IMPORTANT NOTICE
NOT rO BE PUBL OPINION
THIS OPINION IS DESIGNATED "NOT TO BE
PUBLISHED. " PURSUANT TO THE RULES OF
CIVIL PROCEDURE PROMULGATED BY THE
SUPREME COURT.9 CR 76.28 (4) (c), THIS OPINION
IS NOT TO , BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS A UTHORITY INANY OTHER
CASE INANY COURT OF THIS STATE.
RENDERED : SEPTEMBER 21, 2006
AS MODIFIED : DECEMBER 21, 2006
2005-SC-0791-WC
UNITED PARCEL SERVICE APPELLANT
APPEAL FROM COURT OF APPEALS
2005-CA-0847-WC
WORKERS' COMPENSATION NO. 01-89184
MELISSA MONTGOMERY ;
HON. W. BRUCE COWDEN,
ADMINISTRATIVE LAW JUDGE; AND
WORKERS' COMPENSATION BOARD APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
KRS 342.020(1) entitles an injured worker to medical treatment "as may
reasonably be required at the time of the injury and thereafter during disability." In a
two-to-one decision, the Court of Appeals determined that the statute permitted a
worker who reached maximum medical improvement (MMI) but retained no permanent
impairment to receive future medical benefits . On that basis, the court reversed a
divided Workers' Compensation Board and reinstated the claimant's award . We affirm .
Records from the claimant's family physician, Dr. Amin, indicated that she had
experienced periods of chronic low back pain since 1992. She had missed work due to
falling and straining her back in June and August, 1998 . The injury presently at issue
occurred on April 24, 2001, when she tripped and fell while working . Dr. Amin released
her to return to work on January 20, 2002, but she continued to see Dr. Johnson and
subsequently Dr. Gormley for back pain. In June, 2002, Dr. Gleis evaluated her for the
employer. In his opinion, she sustained an acute lumbosacral strain that was
superimposed on pre-existing lumbar conditions and caused no permanent impairment.
He thought that she should have reached MMI by mid-February, 2002, that she was
able to return to her regular work, and that she would benefit from an exercise program
for the lower spine. He would not recommend any other type of treatment.
The claimant testified that her job for the defendant-employer required her to lift
70 pounds, to work overhead and bend, and to drive a forklift. She stated that physical
therapy provided only temporary relief and that she was unable to return to work due to
back pain. Her mother-in-law does 85% of the housework and cooking for her.
The parties stipulated that the employer paid $2,299.62 in medical expenses.
Among the contested issues were: whether there was an injury under KRS 342 .0011(1)
and, if so, whether the injury was only a temporary aggravation of a pre-existing
condition ; the extent and duration of disability ; and the claimant's entitlement to
temporary total disability (TTD) and medical benefits . Characterizing Dr. Gleis's report
as being "most credible," the Administrative Law Judge (ALJ) determined that the
claimant sustained an injury that entitled her to medical expenses and a period of TTD
but no permanent income benefits . The award that followed included the period of TTD
but failed to mention medical benefits .
In a petition for reconsideration, the claimant requested the ALJ to enter an
express award of medical benefits to prevent future arguments over the matter. The
employer relied on Robertson v. United Parcel Service, 64 S.W.3d 284 (Ky. 2001), and
argued that all medical expenses to date had been paid and that an award of future
medical benefits was not permitted because the claimant sustained only a temporary
flare-up of symptoms from her pre-existing condition . Nonetheless, the ALJ sustained
the claimant's petition and amended the award to include medical expenses "as may
reasonably be required at the time of the injury and thereafter during disability." In
subsequent petitions for reconsideration, the employer requested the ALJ to clarify that
because the injury caused no permanent impairment, the phrase "during disability"
entitled the claimant to receive medical benefits during the period of TTD but not
thereafter. The ALJ refused . Convinced that Robertson v. United Parcel Service ,
supra, was inapplicable, the ALJ stated that the claimant sustained an injury although it
was not of appreciable proportion. Relying upon KRS 342.020(1), the ALJ noted that
an employer's obligation to pay medical benefits continues for so long as the worker is
disabled, regardless of the duration of income benefits . The employer appealed .
KRS 342.020 provides, in pertinent part, as follows :
In addition to all other compensation provided in this
chapter, the employer shall pay for the cure and relief from
the effects of an injury or occupational disease the medical,
surgical, and hospital treatment, including nursing, medical,
and surgical supplies and appliances, as may reasonably be
required at the time of the injury and thereafter during
disability , or as may be required for the cure and treatment
of an occupational disease. The employer's obligation to
pay the benefits specified in this section shall continue for so
long as the employee is disabled regardless of the duration
of the employee's income benefits . (emphasis added).
