IN THE SUPREME COURT OF IOWA
No. 14–0277
Filed May 5, 2017
STATE OF IOWA,
Appellee,
vs.
VERNON LEE HUSER,
Appellant.
On review from the Iowa Court of Appeals.
Appeal from the Iowa District Court for Polk County, Glenn E. Pille,
Judge.
Defendant seeks further review of his conviction for murder in the
first degree. DECISION OF COURT OF APPEALS VACATED; DISTRICT
COURT JUDGMENT REVERSED AND CASE REMANDED.
Alfredo Parrish and Andrew Dunn of Parrish, Kruidenier, Dunn,
Boles, Gribble, Gentry, Brown & Bergmann, L.L.P., Des Moines, for
appellant.
Thomas J. Miller, Attorney General, Sharon K. Hall, Assistant
Attorney General, John P. Sarcone, County Attorney, Steve Foritano and
Michael Salvner, Assistant County Attorneys, for appellee.
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APPEL, Justice.
In this case, we consider an appeal by Vernon Huser arising from
his conviction of first-degree murder in connection with the death of
Lance Morningstar. In a separate proceeding, the State convicted Louis
Woolheater of the Morningstar murder. The State prosecuted Huser on
the theory that Huser aided and abetted Woolheater in the murder and
was motivated to do so because Morningstar had an affair with Huser’s
wife.
At his first trial, Huser was convicted of first-degree murder. The
court of appeals reversed his first conviction on the ground the district
court improperly allowed the admission of prejudicial hearsay evidence.
The State retried Huser, and he was again convicted. Huser appeals his
second conviction.
Huser claims that his second conviction must be reversed because
(1) the State failed to produce sufficient evidence to convict Huser of
aiding and abetting the murder of Morningstar; (2) the district court
erred in refusing to grant a mistrial, strike a witness’s entire testimony,
or give a requested curative instruction as a result of the improper
admission of “backdoor” hearsay evidence; (3) the district court erred in
refusing to admit evidence tending to show that Woolheater had personal
motives for the murder; (4) the district court erred in refusing to grant a
mistrial because of prosecutorial misconduct; and (5) cumulatively the
above errors are sufficiently harmful to require reversal of Huser’s
conviction.
A divided court of appeals rejected Huser’s claim. We granted
further review. For the reasons stated below, we reverse Huser’s
conviction and remand the case for a new trial.
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I. Factual and Procedural Background.
A. Conviction of Woolheater. The partially decomposed body of
Morningstar was discovered in February 2005 in a forested area in
Altoona near Woolheater’s home. Police immediately began investigating
Woolheater and subsequently charged him with first-degree murder.
Woolheater was convicted after a jury trial. The conviction was upheld
by the court of appeals. State v. Woolheater, No. 10–0478, 2011 WL
6079094, at *6 (Iowa Ct. App. Dec. 7, 2011).
B. First Huser Trial and Appeal.
1. Overview of evidence at the first trial. In May 2009, the State
charged Huser with murder in the first degree, alleging that he aided and
abetted Woolheater in the killing of Morningstar. Huser pled not guilty.
The case first came to trial in October 2010. See State v. Huser (Huser I),
No. 10–2067, 2011 WL 6079120, at *2 (Iowa Ct. App. Dec. 7, 2011).
At the first trial, the evidence, as summarized by the court of
appeals, showed that Vernon and Deb Huser met in the early 1990s. Id.
at *1. The couple purchased a modest garbage disposal route and
substantially grew the business into what became known as Ankeny
Sanitation. Id. They ultimately married, but their relationship grew
tumultuous in the summer of 2003. Id. The following fall, Huser grew
suspicious that Deb was having an affair and hired a private detective
who observed Morningstar—a mutual friend of the Husers’—and Deb
together. Id. Huser confronted Deb, and she admitted the affair. Id.
The affair continued until April 2004, and the Husers’ divorce was
finalized in May 2004. Id.
After the divorce, Huser remained very angry about the
relationship between Deb and Morningstar and made statements
threatening to “put the red dot” on Morningstar’s head and that he could
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hire someone to kill Morningstar and nobody would find the body. Id.
Huser was introduced to Woolheater in the spring of 2004 by a friend,
Lawrence Webb. Id.
Morningstar was last seen on September 30, 2004, leaving a bar at
about 10:30 p.m. Id. at *2. On that date, Woolheater was spending time
with a girlfriend, Michelle Zwank. Id. Woolheater instructed Zwank to
drop him off at a baseball field outside Morningstar’s house and return
when called. Id. When Zwank returned to pick up Woolheater, he told
her to drive to Morningstar’s house. Id. At Morningstar’s house, they
loaded a body wrapped in a tarp into Zwank’s truck and returned to
Woolheater’s residence. Id.
At trial, the State offered evidence of statements made by
Woolheater to Webb, Patti Mitrisin, and Marie Connett. Id. at *6.
Woolheater’s friend, Webb, testified about statements made by
Woolheater after Morningstar’s body was discovered. Id. Webb testified
that Woolheater told him (1) the body “wasn’t supposed to be there. It
was supposed to be in a pit in Oklahoma,” (2) the murder weapon was “a
.22,” and (3) only Woolheater, Webb, and Huser knew about the body.
Id. In addition, Webb testified that Woolheater told him that he had been
following Morningstar, “was going to rough him up,” and had already
done so by breaking his ribs. Id. at *7. When Webb asked Woolheater
why he would do that Woolheater replied, “Vern wanted something done
about it.” Id.
Mitrisin testified that in September 2004, she and Woolheater
drove to Woolheater’s Quonset hut where a person was waiting for
Woolheater. Id. Woolheater exited the truck to talk to the person. Id.
When he returned to the truck, Woolheater identified the individual as
Huser. Id. When Mitrisin asked what they were talking about,
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Woolheater replied, “[T]here was a guy messing around with Vern’s wife
or ex-wife . . . and he wanted this guy roughed up.” Id.
Finally, Connett testified that she had a telephone conversation
with Woolheater. Id. According to Connett, Woolheater told her that
“there was someone he knew, one of his friend’s wives was cheating on
him, and that [his friend] wanted to kill him.” Id. Connett further stated
that Woolheater said he was going to kill the other man. Id. When she
asked why, Connett reported Woolheater said, “Because we stick
together.” Id.
On this record, the jury convicted Huser of murder in the first
degree by aiding and abetting another. Huser was sentenced to life in
prison.
2. First appeal. Huser appealed. Huser argued, among other
things, that the testimonies of Webb, Mitrisin, and Connett about what
Woolheater told them were hearsay and should not have been admitted
at trial. Id. at *6. The State argued that the challenged testimony was
offered for a nonhearsay purpose. Id. at *11. We transferred the case to
the court of appeals.
The court of appeals reversed. Id. at *13. The court of appeals
noted that hearsay may be admitted to show the impact it had on a third
party, but it could not be admitted to show or explain the conduct of the
party making the statement. Id. at *11. The court of appeals noted that
none of the hearsay statements were offered to show the impact of the
statements on Webb, Mitrisin, or Connett. Id. Although defense counsel
failed to properly object to the testimony of Webb and Connett, the court
of appeals concluded that the failure to object amounted to a breach of a
material duty. Id. at *12.
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Having found the admission of hearsay from Webb, Mitrisin, and
Connett impermissible, the court of appeals turned to the question of
prejudice. Id. Because the hearsay from Mitrisin was subject to a timely
objection, the court of appeals held prejudice was presumed, and the
State must affirmatively establish that Huser’s substantial rights were
not injured by the jury’s consideration of the hearsay statements. Id.;
State v. Sullivan, 679 N.W.2d 19, 30 (Iowa 2004). With respect to the
statements offered by Webb and Connett, the court of appeals recognized
the burden rested on the defendant to show “there is a reasonable
probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different.” Huser, 2011 WL 6079120, at *12
(quoting Strickland v. Washington, 466 U.S. 668, 694, 104 S. Ct. 2052,
2068 (1984)).
The court of appeals determined that Huser’s conviction must be
reversed because of the prejudice to Huser from the introduction of the
hearsay statements. Id. at *13. The court of appeals recognized the
State had presented strong evidence of Huser’s motive to have
Morningstar killed. Id. And, the State had presented compelling
evidence that Woolheater killed Morningstar. Id. Yet, the court of
appeals reasoned the three hearsay statements provided a critical link
between Huser’s motive and Woolheater’s action. Id. According to the
court of appeals, Woolheater’s statements to Webb, Mitrisin, and Connett
were “the most direct proof of Huser’s encouragement of Woolheater’s
murderous acts.” Id. at *12.
Finally, the court of appeals noted that the evidence of aiding and
abetting was “not overwhelming.” Id. at *13. The court of appeals
emphasized there were no witnesses at the scene of the murder and no
clear money trail between Huser and Woolheater. Id. Without the
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hearsay evidence, according to the court of appeals, the link between
Huser’s motive and Woolheater’s actions was incomplete. Id. According
to the court of appeals, if counsel had “successfully objected to the
inadmissible hearsay, [the court was] not fully confident that enough
evidence remained on the record for a reasonable jury to convict Huser of
aiding and abetting the murder.” Id. Finding a reasonable probability
that a different result would have occurred but for the admission of the
hearsay testimony, the court of appeals reversed and remanded the case
for a new trial. Id.
C. Second Huser Trial and Appeal.
1. Summary of evidence at the second trial. The State elected to
retry Huser on the first-degree murder charge based upon its aiding and
abetting theory. The evidence offered at the second trial overlapped with
the first trial but was not identical.
The evidence at the second trial showed that Deb and Morningstar
commenced an affair sometime in the summer or fall of 2003. Huser had
suspicions about the relationship early on. Deb moved out of the
residence in January 2004. Huser’s suspicions were confirmed when his
son Nick—who, along with a business partner, had recently purchased
Ankeny Sanitation from Huser and Deb—provided him with emails
retrieved from Ankeny Sanitation. Huser further confirmed the affair by
hiring a private investigator who provided photographs of Deb and
Morningstar together at a Des Moines hotel.
As part of the sale of Ankeny Sanitation to Nick and his business
partner, Deb and Huser were to remain employed at the business for a
year. As a result, although they lived apart for most of 2004, they had
contact with one another through the business until Deb left Ankeny
Sanitation sometime in the summer of 2004.
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In the spring of 2004, Huser and Deb tried marital counseling to
save the marriage. At one point, Deb moved back into the marital
residence in an attempt to reconcile. The marriage could not be saved,
however, and their divorce became final on May 14, 2004.
The State introduced evidence that Huser was particularly
impacted by the affair because Morningstar had been a friend of the
Husers. According to Deb, Huser placed bets with Morningstar for
several years. Morningstar also attended tractor pulls with Huser and
Deb. The State offered evidence that Huser became suspicious when
Deb and Morningstar came back late from an evening of drinking at a
tractor pull. Kevin Frey, a friend of Huser’s, testified that Huser was
particularly upset with Morningstar because Huser and Morningstar had
been friends. Another witness, Creighton Penney, testified Huser told
him that Morningstar laughed at him when Huser called Morningstar to
discuss the matter and that Huser reported Morningstar telling him that
“if Deb would stop calling him, he would stop fucking her.” According to
Penney, Morningstar’s cavalier demeanor made Huser mad.
Prior to Morningstar’s disappearance on September 30, 2004, the
State offered evidence that Huser made threatening statements about
Morningstar. Specifically, the State introduced evidence that, prior to
Morningstar’s disappearance, Huser told Deb, “I’m going to kill the son of
a bitch. He will turn up missing one day and no one will ever find his
body.” Huser stated many times within the earshot of Stephanie
Duncan, an Ankeny Sanitation employee, that “he was going to kill that
one-eyed motherfucker” and that “he was going to hide the body and that
no one would ever find him.” Huser told Penney—who rented warehouse
property from Huser—that he wanted to kill Morningstar. Huser showed
Penney a schedule of tractor pull events that he would attend and said if
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anything would happen to Morningstar it would be when Huser was out
of town. He also stated that he was going to “kick [Morningstar’s] butt.”
Shortly after talking to Penney about Morningstar, Penney overheard
Huser on a phone call with a third party declaring, “Let’s go ahead and
let’s get it done.”
Further, Huser told Deb’s best friend, Jacque Wittick, that he
wanted Morningstar to die or be taken out. Huser said he was going to
have “Lance [Morningstar] taken out and then Debbie,” and that he was
“going to put the red dot on [Morningstar’s] forehead and then put it on
Debbie.” Huser told Frey that “he wouldn’t mind if [Morningstar] was
gone” and that he “wanted him dead.” Finally, Huser told a friend,
Robert Bunce, that he wanted to “shake up” Morningstar.
The State offered evidence that in late summer or early fall of 2003,
Huser and Bunce looked for Morningstar to confront him and drove by a
bar that Morningstar frequented. Huser and Bunce continued on their
way when they did not see his car. On March 17, 2004, Huser sat in a
car in a parking lot across from a bar where Deb and Wittick were
drinking. When Wittick came outside to talk to Huser, Huser asked
whether Morningstar was inside. Wittick told Huser to stop stalking
Deb. The State further introduced evidence Huser told Penney that on
another occasion in the early morning hours sometime in June or July of
2004, Huser, accompanied by his son and his son’s business partner,
had been looking for Morningstar “to teach him a lesson.”
The State also introduced evidence of Huser’s statements or
conduct after the disappearance of Morningstar on September 30, 2004,
that tended to implicate Huser in the murder. Specifically, a person who
attended a December 2004 holiday party in Ankeny testified Huser, when
asked about Morningstar, told him that “Morningstar would be found
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when the snow melts.” Huser later told a friend that he was “in big
trouble” after the discovery of Morningstar’s body in February 2005. One
witness testified Huser was mad at him for talking to the police after
Morningstar’s body was discovered.
The State’s theory of the case was that Woolheater committed the
actual murder of Morningstar. In the summer of 2004, Webb introduced
Huser to Woolheater as someone who did gutter work. Woolheater,
apparently, was something of a talker. Woolheater told (1) girlfriend
Karon Humphreys that he was a Navy SEAL and had “a high kill rate;”
(2) girlfriend Jackie Putz that he was “like a bounty hunter” and would
“go out and find people and bring them back;” (3) Webb that that he was
“like a mercenary” and would “go take care of people or whatever” and
discussed things like bullet velocity and projectile drop; and (4) girlfriend
Mitrisin that “he may have to leave for days or weeks” and that he was “a
peacekeeper,” which meant that “he would have to take people out.”
