Untitled Texas Attorney General Opinion

OFFICE OF THE ATTORNEY GENERAL OF TEXAS AUSTIN Honorable George H. Sheppard Comptroller of Public Acoounts Austin, Texas / De8r Sir: to time, ana-no complete record was kept of them. Several years before his death Edwards made s will in which he provided that his wife, Mollie C. Edwards, should receive 8 life income of $250.00 a month, and that the balance of the property should go to his son. His wife Honorable George H. Sheppard, Page 2 learned about this will and oonrulted with attorneys with the objeot of getting the will ohanged or of being pre- pared for a contest of the will upon the death of Edwards, Then Edwards exeauted a gene=1 power of attorney to his son, who lmmedlatelp began to dispose of Large amounts of the partnership property. It appears that this was con- trary to Edwarda vlrher and vlevs, and a suit vas filed by him against the son to restrain further disposition of ths partnership property and to can041 the power of attorney. The son filed a oross-aotlon reeking an accounting of part- nernhlp affairs from the date of his mother's death, some time prior to 1918. At this time, January 194:. Mrs. Edwards made a oontraot with a firm of attorneys, to represent me ln all matters relating to the interest I ovn ln the oommunlty es- tate of my.husband, C. 0. Iklvard8,and myself, and any and all other properties or right I may have by reason of oon- traots, oonveyanoes, villa or othervlae ln the property of c. 0. Edv8rds." Thlr oontraot further provIdedI "For such servloes to be rendered, I hereby transfer and assign unto said attorneys an un- dlvlded one-fourth interest ln any and all prop- artier I may obtain, whether by suit, oompromlse or oonv4yanas fr0m.C. 0. Edvardr or his estate, 8nd from our oannrmnityestate." With affairs in this oondltlon, ~&Wards deolded to revoke his will referred to above, and to distribute his prop=rtr. On April 27, 1940, he executed an instrument oon- ve Lng to his wife, Mollle C. Edwards, property valued at &26.91, and oonveylng the balanoe of hlu property to The ~onveyanoe reserved to &ivards all rents on the reai eatate during his lifetime. Thls oonvey8nee v8s ratified by the oourt ln the aooounting suit in August 1940. The separate property, and the oommunity property of Edwards and Hollle C. Edwards, were so Intermingled that It vs.8 lm- possible to separate them. This was further oompllosted by the withdrawals that had been made by gdvards and his son from the partnership bualneaa. The final result, the oon- veyanoe of Apr:l 27, 1940, seems to have been 811arbitrary L IionorableGeorge Ii.Sheppard, P8g4 3 dlvlslon of the properties regardless of whether they v4r4 54parat4 or octmnmlty. Edvmds died on April 10, 19'11. Mrs. Edwards and her attorneys considered that the work of the attorney8 had been the oause of her reoeivlng the properties trans- ferred to her, and, after the death of Edwards, she trans- ferred to the attorneys one-fourth of the properties vhloh she had reoelved. It is oonoeded by representatives of the estate tit the transfer of April 1940 was made In oontemplation of death, and 1s therefore taxable; and that It may be oon- sldered 85 8 trensfer of Edwards' separate property. The question presented 1s: Should lnherltanoe tax be ocuuputedupon the en- tire mountof property which ssed to Mrs. Edwards under the oonv4ynno4 of April 27, 19r 0, or should the attorneys* fees be deduoted before oomputIng the tax? Artlole 7117, V.A.C.S., levies a 5uao45sion tax upon property vhloh shall be oonveyed In oontemplatlon of death as well as upon property which shall pans by will or by the laws of desoent and distribution. Art1014 7125, V.A.C.S. defines "the only dedua- tlons permS.ssibLeunder this &vc ass 1 the debts due by est8te; (2) funeral expensesj 11 3 expenses inol- dent to the last llln455 of the deoeased, vhIoh shall be unpaid at the time of deathj (4) all taxes due at the time of the death of the deoedent; (5) attorneg~a fees and Court costs aoorulng ln conneatlon with the rss4~sing and 001144- tlon of.lnherlta~e taxes; and (6) an amount equal to the value of any property formlng a psrt of the gross 45t4te situated in the United States reaelved from any person who dies within 5 years prior to the death of the deaedent, etc. These deduatlona are quite speolflcally defined, and the attorney's fees her&in question do not ~0514vlth- In the term4 of any of them. The taxpa r, however, Is oon- tendlng that ah6 did not reoeivs 4186,1 !? 6&S worth of prop- erty, but only Three-fourths of this amount; that her sltua- tlon 15 analogous to r4041ving property encumbered by a mortgage. , Bonor8ble George xi.Sheppard, Page 4 We are unable to find any ease authority In Tex55 direotly on the question presented, and there 544m to be but few suah 45s45 frcm other jurlsdlotlons. These, however, appear to establish the rule that amounts ex- pended by heirs or legatees or donees In an attempt to establish their alleged rights as.nnotbe deduoted in mak- lng an a55455m4nt for 5uoc4s5lon tax purpo545. A.L.R. 626, 61 C.J. 1705 Sea. 2593. So a150, th?