At issue in this appeal is whether KRS 342 .020(1) entitles a worker who has
reached MMI without a permanent impairment to be compensated for reasonable and
necessary medical treatment for the effects of the injury . After "the time of the injury"
has passed, KRS 342.020(1) bases a worker's eligibility on the presence of disability .
Therefore, this appeal turns on the intended meaning of the word "disability ."
The first sentence of KRS 342 .020(1) has remained the same since 1972, when
a restriction on the dollar amount of medical benefits was removed . 1972 Ky. Acts ch .
78, § 21 . A 1994 amendment added the second sentence. 1994 Ky. Acts ch. 181, Part
5, § 17. From 1972 until December 12, 1996, KRS 342.0011 (previously KRS 342 .620)
defined "disability" generally as being occupational disability . The definition
paraphrased Osborne v. Johnson , 432 S.W.2d 800 (Ky. 1968), and was based on a
number of factors relevant to post-injury earning capacity . Although permanent
impairment was a factor, it was not required for a finding of permanent disability.
Since December 12, 1996, KRS 342.0011 (11) has not defined disability
generally . It defines only the three specific types of disability for which KRS 342.730
permits temporary or permanent income benefits . Under KRS 342.0011(11)(a), TTD
requires findings that the worker has not reached MMI and has not reached a level of
improvement that would permit a return to work (i.e . , a finding that the worker is
disabled from the customary type of work) . See Central Kentucky Steel Corp. v.--Wise, .
19 S.W.3d 657 (Ky. 2000). KRS 342.0011(11)(b) and (c) require AMA impairment (i .e. ,
a "disability rating") in order for a disability to warrant permanent income benefits ;
however, income benefits continue to compensate workers for occupational disability
rather than impairment . See Adkins v. R & S Body Co . , 58 S.W.3d 428 (Ky. 2001); Ira
A. Watson Dept. Store v. Hamilton , 34 S.W.3d 48 (Ky. 2000).
KRS 342.020(1) separates eligibility for medical benefits from the duration of
income benefits . It does not expressly condition eligibility for medical benefits after "the
time of the injury" on eligibility for permanent income benefits, and it contains no
reference to MMI, disability rating, or permanent impairment rating that would imply
such a condition . Absent a clear indication that the legislature intended the 1996
amendments to KRS 342.0011 (11) to change the meaning of the word "disability" as
used in KRS 342.020(1) to something other than occupational disability, we conclude
that they do not.
The ALJ determined that the claimant sustained an injury but that she reached
MMI with no permanent impairment rating . MMI refers to the point at which a condition
causing disability has stabilized and will not be improved by additional medical
treatment although some treatment may still be necessary. W. L. Harper Construction
Co. . Inc. v. Baker, 858 S .W .2d 202, 204 (Ky. App. 1993); Arthur Larson and Lex K.
Larson, Larson's Workers' Compensation Law, § 80.03(3) (2005). The ALJ also
determined that the harmful change was not a temporary aggravation of her pre-existing
back condition . In reaching those conclusions, the ALJ relied on testimony from Dr.
Gleis, who was of the opinion that the claimant would benefit from an exercise program
for the lower spine . He stated that he would not recommend any other type of
treatment . The claimant testified to her ongoing symptoms and her inability to return to
work. Under the circumstances, it was reasonable for the ALJ to conclude that although
the claimant was not disabled to the level that warranted income benefits, she remained
entitled to some additional medical treatment . This would not prevent the employer
from disputing the reasonableness and necessity of any proposed treatment for the
effects of the injury. See 803 KAR 25:012 ; National Pizza Co. v. Curry, 802 S.W.2d 949
(Ky. App. 1991).
The decision of the Court of Appeals is affirmed .
Lambert, C .J ., and Graves, McAnulty, Minton, Scott, and Wintersheimer, JJ .,
concur. Roach, J., dissents by separate opinion.
COUNSEL FOR APPELLANT :
James G. Fogle
Anthony K. Finaldi
Ferred & Fogle
333 Guthrie Green
203 Speed Building
Louisville, KY 40202
COUNSEL FOR APPELLEE,
MELISSA MONTGOMERY:
Wayne C. Daub
600 West Main Street, Suite 300
Louisville, KY 40202
RENDERED : SEPTEMBER 21, 2006
NOT TO BE PUBLISHED
asu~rxfaoof AwfurkV
2005-SC-0791-WC
UNITED PARCEL SERVICE APPELLANT
APPEAL FROM COURT OF APPEALS
V. 2005-CA-0847-WC
WORKERS' COMPENSATION NO. 01-89184
MELISSA MONTGOMERY ;
HON. W . BRUCE COWDEN,
ADMINISTRATIVE LAW JUDGE ; AND
WORKERS' COMPENSATION BOARD APPELLEES
DISSENTING OPINION BY JUSTICE ROACH
Because the majority has ignored the 1996 amendments to the Workers'
Compensation Act, I respectfully dissent .