The State offered compelling evidence that Woolheater killed
Morningstar. Morningstar’s body was found near Woolheater’s home.
Woolheater’s girlfriend, Zwank, testified that (1) she drove Woolheater to
a ball field near Morningstar’s home on the evening of September 30,
(2) Woolheater exited the vehicle with a bag that looked like a pool cue
bag, (3) she later helped Woolheater load what seemed to be a body into
the trunk of her car, (4) she helped Woolheater drive Morningstar’s truck
to a parking lot of a tavern, (5) she helped Woolheater load a lawnmower
from the Morningstar residence onto Woolheater’s truck, and
(6) Woolheater ultimately asked her to store the lawnmower. Shortly
after Morningstar’s body was discovered, Woolheater told a friend “the
body was not supposed to be there . . . it was supposed to be in
Oklahoma in a pit.” Another girlfriend of Woolheater’s found
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Morningstar’s wallet in a bathroom cabinet of Woolheater’s residence
after Morningstar’s disappearance.
The State further offered evidence that Woolheater owned a .22
caliber rifle with a scope that provided the shooter with a red-dot sight
and a bag for transporting the rifle. Five .22 caliber bullets were
recovered from Morningstar’s body, and although ballistics experts could
not make a definitive determination because of the deterioration of the
slugs, the markings on the bullets were consistent with Woolheater’s
rifle.
Finally, the State offered evidence designed to link Woolheater and
Huser. The State offered evidence that Huser hired Woolheater to do
gutter work on property owned by Huser. Phone records showed a
number of phone calls between Huser or Ankeny Sanitation and
Woolheater during the summer and fall of 2004, but no phone calls in
October or November. Huser and Woolheater were seen talking in the
parking lot of property owned by Huser. Five days before the
disappearance of Morningstar, Huser allowed Woolheater to use his cell
phone to call Woolheater’s girlfriend to pick Woolheater up at a bar
where Woolheater had become intoxicated.
The State offered evidence that Huser made a phone call on behalf
of Woolheater to a member of the Bloomfield Fair Board, supporting
Woolheater’s desire to race sprint cars. Before making the call, Huser
asked if Woolheater, who claimed to be a Navy SEAL, was “for real.” A
State’s witness testified that the witness believed Huser was questioning
the degree of experience and knowledge Woolheater claimed to have
about guns.
The State offered evidence linking Huser and Woolheater after
Morningstar’s disappearance. A friend of Woolheater who arrived at
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Woolheater’s residence shortly after the discovery of Morningstar’s body
testified that Woolheater told him that the only persons who knew about
the situation were the friend, Woolheater, and Huser. Later in
November, Woolheater, Huser, and a companion of Huser’s were drinking
together in a bar. Woolheater provided Huser’s companion with wine.
Later, Huser and the companion drove to Woolheater’s house to pick up
a couple of bottles for Huser’s companion to take with her.
The State was unable to show a money trail from Huser to
Woolheater. Deb testified, however, that Huser ordinarily had ten to
fifteen thousand dollars in cash at his residence. Huser paid a private
investigator in cash for his work in establishing that Deb and
Morningstar had spent the night together at a Des Moines hotel.
Further, the State offered evidence that Woolheater borrowed money
from several girlfriends in the past and was behind on his rent for his
home and the Quonset hut that he rented.
Finally, the State offered evidence obtained from a search of the
Quonset hut rented by Woolheater that linked Huser and Woolheater. In
executing the search, police found a business card from Ankeny
Sanitation with the annotation “call me” written on the back. In the
container in which the Ankeny Sanitation business card was found,
police uncovered a printout of the county assessor’s website showing
Morningstar’s residence. In addition, police recovered a yellow sticky
note from Woolheater’s home with the address of Deb’s new residence,
which she established in August 2004. Deb testified the handwriting on
the yellow sticky note was Huser’s. A forensic expert testified the
handwriting was probably Huser’s.
At trial, the defense sought to show that while Huser was originally
angry at Morningstar, Huser got over it. Huser himself testified that he
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might have made inappropriate remarks about Morningstar early on, but
that he came to see Deb—who was married at the time of the affair while
Morningstar was single—as primarily responsible for the affair.
According to Huser, after the divorce was final, Deb was upset because
she wanted to continue to work on the marriage but he “was done with
it.” The defense noted there was no evidence Huser harassed Deb’s new
boyfriend after the divorce or another unidentified paramour of Deb’s.
Huser offered evidence that Morningstar was a bookie and owned
racehorses. Morningstar’s son, Lynn, testified his father stopped taking
bets after the 2003 Super Bowl. According to Lynn, his father always
had a pistol under the couch and a shotgun at the door of the residence.
Lynn lived with his father when Morningstar disappeared. Lynn
admitted he was taking methamphetamines during this time. Lynn was
later arrested for conspiracy to manufacture meth. This evidence was
designed to suggest Morningstar and his son lived the kind of lifestyles
that could accumulate enemies, who might be responsible for
Morningstar’s death.
Huser also offered evidence related to Woolheater’s problems with
the law. Woolheater was a convicted sex offender who was required to
register in Iowa. On March 16, 2004, Woolheater was arrested for
noncompliance with sexual registration laws. On August 19, Woolheater
was placed on probation because of the violations. Woolheater was
arrested again on December 23, 2004, for violations of probation,
including possession of firearms and failure to secure permission prior to
changing a residence. Woolheater stipulated to the violations on
February 7 and was ordered to serve ninety days of incarceration.
The defense asserted police had attempted to gather additional
evidence for the case against Huser but were unsuccessful. The police
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placed a GPS device on Huser’s truck, but no evidence was developed.
Penney was given a key fob to record conversations with Huser, but
nothing of value resulted. Huser also attacked experts offered by the
State as having inconclusive opinions. The ballistic results were
inconclusive, handwriting experts could only “probably” identify writing
samples, and the time of death had never been firmly established. The
defense emphasized law enforcement was unable to find a money trail
from Huser to Woolheater. Additionally, law enforcement was unable to
find any reference to Woolheater on Huser’s various computers, which
police seized as part of their investigation.
2. Motion to suppress Woolheater’s out-of-court statements. Prior to
trial, Huser filed what he styled a “Motion to Suppress Woolheater’s Out
of Court Statements.” In the motion, Huser sought to prevent the State
from introducing evidence of Woolheater’s statements to Webb, Mitrisin,
and Connett that the court of appeals had ruled inadmissible in Huser I.
The State resisted, asserting that while the court of appeals ruled the
evidence could not be considered nonhearsay, the State could introduce
the evidence as admissions against interest or as statements of a
coconspirator in furtherance of the conspiracy—theories of admission
that were not presented to the court of appeals. Huser countered that
the State could not raise a different theory of admissibility at the second
trial.
The district court agreed with Huser, ruling that under the
doctrine of the “law of the case,” the State could not assert a different
ground or theory for the admissibility of this evidence. As a result, the
district court ruled that “Connett and Mitrisin’s testimony and parts of
Webb’s testimony about Woolheater’s statements before the murder are
inadmissible.”
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3. Backdoor hearsay issue at trial. The State did not offer
testimony from Webb and Connett at the second trial. It did, however,
call Mitrisin to the stand.
Prior to Mitrisin’s testimony, the State and defense counsel met to
discuss how the questioning of Mitrisin would be conducted. The
informal conference was not recorded. There is no dispute, however, that
Huser’s counsel agreed Mitrisin could testify about Huser being the
person she saw meet with Woolheater at the Quonset hut in August or
September 2004, immediately prior to the murder.
During direct examination of Mitrisin, the State established that
Huser was the person Woolheater met with at the Quonset hut. But the
State did not leave it there. The State continued its questioning:
Q: Okay. Could you hear what they were talking
about? A: No, I could not.
Q: Could you observe their demeanor? A: Just like
two men talking.
Q: Okay. I know it’s been a long time, but do you
remember when this interaction occurred? A: The best that
I can remember would have to be the end of August or the
first part of September.
Q: And that would be in the year 2004? A: Right.
Q: I do have just a couple of quick questions. Now,
without telling me what Mr. Woolheater said, did he ever
speak of Lance Morningstar? A: Yes.
Q: Without telling me what Mr. Woolheater said, did
he ever speak of Deb Huser? A: Yes.
Q: And without telling me what Mr. Woolheater said,
did he speak about Vern Huser? A: Yes.
The defense did not immediately object. After the close of
Mitrisin’s direct examination, Huser’s lawyer asked to approach the
bench and a discussion was held off the record. The trial resumed, and
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Huser’s lawyer briefly cross-examined Mitrisin. Mitrisin was then
excused. Outside of the presence of the jury, and over the next couple of
days, the parties argued about the propriety and admissibility of the last
three questions posed to Mitrisin.
Huser’s attorney strenuously objected to the State’s additional
questioning of Mitrisin and moved for a mistrial. Huser’s attorney
claimed,
I thought we had this worked out. . . . [The State] said they
had no intention of getting into the prohibited hearsay area
that the Court of Appeals had said was unacceptable and
also that this Court has ruled was unacceptable.
We went over—we previewed the questions. We
debated about it. The State then indicated that they would
just ask if she would identify Mr. Huser, and that would be
the end of it. Was that acceptable, as far as it would go? We
said we agreed.
. . . [T]hey assured us that that’s as far as the
questions would go.
Huser’s attorney accused the prosecutor of deliberately attempting
to elicit impermissible hearsay through the backdoor by asking Mitrisin if
Woolheater had ever talked about Morningstar, Deb, and Huser
immediately after identifying the September 2004 conversation between
Huser and Woolheater. These questions, Huser’s attorney stressed,
would cause the jury to make an inference that the content of the
discussion between Woolheater and Huser just prior to Morningstar’s
disappearance centered on what Huser wanted done to Morningstar.
Huser’s counsel stated that no objection was made at the time the
evidence came in because the testimony was already subject to a motion
in limine and that “[the judge] told us we didn’t have to make an
objection.” Further, Huser’s counsel stated that he did not jump up and
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yell mistrial because it would have highlighted the testimony for the jury.
Instead, he waited until the close of Mitrisin’s direct testimony.
Huser’s counsel also attacked the State’s claim that the evidence
was not hearsay. In support of its position, the State’s attorney provided
the district court with State v. Farrar, No. 10–1039, 2011 WL 3480999
(Iowa Ct. App. Aug. 10, 2011). Huser argued the State misread the
Farrar case, and it was not on point. Further, Huser argued, the fact the
State had the Farrar case ready when Mitrisin’s testimony came in
showed bad faith on the part of the State. Huser asserted the State
intended to ambush Huser all along.
The State defended on both substantive and procedural grounds.
On procedural grounds, the State noted the defense did not make a
contemporaneous objection when the testimony came in, but waited
until Mitrisin’s direct examination was complete to object. Thus, the
State argued, Huser waived the objection. The State asserted Huser’s
counsel made a tactical decision to allow the tainted evidence into the
record and then move for a mistrial rather than objecting in a timely
fashion, which would have given the district court an opportunity to rule
on the objection before the evidence came in.
On substance, the State argued Mitrisin’s testimony was not
hearsay. The State stressed the language of its questions, namely,
whether Woolheater had ever talked about Morningstar, Deb, or Huser.
The State claimed that Farrar supported its position. In Farrar, the
defendant was accused of domestic abuse, but the alleged victim did not
respond to a subpoena and was not present in court. 2011 WL 3480999,
at *1. The state attempted to offer evidence of what the alleged victim
told an officer, yet avoid hearsay problems through a “without telling me
what [the nontestifying witness] told you” strategy. Id. at *2. The
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evidence came in without objection, giving rise on appeal to an
ineffective-assistance-of-counsel claim. Id. The examination by the state
in Farrar was as follows:
Q: Without telling me what Ms. Clark told you, did
Ms. Clark tell you what occurred in that apartment that
night? A: Yes.
Q: Without telling me what she told you, did she tell
you how she received these injuries? A: Yes.
Q: After the accounts of what occurred or the injuries,
were the injuries to her face and eyes consistent with being
struck in the face? A. Yes.
Q: Obviously, there was injury to both eyes. Was it
being consistent with being struck more than once? A: Yes.
Q: Without telling me what Ms. Clark told you, after
speaking with her, were you investigating a crime? A: Yes.
....
Q: Did you have a possible, primary aggressor or
suspect? A: Yes.
Q: Who was that? A: Mr. Farrar.
Id.
On appeal, Farrar contended that this “without telling me what
[the nontestifying witness] told you” strategy violated his right to confront
witnesses under the Confrontation Clause of the Sixth Amendment. Id.
As a result, his counsel was ineffective for failing to object to this line of
questioning. Id. The state countered that the carefully worded questions
did not elicit hearsay answers. Id.
The majority of the court of appeals held that the question of
whether Farrar’s attorney should have objected on Confrontation Clause
or hearsay grounds should be preserved for postconviction-relief
proceedings to allow trial counsel an opportunity to address the issue.
Id. at *3. In support of its conclusion, the majority cited a federal
19
appellate case. Id. (citing United States v. Check, 582 F.2d 668, 679 (2d
Cir. 1978) (concluding the state had “audaciously” introduced out-of-
court statements by supposedly restricting an undercover agent’s
testimony to his half of the conversation)). As a result, the majority
affirmed Farrar’s conviction. Id. at *3.
Judge Vogel concurred in the result, but would have decided the
Confrontation Clause and hearsay issues in favor of the state on direct
appeal. Id. at *3 (Vogel, P.J., concurring specially). According to Judge
Vogel, the officer’s testimony in Check conveyed “the precise substance”
and “indeed the minutiae” of out-of-court statements made by an
informant. Id. (quoting Check, 582 F.2d at 675, 683). In Farrar’s case,
Judge Vogel asserted that at no point did the testimony convey “the
precise substance” of the absent witness’s statements. Id.
