[Cite as State ex rel. Jackson Tube Serv., Inc. v. Indus. Comm., 2017-Ohio-1573.]
IN THE COURT OF APPEALS OF OHIO
TENTH APPELLATE DISTRICT
The State ex rel. :
Jackson Tube Service, Inc.,
:
Relator,
:
v. No. 16AP-351
:
Industrial Commission of Ohio (REGULAR CALENDAR)
and :
Chad M. Thompson,
:
Respondents.
:
D E C I S I O N
Rendered on April 27, 2017
On Brief: Coolidge Wall Co., L.P.A., David C. Korte,
Michelle D. Bach, and Joshua R. Lounsbury, for relator.
Argued: Joshua R. Lounsbury.
On Brief: Michael DeWine, Attorney General, Eric J.
Tarbox, and Cheryl J. Nester, for respondent Industrial
Commission of Ohio. Argued: Eric J. Tarbox.
On Brief: Hochman & Plunkett Co., L.P.A., Gary D.
Plunkett, and Daniel J. O'Brien, for respondent Chad M.
Thompson. Argued: Daniel J. O'Brien.
IN MANDAMUS
ON OBJECTIONS TO THE MAGISTRATE'S DECISION
TYACK, P.J.
{¶ 1} Jackson Tube Service, Inc., filed this action in mandamus seeking to
overturn the findings of the Industrial Commission of Ohio ("commission") that Jackson
Tube Service was guilty of violating a specific safety requirement ("VSSR").
No. 16AP-351 2
{¶ 2} In accord with Loc.R. 13(M) of the Tenth District Court of Appeals, the case
was referred to a magistrate to conduct appropriate proceedings. The parties stipulated
the pertinent evidence and filed briefs. The magistrate then issued a magistrate's
decision, appended hereto, which contains detailed findings of fact and conclusions of
law. The magistrate's decision includes a recommendation that we deny the request for a
writ.
{¶ 3} Counsel for Jackson Tube Service has filed objections to the magistrate's
decision. Counsel for Chad Thompson, the injured worker, has filed a memorandum in
response. The case is now before the court for a full, independent review.
{¶ 4} As indicated in the magistrate's decision, Chad Thompson was seriously
injured when a flywheel he was trying to install fell on him. Jackson Tube Service
admitted that Thompson had been required to work under a suspended load and
therefore was in the danger which was supposed to be avoided by compliance with Ohio
Adm.Code 4123:1-5-15(D), which reads:
Employees shall not be required to work or pass under
suspended loads, nor shall the crane operator be required to
carry a suspended load over employees.
{¶ 5} Jackson Tube Service has attempted to avoid the fact that it violated Ohio
Adm.Code 4123:1-5-15(D) by asserting that the job could not be done without violating
Ohio Adm.Code 4123:1-5-15(D). The staff hearing officer who heard the application for a
VSSR was not convinced. Neither are we.
{¶ 6} An employer should not be permitted to put an employee's life in danger
simply because the employer cannot think of a safe way to do the job. Thompson thought
that there were safety devices available from the manufacturer of the flywheel which could
keep the flywheel from falling on a worker who was working on it. In an affidavit
submitted after the hearing before the SHO, Jackson Tube Service asserts that it has
talked to the manufacturer and the manufacturer has said that it does not offer the safety
device described by Thompson. However, at paragraph 11 of the affidavit, Jackson Tube
Service states the manufacturer suggested an alternative, albeit difficult, way to replace
the flywheel without using the crane and sling.
{¶ 7} Thus, it appears a revision of the repair system may have been possible.
Regardless, the affidavit was submitted after the hearing before the SHO and the affiant
No. 16AP-351 3
was averring a conversation with a third party who did not provide sworn testimony. We
note that the burden was upon Jackson Tube Service to prove that the repair could not
have occurred without having an employee work under a heavy suspended load with no
protection. Jackson Tube Service clearly failed to carry that burden of proof before the
commission.
