com- mission may rehear applicationscovering the same subject matter as often as it wishes. Its action on the prior application does not necessarilygovern any result it may reach on succeedingapplications. The applicant is not required to show that conditionshave changed in order to secure rehearing by the Commission. Gulf Land Co. v, Hnn. E. V. Spence -- Page 5 - V-411 Atlantic ReffnztngCo., Sup. Ct., 131 S. W. (2) 73; nolla v. Mew Process Co., Sup. Ct., 104 S. W. 1106; Gulf Land Co. v. Atlantic, C.C.A., 113 F. 2. After judicial ascertainmenthas been had on the merits of granting or denying the appll- cation, although such ascertainmentdoes not prevent the aggrieved party from reapplying,nevertheless, unless conditions are shown to have substantially changed, the Commission is bound by the court18 judg- ment. The Court in rendeting its judgment looks only to condltlons as they existed at the tl.meof the Com- mission's decision and such judgment Is binding on the subject matter only so long as conditions thereafter do not change. The original jurisdictionIn such cases to determlne If conditionshave, In fact, changed so as to warrant rehearing rests with the Commission. Magnolia v. Wew Process Co . Ed ar v. Stanolind T. C. A., writ refused, gO.$.~?p~~ 65E: Rumble v. Tua& bow, T. C. A,, writ refused, 133 S.W. (2) 191; R. R. Commission v. Wencker, Sup. Ct., 168 S.W. (2) 625; R. R. Commission v. Humble, T. C. A., writ refused, 11 S. W. (2) 728; Gulf Land Co. v. Atlantic, 113 F. (23 902. 3. Pending judicial ascertainment,the same rules Indicated In (2) above apply and the result ln such cases may be to render moot the pending litigation if the Commission reverses its decision. The reversal must, of course, be based upon changed conditions: Stewart v. Smith, Sup. ct.; 83 S. Y. (2) 945; Stanollnd v. Sklar Oil Co., T.C.A., writ refused, 179 S. W. (2) 376; Edgar v. Stanolind, supra; Hagnolla v. New Process co., supra. A reading of the above cases shows that empha- sis Is placed upon the fact that judicial ascertainment has been had on the merits of the Commission'saction In denying or granting the permit, and this appears to be the element upon which a res adjudicata effect is drawn from the Judgment and applied to the rehearing appllca- tion absent changed conditions. The very fact that judi- cial considerationextends only to conditions as they existed at the time of the Conmtlsslontsdecision and that the judgment has a res adjudicata effect only so long as conditions do not change Is indicative that the con- ditions, circumstancesand transactionswhich are con- sidered by the Commission in arriving at its decision Hon. E. V. Spence - Page 6 -- V-411 on the merits, are decisive in applying res adjud- lcata to the rehearing. If the litigation,pending or concluded,is not predicated upon the merits of the Commlsslon*saction but upon Its ability or right to act at all, the situation,in our opinion, is taken completely out of the above indicated rules relating to permits subject to litigation. We have quoted at length from the opinion in the Clark case because we believe that the portions quoted show clearly that both the trial and appellate courts have been concernedwith only the right and jurisdiction of your Board to entertain applicationsto change purpose and place of use, and that the merits relating to your denial of Briscoels applicationhave not been Involved. For the purpose then of applying the fore- going rules as they relate to rehearing of denied ap- plications pending litigation,we hold that these rules are not applicable to the situation which confronts Briscoels application to rehear, and that Briscoe's denied application occupies exactly the same status as though no suit had been filed. We, therefore, con- clude that you may rehear said applicationwithout a finding of changed conditions. We now consider the effect of the trial court's judgment on Americants pending application for change. The contentionsmade in the trial court and.the relief granted by it are set forth In those portions of the .opinionof the Court of Civil Appeals heretofore quoted. Substantially,the trial court held that under existing law neither BPiscoe nor permittees generally are required to obtain from your Board amendments to existing permits in order to change the place and purpose of use of permitted waters; that as between Briscoe and the Board and as be- tween Briscoe and the other defendants,Briscoe ham right to extend its canal system and supply water In the manner sought by it; and that Brlscoels title to 50 000 ;z;f;;z of water be quieted as to all parties excipt 0 We