The district court ruled against Huser on the mistrial motion
related to the backdoor hearsay testimony of Mitrisin. The district court
was unpersuaded by the State’s argument the testimony was not
hearsay, noting “the prosecutor was acting as a transparent conduit for
the introduction of inadmissible hearsay.” The district court, however,
declined to grant a mistrial because there was other admissible evidence
before the jury of the connection between Woolheater, Huser, and Deb.
Therefore, the district court reasoned, any harm from the Mitrisin
hearsay was minimal and did not justify a mistrial.
Huser’s attorney then asked the court to strike the questions,
admonish the jury to disregard the testimony, and prohibit the State
from referring to the statements for the rest of the trial. The prosecutor
replied he had no objection to striking the questions or admonishing the
jury, but he was not sure how an admonishment could be crafted
without alerting or reminding the jurors about the testimony. Huser’s
20
attorney agreed to work with the State in crafting a suitable
admonishment. The district court agreed to let the attorneys work on an
admonishment. Ultimately, however, the parties could not agree to a
curative instruction, and Huser moved to strike Mitrisin’s trial testimony
in its entirety because of the three hearsay questions and answers.
Huser wanted the entire testimony stricken because the defense did not
want to highlight the three questions.
The motion to strike Mitrisin’s entire testimony was denied. The
district court did agree, however, to order the State not to mention
Mitrisin’s answers to the additional questions in the State’s closing
argument.
Later, in discussing jury instructions, Huser’s attorney argued he
was in a “Catch-22” situation because the jury could not be instructed to
disregard the Mitrisin backdoor hearsay without reminding the jury of
the hearsay. Huser proposed, therefore, that since the motion for a
mistrial and the motion to strike Mitrisin’s entire testimony were not
granted, the only acceptable admonishment would be an instruction
stating,
During the State’s case when presenting the testimony of its
witness Patti Mitrisin the State knowingly and intentionally
asked improper questions regarding conversations she had
with Mr. Woolheater. Whatever Mr. Woolheater said to Ms.
Mitrisin cannot be considered by you when deciding this
case.
Additionally, Huser proposed two alternative instructions: “The
information from the questions would be unfavorable to the State and
favorable to Vern Huser” or “The State acted in bad faith by asking the
questions, and you may draw any inference favorable to Mr. Huser.” The
State resisted the instructions.
21
The district court rejected Huser’s proposed instructions on
Mitrisin’s testimony. As previously ordered by the court, however, the
prosecutor did not mention the Mitrisin backdoor hearsay in its closing
argument.
4. Limitation on Zwank testimony. Zwank testified at Huser’s
second trial. According to an offer of proof made at trial, Zwank was
prepared to testify that Woolheater told her a couple of days prior to the
murder than Morningstar had something against Woolheater that could
send Woolheater, who was on probation at the time, back to jail.
Woolheater also told her that two people, Ricky and Mark, would help
him deal with Morningstar. Further, after Zwank drove Woolheater to a
ball field on the night of the murder, Woolheater, looking at his phone,
declared, “They’re here,” before leaving the vehicle carrying a soft-sided
bag. Later, when Zwank returned to pick up Woolheater, he told her he
had to take care of Morningstar because Morningstar had something on
him concerning his past. Finally, Woolheater told Zwank that “Ricky
made one hell of a shot.” Huser argued Zwank’s hearsay testimony was
admissible as a statement made by a coconspirator in furtherance of the
conspiracy or as an admission against interest.
The State resisted. The State asserted that with regard to the
statement against interest theory, if the Zwank testimony came in, the
testimony of Webb, Mitrisin, and Connett should also be admissible. The
State argued that because the court of appeals ruled the testimony of
Webb, Mitrisin, and Connett was inadmissible, the Zwank statement
should be inadmissible. If the court allowed the Zwank testimony, the
State indicated it would ask the court to reconsider its ruling, an
apparent reference to the court’s determination in the motion in limine
that the hearsay evidence of Webb, Mitrisin, and Connett was
22
inadmissible. Huser responded, in part, by urging the court to find
Zwank was a coconspirator, and under a theory of admissibility of
statements in furtherance of a conspiracy, her statements could come
into the record while the statements of Webb, Mitrisin, and Connett
would not because they were not coconspirators.
The district court, however, continued to explore whether the
admission of Zwank’s testimony opened the door to the testimonies of
Webb, Mitrisin, and Connett. The district court noted that it had already
found a conspiracy between Huser and Woolheater and that, as a result,
if Woolheater’s statements to Zwank came in under a coconspirator
theory, the statements of Webb, Mitrisin, and Connett were also
admissible. In any event, the district court expressed doubt that Zwank
was a coconspirator.
In response, Huser’s counsel returned to the admission against
interest theory. The district court responded, “[Y]ou can’t use it as a
shield and a sword at the same time.” The district court then stated,
So my ruling is, I’m going to rule that she’s not a
coconspirator in this particular case. And, if you want to go
into these other statements, then I think that does open the
door and I reexamine the whole issue about either co-
conspirator’s statements: hers, Woolheater’s,
notwithstanding the Court of Appeals decision. 1
1In Huser I, the court of appeals ruled only that the statements made by
Woolheater to Webb, Mitrisin, and Connett were not nonhearsay and therefore were
inadmissible. 2011 WL 6079120, at *10–12. The State did not argue in the Huser I
appeal that the statements could be admitted under exceptions to the hearsay rule
such as admissions against interest or statements of a coconspirator in furtherance of
the conspiracy. The court of appeals emphasized that the sole issue before it was
whether the statements to Webb, Mitrisin, and Connett were nonhearsay. Id. at 10.
The court of appeals thus did not rule on the question of whether the statements could
be admitted under any exception to the hearsay rule.
23
At this point, the defense made its offer of proof. By agreement of
the parties, Zwank’s examination was continued, with the court noting
“maybe we will discuss this some more.” But according to the district
court, its “gut reaction” was Huser was entitled to introduce the evidence
“but it opens the door.”
5. Claims of prosecutorial misconduct. During the second trial,
Huser claimed the State engaged in prosecutorial misconduct by
improperly destroying data from a polygraph examination of Lynn
Morningstar. In addition, Huser claimed that during voir dire, police
revealed for the first time a police dash cam video showing Huser,
Morningstar’s son, and others after Morningstar went missing. The
district court, however, concluded there was no intentional destruction of
evidence and there was no showing the underlying data contained
exculpatory evidence.
Huser also argued in favor of a mistrial based upon four references
at trial to the prior trial. First, when the State’s witness Deb Huser was
testifying and reference was made to her prior deposition testimony, the
prosecutor interrupted asking, “I’m sorry, are you talking about the
deposition or the trial transcript?” Second, in examining witness Bunce,
the State made several references to Bunce’s “prior sworn testimony”
instead of “prior sworn statements” as agreed by the parties. Third,
when the State’s witness Frey was asked whether he knew Woolheater,
the witness volunteered that he attended Woolheater’s trial or “gave a
deposition at his trial.” Finally, during Huser’s own testimony, on cross-
examination the State repeatedly referred to Huser’s “testimony today.”
The district court declined to order a mistrial for any of these events, and
the defense declined to seek an instruction, reasoning that it would do
more harm than good.
24
6. Verdict and posttrial motions. The jury returned a guilty verdict.
Huser filed various posttrial motions, which were rejected by the district
court. The court sentenced Huser to life in prison.
7. Second appeal. Huser appealed, and we again transferred the
case to the court of appeals. The court of appeals affirmed.
The court of appeals stated that appellate courts review a district
court’s mistrial ruling for abuse of discretion. The court also noted that
a district court’s decision on whether to admit or exclude hearsay
evidence is reviewed for correction of errors at law. The court then
reviewed the district court’s decision not to grant a mistrial based on
improperly admitted hearsay evidence for abuse of discretion. The court
explained,
While Huser requests we apply the test used to determine
whether the district court’s admission of hearsay caused
prejudice, . . . the issue on appeal is not whether the
testimony of Mitrisin is hearsay. . . .
The issue on appeal is whether the court should have
granted Huser’s motion for a mistrial after the testimony was
admitted.
The court of appeals held the district court did not abuse its
discretion in declining to grant a mistrial because of the Mitrisin hearsay.
The court explained the offending questions occurred during a fourteen-
day trial involving at least forty-five witnesses. Other witnesses testified
to seeing Huser and Woolheater together. Additionally, there was
testimony about the post-it note containing Huser’s ex-wife’s address in
Huser’s handwriting found in Woolheater’s home. The court of appeals
held, therefore, Mitrisin’s testimony was not prejudicial because the
same evidence obtained from other sources was properly in the record.
The court of appeals also held that Zwank’s exculpatory hearsay
testimony was not inextricably intertwined with the murder because,
25
among other reasons, the statements did not implicate or involve Huser.
The court agreed with the district court that Zwank was not a
coconspirator with Woolheater in the murder. The court also found there
was insufficient corroborating evidence to indicate the trustworthiness of
Woolheater’s statements to Zwank for the testimony to be admissible as
a statement against interest. Additionally, the court found that if
Zwank’s hearsay testimony was admitted, it would have opened the door
for Mitrisin’s testimony because these statements were similarly focused
on Woolheater’s motivation to kill Morningstar. If the jury was permitted
to hear evidence of Woolheater’s independent motive, it should also be
permitted to hear evidence of the State’s theory of motive.
The court of appeals also held there was sufficient evidence to
support the verdict, the district court properly declined to grant a
mistrial based on prosecutorial misconduct, and Huser was not denied a
fair and impartial trial through cumulative errors. The court of appeals,
therefore, affirmed the district court.
A dissenting opinion argued that the district court should either
have granted a mistrial or struck Mitrisin’s testimony in its entirety and
would have reversed on that ground. The dissent found that “the
prosecutor posed a series of carefully crafted questions to Mitrisin, which
established the truth of the matter asserted, that is, Woolheater had
spoken about Lance Morningstar and Deb Huser, individuals whom
Mitrisin otherwise did not know.” While the dissent recognized the
prosecutor asked whether Woolheater had “ever” spoken about these
individuals, the questions followed “immediately on the heels of Mitrisin’s
description of Woolheater and Huser having a man-to-man discussion
out of her earshot at Woolheater’s Quonset hut.”
26
The dissent noted caselaw critical of efforts to circumvent the
hearsay rule through the artifice of supposedly restricting testimony.
See Check, 582 F.2d at 679. The dissent concluded the prosecutor
misread Farrar as supporting the State’s position, noting that the
majority in Farrar “plainly did not endorse the practice.” Further, the
dissent observed the prosecutor circumvented the district court’s
directive on hearsay evidence, noting the district court generously
decided the State violated only “the spirit of the court’s motion in limine
ruling.” In the dissent’s view, the district court should have granted the
mistrial or stricken the entirety of Mitrisin’s testimony.
Additionally, the dissent stated there were sufficient corroborating
circumstances to support the admissibility of Zwank’s testimony as
statements against interest and allowing the testimony should not have
been viewed as opening the door to the Mitrisin hearsay. The dissent
noted that in State v. Paredes, we emphasized a multifactor test designed
to determine whether the out-of-court statement had “substantial
plausibility.” 775 N.W.2d 554, 568 (Iowa 2009). The dissent found that
Woolheater’s statements to Zwank met the Paredes test.
Huser applied for further review, and we granted the application.
II. Substantial Evidence to Support Aiding and Abetting.
A. Positions of the Parties. Huser argues there was insufficient
evidence to show that he aided and abetted Woolheater in the murder of
Morningstar. There was no evidence, he maintains, to show that
Woolheater had any knowledge that Huser was angry about his wife’s
affair with Morningstar or allegedly wanted revenge on Morningstar.
Huser also argues the court of appeals improperly relied on facts
not in the record in affirming the district court. The court of appeals
opinion, he asserts, declined to state the complete factual background in
27
the fact section of its opinion, stating the facts were “thoroughly laid out
in the prior opinions [of the] court and need not be repeated here.”
Huser asserts the court of appeals did not explain how the evidence
presented in his second trial differed from the evidence presented in his
first trial even though the court stated it would.
The State argues there was substantial evidence to support the
jury’s finding Huser aided and abetted Woolheater in the murder of
Morningstar. The State points to multiple pieces of evidence that could
lead a reasonable jury to infer Huser hired Woolheater to murder
Morningstar.
B. Standard of Review. We review challenges to the sufficiency
of the evidence for correction of errors at law. State v. Sanford, 814
N.W.2d 611, 615 (Iowa 2012). We consider the evidence in the record “in
the light most favorable to the State, including all reasonable inferences
that may be fairly drawn from the evidence.” Id. (quoting State v.
Keopasaeuth, 645 N.W.2d 637, 640 (Iowa 2002)). We will, however,
consider all evidence in the record, including evidence that does not
support the verdict. State v. Petithory, 702 N.W.2d 854, 856–57 (Iowa
2005). Evidence raising only “suspicion, speculation, or conjecture is not
substantial.” State v. Leckington, 713 N.W.2d 218, 221 (Iowa 2006).
C. Legal Requirements for Aiding and Abetting of First-Degree
Murder. In State v. Ramirez, we considered the parameters of aiding and
abetting a crime. 616 N.W.2d 587 (Iowa 2000), overruled on other
grounds by State v. Reeves, 636 N.W.2d 22, 25–26 (Iowa 2001). We
stated,
To sustain a conviction on the theory of aiding and
abetting, the record must contain substantial evidence the
accused assented to or lent countenance and approval to the
criminal act by either actively participating or encouraging it
prior to or at the time of its commission.
28
Id. at 591–92.
Similarly, in State v. Neiderbach, we stated that in order to support
an aiding and abetting theory, the record must contain substantial
evidence that the accused assented to or lent countenance and approval
to the criminal act “either by active participation or by some manner
encouraging it prior to or at the time of its commission.” 837 N.W.2d
180, 211 (Iowa 2013) (quoting State v. Spates, 779 N.W.2d 770, 780
(Iowa 2010)). We observed, “Knowledge is essential; however, neither
knowledge nor presence at the scene of the crime is sufficient to prove
aiding and abetting.” Id. (quoting State v. Hearn, 779 N.W.2d 577, 580
(Iowa 2011)).
