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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 16-10561
Non-Argument Calendar
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D.C. Docket No. 3:13-cv-01147-BJD-JRK
KYLE RAY HIMES,
Petitioner-Appellee,
versus
SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS,
ATTORNEY GENERAL, STATE OF FLORIDA,
Respondents-Appellants.
________________________
Appeal from the United States District Court
for the Middle District of Florida
________________________
(June 5, 2017)
Before HULL, WILSON, and JULIE CARNES, Circuit Judges.
PER CURIAM:
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Petitioner Kyle Himes was convicted by a Florida jury of robbing a bank.
After exhausting his state court remedies, he filed a habeas corpus petition in the
district court pursuant to 28 U.S.C. § 2254. The district court conditionally granted
Petitioner a writ of habeas corpus on his claim that the Florida trial court’s denial
of his motion for continuance to locate his sole alibi witness violated his due
process rights. The Secretary for the Florida Department of Corrections
(“Secretary’) filed this appeal, arguing that the district court erred by granting
Petitioner habeas relief because the state court’s denial of Petitioner’s claim was
not contrary to, or an unreasonable application of clearly established Supreme
Court precedent. After careful review, we agree with the Secretary, reverse the
judgment of the district court, and remand with instructions to reinstate Petitioner’s
conviction and sentence. 1
I. BACKGROUND
A. State Court Proceedings
1. Pre-Trial Proceedings and Trial
1
We reject Petitioner’s argument that we do not have jurisdiction to review the district court’s
conditional grant of a writ of habeas corpus. Contrary to Petitioner’s claim, the Secretary did not
need to obtain a certificate of appealability in order to file this appeal. See Lawhorn v. Allen, 519
F.3d 1272, 1285 n.20 (11th Cir. 2008) (explaining that an appeal by the State or federal
government does not require a certificate of appealability); see also Fed. R. App. P. 22(b)(3) (“A
certificate of appealability is not required when a state or its representative or the United States
or its representative appeals.”).
2
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In January 2007, the State of Florida charged Petitioner by way of an
information with one count of robbery, in violation of Fla. Stat. § 812.13(2)(c), for
robbing the Southeastern Bank in Nassau County, Florida, on December 8, 2006.
Prior to trial, Petitioner filed a witness list with several names, including
Regina Walker. One month after filing the witness list, Petitioner moved for a
continuance to prepare for trial and to depose several witnesses who had not been
located. Petitioner’s trial was eventually set for the week of March 10, 2008, with
a final pre-trial on February 28, 2008. On February 22, 2008, the State filed a
statement of particulars, indicating that the robbery occurred on December 8, 2006,
at approximately 4:53 p.m. at the Southeastern Bank in Hilliard, Florida. The State
also demanded written notice of any alibi witnesses. On February 28, 2008,
Petitioner filed a notice of alibi, stating that Walker would testify that Petitioner
was at her and Jamie Gilbreth’s home at the time of the alleged robbery. The State
responded with a list of alibi-rebuttal witnesses, including Jamie and Raychelle
Gilbreth and Erica Leech.
The State deposed Walker approximately one week prior to the scheduled
trial. In her deposition, Walker stated that she lived with her boyfriend, Jamie
Gilbreth. She had met Petitioner twice: once at a store and once at a barbeque at
her home. When asked the date of the barbeque, Walker responded: “I’m not
really sure. I thought it would be on a Saturday, but I’m not sure.” She did not
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know whether the barbeque was on a Friday (as was the day of the robbery), or a
Saturday, but she knew that the barbeque was after Thanksgiving but before
Christmas. She initially stated that she knew the barbeque was the day of the
robbery because Raychelle Gilbreth called her to say that she had been arrested.
However, Walker later conceded that she could not say with certainty that
Petitioner was at her house the day of the robbery: December 8, 2006.
On the morning of trial, Petitioner moved for another continuance, seeking
additional time to locate Walker, as Petitioner had been notified by Walker’s
stepfather that Walker had moved to Georgia. The State opposed the motion, on
the basis that Walker testified at her deposition that she was not sure whether
Petitioner was at her home on the day of the robbery. The State further asserted
that it would burden the prosecution to continue the trial, as the State’s witnesses
were all available to begin trial. Petitioner argued that Walker’s testimony was
critical and that he had made several attempts to serve Walker in the past ten days,
including hiring two different process servers. The district court denied the
motion, stating that “[t]he matter ha[d] been set for trial for two months” and that
the case needed to move forward.
At trial, the State presented testimony from several witnesses, including
Jamie Gilbreth, Raychelle Gilbreth, and Erica Leech. Jamie Gilbreth, who was at
that time in jail for an unrelated robbery charge, testified that Petitioner had asked
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him to help rob a bank in Hilliard. Jamie also testified that Petitioner spent time at
his house (that he shared with Walker) on the day of the robbery, but that
Petitioner left the house with Jamie’s sister, Raychelle Gilbreth. Neither Raychelle
nor Petitioner were at Jamie’s home just before 5:00 p.m. (the time of the robbery).