assume for the purpose of this opinion, the contentionmade by Briscoe relattve to the effect of such judgment,I.e., that as between Brlscoe and American, Briscoe obtained the exclusive right to "extend and SupplY" and that American was expressly denied this right. We must decide, therefore,whether American is bound to this Hon. E. V. Spence - Page 7 - V-411 constructionof the judgment through its failure to appeal. In our optnion the effect of the judgment rendered by the Court of Civil Appeals, reversing and rendering the judgment In all respects and affirming it only in so far as it quieted Briscoels title to 50,000acre-feet of water, had the effect of deleting for all purposes that portion of the judgment upon which Brlscoels contentionsare based, not only for the beneftt of San Jacinto,Conservationand Reclamation District, the only appealing defendant subject to the portion of the judgment In question, but also for the benefit of all non-appealingdefendants,including American. We recognize the general rule that where one party appeals from a judgment, the reversal as to him will not justify a reversal against the other non- appealing parties. 3 T. J. p. 1112. This rule, how- ever, is subject to the rule that where the judgment is entire and not severable, a reversal by the appellate court inures to the benefit of those who do not appeal. 3 T.J. p. 1154, 5 C. J. S. p. '1423;Lockhart v. A. W. Snyder % Co., Tex. Sup, ct., 163 S. W. (2) 385, 3923 Valee v. Joiner, Tex. Corn.App., 44 S. W. (2) 983; Reeves v. McCracken, Tex. Sup. Ct., 128 S. W. 895; Irwin v. Auto Flnance'Go.,T. C. A. 40 S. W. (2) 87l,reversed on other grounds 60 S. W. (21 1 2; ffarrlsonv. Davis, Utah Sup. Ct., 54 P. (2) 439, 44z . The foundation of the trial courtls judgment here was the absence of jurisdictionIn your Board over application for change. The trial court having found no jurisdictionin your Board necessarily found that no admlnlstratlvecontrol had been provided covering this phase of our water law. It then performed what would eraipaFily be the function of the administrativebody bysupervising and allocating the right of change. Clear- ly, the allocation of right made by It is untenable if, in fact, your Board has jurlsalctionin the matter. In our minds, the judgment is entirely dependent upon the question of jurlsdlct~on;and since the court of Civil Appeals has overturned the trial court on this point, it necessarily follows that those portions of the judgmentwhich allo- cate the right as between certain parties is overturned whether such parties appeal or not. The major premise which held Briscoels right in place was removed when the Hon. E. V. Spence - Page 8 - V-411 Court of Civil Appeals found jurisdictionover the subject matter in your Board, at which point we con- clude that the attempted allocation failed for all purposes. For the reasons stated, the judgment is not severable and inures to the benefit of American whose pending applicationIs in no way affected by the judgment in question. The conclusions just arrived at result from analogy to legal principles as those principleshave evolved based upon the relationshipbetueen trial and appellate court. Analogy to judicialrelatlonshLps may not be applicable in deciding the questionspre- sented here because the problem is one which, in its final analysis, involves relationshipsbetween judi- cial and administrativebranches of government. A related problem confronted the United States Supreme Court in Federal CommunicationCommission v, PottsvilleBroadcastingCompany, 309 U. S. 13% In that case, an applicant sought a permit for the construction of a broadcastingstation and was denied because of fi- nancial inability. This finding was based upon mlscon- ception by the Cononission of Pennsylvanialaw. On ap- peal, the court pointed out the error and returned the case to the Commission for reconsideration. In the mean- time, other applicants had applied for the same facili- ties; and their applicationswere set down with that of the denied applicant for hearing to determine wNch 'on a comparativebasis in the judgment of the Commission will best serve the public interest." The denied ap- plicant clairnea priority aa objected to the setting down of his application for hearing on a comparative basis, He sought and obtained mandamus to set aside the "comparativebasis" order of the Commission. With re- spect to this action by the Court of Appeals, Justice Frankfurter said: "This was not a mandate from court to court but from a court to an administrative agency. What is in issue is not the rela- tionship of federal courts inter se - a