Aiding and abetting may be proven by direct or circumstantial
evidence. State v. Lewis, 514 N.W.2d 63, 66 (Iowa 1994). Direct and
circumstantial evidence are equally probative. State v. McGuire, 572
N.W.2d 545, 547 (Iowa 1997). We have stated that a fact finder may
infer a defendant’s participation from all of the surrounding
circumstances of the illegal activity, including evidence of presence,
companionship, and conduct before and after the offense is committed.
State v. Rohm, 609 N.W.2d 504, 510 (Iowa 2000); State v. McClelland,
162 N.W.2d 457, 463 (Iowa 1968).
The principles of aiding and abetting are illustrated in the case of
Jones v. United States, 625 A.2d 281 (D.C. 1993). In that case, Jones
was charged with aiding and abetting an assault with a dangerous
weapon. Id. at 282. The evidence at the district court showed the victim
saw Jones talking with the principal assailant on the street before the
assault occurred. Id. at 283. Jones then walked past the victim,
brushing within inches of her but not touching her. Id. Immediately
afterward, the assailant stabbed the victim. Id. The assailant then
29
followed after Jones. Id. A witness saw the two men “join up” and saw
that they were laughing and talking. Id. Jones and the assailant were in
a sexual relationship and lived together. Id. at 284, 287.
The Illinois court stated there was no doubt the victim was stabbed
and there was substantial evidence that Jones’s romantic partner was
her assailant. Id. at 288. There was substantial evidence that Jones was
present at the scene of the crime. Id. at 288–89. There was not,
however, substantial evidence that Jones conducted himself in a way
designed to encourage or facilitate the crime or that Jones had the
necessary mens rea for assisting or participating in the assault. Id. at
289. The evidence showed that Jones passed very close to the victim on
the street, but this was not enough to allow for a reasonable inference
that the victim was distracted by this or that Jones intended to distract
her to facilitate the assault. Id. Additionally, the court held the
testimony that Jones and the assailant were laughing and talking after
the assault does not lead to any reasonable inference of guilty
knowledge. Id. at 289 n.6.
In this case, Huser was charged with aiding and abetting
Morningstar’s murder. In murder cases based on aiding and abetting,
the State must show that the accused either acted with the requisite
intent or had knowledge that the party who committed the murder acted
with the requisite intent. State v. Tangie, 616 N.W.2d 564, 573 (Iowa
2000).
There are not many authoritative Iowa cases involving aiding and
abetting murders under circumstances similar to this case. An Illinois
appellate court, however, considered whether an accused could be
convicted of aiding and abetting a murder based on circumstantial
evidence. See People v. Mitchell, 299 N.E.2d 472, 474 (Ill. App. Ct. 1973)
30
(involving a fight between the defendant and the victim, where later the
defendant’s brother shot the victim). According to the Illinois court,
Mere expression of enmity toward the victim of a crime
does not constitute aiding and abetting its commission.
Where the assistance is rendered by words of encouragement
and incitement, it must be proved that they were addressed
to, or heard by, the actual criminal.
Id. at 478 (quoting 22 C.J.S. Criminal Law § 88(2), at 265).
D. Discussion. As can be seen above, there is no question that
Huser frequently made statements to multiple people that he would like
to see Morningstar killed. There was some dispute regarding the timing
of the statements, with Huser arguing that any statements made about
Morningstar were made earlier in 2004 and that he had gotten over his
animosity well before the disappearance of Morningstar. Given the
strength of the statements and the fact that Huser continued to make
statements about Morningstar’s demise after his disappearance, we think
a reasonable jury could conclude that Huser’s animosity toward
Morningstar was not resolved at the time of Morningstar’s death. Thus,
there is substantial evidence to support a motive for Huser to aid and
abet the murder of Morningstar.
There is strong evidence that Woolheater killed Morningstar.
Huser tried to suggest at trial that perhaps Lynn Morningstar had
something to do with his father’s death, but Zwank’s testimony leads
powerfully in a different direction. It is true that as a former bookie with
a meth-afflicted son living at his home, Morningstar may have had other
potential enemies. A reasonable jury, however, could have credited
Zwank’s testimony, which was highly incriminating of Woolheater but
also did not cast Zwank in a very favorable light.
31
That leads us to the key issue: Did the State offer sufficient
evidence to show a relationship between Huser’s animosity toward
Morningstar and the actions of Woolheater sufficient to support the
State’s theory that Huser aided and abetted Woolheater in the murder?
There was no smoking gun showing that Huser aided and abetted
Woolheater. There was no testimony in the record of the second trial
explicitly showing that Woolheater knew about the animosity between
Huser and Morningstar. There was no testimony about conversations
between Huser and Woolheater concerning the need to teach
Morningstar a lesson or anything similar. Although there was evidence
that Woolheater seemed to be in need of money, there was no
documented money trail between Huser and Woolheater. The State’s
investigative efforts using GPS devices and audio recorders turned up
nothing.
Yet, the State presented the jury with important circumstantial
evidence. A husband whose wife had an extramarital affair can be
expected to be angry, but the threats made by Huser were vicious and
out of the ordinary even under the difficult circumstances he faced.
Ankeny is a small community, and Huser and Woolheater traveled in the
same circles. There was evidence that Huser drank with Woolheater
both before and after Morningstar’s disappearance and, on one occasion,
allowed him to use Huser’s cell phone to arrange a ride home after
Woolheater became intoxicated. A jury could infer that Woolheater was
well aware of Huser’s marital problems and his attitude toward
Morningstar—as at least occasional drinking compatriots, they must
have discussed them. Further, a jury could have credited testimony that
Huser made inquiries about whether Woolheater was “for real” to
determine his prowess with guns and his availability to provide services
32
to Huser. In addition, a jury could have credited Webb’s testimony that
Woolheater told him around the time Morningstar’s body was discovered
that the only persons who knew of the body were Webb, Woolheater, and
Huser.
Further, Huser talked about putting a red dot on both Morningstar
and Deb. Woolheater’s rifle, which a reasonable jury could have
concluded was the murder weapon, featured a scope with a red dot sight
mechanism. The phone calls between Huser and Woolheater, which had
been happening for several months, stopped after Morningstar’s
disappearance. Although there was no money trail, Huser often dealt
with cash, and the jury may have concluded he had access to a stash at
home sufficient to compensate Woolheater. Woolheater’s possession of a
yellow sticky note with Deb’s address is curious, as is the fact that an
Ankeny Sanitation business card with the phrase “call me” on the back
was found in the same container as a printout of a county assessor’s
page for the Morningstar residence. Finally, a jury could well give weight
to testimony that Huser made statements like “[n]o body, no crime” and
“[t]hey’ll find [Morningstar] when the snow melts.”
On balance in this vigorously contested case, we conclude the
evidence is sufficient to support the jury’s verdict. Under our cases, we
have held that direct and circumstantial evidence are equally probative.
McGuire, 572 N.W.2d at 547. None of the facts presented above,
standing alone, would be sufficient to support a verdict, but their
cumulative effect provides a reasonable basis for the jury’s guilty verdict.
Because of the companionship between Woolheater and Huser; Huser’s
oft-expressed animosity toward Morningstar; Huser’s threatening
reference to a red-dot target that was consistent with the gun seized from
Woolheater, which had a scope that generated a red dot for the shooter;
33
Huser’s apparent knowledge of Morningstar’s death prior to the discovery
of the body; and Woolheater’s statement to Webb at the time the body
was discovered that only Webb, Woolheater, and Huser knew about the
body, we conclude that there was sufficient evidence for the jury to
reasonably conclude that Huser must have aided and abetted Woolheater
in Morningstar’s death.
III. Challenges Related to Mitrisin Testimony.
A. Introduction. In Huser I, Huser challenged the admission of
Woolheater’s hearsay declarations attributing his motive in killing
Morningstar to Huser, offered through the testimonies of Webb, Mitrisin,
and Connett. 2011 WL 6079120 at *6. The only theory of admissibility
advanced by the State on appeal was that the statements were not
hearsay because the testimonies tended to show responsive conduct and
Woolheater’s motive for being involved in the Morningstar murder. Id. at
*10. The court of appeals rejected this theory, noting that in order to be
admissible under that theory, the statement had to affect the recipient.
Id. at *11–12. In Huser I, the statements were not offered “for the
purpose of shedding light on the conduct of the person to whom [the
statements were] made,” but rather for the purpose of showing the
conduct of the person who made the statements, which was not
permissible under that theory of admissibility. Id. at *11.
At the second trial, the State did not offer testimony from Webb or
Connett but did offer testimony from Mitrisin. As noted above, the State
asked Mitrisin a series of questions about the August or September 2004
meeting between Huser and Woolheater at Woolheater’s Quonset hut.
The State asked several questions designed to elicit testimony that
Woolheater talked about Huser, Deb, and Morningstar.
34
Huser claims the additional questions violated the district court’s
ruling on Huser’s motion to suppress and that, as a result, Huser is
entitled to a mistrial. In the alternative, Huser argues Mitrisin’s entire
testimony should have been stricken so that the inadmissible evidence
would not be unduly highlighted. Finally, Huser argues the district court
should have instructed the jury that “the State knowingly and
intentionally asked improper questions” and that the testimony should
not be considered or, in the alternative, that the information from the
questions “would be unfavorable to the State and favorable to Vern
Huser” or that “the State acted in bad faith by asking the questions, and
you may draw any inference favorable to Mr. Huser.”
There are three lines of inquiry arising out of the backdoor hearsay
issue in this case. First, there is a threshold question of whether Huser
timely objected to the admission of the Mitrisin testimony. If the
objection was timely, the question arises whether the testimony
challenged by Huser was inadmissible backdoor hearsay. If Huser timely
objected and the challenged testimony was backdoor hearsay, the final
issue is the appropriate remedy under the circumstances of this trial.
B. Merits of Backdoor Hearsay Claim.
1. Timeliness of objection. A threshold question is whether Huser
timely objected to the introduction of the alleged backdoor hearsay. The
State claims that Huser’s counsel allowed the three questions to be
asked and answered before making a timely objection. Had a timely
objection been made, according to the State, the court could have ruled
upon the issue before the testimony came into the record. Because of
the failure to launch a timely objection, the State argues Huser has
waived the issue.
35
Huser responds that no waiver occurred. Huser asserts the court’s
ruling on his motion to suppress clearly states Mitrisin’s hearsay
testimony that was rejected by the court of appeals in Huser I was
inadmissible. Because the ruling was clear, Huser asserts no further
objection was required. See State v. O’Connell, 275 N.W.2d 197, 202
(Iowa 1979) (holding when a motion in limine ruling “reaches the
ultimate issue and declares the evidence admissible or inadmissible, it is
ordinarily a final ruling and need not be questioned again during trial”);
State v. Edgerly, 571 N.W.2d 25, 29 (Iowa Ct. App. 1997). Further,
Huser argues experience shows that one should not immediately jump
up and yell mistrial because it brings the attention of the jury to that
issue. See State v. Newell, 710 N.W.2d 6, 32 (Iowa 2006) (involving a
defendant who did not immediately object to improper testimony, but
waited for the next break to request a mistrial, in order not to call
attention to the testimony).
In our view, Huser’s objection should be considered timely. The
district court’s ruling was unambiguous and declared that Mitrisin’s
hearsay testimony was not admissible. It was not a preliminary ruling
but a final ruling of the court. See O’Connell, 275 N.W.2d at 202.
Further, at the hearing on Huser’s suppression motion, the State agreed
that “the three statements designated as hearsay by the Iowa Court of
Appeals will [not] be mentioned until a further hearing by the Court
outside the presence of the jury.”
We agree with the district court that, at a minimum, the State
violated the spirit, if not the letter, of their stated agreement by
attempting to indirectly achieve what the court of appeals and the district
court had prohibited. A very brief delay in bringing the issue to the
attention of the district court tended to minimize the damage done rather
36
than a contemporaneous display of fireworks that would have prevented
any successful judicial intervention. Under the circumstances, we
consider Huser’s objection to the backdoor hearsay as timely.
2. Standard of review for hearsay. The standard of review with
respect to the admission of hearsay evidence is for correction of errors at
law. When hearsay is improperly admitted the error is presumed to be
prejudicial unless the State shows the contrary. State v. Elliott, 806
N.W.2d 660, 669 (Iowa 2011). The State may show improperly admitted
evidence was not prejudicial by proving the error was harmless beyond a
reasonable doubt. State v. Sowder, 394 N.W.2d 368, 372 (Iowa 1986).
3. Admissibility of Mitrisin backdoor hearsay. We now turn to the
question of whether the State inappropriately introduced backdoor
hearsay testimony into the record. In support of his position that
improper backdoor hearsay was admitted, Huser cites several cases in
which artful prosecution questioning was held impermissible as impliedly
introducing hearsay into the record. See United States v. Reyes, 18 F.3d
65, 69 (2d Cir. 1994); Check, 582 F.2d at 679; Schaffer v. State, 721
S.W.2d 594, 597 (Tex. Ct. App. 1986).
At trial, the State suggested that admission of the hearsay was
supported by an unpublished court of appeals opinion Farrar, 2011 WL
3480999 (majority opinion). On appeal, the State emphasizes Farrar as
persuasive authority and claims the district court erred in determining
the Farrar case was “unsupportive on the hearsay issue.” Further, the
State argues the testimony offered was not prohibited hearsay because it
tended to show the connection between the defendant and the victim.
See State v. Frazer, 267 N.W.2d 34, 37 (Iowa 1978) (ruling evidence
showing a connection between the defendant and the victim on the night
of the murder not hearsay).
37
In addition to this argument, the State argues that even if the
testimony was improperly admitted, it was of such a limited amount that
it did not prejudice Huser. The State notes only a portion of the hearsay
ruled inadmissible in Huser I was introduced into the record upon retrial.
The State argues that the relationships between Huser, Deb,
Morningstar, and Woolheater were established by other evidence at trial,
including (1) evidence of Deb’s affair with Morningstar and Huser’s
widely expressed anger and upset after learning of the affair; (2) evidence
that Huser met with Woolheater in the summer of 2004 and looked into
Woolheater’s background and weapons expertise; (3) evidence from cell
phone records indicating that Woolheater and Huser made numerous
phone calls from midsummer 2004 up to September 30, but very few
after Morningstar’s disappearance; (4) discovery of a note with Deb’s new
address in handwriting consistent with Huser’s found in Woolheater’s
house; (5) evidence that Huser stated at a holiday party in December
2004 that Morningstar’s body would be found when the snow melts;
(6) evidence of Woolheater’s comment to Webb after the body was
discovered that Huser was one of three persons who knew about the
body; and (7) evidence that after the discovery of Morningstar’s body,
Huser told a friend that he was “in big trouble.”