{¶ 8} The objections to the magistrate's decision are overruled. The findings of
fact and conclusions of law are adopted as supplemented by our comments above. The
request for a writ of mandamus is denied.
Objections overruled; writ denied.
DORRIAN and LUPER SCHUSTER, JJ., concur.
No. 16AP-351 4
APPENDIX
IN THE COURT OF APPEALS OF OHIO
TENTH APPELLATE DISTRICT
The State ex rel. :
Jackson Tube Service, Inc.,
:
Relator,
:
v. No. 16AP-351
:
Industrial Commission of Ohio (REGULAR CALENDAR)
and :
Chad M. Thompson,
:
Respondents.
:
MAGISTRATE'S DECISION
Rendered on November 21, 2016
Coolidge Wall Co., L.P.A., David C. Korte, Michelle D. Bach,
and Joshua R. Lounsbury, for relator.
Michael DeWine, Attorney General, Eric J. Tarbox, and
Cheryl J. Nester, for respondent Industrial Commission of
Ohio.
Hochman & Plunkett Co., L.P.A., Gary D. Plunkett, and
Daniel J. O'Brien, for respondent Chad M. Thompson.
IN MANDAMUS
{¶ 9} Relator, Jackson Tube Service, Inc., has filed this original action requesting
this court issue a writ of mandamus ordering respondent Industrial Commission of Ohio
("commission") to vacate its order finding a violation of a specific safety requirement
No. 16AP-351 5
("VSSR") as it related to the work-related injury of respondent Chad M. Thompson
("claimant") and ordering the commission to find that claimant is not entitled to an
additional award for VSSR.
Findings of Fact:
{¶ 10} 1. Claimant sustained a work-related injury on November 18, 2009, and his
workers' compensation claim has been allowed for the following conditions: "bilateral
femur fracture; right femoral shaft nonunion."
{¶ 11} 2. Claimant was employed as an industrial electrician in the maintenance
department of relator and was injured when, while in the process of installing a flywheel,
the strap holding the flywheel broke and fell on top of claimant.
{¶ 12} 3. Claimant filed an application for an additional award for VSSR and,
following a hearing before a staff hearing officer ("SHO") on October 23, 2012, the
commission determined that relator violated Ohio Adm.Code 4123:1-5-15(D), which
provides:
Employees shall not be required to work or pass under
suspended loads, nor shall the crane operator be required to
carry a suspended load over employees.
{¶ 13} At the hearing, relator conceded that claimant had been required to work
under a suspended load; however, relator argued there was no other way to install the
flywheel except to require that claimant work under the suspended load. In rejecting
relator's argument, the SHO relied on claimant's testimony, stating:
[T]he Injured Worker himself responded succinctly that
"There's a different way to do it if you look at the scope of the
thing. It's my understanding that there is a fixture for that
application that's offered by the manufacturer, and that was
only noted after the accident when we had gone back and
taken a look." The Injured Worker explained on page 84 of
the transcript that the fixture is a device somewhat like safety
jacks that they put under cars when they jack cars up.
{¶ 14} 4. Relator filed a motion requesting a hearing based on an obvious mistake
of fact or a clear mistake of law, stating:
In finding a violation of a specific safety requirement in this
case, SHO Crump relied on testimony that was not true. This
constitutes an obvious mistake of fact.
No. 16AP-351 6
In rejecting Jackson Tube's "impossibility" defense, SHO
Crump relied on Thompson's testimony, "There's a different
way to do it if you look at the scope of the thing. It's my
understanding that there is a fixture for that application
that's offered by the manufacturer, and that was only noted
after the accident when we had gone back and taken a look."
SHO Crump stated in his Order, "The Injured Worker
explained on page 84 of the transcript that the fixture is a
device somewhat like safety jacks that they put under cars
when they jack cars up." As noted above, however, this
testimony is false. No such fixture exists. Therefore, SHO
Crump's rejection of Jackson Tube's "impossibility" defense
constitutes a clear mistake of law.
(Emphasis sic.)
