15-4145
Washington v. Donohue
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY
ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF
APPELLATE PROCEDURE 32.1 AND THIS COURT=S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER
IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN
ELECTRONIC DATABASE (WITH THE NOTATION ASUMMARY ORDER@). A PARTY CITING TO A SUMMARY
ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit,
held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of
New York, on the 23rd day of February, two thousand seventeen.
PRESENT:
Robert A. Katzmann,
Chief Judge,
Debra Ann Livingston,
Circuit Judge,
Margo K. Brodie,
District Judge.
____________________________________________
Anthony Washington,
Plaintiff-Appellant,
v. 15-4145
Chaplain M. Afify, Superintendent David Napoli, J.
Colvin, Deputy Superintendent, K. McCarthy,
Correctional Counselor, Sergeant B. Curren,
Sergeant Sepiol, Sergeant Post, Correctional
Officer W. Hollenbeck, Correctional Officer J.K.
Moss, Correctional Officer Jayne, Correctional
Officer Delaney, all are being sued individually and
in their official capacities,
Defendants,
Lieutenant Donahue, Correctional Officer S. Evertts,
Correctional Officer S. Waters, Correctional Officer
R. Deming, Correctional Officer W. Faucett,
Judge Margo K. Brodie, of the United States District Court for the Eastern District of New York,
sitting by designation.
Defendants-Appellees.
____________________________________________
FOR PLAINTIFF-APPELLANT: Anthony Washington, pro se, Binghamton,
NY.
FOR DEFENDANTS-APPELLEES: Barbara D. Underwood, Solicitor General,
Andrew Ayers, Senior Assistant Solicitor
General, Kate H. Nepveu, Assistant
Solicitors General of Counsel, for Eric T.
Schneiderman, Attorney General of the State
of New York, Albany, NY.
Appeal from a judgment of the United States District Court for the Western District of New
York (Larimer, J.).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND
DECREED that the judgment of the district court is AFFIRMED in part, VACATED in part, and
REMANDED for further proceedings consistent with this order.
Appellant Anthony Washington, proceeding pro se, appeals from a judgment in favor of
Appellee prison officials in his suit under 42 U.S.C. § 1983. He challenges the dismissal of his due
process claim against Lieutenant Donahue and his First Amendment retaliation claims against
Correctional Officers Evertts, Waters, Deming, and Faucett. We assume the parties’ familiarity
with the underlying facts, the procedural history of the case, and the issues on appeal.
We review de novo a district court’s grant of summary judgment. See Garcia v. Hartford
Police Dep’t, 706 F.3d 120, 126 (2d Cir. 2013) (per curiam). Summary judgment must be granted
if “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” Fed. R. Civ. P. 56(a). When determining whether a genuine dispute exists, “we
must resolve all ambiguities and draw all inferences against the moving party.” Garcia, 706 F.3d
at 127. A party, however, cannot overcome summary judgment by relying on “mere speculation or
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conjecture as to the true nature of the facts” because “conclusory allegations or denials . . . cannot
by themselves create a genuine issue of material fact where none would otherwise exist.” Hicks v.
Baines, 593 F.3d 159, 166 (2d Cir. 2010) (quoting Fletcher v. Atex, Inc., 68 F.3d 1451, 1456 (2d
Cir. 1995)).
First, Washington challenges the dismissal of his due process claim against Lieutenant
Donahue. “A prisoner’s liberty interest is implicated by prison discipline . . . only if the discipline
‘imposes [an] atypical and significant hardship on the inmate in relation to the ordinary incidents
of prison life.’” Palmer v. Richards, 364 F.3d 60, 64 (2d Cir. 2004) (quoting Sandin v. Conner, 515
U.S. 472, 484 (1995)). We have explained that “restrictive confinements of less than 101 days do
not generally raise a liberty interest warranting due process protection, and thus require proof of
conditions more onerous than usual.” Id. Here, Washington alleged that Lieutenant Donahue
demonstrated bias by delaying a disciplinary hearing, using a racial epithet, and imposing a
punishment of 60 days’ keeplock. However, Washington failed to allege or present any evidence
establishing that the conditions of that keeplock were more onerous than usual, and therefore failed
to establish that he had a liberty interest warranting due process protection. See id. Accordingly,
Lieutenant Donahue was entitled to summary judgment.