While the State recognizes the defense argument that the timing of
Mitrisin’s testimony about the meeting between Huser and Woolheater in
August or early September was especially prejudicial, the State notes
there was evidence that Woolheater and Huser were together at a bar on
September 25, five days prior to Morningstar’s disappearance and thus
the additional evidence of a Huser–Woolheater meeting at the Quonset
hut added little to the record.
38
The district court agreed with Huser on the question of whether
the State introduced prohibited hearsay. According to the district court,
the law of the case holds Mitrisin’s testimony that Woolheater told her
“there was a guy messing around with Vern’s wife or ex-wife . . . and
[Huser] wanted this guy roughed up” is hearsay. According to the
district court, the statements elicited from Mitrisin in the second trial
“were obviously derived from the full statement that was declared
hearsay by the court of appeals in the first trial.” The district court
further reasoned, “Although the statement introduced at the first trial is
only a part of the full hearsay statement, it was still prohibited under the
law of the case.” The district court concluded, “To rule differently would
allow the State to dissect a hearsay statement into smaller statements
and introduce statements in the form of yes or no answers.”
There are three cases dealing with what Huser refers to as
backdoor hearsay. For instance, in Reyes, the prosecution asked a
series of questions of a government agent designed to determine if
“discussions” and “conversations” with two defendants led the agent to
believe that other persons were involved in criminal activity. 18 F.3d at
67–68. The government also asked an agent to describe the significance
of numbers on a matchbook cover, which elicited testimony that one of
the defendants had told the agent that the numbers “were beeper
numbers for two people in Columbia that he was to get in contact with.”
Id. at 68. The defense objected on hearsay grounds. Id. The government
contended that because the words of the declarant were not repeated, the
testimony was not hearsay. Id. at 69. Further, the government claimed
the only purpose of the testimony was to show the impact of the
testimony on the agent. Id.
39
The United States Court of Appeals for the Second Circuit rejected
the argument, noting that the agent’s testimony clearly communicated
the substance of what the declarant had said. Id. The Reyes court noted
that while the district court gave a limiting instruction on the use of the
evidence, the limiting instructions were unlikely to prevent the jury from
using the evidence for its truth. Id. at 72. The Reyes court concluded
that the government was unable to show the evidence was harmless. Id.
As a result, the Reyes court reversed the conviction. Id. The
Reyes court closed its opinion with an admonition to prosecutors that
the need for a retrial could have been avoided if the government,
recognizing the incendiary nature of the evidence, had begun by a
proffer, preferably in writing, explaining the issues in full, thereby giving
the defendant a chance to object and the trial court an opportunity to
rule before the damage had been done. Id.
Another Second Circuit case involving backdoor hearsay is Check,
582 F.2d 668. In Check, an undercover officer was asked to testify about
conversations with the defendant. Id. at 670. The prosecutor attempted
to avoid hearsay by phrasing his questioning as follows: “Without telling
us what [the defendant said to you], what did you say to [the defendant].”
Id. at 671. Through this strategy, the government indirectly introduced
into the record extensive evidence that Check was involved in narcotics
transactions. Id. at 678–79.
The Check court then turned to the question of prejudice. Id. at
683. The Check court emphasized the test of whether the hearsay
evidence was harmless was not whether there was other evidence that
was independently sufficient to establish the defendant’s guilt. Id. at
683–84. The test was whether the error influenced the jury. Id. at 684.
40
According to Check, error is harmless only if the court is sure the
evidence did not influence the jury or had only slight effect. Id.
A state appellate court considered a backdoor hearsay problem in
Schaffer, 721 S.W.2d 594. In Schaffer, the prosecutor used the “without
telling us what [the defendant] told you” format to inquire whether the
officer would ask the state to drop the charges after talking to a person
who would have knowledge about the validity of the defendant’s defense.
Id. at 597. The officer answered, “No, Sir.” Id. The Schaffer court noted
that while the question and answer did not produce hearsay “in the
classic or textbook sense,” the questioning was nevertheless designed to
circumvent the hearsay rule and present the jury with information from
unsworn, out-of-court sources. Id. The Schaffer court declared that
such backdoor hearsay should be subject to the same rules and
limitations as its more common form. Id. Finding a reasonable
possibility that the jury was influenced by the testimony, the Schaffer
court reversed the conviction and remanded the case for a new trial. Id.
We think it clear that the State was attempting to circumvent the
ruling in Huser I by giving rise to an inference that Huser and Woolheater
were talking about Deb and Morningstar at the Quonset hut in late
August or early September. Mitrisin, of course, had no personal
knowledge about what Huser and Woolheater discussed. Indeed, she
had no personal knowledge sufficient to identify Huser. While the
defense was willing to allow testimony that Huser and Woolheater were
together at the Quonset hut, the defense did not consent to innuendo
about the subject matter of the Huser–Woolheater meeting.
We recognize that the form of the question did not literally require
the jury to infer the subject matter of the meeting. But the use of the
“don’t tell me what he said” questioning directly after Mitrisin testified
41
about the Quonset hut meeting was designed to encourage the jury to
make the connection. In State v. Carey, we noted that the state
is not permitted by means of the insinuation or innuendo of
incompetent and improper questions to plant in the minds of
the jurors a prejudicial belief in the existence of evidence
which is otherwise not admissible and thereby prevent the
defendant from having a fair trial.
165 N.W.2d 27, 32 (Iowa 1969) (quoting State v. Haney, 18 N.W.2d 315,
317 (Minn. 1945)). Here too, through a questioning strategy, the State
sought to leave the impression with the jury about the existence of
inadmissible evidence. We therefore conclude that the questioning
violated the ruling of the district court in the motion to suppress through
a backdoor strategy.
C. Appropriate Remedy.
1. The district court’s approach to backdoor hearsay. From our
reading of the record, the district court was prepared to strike the last
three questions and answers of Mitrisin’s testimony and admonish the
jury to disregard it. Huser, however, feared that any admonition would
simply serve to emphasize the improperly admitted evidence. Although
the district court rejected Huser’s request for more muscular remedies,
the district court did order the prosecution not to refer to the testimony
in its closing statement.
2. Motion for mistrial. Huser’s first requested remedy was a
mistrial. According to Huser, the damage to him was complete by the
very admission of the backdoor hearsay. The hearsay bell could not be
unrung. As a result, Huser believed that a mistrial was required. The
State countered that the admission of the evidence had minimal
prejudice, and the district court agreed. According to the State, the
record contained other evidence amply demonstrating the connections
42
between Huser, Morningstar, and Woolheater. Huser argues the district
court abused its discretion by failing to grant the motion for mistrial
under all the circumstances.
Ordinarily when hearsay evidence is admitted into the record, a
district court may address the problem by striking the inadmissible
testimony and admonishing the jury to disregard it. State v. Williamson,
570 N.W.2d 770, 771 (Iowa 1997). The question is whether, under the
circumstances of this case, the ordinary remedy was insufficient to
ensure the defendant received a fair trial.
Generally, a trial court has wide discretion in granting or denying a
mistrial. State v. Trudo, 253 N.W.2d 101, 106 (Iowa 1977). A trial
court’s exercise of discretion may be reversed on appeal only when it is
demonstrated that the discretion of the trial court “was exercised on
grounds or for reasons clearly untenable or to an extent clearly
unreasonable.” State v. Brewer, 247 N.W.2d 205, 211 (Iowa 1976)
(quoting State v. Blackwell, 238 N.W.2d 131, 138 (Iowa 1976)). We have
held that when evidence admitted contrary to a prior court ruling was
promptly stricken and the jury admonished to disregard it, a mistrial
may be granted only when the matter forbidden is so prejudicial that its
effect upon the jury could not be erased by the trial court’s admonition.
State v. Jackson, 587 N.W.2d 764, 766 (Iowa 1998); State v. Mattingly,
220 N.W.2d 865, 870–71 (Iowa 1974).
Our cases reveal several examples when we have granted mistrials
when the improper evidence came into the record and a curative
instruction would have been insufficient to remove the prejudice. For
example, in State v. Oppedal, we granted a new trial in a prosecution for
possession of marijuana when the state offered evidence that a third-
party approached the door of the defendant with three pounds of
43
marijuana without showing any connection between the defendant and
the three pounds of marijuana. 232 N.W.2d 517, 519, 524 (Iowa 1975).
We also granted a mistrial in Carey, 165 N.W.2d 27. In Carey, the
state sought to create through questioning the innuendo that the
defendant was responsible for the unavailability of key witnesses. Id. at
31. We held the state “is not permitted by means of insinuation or
innuendo of incompetent and improper questions to plant in the minds
of the jurors a prejudicial belief in the existence of evidence which is
otherwise not admissible and thereby prevent the defendant from having
a fair trial.” Id. at 32 (quoting Haney, 18 N.W.2d at 317). This
transaction, when combined with other trial problems, had the
cumulative effect of depriving the defendant of a fair trial. Id. at 36.
Another case of interest is State v. Belieu, 288 N.W.2d 895 (Iowa
1980). In Belieu, the defendant was being tried jointly with two
codefendants. Id. at 896. The defendant made a motion to sever, which
was denied, and the defendant’s codefendants introduced evidence of
prior criminal activity by the defendant as part of their defenses to the
crime. Id. at 898. We held that the improper evidence was so pervasive
and central to the issues of the case that its prejudicial effect could not
be reasonably cured by a limiting instruction. Id. at 901–02. The
defendant had no way of protecting himself at trial against this
prejudicial impact, nor was the evidence brief or inadvertent and
promptly stricken from the record. Id. at 901.
Precedents from other states also provide some guidance. In State
v. Veatch, an Oregon appellate court considered whether the state’s offer
of inadmissible evidence required a new trial. 196 P.3d 45, 47 (Or. Ct.
App. 2008). In Veatch, the defendant was charged with operating a
motor vehicle while intoxicated. Id. In response to questioning by the
44
state, the arresting officer testified the defendant sought to consult with
a lawyer before taking a breath test. Id. at 48. The defendant objected.
Id. The trial court sustained the objection and admonished the jury not
to consider the testimony. Id. The defendant moved for a mistrial, which
was denied. Id. at 48–49.
On appeal, the Veatch court reversed. Id. at 55. According to the
Oregon court, the testimony that the defendant sought the advice of an
attorney gave rise to an adverse inference of guilt because the jury would
infer that the defendant would fail the breath test. Id. at 54. The court
explained that “once a juror has drawn the inference that the defendant
tacitly admitted guilt, it would be exceedingly difficult to disregard both
the evidence that gave rise to that inference and—more importantly—the
inference itself.” Id. at 55. As a result, the Oregon appellate court held
the district court abused its discretion in denying a mistrial. Id.
A mistrial has often occurred in the context of improper admission
of prior bad acts. For instance, in Jones v. State, the state introduced
evidence of the defendant’s prior felony convictions. 128 So. 3d 199, 200
(Fla. Dist. Ct. App. 2013) (per curiam). Jones objected each time, but
strategically declined a curative instruction because such an instruction
would be “like putting the fire out with gasoline.” Id. Instead, Jones
moved for a mistrial, which was denied by the trial court. Id. The trial
court, however, gave an instruction to the jury to disregard the evidence
of prior felonies. Id.
The Florida appellate court reversed. Id. at 201. According to the
appellate court, the prejudice was so severe that the judge’s curative
instruction was insufficient. Id. The appellate court emphasized that the
prejudice was obvious. Id. Further, the fact the jury inquired about the
felony convictions showed that they were influenced by the testimony.
45
Id.; see also State v. Vallejo, 965 A.2d 1181, 1187–89 (N.J. 2009) (holding
curative instruction inadequate when evidence of prior crimes was
admitted).
On balance, we cannot conclude the district court abused its
discretion in refusing to grant a mistrial. In doing so, it is important to
consider the difference between the hearsay evidence offered in Huser’s
first trial with that offered in the second trial. In the first trial, Mitrisin
testified she observed Huser and Woolheater meet and that afterwards
Woolheater told her that Huser wanted Woolheater to “rough up”
Morningstar because of the affair between Morningstar and Huser’s ex-
wife. Huser I, 2011 WL 6079120, at *4. Here, Mitrisin only testified she
saw Huser and Woolheater meet and that at some point Woolheater
spoke about Huser, Deb, and Morningstar. While the testimony offered
by the State might be construed to imply that Huser and Woolheater
discussed Deb and Morningstar at the time of the meeting, it did not
include the highly prejudicial testimony that Huser wanted Woolheater to
“rough up” Morningstar that was admitted in the first trial. Moreover,
the three improper questions were a very small part of the fourteen-day
trial with forty-five witnesses. Finally, the district court ordered the
State to make no reference to the testimony in its closing argument, and
the State complied. Under the circumstances, we do not believe the
evidence was so flagrantly prejudicial that the district court abused its
discretion in denying a mistrial.
We do, however, wish to emphasize the cautionary note in the
Reyes case with regard to potentially prejudicial evidentiary matters. See
18 F.3d at 72. The wisest course for the prosecution when there is a real
question of whether a proposed interrogation will run afoul of a motion in
limine or other order of the court, is to present the issues to the district
46
court for prior determination rather than spring the issue on the court
and the parties. By declining to do so in this case, the prosecution
assumed a significant risk that a favorable verdict would be undermined
by evidentiary error. That the State has avoided such a result here
should not sanction or encourage the hide-the-ball approach of the State
in this case.
3. Motion to strike entirety of Mitrisin testimony. After the district
court ruled the State improperly introduced hearsay through Mitrisin but
declined to grant a mistrial, Huser’s counsel and the State agreed to try
to develop an admonition to the jury. The attempt ended in failure,
however, and Huser asked the district court to strike Mitrisin’s entire
testimony in the alterative to granting a mistrial. The advantage of this
approach was that it would tend to lessen the jury’s attention to the
improperly admitted evidence. The district court rejected this approach.
