IN THE COURT OF APPEALS OF IOWA
No. 15-2173
Filed May 3, 2017
STATE OF IOWA,
Plaintiff-Appellee,
vs.
THEODORE RAY BASCOM,
Defendant-Appellant.
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Appeal from the Iowa District Court for Linn County, Thomas L. Koehler,
Judge.
Theodore Bascom appeals his conviction and sentence entered following
his guilty plea to operating a motor vehicle while intoxicated, third offense.
AFFIRMED.
Wallace L. Taylor of Law Offices of Wallace L. Taylor, Cedar Rapids, for
appellant.
Thomas J. Miller, Attorney General, and Thomas J. Ogden, Assistant
Attorney General, for appellee.
Considered by Mullins, P.J., and Bower and McDonald, JJ.
2
MULLINS, Presiding Judge.
Theodore Bascom was charged with operating a motor vehicle while
intoxicated (OWI), third offense, and as a habitual offender. Pursuant to a plea
agreement, he pled guilty to the third-offense OWI and the habitual offender
sentencing enhancement was dismissed. In addition to other ordered provisions,
the district court ordered Bascom to pay a fine of $3125, “plus the appropriate
surcharge.” Bascom appeals, arguing that at the time he pled guilty, he was not
informed of the applicable surcharges or that a conviction may affect his status
under federal immigration laws.
Bascom admits that during his plea hearing he was adequately informed
of his right to file a motion in arrest of judgment. See Iowa R. Crim. P. 2.8(2)(d).
Bascom did not file a motion in arrest of judgment. Therefore, he has waived his
right to challenge the adequacy of the plea proceedings in this direct appeal.
See State v. Straw, 709 N.W.2d 128, 132 (Iowa 2006).
Bascom alternatively argues his counsel was ineffective in failing to alert
the district court of the errors in the plea hearing and in failing to file a motion in
arrest of judgment to set aside the guilty plea based on the alleged errors. The
State argues Bascom failed to demonstrate in his brief he would not have pled
guilty had he been adequately informed and thus cannot satisfy the prejudice
prong of Strickland v. Washington, 466 U.S. 668, 687 (1984). See Straw, 709
N.W.2d at 138 (“[I]n order to satisfy the prejudice requirement, the defendant
must show that there is a reasonable probability that, but for counsel’s errors, he
or she would not have pleaded guilty and would have insisted on going to trial.”).
In his reply brief, Bascom asserts “[i]n this appeal he is restricted to the record
3
made in the district court” and any claim of prejudice in an appeal brief “would be
dismissed by the State as a self-serving post hoc statement.”
The State’s reliance on Straw is misplaced.1 Straw was not a case in
which the defendant had an opportunity to make a record concerning prejudice,
as might have been done if he had filed a motion in arrest of judgment or filed an
application for postconviction relief. Thus our supreme court concluded: “This
case exemplifies why claims of ineffective assistance of counsel should normally
be raised through an application for postconviction relief. In only rare cases will
the defendant be able to muster enough evidence to prove prejudice without a
postconviction relief hearing.” Straw, 709 N.W.2d at 138. We find the same
conclusion applies to Bascom’s claims.
Accordingly, pursuant to Iowa Court Rule 21.26(1)(a), we affirm the
conviction and sentence of the district court and preserve for postconviction-relief
proceedings Bascom’s claims of ineffective assistance of counsel arising out of
the guilty plea proceedings. See State v. Johnson, 784 N.W.2d 192, 198 (Iowa
2010); see also State v. Delacy, No. 16-0827, slip op. at 9 (Iowa Ct. App. May 3,
2017) (en banc) (“In cases such as this, where a defendant claims counsel was
ineffective in failing to ensure he was properly informed of the consequences of
his guilty plea, we determine a defendant should be given the opportunity to
develop a record in postconviction-relief proceedings to support his ineffective-
assistance claim.”).
AFFIRMED.
1
The State also relies on Hill v. Lockhart, 474 U.S. 52, 59 (1985). Hill is a habeas
corpus case in which the applicant commenced his action without alleging prejudice.
See id. at 60. In the present case, Bascom has not yet had an opportunity to either
allege or prove prejudice at the trial level in order to make a record for review by an
appellate court.
State of Iowa v. Theodore Ray Bascom
Combined Opinion