The State also called Raychelle Gilbreth, who testified that she had pled guilty to
robbery and was awaiting sentencing. She admitted robbing the Southeastern
Bank in Hilliard on December 8, 2006, and explained that the robbery was
Petitioner’s idea and that he took all of the money after she robbed the bank.
Another witness, Erica Leech testified that she met Petitioner at Jamie and
Walker’s residence on the day of the robbery, and that Petitioner and Raychelle left
the residence around 4:00 p.m..
Petitioner testified in his own defense. He stated that he went to Jamie and
Walker’s home for a barbeque on the day of the robbery. He fell asleep at the
party, woke up around 5:30 p.m., and left shortly thereafter. Petitioner denied
going near the bank on the day of the robbery.
The jury found Petitioner guilty of robbery as charged. Petitioner moved for
a new trial, asserting that he was prejudiced by the trial court’s denial of his motion
for continuance to produce a properly subpoenaed witness. The trial court denied
the motion.
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At sentencing, Petitioner again moved for a new trial on the ground that
Raychelle Gilbreth perjured herself in her deposition and trial testimony.
Raychelle was called to the stand and testified that she was not completely honest
during her deposition, but that she had been truthful at trial on every point except
for her testimony that Petitioner kept all of the money. On cross-examination,
Raychelle maintained her testimony that Petitioner was involved in the robbery.
The trial court granted Petitioner’s motion for a new trial. Following the State’s
motion for rehearing, in which it asserted that the trial court lacked jurisdiction to
grant Petitioner’s oral motion for a new trial, the trial court granted the State’s
motion and set a date for sentencing. The trial court ultimately sentenced
Petitioner to 15 years’ imprisonment.
Petitioner appealed to the Florida appellate court. He argued in relevant part
that the trial court erred by denying his motion for continuance, which prohibited
him from calling a crucial alibi witness in support of his defense at trial and
therefore violated his due process rights. The Florida appellate court affirmed in a
per curiam opinion without explanation.
2. State Habeas Proceeding
Petitioner filed a motion for state post-conviction relief pursuant to Florida
Rule of Criminal Procedure 3.850, challenging his conviction on other grounds.
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The Florida trial court denied Petitioner’s 3.850 motion, and the Florida appellate
court affirmed in a per curiam opinion without explanation.2
B. Federal Habeas Petition
Petitioner subsequently filed the present § 2254 petition, asserting multiple
grounds for relief. Of relevance to this appeal, Petitioner argued in Ground One
that the Florida trial court violated his due process rights under the Fifth and Sixth
Amendments by denying his request for a continuance to locate his only alibi
witness, Walker. He asserted that the Florida trial court’s denial of his claim was
an unreasonable application of clearly established Supreme Court precedent in
Ungar v. Sarafite, 376 U.S. 575 (1964), and Lee v. Kemna, 534 U.S. 362 (2002).
The district court conditionally granted Petitioner’s § 2254 petition as to
Ground One and denied his petition in all other respects. In reaching this decision,
the district court discussed the decision of the former Fifth Circuit in Hicks v.
Wainwright, 633 F.2d 1146, 1147 (5th Cir. 1981), which had relied on the
Supreme Court’s decision in Ungar to hold that the denial of Hicks’s motion for
continuance to present critical defense testimony amounted to a violation of due
process. The district court noted that Hicks applied a multi-factor test for
determining whether the denial of a request for a continuance was an abuse of
2
Though not relevant to the present appeal, there was a series of denials by the Florida trial
court and subsequent remands by the Florida appellate court before the Florida appellate court
ultimately affirmed the trial court’s denial of Petitioner’s 3.850 motion.
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discretion as set forth by the former Fifth Circuit in United States v. Uptain, 531
F.2d 1281 (5th Cir. 1976).
Applying the factors set forth in the Uptain decision, the district court
concluded that the Florida trial court abused its discretion in denying Petitioner’s
request for a continuance. The district court then found that Petitioner had shown
specific substantial prejudice because Walker’s testimony was essential to
Petitioner’s defense, her testimony was not adduced by any other witness, and her
testimony would have disputed the testimony of the State’s witnesses, many of
whom had criminal records. The district court next concluded that the Florida
appellate court’s summary affirmance of the trial court’s denial of the motion for
continuance was contrary to Supreme Court precedent and objectively
unreasonable because the Florida trial court failed to give adequate consideration
to the “salient factors.” Quoting the Supreme Court’s decision in Ungar, the
district court stated that the record demonstrated evidence of “a myopic insistence
upon expediousness in the face of a justifiable request for delay,” which resulted in
Petitioner going to trial without a crucial alibi witness. Because Petitioner’s right
to present Walker as an alibi witness outweighed any inconvenience that would
have resulted from granting a continuance, the district court concluded that it was
objectively unreasonable to conclude that the Florida trial court was within its
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discretion when it denied Petitioner’s request for a continuance. Accordingly, the
district court granted Petitioner habeas relief as to his due process claim.