Mitrisin’s testimony was not extensive. She did establish without
objection that Woolheater and Huser met at the Quonset hut in late
August or early September. At the time, however, Mitrisin did not know
who Huser was, and she was able to identify Huser only because
Woolheater told her that the man was Huser.
This evidence, though of some use to the State, was hardly critical
to its case. Through other witnesses, the State had established that
Woolheater and Huser knew each other, they were in telephonic
communication in September, and they were friendly enough that on
September 25 Huser allowed Woolheater to use his cell phone to call his
girlfriend to get a ride home from a bar after becoming intoxicated. The
striking of Mitrisin’s entire testimony would have tended to lessen the
prejudice caused by her inadmissible testimony without significantly
undermining the State’s case.
47
Yet, we cannot conclude the district court abused its discretion by
declining to strike the entirety of the testimony. We think the district
court’s rejected offer of striking the offending questions and answers,
accompanied by an appropriate admonition, would have been sufficient
under the facts and circumstances of this case. We come to this
conclusion because of the vagueness of the testimony offered, its limited
scope, and our trust that a jury can ordinarily follow the court’s
instructions. The evidence that leaked into the record was simply not so
incendiary as to require a different result.
4. Request for a curative instruction. As a second alternative to a
mistrial, Huser proposed a strong curative instruction that would, in
effect, penalize the State for its conduct. According to Huser, the district
court should have “counterbalanced” the prejudicial evidence by
instructing the jury that the State “knowingly and intentionally asked
improper questions,” and therefore the jury should not consider the
testimony. Alternatively, Huser asked for an instruction indicating that
“information from the questions would be unfavorable to the State and
favorable to Vern Huser” or “the State acted in bad faith by asking the
questions, and you may draw any inference favorable to Mr. Huser.” The
district court declined to give the proposed instructions.
A court’s decision not to give a requested instruction is reviewed
for correction of errors at law. Alcala v. Marriott Int’l, Inc., 880 N.W.2d
699, 708 n.3 (Iowa 2016). Failure to give an appropriate instruction
warrants reversal unless the record shows the absence of prejudice.
State v. Marin, 788 N.W.2d 833, 836 (Iowa 2010), overruled on other
grounds by Alcala, 880 N.W.2d at 708 n.3. We have said that “[w]hen the
error is not of constitutional magnitude, the test of prejudice is whether
it sufficiently appears that the rights of the complaining party have been
48
injuriously affected or that the party has suffered a miscarriage of
justice.” Id. (quoting State v. Gansz, 376 N.W.2d 887, 891 (Iowa 1985)).
It is important to keep in mind the context in which the issue of
curative instruction arises. Shortly after the Mitrisin testimony was
introduced, the district court appeared willing to strike the testimony
and give an appropriate admonition. Huser did not think that sufficient
to cure the prejudice and instead sought a stronger remedy of mistrial
and exclusion of the entire Mitrisin testimony. The district court denied
these remedies. Later, the State and the defense attempted to develop an
appropriate instruction for the jury, but no agreement was reached.
After the efforts were unsuccessful, Huser proposed the above jury
instructions.
We do not find the refusal of the district court to instruct the jury
as proposed by Huser to be reversible error. The district court found
that the State had not knowingly and intentionally asked improper
questions, and thus there was no basis for the first version of the
proposed instruction. Although the State’s approach was arguably less
than candid and certainly not forthcoming, we conclude the State had a
good-faith basis for believing that the evidence it was about to offer was
not hearsay and thus would not violate the district court’s order
suppressing the hearsay held inadmissible in Huser I.
To the extent the State suggested below that the majority in Farrar
endorsed its position, that suggestion is plainly incorrect. The majority
in Farrar stands for the proposition that the failure to object to the
proffered hearsay testimony could amount to ineffective assistance, a
position that plainly assumed the evidence admitted at trial should have
been excluded. 2011 WL 3480999, at *3. The concurring opinion in
Farrar, however, took the position that the underlying testimony was not
49
hearsay at all. Id. (Vogel, P.J., concurring specially). The reasoning of
the concurring opinion, though not adopted by the court in Farrar,
provided the State with a good-faith basis for the proposition that its
proffered evidence was not hearsay.
We now turn to the second curative instruction proposed by Huser.
The first variation of the second proposed curative instruction states that
the information obtained from the questions posed by the State would be
unfavorable to the State and favorable to Huser. However, such an
assertion is simply not true. Indeed, it is the unfavorable impact of the
Mitrisin testimony that caused Huser to seek a mistrial.
We cannot endorse a “fight fire with fire” approach that misstates
the facts. Such an approach would undermine the integrity of the
tribunal. If such an inaccurate instruction is required to balance the
playing field, the proper remedy is not an inaccurate instruction but a
mistrial. See State v. Ware, 205 N.W.2d 700, 704–05 (Iowa 1973)
(holding evidence of coerced confession—which was struck and the jury
admonished to disregard—was so prejudicial that striking and
admonishing could not cure).
Similarly, the second variation of the proposed curative instruction
advising the jury that the State was acting in bad faith and that the jury
was free to draw any inference favorable to Huser was not a balanced
instruction designed to promote a fair trial but was unnecessary overkill.
The district court did not abuse its discretion in refusing to give such an
instruction under the facts and circumstances of this case.
IV. Admissibility of Woolheater’s Statements to Zwank and
the “Open the Door” Issue.
A. District Court Proceedings. At Huser’s second trial, the
tables were reversed when Huser sought to introduce hearsay evidence of
50
statements by Woolheater. Specifically, Huser sought to introduce
statements made by Woolheater to Zwank that Woolheater told her
Morningstar had information against Woolheater that could put
Woolheater in jail, that “Ricky and Mark” were going to help Woolheater
take care of Morningstar, and that “Ricky made one hell of a shot” on the
night of September 30. Before the district court, Huser argued that
Woolheater’s statements to Zwank were admissible as statements against
interest or as statements to a coconspirator in furtherance of a
conspiracy.
The State responded that if Woolheater’s statements to Zwank
came into the record, Woolheater’s statements to Webb, Connett, and
Mitrisin should also be admissible. According to the State, “it shouldn’t
be allowed for the defense to be able to get into [Woolheater’s statements
to Zwank] if the State can’t [get into Woolheater’s statements to Mitrisin,
Webb, and Connett].” The State argued that if Woolheater’s statements
to Zwank were admissible as statements against interest, the statements
to Mitrisin, Webb, and Connett were also statements against interests.
As to the coconspirator theory, the State argued the evidence did not
support a conspiracy between Zwank and Woolheater at the time the
statements were made.
The hearing at the district court first focused on Huser’s
coconspirator theory. Huser argued that while Zwank was a
coconspirator with Huser, Mitrisin, Webb, and Connett were not
coconspirators. As a result, he claimed, Zwank’s testimony was
admissible but not the testimony of the State’s witnesses.
The district court responded, however, by indicating that if
Zwank’s testimony came into the record “it does open the door” to
testimony from Mitrisin, Webb, and Connett. In any event, the district
51
court stated, “I’m not convinced that I can say that by a preponderance
of evidence that this witness is a coconspirator.”
Huser then urged admission of at least part of Woolheater’s
statements to Zwank as statements against interest. In response, the
district court stated, “Well, again, my perspective . . . is that you can’t
use it as a shield and a sword at the same time. . . . So what’s good for
the goose is good for the gander.” At this point, the district court
declared, “So my ruling is, I’m not going to rule that she’s a
coconspirator in this particular case. And if you want to go into these
other statements, then I think that does open the door.”
After this ruling from the district court, Huser made his offer of
proof. In the offer of proof, Zwank testified that a couple of days before
she arrived in Des Moines on September 30, Woolheater told her
Morningstar had something against him that could send him to jail and
that Ricky and Mark were going to deal with Morningstar. On the
evening of September 30, Zwank testified that while she waited for
Woolheater after dropping him off near the Morningstar residence, she
received a communication from Woolheater stating “they’re here.” Once
Zwank picked up Woolheater, he stated, “Ricky made one hell of shot.”
After the incident on September 30, Zwank testified that Woolheater
again told her that he had to take care of Morningstar because he had
something on him concerning his past.
After the offer of proof, the district court stated, “[M]y reaction is
that you are entitled to go there, but it opens the door.” Huser’s counsel
stated, “I understand that Judge. And I will tell the court that I will not,
at this point, go into that.”
B. Positions of the Parties. On appeal, Huser maintains that the
Woolheater hearsay to Zwank is admissible as “inextricably intertwined”
52
evidence or “res gestae” and therefore not excluded under Iowa Rule of
Evidence 5.404(b) (2013). Second, Huser argues that Woolheater’s
comments were admissible as statements of a coconspirator in
furtherance of a conspiracy under Iowa Rule of Evidence 5.801(d)(2)(E).
Finally, Huser maintains that Woolheater’s comments to Zwank were
admissible as admissions against interest under Iowa Rule of Evidence
5.804(b)(3).
Huser asserts that he was prejudiced by the exclusion of Zwank’s
testimony. Huser notes that in rebuttal, the State stressed it was
undisputed that Woolheater pulled the trigger on the gun that killed
Morningstar. Huser points out the State further stated in its rebuttal
argument that “there isn’t any question of the motivation behind the
action. Vern Huser wanted Lance Morningstar dead.” Had the Zwank
testimony been admitted, Huser argues, the State could not have made
the unqualified argument that “there isn’t any question” behind the
motive for Morningstar’s murder. If Woolheater’s declarations to Zwank
were admitted, the defense would have been able to argue there was
evidence that Woolheater had a motive independent of Huser. Under the
circumstances, according to Huser, the State cannot show that the
erroneous exclusion of evidence did not result in prejudice. See State v.
Traywick, 468 N.W.2d 452, 454–55 (Iowa 1991). 2 In his appellate
briefing, however, Huser does not address the question of whether the
admission of Woolheater’s statement to Zwank would open the door to
2On appeal, Huser also asserts the failure of the trial court to admit the hearsay
testimony of Zwank violated due process. The State correctly points out that the due
process claim was not raised in the district court. Huser thus waived his constitutional
claim. See Tangie, 616 N.W.2d at 569.
53
unfavorable statements made by Woolheater to Mitrisin, Connett, and
Webb.
The State’s response to Huser’s argument regarding the
admissibility of Woolheater’s statements to Zwank is also brief.
According to the State, Huser’s inextricably intertwined argument does
not apply because the doctrine ordinarily allows admission of a second
offense to “complete the story.” State v. Nelson, 791 N.W.2d 414, 419–20
(Iowa 2010). Here, according to the State, there is no second offense and
thus the inextricably intertwined exception does not apply. The State
further argues the district court correctly found there was no conspiracy
between Woolheater and Zwank. At most, the State asserts, Zwank may
have been an accessory after the fact, but there was no agreement
between Woolheater and Zwank that amounted to a criminal conspiracy.
The State does not address in its appellate brief the question of whether
Zwank’s testimony was an admission against interest.
The State further declares the biggest hurdle to admission of the
Zwank testimony is the fact that on the first appeal Huser succeeded in
excluding Woolheater’s statements about Woolheater’s motive made to
Mitrisin, Connett, and Webb. The State points out that at the district
court, the prosecution insisted that the admission of Woolheater’s
statements of motive should be “all or nothing.” The State noted the
district court questioned whether the admission of the Zwank hearsay
testimony “opened the door” and cites the district court’s observation
that “you can’t use it as a shield and a sword at the same time here.”
Finally, the State suggests that Huser was not prejudiced by the
lack of admission of the Zwank hearsay. The State notes that Zwank
would have been subject to cross-examination, and the fact that
Woolheater may have had an independent motive would not have
54
prevented the State from arguing Huser was a key connection between
Woolheater and Morningstar.
C. Discussion.
1. Admission under the inextricably intertwined theory. We reject
the notion that the Zwank testimony was admissible under the
inextricably intertwined theory. As noted by the State, Huser did not
present the theory to the district court and thus the issue has been
waived. In any event, the inextricably intertwined doctrine is a narrow
exception reserved for situations in which evidence of another crime is
admitted because of necessity in explaining the underlying crime
charged. As stated in Nelson, the doctrine applies only when “a court
cannot sever this evidence from the narrative of the charged crime
without leaving the narrative unintelligible, incomprehensible, confusing,
or misleading.” 791 N.W.2d at 423. It has no application in this case.
2. Admission as a statement in furtherance of a conspiracy. Iowa
Rule of Evidence 5.801(d)(2)(E) provides that “a statement by a
coconspirator of a party during the course and in furtherance of the
conspiracy” is not hearsay. A conspiracy is “a combination or agreement
between two or more persons to do or accomplish a criminal or unlawful
act, or to do a lawful act in an unlawful manner.” State v. Tonelli, 749
N.W.2d 689, 692 (Iowa 2008) (quoting State v. Ross, 573 N.W.2d 906,
914 (Iowa 1998)). A conspiracy must be established by a preponderance
of the evidence. Tangie, 616 N.W.2d at 569. When a trial court makes a
determination on the question of whether a conspiracy exists, we review
the trial court’s determination for substantial evidence. In re Prop.
Seized from DeCamp, 511 N.W.2d 616, 621 (Iowa 1994).
The district court concluded that Huser failed to show a conspiracy
between Woolheater and Zwank by a preponderance of the evidence.
55
Based on our review of the record, we find there is substantial evidence
to support the district court’s conclusion. The record reflects that Zwank
was interested in spending her birthday with Woolheater and drove to
Des Moines for that purpose. There was no evidence in the record
Zwank agreed with Woolheater that an unlawful act needed to be
accomplished with respect to Morningstar. She drove Woolheater to the
vicinity of Morningstar’s house at Woolheater’s direction; but arguably,
she did so hoping that Woolheater would finish his business and spend
time with her.
By attempting to help Woolheater load the body into the trunk of
her vehicle and helping Woolheater load Morningstar’s tractor onto
Woolheater’s truck, Zwank may well have been aiding and abetting the
criminal acts of Woolheater, but aiding and abetting and conspiracy are
different concepts. While the district court could have come to a different
conclusion, we do not find the district court’s ruling on the question
clearly erroneous or not supported by substantial evidence. See State v.
Long, 628 N.W.2d 440, 445 (Iowa 2001).