relationshipdefined largely by the courts themselves - but the due observanceby courts of the distributionof authoritymade by Congress as between its power to regulate commerce and the reviewing power which it has conferred upon the courts under Article III Hon. E. V. Spence - Page 9 -- V-411 of the Constitution. A review by a federal court of the action of a lower court is only one phase of a elngle unified process. But to the extent that a federal court is au- thorized to review an administrativeact, there is superimposedupon the enforcement of legislativepolicy through administrative control a different process from that out of which the administrativeaction under review ensued. The technkal rules derived from the interrelationshipof judicial tribunals forw- ing a hierarchicalsystem are taken out of their environmentwhen mechanically applied to determine the extent to which Congressional power, exercised through a delegated agency, can be controlledrithln the limited scope of 'judicialpower' conferredby Congress under the Constitution. ". . . "The Comndssionrsresponsibilityat all tlmes,ls to measure applicationsby the stan- dard of 'public convenience,interest, or necessity.' The Commission originally found respondent'sapplication Inconsistentwith the public interest because of an erroneous vien regarding the law of Pennsylvania. The Court of Appeals laid bare that error, and, in compelling obedience to its correction, exhausted the only power wNch Congress gave it. At this point the Commissionwas again charged with the duty of judging the appll- cation In the light of 'public convenience, interest, or necessity.1 The fact that In Its first dispositionthe Commission had committed a legal error did not create rights of priority In the respondent,as against the later appli- cants, which it would not have otherwlse poss- essed. Only Congress could confer such a priority. It has not done so. The Court of Appeals cannot write the principle of priority into the statute as an indirect result of its power to scrutinizelegal errors in the first of an allowable series of administrativeactions. Such an implicationfrom the curtailed revleu allowed by the CommunicationsAct is at war with the basic policy underlying the statute. Hon. 33.V. Spence - Page 10 --V-411 It would mean that~for practical purposes the contingenciesof judicial review and litigation,rather than the public interest, would be decisive factors in determining which of several pending applicationswas to be granted." No direct mandate from Court to Board is in- volved here as it was in the cited case, nor was the direct appellate problem presented here involved In that case. Nevertheless,the basic problem of judicial con- trol of adminAstrativediscretionis Involved here, as it was there. The*prfnciplesannounced in that ease with reference to control by the judiciary of administrative discretion lead us to conclude that since the trial court here has been found in error on the question of the Board's jurisdiction,then it must follow that the attempted ex- ercise of administrativediscretionby the court in allo- cating as‘between the party defendants the right of change was a matter beyond its province and was a matter which It could not decide unless it had correctly decided the jurisdictionquestion. This conclusionIs confirmed by Borchard in his work on Declaratory Judgments, 2nd Ed., p. 878, from which we quote: "The declaratory judgment cannot and is not designed to cut down the statutory reotirementsfor administrativereview. Again, no court by declarationor otherwise should attempt to control administratlve~ discretion, th h the exercise of ads&n- istrative disc;%& may~well be decreed either by declarationor mandamus. But' where administrativeauthority over a par- ticular transactionor business is in dis- pute, and, the facts being established,the issue of jurisdictionis purely one of law, there Is no reason why the courts cannot make a declaration,although in some of these cases an injunctionwould be refused." (Emphasisadded) In addition, it appears to be settled in Texas that courts may not put themselves In the place of the administrativebody and exercise the discretionwhich the Legislaturehas committed to that body. The rule Hon. E. V. Spence - Page 11 - V-411 is thus stated in Railroad Commission v. Shell, sup. ct. 1942, 161 s. v. (2) 1022: "If the matter covered by the order is one comm$tted to the agency by the Legislatufe, and involves the exercise of its sound judgment and discretion in the admzinistrationof the matter so com- inlttedto It, the court will not under- take tcrput itself in the position