{¶ 15} In support of its assertion that claimant's testimony that there was an
alternate way to perform the task he was performing when he was injured, relator
attached an affidavit from Ron Kimrey who was employed by relator as a maintenance
manager. According to Kimrey's affidavit, he contacted an engineer for the manufacturer
who verified that the manufacturer does not manufacture nor provide a device or
mechanism to assist in removing or replacing the flywheel. Specifically, Kimrey averred:
[Nine] Thermatool's engineer, Dan Lungo, has now verified
that Thermatool does not manufacture or provide a device or
mechanism to assist in removing or replacing the flywheel on
the Cut Off Machine used at Jackson Tube.
[Ten] Thermatool's engineer, Dan Lungo, has also now
indicated that he is not aware of any device or mechanism
designed to assist in removing or replacing the flywheel on
the Cut Off Machine used at Jackson Tube, which challenges
the statement regarding same that was made by Mr.
Thompson at the VSSR hearing on October 23, 2012, and
upon which SHO Crump specifically relied in finding that a
VSSR had occurred.
[Eleven] After receiving Mr. Crump's Order, I again
contacted Thermatool's engineer, Dan Lungo, who suggested
that the only way to replace the flywheel on the Cut Off
Machine without using a crane and sling is to unbolt the
machine from the floor and use heavy machinery to tilt the
machine onto a 45 degree angle.
No. 16AP-351 7
[Twelve] In order to use the procedure suggested by Mr.
Lungo, a device would have to be used to support the
machine at a 45 degree angle. After researching for the
availability of such a device, I can state that no such device
exists.
[Thirteen] Since Mr. Thompson's injury, Jackson Tube has
constructed a device to potentially assist in the replacement
of the flywheel, but the device is untested, did not exist at the
time of Mr. Thompson's injury, and was not designed by
engineers with experience in the field. Further, when using
the new device, employees will still have to work under a
suspended load.
[Fourteen] Thermatool has now redesigned the Cut Off
Machine so that the flywheel does not need to be removed
when repairing the clutch on the redesigned model.
{¶ 16} 5. In an order mailed March 9, 2013, relator's motion for rehearing was
denied:
It is hereby ordered that the Motion for Rehearing filed
01/16/2013 be denied. The Employer has not submitted any
new and relevant evidence nor shown that the order of
10/23/2012 was based on an obvious mistake of fact or on a
clear mistake of law.
It is found that counsel for the Employer primarily argues
that the order dated 10/23/2012 was based on an obvious
mistake of fact and a clear mistake of law, in regard to the
Staff Hearing Officer's reliance on testimony of the Injured
Worker at hearing that an alternative way to support the
flywheel was available or possible. While there was contrary
evidence at hearing, an "obvious mistake or fact" is not
shown when the Staff Hearing Officer relies on one item of
evidence or testimony which is not consistent with evidence
or testimony presented by the opposing party.
As it is found that the requirements of Ohio Admin. Code
4121-3-20(E)(1)(a) or (b) have not been met, the request for
a VSSR rehearing must be denied.
{¶ 17} 6. Thereafter, relator filed the instant mandamus action in this court.
Conclusions of Law:
No. 16AP-351 8
{¶ 18} For the reasons that follow, it is this magistrate's decision that this court
should deny relator's request for a writ of mandamus.
{¶ 19} The Supreme Court of Ohio has set forth three requirements which must be
met in establishing a right to a writ of mandamus: (1) that relator has a clear legal right to
the relief prayed for; (2) that respondent is under a clear legal duty to perform the act
requested; and (3) that relator has no plain and adequate remedy in the ordinary course
of the law. State ex rel. Berger v. McMonagle, 6 Ohio St.3d 28 (1983).
{¶ 20} In order for this court to issue a writ of mandamus as a remedy from a
determination of the commission, relator must show a clear legal right to the relief sought
and that the commission has a clear legal duty to provide such relief. State ex rel.