3. Admission as a statement against interest. On the question of
admission against interest under Iowa Rule of Evidence 5.804(b)(3), we
conclude Huser is on firmer ground. The parties agreed that Woolheater
was unavailable to testify at the trial, a prerequisite to the hearsay
exception. In order to qualify as a statement against interest, a person
does not need to confess to a crime. Paredes, 775 N.W.2d at 566. All
that is required is that the hearsay statements tend to expose the
declarant to criminal liability, thereby providing an indicium of reliability.
Id.
An important aspect of Woolheater’s statement to Zwank was his
declaration that Morningstar had something on him that might send him
56
back to jail. Statements of motivation for criminal acts have been held to
qualify as statements against interest. For instance, statements by
declarants that the victim was shot because he was a bully, that the fire
was set to destroy evidence, and that a house of prostitution was
burglarized with intent to commit a robbery, have all been held
admissible as statements against interest. See People v. Jackson, 1 Cal.
Rptr. 2d 778, 783 (Ct. App. 1991); State v. Morales, 788 N.W.2d 737, 766
(Minn. 2010); People v. Pierre, 11 N.Y.S.3d 389, 391 (App. Div. 2015).
In order to be admissible, statements against interest must be
clearly supported by corroborating circumstances. Paredes, 775 N.W.2d
at 561. Corroborating circumstances, of course, does not mean that
there must be redundant evidence in the record supporting the
statement made by the declarant. Instead, all that is required is that
there exists a reasonable possibility that the declarant’s statement might
be true. Id.
In Paredes, we adopted a multifactor test similar to that employed
in other jurisdictions to determine whether a statement was sufficiently
corroborated to be admissible under the statement against interest
exception. Id. at 568. Among the factors to be considered are whether
the declarant had any apparent motive to misrepresent the matter, the
character of the declarant, the timing of the declaration, whether the
declaration was made spontaneously, the relationship between the
declarant and the party to whom the declaration was made, and whether
other people heard the out-of-court statement. Id.
One of the factors often cited in the caselaw as tending to establish
corroboration is when the declaration is made to a friend or close
associate in a noncoercive setting. See Thomas v. United States, 978
A.2d 1211, 1231 (D.C. 2009) (agreeing the fact that the declarant made
57
the statement to his brother’s girlfriend was a corroborating
circumstance); Maugeri v. State, 460 So. 2d 975, 978 (Fla. Dist. Ct. App.
1984) (holding declaration made to girlfriend admissible). Here,
Woolheater’s statement was made to his girlfriend, Zwank. This
corroborating circumstance cuts in favor of admissibility.
Closeness of the declaration to the crime and its spontaneity may
be a corroborating circumstance. See People v. Wilcox, 941 N.E.2d 461,
476 (Ill. App. Ct. 2010); State v. Cazares-Mendez, 256 P.3d 104, 117 (Or.
2011) (en banc). This factor also cuts in favor of admissibility of
Woolheater’s comments to Zwank.
Most importantly, however, there is ample circumstantial evidence
connecting Woolheater to the crime. Indeed, he was ultimately convicted
of first-degree murder because of the strength of the evidence against
him. As emphasized in Paredes, if a nexus exists between the declarant
and the time and place of the crime and the statement has “substantial
plausibility,” the proponent has met the corroboration requirement. 775
N.W.2d at 568.
This is not a case in which a remote party is seeking to divert
blame under an attenuated theory of guilt. Although some jurisdictions
have held that statements prior to the crime are not admissible because
they do not expose the declarant to criminal liability—see Varble v.
Commonwealth, 125 S.W.3d 246, 253 (Ky. 2004) and State v. Espinosa,
43 P.3d 1155, 1163 (Or. Ct. App. 2002)—Woolheater made statements to
Zwank after the crime that tend to expose him to criminal liability; for
example, “Ricky made a hell of a shot.” Thus, at least some of
Woolheater’s declarations to Zwank appear to be admissible as
statements against interest.
58
4. Entitlement to relief. Yet, the mere fact that at least some of the
Zwank testimony is admissible as a statement against interest does not,
in and of itself, provide Huser with an avenue for relief. From our
reading of the record, the district court was prepared to allow the
admission of the Zwank testimony, but held that the introduction of the
Zwank testimony would “open the door” to Woolheater’s statements to
Webb, Mitrisin, and Connett. Specifically, the district court stated at the
hearing, “[I]f you want to go into these statements [to Zwank], I think
that does open the door.” After the offer of proof, the district court
stated, “[M]y reaction is that you are entitled to go there, but it opens the
door.” Huser did not move the Zwank testimony be admitted. Huser
seems to have believed if the choice were all or nothing, nothing was the
better approach.
On appeal, Huser does not address the district court’s ruling that
the testimony of Zwank would “open the door.” Huser asserts that
Woolheater’s statements to Zwank are admissible under various
exceptions to the hearsay rule, but does not directly address the question
of whether the district court was correct in indicating that admission of
the Woolheater statements to Zwank meant the other, less favorable
Woolheater hearsay statements to Mitrisin, Webb, and Connett would
also be admissible. The State briefly provides a narrative of the district
court’s approach to the issue, but does not provide any analysis or
caselaw to support the district court’s “all or nothing” theory.
But a critical issue before the district court, however, was whether
the admission of the favorable Zwank testimony meant the admission of
unfavorable testimony from Webb, Mitrisin, and Connett under an open-
the-door theory. The key ruling of the district court was thus not on the
admissibility of the Zwank testimony, but on its ruling that other less
59
favorable hearsay would subsequently become admissible. The price of
admission, literally, was too high for Huser, and he did not pursue the
matter further at trial.
What exactly the district court and the parties meant when they
used the catchy phrase “open the door” is unclear. See Charles Alan
Wright & Kenneth W. Graham Jr., 21 Federal Practice & Procedure
§ 5039, at 829 (2d ed. 2005) [hereinafter Wright] (“[C]ourts continue to
throw around such ‘notoriously imprecise’ terms as ‘opening the door’,
‘invited error’, ‘curative admissibility’, ‘fighting fire with fire’—and, yes,
‘waiver.’ ”).
The phrase “open the door” is sometimes used as a reference to the
doctrine of curative admissibility. The doctrine of curative admissibility,
however, only applies when inadmissible evidence has been entered into
the record and the other party seeks to admit further inadmissible
evidence to cure the error. This is what is colloquially referred to as the
“fight fire with fire” theory. See Lala v. Peoples Bank & Trust Co. of Cedar
Rapids, 420 N.W.2d 804, 807–08 (Iowa 1988) (recognizing the doctrine of
curative admissibility when inadmissible evidence is introduced into the
record and opposing party is allowed to offer inadmissible evidence to
cure the problem); Vine St. Corp. v. City of Council Bluffs, 220 N.W.2d
860, 864 (Iowa 1974) (“[W]hen one party introduces inadmissible
evidence the opponent under proper circumstances may be entitled to
rebut this proof by other inadmissible evidence.”); Wright, 21 Federal
Practice & Procedure § 5039.3, at 847.
There is authority that in the purest sense, the doctrine of
“opening the door” is a reference to situations in which the admission
into the record of admissible evidence is a prerequisite for introduction of
other evidence. A party opens the door by offering admissible evidence
60
that in turn triggers admissibility of responsive evidence by an opposing
party. For example, when a criminal defendant introduces evidence of
good character, such evidence opens the door to the admission of bad
character evidence by the state. Iowa R. Evid. 5.404(a)(1); see Wright, 21
Federal Practice & Procedure § 5039.1, at 835. The pure notion of
opening the door does not quite fit here unless the State can establish an
exception to the hearsay rule that would allow the admission of
Woolheater’s statements to Mitrisin, Webb, and Connett. The State did
not undertake such an effort before the district court or on appeal.
However, the rule of completeness in Iowa Rule of Evidence 5.106
might be characterized as posing an open-the-door concept. See State v.
Keith, 618 A.2d 291, 293 (N.H. 1992) (characterizing similar state rule of
evidence as involving an open-the-door concept). Under rule 5.106,
admission of evidence of a conversation may lead to admission of
evidence of any other conversation “when necessary in the interest of
fairness, a clear understanding, or an adequate explanation.” Iowa R.
Evid. 5.106(a). The Iowa rule is broader than the federal counterpart in
Federal Rule of Evidence 106, which applies only to all or part of writing
or recorded statement. The Iowa rule allows admission of “any other . . .
conversation” that meets the rule’s requirements. Id.
Although the concept of opening the door was repeated by the
parties and the district court, no one mentioned rule 5.106 at the
hearing in the district court. And, not surprisingly, there are no express
findings under the rule. Had rule 5.106 been raised, there might be
interesting issues regarding whether the requirement of necessity had
been met and whether the scope of the rule allowed introduction of all,
some, or none of the hearsay statements Woolheater made to Mitrisin,
Webb, and Connett.
61
For instance, the statements of Mitrisin, Webb, and Connett
arguably do not refer directly to the subject of Morningstar possessing
information that could send Woolheater to jail, but may relate to a
different subject matter, namely Huser’s alleged desire to have
Morningstar “roughed up.” The rule states that any other conversation
“is admissible when necessary in the interest of fairness, a clear
understanding, or an adequate explanation.” Id. But in fairness, a clear
understanding, or an adequate explanation of what exactly? Is it limited
to understanding the prior statement itself, explaining it, or providing an
understanding of it, or correcting a misimpression in the statement? See
Johnson v. State, 823 So. 2d 1, 39 (Ala. Crim. App. 2001) (stating
doctrine of completeness only applies to a single conversation); State v.
Keough, 18 S.W.3d 175, 182–83 (Tenn. 2000) (holding Tennessee’s
version of rule 5.106 did not apply to defendant’s subsequent statements
made to other individuals).
So construed, the statements of Mitrisin, Webb, and Connett do
not complete the Zwank testimony at all. They do not explain how
Morningstar had damaging information on Woolheater or correct a
misleading impression that Woolheater might go to jail if Morningstar
disclosed information to authorities. There is no suggestion that Zwank
reported part of Woolheater’s statements or that her testimony took the
statement out of context. It was arguably not, in the colorful words of
one federal court, “a misleadingly tailored snippet.” United States v.
Castro-Cabrera, 534 F. Supp. 2d 1156, 1160 (C.D. Cal. 2008) (quoting
United States v. Collicott, 92 F.3d 973, 983 (9th Cir. 1996)). A narrower
gloss is consistent with Knudsen v. Chicago & North Western
Transportation Co., where we allowed additional testimony about a
singular event—a prior phone call—under rule 106, the predecessor of
62
rule 5.106. 464 N.W.2d 439, 443 (Iowa 1990); see also State v.
Campbell, 582 P.2d 783, 785 (Mont. 1978) (holding under rule of
completeness, balance or portions of the same document,
correspondence, or conversation may be admitted, but not all hearsay
communications regarding what the informant may have told law
enforcement).
Phrased differently, the question is what, exactly, is being made
complete under rule 5.106. As noted by one commentator, deciding what
is complete raises a difficult question. 1 Barbara E. Bergman & Nancy
Hollander, Wharton’s Criminal Evidence § 4.10, at 319 (15th ed. 1997).
Yet, in order to apply this type of rule, a decision must be made as to
“what grouping constitutes a fair and reasonably complete unit of
material.” United States v. Boylan, 898 F.2d 230, 257 (lst Cir. 1990).
Using the Boylan formulation, is the unit of material here
Woolheater’s statement to Zwank that Morningside had something on
him that could land him in jail? See United States v. Moussaoui, 382
F.3d 453, 482 (4th Cir. 2004) (holding rule cannot be used to gain
admission of statements that “neither explain nor clarify the statements
designated by [the opposing party]”); see also 7 Laurie Kratky Doré, Iowa
Practice SeriesTM: Evidence § 5.106:1, at 95 (2016–2017 ed.) [hereinafter
Doré] (“[T]he rule requires a demonstration that additional evidence is
necessary to a proper understanding of the admissible primary evidence.”
(Emphasis added.)).
Or is there a broader unit of material, namely, the general question
of why Woolheater killed Morningstar? Can rule 5.106 be extended to
allow the opposing party not only to provide the full context of a prior
statement, but also to attack the veracity of the statement through other
statements made at a different time and place to different parties? If so,
63
does the rule of completeness eviscerate the law of evidence generally by
becoming a license to admission of otherwise inadmissible evidence when
the defendant extracts an ounce of favorable testimony?
There are other issues. There is the question of whether rule 5.106
serves primarily a timing function or a trumping function. Some federal
courts have held that the federal rule of completeness is designed only to
deal with order of proof, or timing of admission, and not “to make
something admissible that should be excluded.” United States v. Costner,
684 F.2d 370, 373 (6th Cir. 1982). But see United States v. Bucci, 525
F.3d 116, 133 (lst Cir. 2008) (holding otherwise inadmissible evidence
may be permitted when the court finds in fairness that the proffered
evidence should be considered contemporaneously). A leading
commentator on Iowa evidence law suggests, however, that under the
express language of the rule, the evidence need not be admissible. Doré,
§ 5.106:1, at 94. If so, the rule of completeness may trump the
ordinarily applicable rules of evidence. Yet, the rule cannot be simply
used as an “end run around the usual rules of admissibility.” Castro-
Cabrera, 534 F. Supp. 2d at 1161.
Although the State has not argued there was an issue preservation
problem in this aspect of Huser’s argument, we confront a question of
issue preservation here. Huser did not directly or explicitly attack the
district court’s “good for the goose, good for the gander” approach in his
appellate brief. Yet, the obvious implication of Huser’s appellate brief is
that Woolheater’s statements to Zwank should have come in without the
Mitrisin, Connett, and Webb hearsay. It seems to us that the failure of
advocacy rests primarily with the State. It was the State’s burden, both
in the district court and on appeal, to raise a coherent theory for the
admissibility of Woolheater’s comments to Mitrisin, Connett, and Webb.
64
We thus conclude that there is no bar to us considering Huser’s basic
claim, namely, that Woolheater’s comments to Zwank should have been
admitted without linkage to the admission of other unfavorable
testimony.
For the reasons expressed above, we conclude that Woolheater’s
statement to Zwank after the crime—that Morningstar had something on
Woolheater that could send him to prison—was admissible as a
statement against interest. We further conclude there is no basis for
requiring admission of other Woolheater statements based on opening
the door, curative admissibility, or rule 5.106. In particular, we view rule
5.106 as not permitting admission of other hearsay conversations that
have no bearing on the Zwank conversation itself.