of the agency, and detenfdne the wisdom or advisa- bility of the particular ruling or order in question, but will sustain the action of the agency so long as its conclusions are reasonably supported by substantial evidence. This is so because since the See, also, Lone Star Qas Co. v. State, 137 Tex. 279 and Blair v. Trinity IndependentSchool District, TCA 1942, writ refused, 161 S. W. (2) 1030, 1033. Considerationwill now be given to the aueetlon of priorltXes. One of our purposes in citing ana quoting at length from Federal ColnmunicationsCommission v. Potts- _ vllle Broadcasting~Co., supra, is the light which that case throws on the question of priorities. The Commisslonlsre- responsibilitythere and the Board's duty here Is to measure applicationsby the standard of public welfare. In that case no priority was found to exist as between various ap- plicants for the same facilities simply because one appli- cant had filed his applloation earlier than the others. Oni: C!ngreas could confer such priority and It had not . In consequenceneither the Court nor the Com- mlselon had authority to confer priority on that basis, the province of ~tfie court being the limited review con- fhrred upon it, and the province of the CommZssionbeing to measure the applicationsin the light of public interest. Hon. E. V. Spence - Page’ 12 -iV;:Q,l I : ” ‘:-:,;:: : In this State certain riotiitiesare created by statute. For example, Art. 7fsn'# V:C. S., sets up prioritiesbetween uses of water; Art. 7472, V. C. S., provides wlth reference to the original application to appropriatewater that the first in ,timeis the first in right; Art. 7496, V. C. S., raises priorities in con- nection with presentations; and Article 7523, V. C. S., provides that the right to appropriatejshalldate from the filing of the application. In none of these arti- cles do we find any inference to sustain a theory that priorities based upon date of filing'exist between appli- cations for change. As we b.ave.already~pointed out in our Opinion V-388, addressed to you,‘yourpHmary con- siderationas regards applicationsto change is the pub- lic welfare involved. Absent any statutory directive, and we find none either express or Lmplled, that priorl- ties attach because of date of filing-andin view of the nature of your considerations,we advise you that no priorities based upon date of,fil,lngexist between the various applicationsfor change.nowpendgng relative to furnishingwater to the Texas City-Galvestonarea. .~, For the same reasons, we conclude that no priori- ties exist~by reason of one applicant having applied first to extend his canal system in order to accomplish the change, or his having first described,certainacreage which he desires to irrigate by reason of the change. Again we point out that your primarg considerationin the matter of change is the public welfare involved, and we know of no g00a reason, statutory or otherwise,which binds you on grounds of priority to grant the applicationof one over the application of another. In our opinion, you are free to grant any or all of the pending applicationswithin your sound discretion as to the arrangementwhich will best serve the public welfare. (1) The general rule that, absent substantiallychanged conditions,adminlstra- tive boards may not rehear denied applica- tions In the face of concluded or pending judicial ascertainmenton the merits of a Board18 decision, is not applicableunder the facts presented to the Board of Water Engin-+, since It is apparent that both Bon. E. V. Spence - Page 13 - V-411 the trial court and the Court of Civil Appeals were concerned through aeclara- tory judgment,not with the merits of the Board of WaQer Engineers' decision, but only ppithits right and &risdiction to hear at all.applicationsfor change of purpose and place of use of permitted waters. Under such circumstancesthe Board may rehear the applicationwithout a finding of changed conditions. Hagno- ;p&v. Wew Process Company, lOJ+9. W. (2) . (2) Under the facts presented the judgment of the trial court was entire and Inured to the benefit of non-appeal- ing parties. Lockhart v. A. W. Snyder Ikco., 163 9. W. (2) 385. The result reacbed'is fiarther supported by the rule that courts may not exercise the dlscre- tl.6nconferred by the Legislatureupon administrativebodies. Railroad Com- mlsslon V. Shell, 161 9. W. (2) 1022; Fed- eral CommunicationCommlsslon v. Pottsvllle Broadcasting Co., 309 U. 9. 134. (3) No priorities based upon date of filing exist between applicationsto change purpose and place of use of per- mitted waters. Yours very truly ATTORE'EYG~ OF TREAS R.DP:bt