The Act requires that injured employees must be provided medical treatment "for
the cure and relief from the effects of an injury . . . as may reasonably be required at the
time of the injury and thereafter during disability . . . . The employer's obligation to pay
the benefits specified in this section shall continue for so long as the employee is
disabled regardless of the duration of the employee's income benefits." KRS
342 .020(1).' Basically, an employee is entitled to medical treatment only so long as he
or she is suffering disability caused by the work-related injury.
1 The statute also requires that employers pay for treatment of an "occupational
disease," which differs from an "injury." Compare KRS 342 .0011(1) (defining "injury"),
with KRS 342.0011(2) (defining "occupational disease") . Although this issue is not in
dispute in this case, the statute appears to provide for a different time limit on treatment
of "occupational disease" by requiring that it continue "as may be required for the cure
and treatment of [the] occupational disease ." KRS 342.020(1).
Clearly, "disability" is a statutory term of art. As the majority opinion notes, prior
to 1996, the Act defined "disability" in a general manner as being occupational disability .
But in 1996, the General Assembly deleted the general occupational definition of the
term "disability" from KRS 342.0011 and replaced it with KRS 342.0011 (11) which
defines three specific types of disability: temporary total disability, permanent partial
disability and permanent total disability. The Act no longer defines disability in terms of
"occupational disability" ; instead, it recognizes three specific types of disability.
Rather than taking into account the fact that the General Assembly significantly
altered the definition of what constitutes a disability under the Act, the majority opinion
simply ignores the changes and the opinion relies on the general definition of "disability"
that the General Assembly has clearly discarded---by deleting it--in favor of the three
narrow categories presently included in the statute . The majority concludes by claiming
that "[a]bsent a clear indication that the legislature intended the 1996 amendments to
KRS 342.0011 (11) to change the meaning of the word `disability' as used in KRS
342.020(1) to something other than occupational disability, we conclude that they did
not." Ante at (slip op. at 4). But as we have repeatedly noted, "[i]t is beyond dispute
that whenever a statute is amended, courts must presume that the Legislature intended
to effect a change in the law." Brown v. Sammons , 743 S.W.2d 23, 24 (Ky. 1988).
Thus, the mere fact that the General Assembly deleted the general definition of
"disability" from the Act should give us pause in applying that definition to other portions
of the Act some ten years after the deletion. More importantly, we have long abided by
the legal maxim " expression unius est exclusio alterius, meaning the expression of one
thing is the exclusion of another." Burgin v. Forbes , 293 Ky. 456, 169 S.W.2d 321,
325 (1943) (citation omitted) . While there has been some criticism of this rule of
statutory construction, see, e.q, Richard A. Posner, The Federal Courts: Crisis and
Reform 282 (1985), its applicability can hardly be questioned where, as here, the
General Assembly has defined specific categories of disability after deleting the broader
definition. And when both rules of construction are considered together, I fail to see
how the General Assembly's intent to change the meaning of "disability" under the Act
could be more clearly expressed than through the deletion of the old definition and
substitution of new ones .
Quite simply, the term "disability" as used in KRS 343.020(1) must refer to
disability under the Act. The majority opinion advances the unsupported position that
the Act defines "disability" in one way for income benefits and in another way for
medical benefits . But the simple fact of the matter is that the Act only includes the
definitions of disability found in KRS 342.0011(11): In the matter before us, the claimant
was found to have reached maximum medical improvement . She also had a 0%
impairment rating, meaning no permanent impairment. Therefore, no disability existed
under the Act as defined in KRS 342.0011 (11), and pursuant to KRS 342.020(1), she is
not entitled to future medical expenses.
upmutt daurf of '~Wtufurhg
2005-SC-0791-WC
UNITED PARCEL SERVICE APPELLANT
APPEAL FROM COURT OF APPEALS
V. 2005-CA-0847-WC
WORKERS' COMPENSATION NO. 01-89184
MELISSA MONTGOMERY ;
HON. W . BRUCE COWDEN,
ADMINISTRATIVE LAW JUDGE ; AND
WORKERS' COMPENSATION BOARD APPELLEES
ORDER DENYING PETITION FOR REHEARING
The petition for rehearing is hereby denied. The Memorandum Opinion of
the Court rendered on September 21, 2006, is modified on its face by substitution
of the attached pages 1, 4 and 5 in lieu of the original pages 1, 4 and 5 . This
modification does not change the holding of the opinion .
All concur.
ENTERED: Decemberc r, 2006