%i?int paid to attorneys by the done8 of a gift oaus'eaortls, in protooting the gift against the claim of the administrator that the property belongs to the estate, IS not deductible from the amount subject tc lnherltanoe taxes agalnat the donee. People v. Estate of R41114 Klein, 359 Ill. 31, 193 H.E. 460, 96 A.L.R. 622. The oourt there said: "t!hsattornay fee ~88 not incurred by the ad- mlnlstwtor and van not a part of the oosts and 4xp4n545 of admlnl5tratlon. It may have de- pleted the gift vhioh the done4 vas entitled to r4041v4, but did not diminish Its mount et the time It van pvpde. The gift was estebllshe& by the facts shown to exist et the time It was smde, and If Xargaret Miller took iitall she took et that time, aad It necessarily follows that ihe took the whole amount of the gift. The m455ur4 of the tax us5 dependent upon the value of the interest she reoelved by the gift r4gardl45s of whether or not she was subsequently oalled upon to inaur an expense in protooting her right to it." Llkevlse It has been held that expenses of heirs in 5uoc455fully ettaoking 8 will may not be deduated in deter- mlnlng the amount subject to lnherlt8nae tax. 28 Am. Jur. 123, Sec. 247. Ca54s of mmpromlse of a will contest are olos4ly analogous to the question herein oonsl.dered. Rote the lan- guage of the Illlnol5 Suprene Court in Re Qraves Estate, 242 Ill. 212, 8g R.S. 978, 979: "The tax la not upon the estate of the deoedent, but upon the right of 5uoo455lon, and It aoorues at the ssme time the estate veeta -- that 15, upon the daath of the decessed. Queetlone may arl54 as to the persons In whom the title vests, and Honorable tIeorg4H. sheppsrd, Page 5 suoh questions may affeot the asmunt of the tax and the perron whose estate sball be chargeable with it; but when those questiona me flnally determIned, their determlnatlon relates to the time of the deoedent's death. No ohang45 of title, transfers, or agr44~4nt5 of those who suoceed to the estate, among them- 841v45 or with strangers, oan affeot the tax. All questions oono4rnlng it must be detemLned as of the deoedent~s death. II The statute r4qu.lr45all of ths prop- eriy*o; the estate to be appraised at its fair market value. 'theV81U4 of the estate vhloh pa5545 15 the value 50 ascertained 1455 the ln- debtedness of the deoedent and the expenses of admin15tratlonr Whatever lltlgatlon may ooour between tho54 who suooeed to the estate 85 to their respeotlve rights, or between different olalmants of interests, oannot affeat suoh velue. The fair market value 50 ascertained is the ba5i5 upon vhloh the amount of the tax must be fixed. Unjust claims may be made agblnst those suaoeedlng to the estate, and they may be put to great expense in defending their property, but the value of the property or of their re- speotive interests In the property Is not there- by affeoted." ~mne v. bnn, 162 S.W. (2) 117 (writ of error re- fused), is the only a&se ia Texas passing on the deduatlb&l- ltg o: an smount paid in oompromlse of 8 will oontest. refusing the deduotlon, the Court seldr I R4gardl45s of ths agreement which brought ii ;b&t, the feat resA.ns that the will of the decedent was probated and by the term of it the appellant reoelved 811 of the estate. Without probatlng of the will she would have got no part of the estate. By sgreelng for the oontestant to take a part of the estate whioh the will gave her, she puroh854d her pea04 and t$ereby scoured unquestioned title to the bal8nos. Honorable Qeorge Ii.Sheppard, Peg8 6 in ~-4utmtburn's Eatate, ,152R.Y. 93, 46 I.E. 315, ooncerned a alaIm for deduotlon of sttorney’s fees lnourred by the 5u4445sful contestants of the will. The Court said: "It was not e olaim existing against the de- aedent or his property. The tax imposed by the statute 15 upon the interests transferred by will or under the intestate l&v of the state, The devolutlon of the property and the right of the state have their orl.gia et th4 54514 moment of time. The asoertalnment of the vel- ue of the taxable interest and the fixing of the tax necessarily takes plaoe subsequent to the death. But the guide is the value at the time of the death, when the interests ver4 ao- qulred. The fk3Ot t&t 8~41&l.lt8 VGl’4 DUt t0 en54 in 8504rt5ln their rlRht5, and ver4 45~ iled in 4xp4n5lv4 llt&stlon to obtain thea, was their misfortune. It dld not dlmlnleh the viQu4 of the laterests vhloh devolved upon them on Uestburn’r death. It van 8 1055, but The attorneys fees ver4 not lnoumed by the ad- ministrator end are not, therefore, allovable es an ex- p4n54 and oost of admlnlstratlon. The obligation for these fees was not ore&ted by the deoedent and 4annot be 4onsldered 8 oharge agelnst him or his estate. It in true thatMrs.ZkWards ~45 put to anexpense, but thstvas an 43gens43s~ auoert&nlng her rlght to ~404ive 8ny psrt of She takes, if et all, under the oanveyanoe of A rll 2j 1940 She aotually reaelved property worth )&166.91: and iltle to that property vested in her up- an execution and delivery of the transfer by Edwards. She exsrolsed dcminlon and oontrol over that entire amount, and disposed of the part of it aonveyed to the sttorneya. liad the matter been a will aontest, vhlah ah4 s8em3 to hava oontempleted should it have beoome neoessbry, there ts PO question that ah4 would not have been sntltled to a deduatlon of attorney~s fO45. me fact that the oonteet took another form cannot alter the sltuatlon. Honorable George IL Sheppard, page 7 Therefore, it 15 our opinion th8t the attorney~s ~h;5~ question should not be deduoted before ocnnputlng The entire amount reoelved by Mrs. Edwards under the oon;eyanoe is the basis of the tax. Any other rule would p8mit litig8ting 8kIUGntS t0 oonsume an entire es- tate, oompletely defeating the State's right to taxes. We return herewith your file on this estate. Very truly yours ATTORNEY B or TEXAS BY Assistant AImif Enol,.