As a result, Huser should have been allowed to present to the jury
Zwank’s testimony that Woolheater told her that Morningstar had
something on Woolheater that could send him to jail. Further, given the
closeness of this case, we do not find the error harmless. Zwank’s
testimony would have given Huser a powerful argument, namely, that
Woolheater acted to save his own skin rather than at the direction or
encouragement of Huser.
V. Prosecutorial Misconduct.
Huser argues that a mistrial should have been granted because the
prosecution’s misconduct was severe and pervasive. Huser points to the
prosecution’s soliciting backdoor hearsay, its failure to timely comply
with discovery requests, and the prosecution’s references to the earlier
trial in front of the jury. Huser concludes that these violations were
intentional and cast doubt on the reliability of the verdict.
The State argues that it complied with discovery requests and
disputes Huser’s assertions of violations. Additionally, even assuming
65
the State committed intentional misconduct with respect to the Mitrisin
hearsay, this misconduct was not severe or pervasive and was not
significant to central issues in the trial because other evidence much
more convincingly established the links between the key individuals. The
State explains that the couple of references to the earlier trial were
inadvertent. The State concludes, therefore, that the denial of Huser’s
motion for mistrial was reasonable.
Because we resolve this case on other grounds and expect that the
issues will not reoccur on retrial, we do not consider the prosecutorial
misconduct claims.
VI. Due Process.
Huser makes a brief, conclusory argument that the complete
record shows that the cumulative effect of all the previously discussed
errors denied him a fair trial and due process. See State v. Bass, 349
N.W.2d 498, 504–05 (Iowa 1984) (considering a cumulative effect claim).
We do not consider this claim because of our resolution of the case on
other grounds.
VII. Conclusion.
For the above reasons, we vacate the decision of the court of
appeals and reverse the judgment of the district court. We remand for a
new trial.
DECISION OF COURT OF APPEALS VACATED; DISTRICT
COURT JUDGMENT REVERSED AND CASE REMANDED.
All justices concur except Mansfield, Waterman, and Zager, JJ.,
who concur in part and dissent in part.
66
#14–0277, State v. Huser
MANSFIELD, Justice (concurring in part and dissenting in part).
Although I join most of the court’s opinion, I cannot agree with
Part IV, and I would not order a third trial of this case. I do not think the
district court’s handling of the Michelle Zwank hearsay testimony was
improper.
I am persuaded by the alternative reasoning of either the court of
appeals or the district court concerning Zwank’s testimony. According to
Zwank, a couple of days before Lance Morningstar’s disappearance,
Louis Woolheater told her that Morningstar knew something that could
get Woolheater in trouble and land him in jail. This is the Woolheater
out-of-court statement that Huser mainly wanted to introduce at trial.
I. The Excluded Out-of-Court Statements.
To begin, it is important to review the entire list of Woolheater out-
of-court statements that were not admitted at the second trial.
1. Before Morningstar disappeared, Woolheater told Lawrence
Webb that he (Woolheater) had been following Morningstar, that he was
going to rough him up, and that he had already done so by breaking his
ribs. When Webb asked Woolheater why he would hurt Morningstar,
Woolheater explained, “Vern [Huser] wanted something done about it.”
2. On another occasion, shortly before Morningstar disappeared,
Woolheater drove with Patti Mitrisin to Woolheater’s Quonset hut, exited
the vehicle, and met with a person at the hut. Upon Woolheater’s return,
he told Mitrisin he had been meeting with Huser, that “there was a guy
messing around with Vern’s wife or ex-wife . . . and he [Huser] wanted
this guy roughed up.” He further stated that he was going to “get [his]
uncles or [his] nephew or somebody to do that.”
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3. Also before Morningstar disappeared, Woolheater told Marie
Connett in a phone conversation that he had a friend whose wife was
cheating on him. Woolheater told Connett he was going to kill the other
man because “we stick together.”
4. The day after hunters came upon Morningstar’s remains,
Woolheater told Webb that only Woolheater, Huser, and Webb knew
about the body.
5. One evening when Woolheater and Zwank were going by
Morningstar’s house a couple of days before Morningstar disappeared,
Woolheater told Zwank Morningstar knew something about him that
could get him into trouble and he would end up back in jail. “It was kind
of vague.”
6. A “couple of days later,” on the fateful night of September 30,
2004, Woolheater told Zwank that “Ricky and Mark [Woolheater’s
purported nephew and brother] were going to deal with Lance.”
Thereafter Woolheater pretended to be in communication with Ricky and
Mark. Woolheater had Zwank drop him off near Morningstar’s house so
he could “check and see what was going on.” Later, Zwank picked up
Woolheater and said something like “Ricky made a hell of a shot,” before
Woolheater and Zwank loaded what was apparently Morningstar’s body
in the car.
At trial, Huser wanted to get items #5–#6 only admitted—
principally item #5—while keeping items #1–#4 from being admitted.
The district court ruled that items #5–#6 could be admitted, but this
would “open the door” to the admission of items #1–#4.
As I read the record, Huser’s counsel did not challenge this open-
the-door ruling at trial. Nor, as I read the briefing, did he challenge it on
68
appeal. So I do not believe error was preserved on this evidentiary
ruling.
Even if error was preserved, both the court of appeals and the
district court gave independently valid reasons for sustaining the ruling.
II. Statement Against Interest.
For its part, the court of appeals bypassed the issue of opening the
door by simply ruling that items #5 and #6 did not qualify as statements
against interest. I think the court of appeals got it right.
At the time of trial, Iowa Rule of Evidence 5.804(b)(3) (2013)
defined a statement against interest as follows:
A statement which was at the time of its making so far
contrary to the declarant’s pecuniary or proprietary interest,
or so far tended to subject the declarant to civil or criminal
liability, or to render invalid a claim by the declarant against
another, that a reasonable person in the declarant’s position
would not have made the statement unless believing it to be
true. A statement tending to expose the declarant to
criminal liability and offered to exculpate the accused is not
admissible unless corroborating circumstances clearly
indicate the trustworthiness of the statement.
Item #5 does not qualify as such a statement in my view.
Woolheater’s “vague” assertion that Morningstar had something on
Woolheater that could land Woolheater back in jail was not a statement
that could expose Woolheater to criminal liability. Nor were there
corroborating circumstances that clearly indicate its truthfulness.
Item #6 does not qualify, either. Let’s assume the statements that
Ricky and Mark were going to deal with Morningstar and that Ricky had
made a hell of a shot could be viewed as exposing Woolheater to criminal
liability for conspiratorial involvement in the shooting of Morningstar.
Nonetheless, the statements are clearly not trustworthy. No one
contends that “Ricky and Mark” were actually involved in shooting
Morningstar. This was a fabrication.
69
Notably, the majority treats #5 and #6 as if they were just one
statement. But they aren’t. They were made a couple of days apart. In
State v. Paredes, we indicated that the court should not treat an entire
narrative as a single statement but should limit the relevant statement to
“inculpatory statements and the collateral material necessary to provide
context” to the relevant statement. 775 N.W.2d 554, 565 (Iowa 2009).
Certainly, we did not say you could treat statements with two days of
distance between them as one unit for rule 5.804(b)(3) purposes.
Even so, there are no corroborating circumstances of
trustworthiness. In fact, if you treat #5 and #6 as a single statement,
this simply highlights the unreliability of the whole thing. See id. at 567
(“[T]he best approach to determining whether a statement is adequately
corroborated appears to be a multifactored test in which all evidence
bearing on the trustworthiness of the underlying statement may be
considered.”).
The majority points to three out-of-state cases to support its
reasoning, although it doesn’t really tell us much about them. I would
like to go through all three cases, because none of them help the court.
In People v. Jackson, 1 Cal. Rptr. 2d 778 (Ct. App. 1991), the
defendant sought to introduce the following exchange that occurred
thirty minutes after the shooting:
Defendant said to Tolbert, “Greg, ‘You shot that guy.’ ” To
which Tolbert replied, “ ‘No, I don’t think I hit him.’ ” The
defendant persevered, “ ‘No, I think you shot the guy. He
was a big brother.’ ” Tolbert responded, “ ‘Well, I don’t care.
He was a bully.’ ” Defendant offered his own testimony and
that of Lamont Butcher to this conversation.
Id. at 782. Jackson thus involved a single statement that (1) exposed the
declarant to criminal liability, while also (2) giving a potential motive.
The court held the statement should have been admitted. Id. at 782–83.
70
People v. Pierre, 11 N.Y.S.3d 389 (App. Div. 2015), concerned the
following: “Two witnesses testified at the hearing that a third party
(declarant) admitted that he beat the two victims with a baseball bat in
their apartment and set a fire to destroy the evidence.” Id. at 390. Like
Jackson, Pierre addressed specific statements that exposed the declarant
to criminal liability while also including information about motive. The
court held the statements should have been admitted. Id. at 391.
Finally, in State v. Morales, 788 N.W.2d 737 (Minn. 2010), the
tables were turned somewhat. The question was whether the following
statements introduced at trial by the state should have been admitted:
In the first two statements, Vega-Lara admitted that he and
another person each carried a gun and went to the house of
prostitution with the intent to commit a robbery. The fact
that Vega-Lara claimed that another person went with him
and also carried a gun does not lessen Vega-Lara’s own
culpability. . . .
Vega-Lara’s third statement, as relayed by M.G. was
that “another person was struggling with the victim and Mr.
Vega-Lara shot the victim.”
Id. at 766. The court found all three statements admissible, noting that
they exposed the declarant to criminal liability even though they also
inculpated a third party. Id. Although the court today characterizes the
first two statements as “statements of motivation for criminal acts,” I
would describe them simply as admissions to criminal acts.
In short, none of these three cases involve a stand-alone statement
of motive like item #5. None of them hold that such a statement can be
admitted as a statement against interest. If anything, the first two cases
would support the admission of items #1, #2, and #3—but not item #5.
Items #1, #2, and #3, not item #5, are the out-of-court declarations that
both exposed the declarant to criminal liability and included information
on motive.
71
Therefore, I agree with the court of appeals. One could simply
affirm on the ground that items #5 and #6 were properly excluded and
leave the matter there.
However, to its credit, the trial court offered Huser a fair
alternative to outright exclusion. The court said items #5–#6 could be
admitted but then items #1–#4 could also be admitted. Huser declined
the deal. Yet this ruling was sound and also should be affirmed.
III. Opening the Door.
In discussing “opening the door,” the majority posits this case as
one where Huser sought to introduce otherwise admissible evidence and
the district court decided this would open the door to otherwise
inadmissible evidence. As I’ve already explained, I think the opposite is
true. Items #1, #2, #3, and #4 could have been admitted as statements
against interest, but items #5 and #6 could not.
Regardless, it would be illogical to allow the defendant to introduce
the one Woolheater statement that might have suggested Woolheater
acted out of a personal motive while prohibiting the State from
introducing the four Woolheater statements that suggested Woolheater
was acting at the behest of the defendant.
Although this precise issue has not been heavily litigated, some
caselaw supports my view. In State v. Ellison, 140 P.3d 899 (Ariz. 2006)
(en banc), the court held,
[I]f Ellison had introduced Finch’s statements to Howe while
at Red’s Bar, he could not then claim a Confrontation Clause
violation if the prosecution introduced Finch’s other
statements made during their continued conversation on the
way home from the bar. Judge Moon thus did not err in
ruling that if Ellison offered part of Finch’s hearsay
statements, the State could question Howe with the
remainder of the conversation.
72
Id. at 913–14. Similarly, in State v. Buckhanon, No. M2011-00619-CCA-
R3-CD, 2012 WL 5989858 (Tenn. Crim. App. 2012), the court reasoned
that “allowing Mr. Smith to testify concerning what Warfield [the
unavailable declarant] had told him would open the door to allowing the
differing versions of the incident given by Warfield.” Id. at *5. The court
added further, “[T]he contradictory statements given by Warfield were
evidence of a lack of the indicia of reliability required by [Tennessee
caselaw].” Id.; see also Cal. Evid. Code § 1202 (West, Westlaw current
with urgency legislation through Ch. 4 of 2017 Reg. Sess.) (“Evidence of a
statement or other conduct by a declarant that is inconsistent with a
statement by such declarant received in evidence as hearsay evidence is
not inadmissible for the purpose of attacking the credibility of the
declarant though he is not given and has not had an opportunity to
explain or to deny such inconsistent statement or other conduct.”); id.
cmts. (“Section 1202 substitutes for this case law a uniform rule
permitting a hearsay declarant to be impeached by inconsistent
statements in all cases, whether or not the declarant has been given an
opportunity to explain or deny the inconsistency. If the hearsay
declarant is unavailable as a witness, the party against whom the
evidence is admitted should not be deprived of both his right to cross-
examine and his right to impeach.”).
It is important to be clear about what is at issue here. The issue is
not whether noninculpatory statements of an unavailable declarant
should come into evidence whenever inculpatory statements of the same
declarant are admitted. I do not argue for such a sweeping principle.
Rather, my point is that when an unavailable declarant has given
different and inconsistent versions of a story, it would be unfair for the
defendant to be able to cherry-pick only one version for the jury’s benefit.
73
Indeed, Huser’s trial counsel accepted the essential justness of the
district court’s open-the-door ruling and, in my view, did not preserve
error on it. 3
For all these reasons, I would affirm Huser’s conviction and
sentence.
Waterman and Zager, JJ., join this concurrence in part and
dissent in part.
3At the conclusion of the offer of proof, the district court stated,
[T]he trouble I’m having, Mr. Parrish, is then if the defense is allowed to
bring in the [statement] of Woolheater saying that he had a motivation,
then why would not the [statements] that Woolheater said regarding --
associating Vern [Huser] to it, not to be personal --
MR. PARRISH: I understand.
THE COURT: -- but Mr. Huser to it, why would that [not] be
admissible also?
MR. PARRISH: Well, exactly, Judge, and that’s one of the
discussions we had -- and we’ve talked about it the last two or three
evenings -- is that what it does open the door, that’s why I wanted to
bring it to the Court’s attention.