FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT April 21, 2017
_________________________________
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 16-2139
(D.C. No. 2:14-CR-03528-KG-1)
ERIC G. ACOSTA, (D. N.M.)
Defendant - Appellant.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before PHILLIPS, McKAY, and McHUGH, Circuit Judges.
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Police arrested Eric G. Acosta after a traffic stop in Las Cruces, New Mexico,
and then inventoried his car. During the inventory, they found a handgun under the
car’s front seat and 855.2 grams of 97.9% pure methamphetamine in the trunk. After
the district court declined to suppress this evidence, Acosta pleaded guilty to federal
drug and firearm charges without a written plea agreement. At sentencing, the district
court varied downward 48 months to the mandatory-minimum sentence of ten years
*
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument. This order and judgment is not binding
precedent, except under the doctrines of law of the case, res judicata, and collateral
estoppel. It may be cited, however, for its persuasive value consistent with
Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
required by either of Acosta’s two methamphetamine convictions. On appeal,
Acosta’s court-appointed attorney, John C. Anderson, filed a brief under Anders v.
California, 386 U.S. 738 (1967), asking for permission to withdraw as counsel after
concluding that Acosta could not raise a non-frivolous issue.1 In a pro se response to
his counsel’s brief, Acosta advances two arguments: (1) that the district court erred in
denying his motion to suppress, and (2) that he did not knowingly and voluntarily
enter a guilty plea. After examining those two arguments, a third possible argument
mentioned by Acosta’s counsel, and a fourth unmade argument, which we raise sua
sponte2—implicit to one of Acosta’s factual claims—we agree with counsel that
Acosta has no non-frivolous grounds for appeal. We grant counsel’s motion to
withdraw, and we dismiss the appeal.3
I
Because he believed the temporary license on the rear window of Acosta’s car
was improperly displayed and because he could not read the license from his police
vehicle, a Las Cruces police officer stopped a car containing Acosta and a passenger.
1
Anders permits an attorney who believes an appeal to be “wholly frivolous,
after a conscientious examination of it” to advise the court of such and to ask to
withdraw from the case, so long as he also submits a brief that discusses potentially
appealable issues and their possible support in the record. 386 U.S. at 744. The court
then conducts a full examination of the proceedings to determine if the appeal is
indeed frivolous. Id.
2
Our mention of this issue obviously does not foreclose its being raised in
subsequent proceedings.
3
Acosta has already been granted in forma pauperis status for this proceeding.
2
When the officer asked Acosta for his license, registration, and insurance, Acosta
gave his name and date of birth, but admitted that he had no driver’s license. When
the officer did a records check on Acosta, he learned that his license had been
revoked for a DUI conviction. The officer arrested Acosta, performed an inventory
search of the car, and found and seized a handgun and glass pipe under the front seat
and a large quantity of methamphetamine in the trunk.
The government charged Acosta with three felonies: (1) conspiracy to possess
with intent to distribute 500 grams or more of a mixture and substance containing
methamphetamine, in violation of 21 U.S.C. §§ 846, 841(a), (b)(1)(A); (2) possession
with intent to distribute 500 grams or more of a mixture and substance containing
methamphetamine, in violation of 21 U.S.C. §§ 841(a)(1), (b)(1)(A); and (3)
possession of a firearm and ammunition after a felony conviction, in violation of 18
U.S.C. § 922(g)(1).
Acosta filed a motion to suppress evidence of the methamphetamine and
firearm, arguing that the officer lacked reasonable suspicion to stop his car. The
officer, Acosta argued, had relied on an objectively unreasonable understanding of
New Mexico law governing the required display of temporary licenses. After holding
a suppression hearing, the district court agreed that the officer had indeed
misinterpreted the statute as requiring the temporary tag to be posted on the lower,
left-hand corner of the rear window, when the statute simply required it be anywhere
on the left side of the rear window. But the district court still denied the motion after
3
concluding that the officer had reasonable suspicion to make a stop because the
officer could not read the temporary tag from his police vehicle.
In a puzzling decision, Acosta then decided to plead guilty to all three counts
without a written plea agreement, despite the government’s having offered a written
plea agreement giving him a better deal.4 Acosta’s presentence report set an adjusted
offense level of thirty-three and a Criminal History Category of III, resulting in an
advisory guideline range of 168 to 210 months. The district court varied downward
and sentenced Acosta to 120 months in prison, the mandatory minimum required by
each methamphetamine conviction.
In his pro se response to his counsel’s brief, Acosta argues that his guilty plea
was not knowing and voluntary because his appointed counsel at the time “did not
explain the significance of the appellant waiver contained in the plea agreement.”5
Appellant Response at 2. The record of Acosta’s plea hearing undercuts this claim.
At the hearing, the magistrate judge asked Acosta’s counsel at the time, Leon
Schydlower, “is this reasonable for your client to plead straight up? I’d like to know
if a plea agreement was offered, if so, why you—it was rejected. It’s a lot of time.”
R. vol. 4 at 10. In response, Acosta’s counsel identified an earlier proposed plea
4
The government had been willing to have Acosta sign a plea agreement that
would have allowed him to appeal the denial of his motion to suppress. R. vol. 4 at
11. We are doubtful that Acosta understood how this works.
5
Acosta apparently is referring to his not knowing that a plea without a written
plea agreement would deprive him of an ability to appeal his highly appealable
suppression issue.