Second, Washington challenges the dismissal of his retaliation claims against Officers
Evertts, Deming, Waters, and Faucett. To prevail on a First Amendment retaliation claim,
Washington must show that (1) he engaged in constitutionally protected conduct, (2) prison
officials took adverse action against him, and (3) there was a causal connection between the
protected speech and the adverse action. See Espinal v. Goord, 558 F.3d 119, 128 (2d Cir. 2009).
The officers concede the first two elements, so the only issue is whether Washington has created a
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genuine dispute of material fact about whether there was a causal connection between a prior
grievance and each of the disciplinary charges filed by the officers.
“[B]ecause prisoner retaliation claims are easily fabricated, and accordingly pose a
substantial risk of unwarranted judicial intrusion into matters of general prison administration, we
are careful to require non-conclusory allegations.” Bennett v. Goord, 343 F.3d 133, 137 (2d Cir.
2003) (internal quotation marks omitted). Although we have held that temporal proximity between
protected conduct and an adverse action constitutes circumstantial evidence of retaliation, we have
consistently required some further evidence of retaliatory animus before permitting a prisoner to
proceed to trial on a retaliation claim. See, e.g., id. at 138–39 (allowing claim to proceed where
disciplinary charges were filed simultaneous to prisoner’s successful settling of lawsuit against
prison officials and where charges “were subsequently found to have been unjustified”). For
example, in Colon v. Coughlin, 58 F.3d 865 (2d Cir. 1995), we reversed the grant of summary
judgment in part where, in addition to circumstantial evidence of retaliation—the prisoner’s prior
good behavior and the temporal proximity between a lawsuit against prison officials and
disciplinary charges filed by those officials—the prisoner alleged that a prison official said that the
prisoner had been framed. Id. at 868, 872–73.
Upon review, we conclude that Washington presented sufficient circumstantial and direct
evidence to establish a material dispute of fact with respect to his retaliation claims. Washington
demonstrated temporal proximity. See Bennett, 343 F.3d at 138; see also Espinal, 558 F.3d at 129
(temporal proximity established where six months had elapsed and it was “plausible that the
officers waited to exact their retaliation at an opportune time”). Washington alleged that he filed a
grievance on April 10, 2008, Evertts questioned him about it, and the next day Evertts filed an
allegedly false misbehavior report against him. Washington likewise alleged that he filed a
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grievance against Deming on September 15, 2008, and, two days later, Deming filed an allegedly
false misbehavior report against Washington. Finally, Washington alleged that, on August 16,
2008, Waters and Faucett confronted him about a grievance he filed on July 1, 2008, and ordered
him to clean feces, and, after he refused, filed a misbehavior report against him the next day.
In addition to this circumstantial evidence, Washington produced direct evidence of
retaliatory animus: in his affidavit, he alleged that all four of the officers directly confronted him
about his practice of filing grievances against prison officials before filing false misbehavior
reports. Cf. Colon, 58 F.3d at 873 (finding that plaintiff’s allegation that defendant admitted to
retaliatory scheme constituted direct evidence of retaliation). Although the officers each denied
threatening or retaliating against Washington, viewing the evidence in the light most favorable to
Washington, one can infer that the officers took action in response to Washington’s grievances.
The officers argue that this Court should affirm the dismissal of Washington’s retaliation
claim against Waters and Faucett on the alternative ground that Washington would have been
disciplined, even if he had not filed a grievance, because he disobeyed a direct order. This
argument was first raised on appeal, and so we decline to consider it. See Greene v. United States,
13 F.3d 577, 586 (2d Cir. 1994) (citing Singleton v. Wulff, 428 U.S. 106, 120 (1976)).
We have considered Washington’s remaining arguments and find them to be without merit.
Accordingly, we AFFIRM in part, VACATE in part, and REMAND for further proceedings
consistent with this order.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk
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