Pressley v. Indus. Comm., 11 Ohio St.2d 141 (1967). A clear legal right to a writ of
mandamus exists where the relator shows that the commission abused its discretion by
entering an order which is not supported by any evidence in the record. State ex rel.
Elliott v. Indus. Comm., 26 Ohio St.3d 76 (1986). On the other hand, where the record
contains some evidence to support the commission's findings, there has been no abuse of
discretion and mandamus is not appropriate. State ex rel. Lewis v. Diamond Foundry
Co., 29 Ohio St.3d 56 (1987). Furthermore, questions of credibility and the weight to be
given evidence are clearly within the discretion of the commission as fact finder. State ex
rel. Teece v. Indus. Comm., 68 Ohio St.2d 165 (1981).
{¶ 21} In order to establish a VSSR, a claimant must prove that: (1) there exists an
applicable and specific safety requirement in effect at the time of the injury; (2) the
employer failed to comply with the requirements; and (3) the failure to comply was the
proximate cause of the injury in question. State ex rel. Trydle v. Indus. Comm., 32 Ohio
St.2d 257 (1972).
{¶ 22} The interpretation of a specific safety requirement is within the final
jurisdiction of the commission. State ex rel. Berry v. Indus. Comm., 4 Ohio St.3d 193
(1983). Because a VSSR is a penalty, however, it must be strictly construed, and all
reasonable doubts concerning the interpretation of the safety standard are to be
construed against its applicability to the employer. State ex rel. Burton v. Indus. Comm.,
46 Ohio St.3d 170 (1989). The question of whether an injury was caused by an employer's
failure to satisfy a specific safety requirement is a question of fact to be decided by the
No. 16AP-351 9
commission subject only to the abuse of discretion test. Trydle; State ex rel. A-F
Industries v. Indus. Comm., 26 Ohio St.3d 136 (1986); State ex rel. Ish v. Indus. Comm.,
19 Ohio St.3d 28 (1985).
{¶ 23} As noted in the findings of fact, relator essentially conceded that claimant
had been required to work under a suspended load. Relator asserted that, pursuant to
State ex rel. Harris v. Indus. Comm., 12 Ohio St.3d 152 (1984), an employer should not be
liable for a VSSR where compliance with the specific safety requirement is impossible.
Relator argues that its evidence conclusively proved there was no way to avoid placing
claimant under the suspended load.
{¶ 24} At the hearing before the SHO, claimant testified that it was his
understanding there was a fixture offered by the manufacturer which would help support
the flywheel while it was being reinstalled. At the hearing, relator did not offer any
evidence contrary to claimant's testimony. It was not until relator filed its motion for
rehearing that relator asserted that the manufacturer did not have a fixture such as that
described by claimant. Relator has not asserted that claimant intentionally presented
false testimony, only that his testimony was inaccurate. In an effort to demonstrate that
claimant's testimony was inaccurate, relator has submitted an affidavit from its own
employee averring that he spoke with an engineer at the manufacturer who informed him
there was no such fixture. The reality is that the evidence relator now presents is
qualitatively no better than the evidence presented by claimant and, contrary to relator's
argument, the affidavit from its own employee does not conclusively prove that it was
impossible to not require claimant to have been working under a suspended load.
{¶ 25} Based on the foregoing, it is this magistrate's decision that relator has not
demonstrated that the commission abused its discretion when it determined that relator
failed to establish that there was a clear mistake of fact or law when it determined that
claimant was entitled to an additional award for VSSR, and this court should deny
relator's request for a writ of mandamus.
/S/ MAGISTRATE
STEPHANIE BISCA
No. 16AP-351 10
NOTICE TO THE PARTIES
Civ.R. 53(D)(3)(a)(iii) provides that a party shall not assign
as error on appeal the court's adoption of any factual finding
or legal conclusion, whether or not specifically designated as
a finding of fact or conclusion of law under Civ.R.
53(D)(3)(a)(ii), unless the party timely and specifically
objects to that factual finding or legal conclusion as required
by Civ.R. 53(D)(3)(b).