4
agreement that would have allowed Acosta “to appeal the denial of his motion to
suppress.” Id. at 11. But his counsel stated that Acosta “is highly intelligent and well-
versed in the law” and had “made a calculated decision . . . to forego the opportunity
to appeal the denial of the motion to suppress” out of an apparent belief that such a
decision would help bring positive aspects of Acosta’s life to the attention of the
sentencing judge. Id. at 11-12. Counsel stated that “I will put on the record I do not
necessarily agree with that. I would like the opportunity to appeal the denial of the
motion to suppress, but Mr. Acosta’s decision does make . . . factual sense to me and
he’s the boss . . . . So here we are pleading straight up.”6 Id. at 12.
After those statements by counsel, the magistrate judge asked Acosta if he
agreed with everything his counsel had said. He replied, “Yes, ma’am.” Id. at 13.
Then the magistrate judge asked Acosta if “this was your decision to reject the plea
agreement and your decision to plead straight up . . . ?” Id. Acosta answered, “Yes.”
Id. The magistrate judge also asked other questions to satisfy herself that Acosta’s
plea was knowing and voluntary, and Acosta’s answers persuaded the magistrate
judge that Acosta was indeed pleading guilty knowingly and voluntarily. Then the
magistrate judge asked again whether Acosta was satisfied with pleading guilty
straight up “knowing what the risks might be for you,” and Acosta said he was. Id. at
6
Contrary to counsel’s statement, we see nothing in the record explaining how
this decision to unilaterally disarm makes “factual sense.” R. vol. 4 at 12. But
whether Acosta’s decision was a fit of pique, or an attempt to ingratiate himself with
the district court, or just plain neglect from his counsel, the record appears to show
that Acosta, if hanging on every word, had the chance to hear at his sentencing
hearing that his course would keep him from appealing the suppression decision.
5
15. So Acosta chose to proceed without a written plea agreement reserving a right to
appeal the suppression order. Having examined the existing record, we see no reason
that Acosta’s plea was not fully knowing and voluntary.
II
Acosta also argues that the district court erred in denying his motion to
suppress the evidence found when police inventoried his car. Though Acosta’s
counsel believes that the suppression argument has merit, he concedes that Acosta
waived almost all non-jurisdictional defenses by voluntarily and unconditionally
pleading guilty to the charges.7 United States v. De Vaughn, 694 F.3d 1141, 1145
(10th Cir. 2012). A guilty plea keeps a defendant from “rais[ing] independent claims
relating to the deprivation of constitutional rights that occurred prior to the entry of
the guilty plea.” United States v. Salazar, 323 F.3d 852, 856 (10th Cir. 2003)
(quoting Tollett v. Henderson, 411 U.S. 258, 267 (1973)). That rule applies to post-
plea attempts, such as Acosta’s here, to appeal denials of motions to suppress. United
States v. Banuelos-Barraza, 639 F.3d 1262, 1263 (10th Cir. 2011). As mentioned
above, the plea-hearing colloquy demonstrates that, if fully attentive and attuned,
Acosta had a basis to know that he was waiving this avenue of appeal when he
decided to plead guilty unconditionally.
We agree with Acosta’s counsel that Acosta has no non-frivolous sentencing
issues for appeal. The sentencing floor created by the mandatory minimum would
7
A narrow exception covers due-process claims for vindictive prosecution and
double-jeopardy claims that are evident from the face of the indictment. De Vaughn,
694 F.3d at 1145-46.
6
have prevented any procedural or substantive error by the court from having an actual
effect, making any such sentencing error harmless. See Williams v. United States, 503
U.S. 193, 203 (1992) (noting that harmless error is an error that does not affect a
district court’s sentencing decision). And with four criminal-history points, Acosta
could not qualify for the safety valve provided for in 18 U.S.C. 3553(f), USSG §
5C1.2(a)(1).
Finally, construing Acosta’s response liberally because he is proceeding pro
se, Yang v. Archuleta, 525 F.3d 925, 927 n.1 (10th Cir. 2008), we acknowledge that
Acosta may well have a meritorious ineffective-assistance-of-counsel claim based on
his allegation that his counsel did not explain how a plea without a written plea
agreement affected his appellate rights, and based on his having a real basis to appeal
the district court’s suppression decision.
Because of Acosta’s waiver, we cannot resolve the merits of his suppression
issue, but we would point to United States v. McSwain, 29 F.3d 558, 561-62 (10th
Cir. 1994) and later cases on the same point—unaddressed by Mr. Schydlower or the
district court—that might undermine the suppression decision. Time will tell whether
the failure of Acosta’s counsel to raise McSwain in support of the motion to suppress,
combined with the alleged failure to advise Acosta of the impact of a plea without a
written plea agreement on his appellate rights, might raise a compelling ineffective-
assistance claim for Acosta. If the contents of Acosta’s March 19, 2015 letter about
his counsel to the district court are accurate, the claim might be more compelling
still. See Letter, USA v. Acosta, et al, No. 2:14-cr-03528-KG-1 (D. N.M. Mar. 20,
7
2015), ECF No. 65. But absent special circumstances, such as the presence of a
developed record, ineffective-assistance claims should be addressed during a
collateral proceeding, not on a direct appeal. United States v. Brooks, 438 F.3d 1231,
1242 (10th Cir. 2006). We see no special circumstances present here and so defer
consideration of these issues to a possible later proceeding.
Finding that Acosta’s direct appeal is frivolous, we grant counsel’s motion to
withdraw as counsel under Anders v. California, and we dismiss the appeal.
Entered for the Court
Gregory A. Phillips
Circuit Judge
8