The district court entered judgment, conditionally3 granting Petitioner’s
§ 2254 petition with respect to Ground One. The district court vacated Petitioner’s
robbery conviction and directed the State to “take all actions necessary to ensure
that the state trial court is apprised of this ruling, that trial counsel is appointed to
represent Petitioner . . . and that a new trial (or other appropriate disposition) is
ordered in an expeditious fashion.” The Secretary filed this appeal.
In the meantime, the Secretary filed a motion to stay the judgment, which
was denied by the district court. The Secretary also filed a motion to stay the
judgment pending appeal in our Court. We granted that motion.
II. DISCUSSION
A. Applicable Standard
We review the district court’s grant of a habeas corpus petition pursuant to
§ 2254 de novo. Fotopoulos v. Sec’y, Dep’t of Corr., 516 F.3d 1229, 1232 (11th
Cir. 2008). The Antiterrorism and Effective Death Penalty Act of 1996
3
A conditional grant of habeas relief delays a prisoner’s release for a certain period of time to
permit the State to correct the constitutional defect. See Moore v. Zant, 972 F.3d 318, 320 (11th
Cir. 1992) (“Federal courts pursuant to their authority to dispose of habeas matters as ‘law and
justice require’ often delay a state prisoner’s release from custody for a reasonable time to allow
the state an opportunity to correct the constitutional defect that make the custody unlawful.”); see
also Magwood v. Patterson, 561 U.S. 320, 347 (2010) (Kennedy, J, dissenting) (“[A] conditional
grant of relief . . . allows the state court to correct an error that occurred at the original
sentencing.”).
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(“AEDPA”) sets forth a standard that makes granting habeas relief difficult on a
claim that the state court has adjudicated on the merits. See White v. Woodall, 572
U.S. __, 134 S. Ct. 1697, 1702 (2014). Under AEDPA, a federal court may only
grant habeas relief on a claim if the state court’s decision “was contrary to, or
involved an unreasonable application of, clearly established Federal law” or “was
based on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d).
As contained in § 2254(d)(1), the phrase “clearly established” refers to the
holdings of the Supreme Court’s decisions, not dicta, as of the time of the
applicable state court decision. Lockyer v. Andrade, 538 U.S. 63, 71–72 (2003). A
state court decision is “contrary” to clearly established federal law if the state court
“‘contradicts the United States Supreme Court on a settled question of law or holds
differently than did that Court on a set of materially indistinguishable facts.’”
Evans v. Sec’y, Dep’t of Corr., 703 F.3d 1316, 1325 (11th Cir. 2013) (quoting
Cummings v. Sec’y for Dep’t of Corr., 588 F.3d 1331, 1355 (11th Cir. 2009)).
Moreover, a state court decision constitutes an “unreasonable application” of
clearly established federal law, where the court identifies the correct governing
principles, but unreasonably applies those principles to a petitioner’s case.
Wellington v. Moore, 314 F.3d 1256, 1261 (11th Cir. 2002). The pertinent inquiry
is “not whether a federal court believes the state court’s determination was correct
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but whether that determination was unreasonable—a substantially higher
threshold.” Evans, 703 F.3d at 1325 (quotation omitted).
In the present case, the Florida appellate court denied Petitioner’s claim
without explanation. Because we interpret the Florida appellate court’s decision as
a denial on the merits, it is entitled to deference under § 2254(d). See Wright v.
Sec’y for Dep’t of Corr., 278 F.3d 1245, 1254 (11th Cir. 2002) (concluding that
state court’s summary denial of a claim is considered an adjudication on the merits
for purposes of § 2254(d)(1)). Where, as here, the state court does not provide an
explanation for its reasoning, the petitioner must show that there was no reasonable
basis for the state court’s decision to deny relief. See Wilson v. Warden, Ga.
Diagnostic Prison, 834 F.3d 1227, 1235 (11th Cir. 2016) (en banc), cert. granted,
(U.S. Feb. 27, 2017) (No. 16-6855).
B. Due Process Violation
The Secretary argues that the district court erred by granting Petitioner a writ
of habeas corpus because it conducted a de novo review of Petitioner’s due process
claim, relied on circuit precedents to conclude that the denial of Petitioner’s motion
for continuance violated due process, and relied on these de novo determinations to
find that the Florida appellate court’s denial of this claim was contrary to, and an
unreasonable application of Supreme Court precedent.
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The district court granted habeas relief because it concluded that the Florida
trial court’s denial of Petitioner’s motion for continuance constituted a due process
violation based on the factors set forth in the former Fifth Circuit’s decisions in
Uptain and Hicks. The district court then determined that the Florida appellate
court’s summary affirmance of the trial court’s denial of Petitioner’s motion for
continuance was contrary to, or an unreasonable application of Supreme Court
precedent, apparently relying on the Supreme Court’s decision in Ungar.
Here, the district court erred by conditionally granting Petitioner a writ of
habeas corpus on his due process claim because it did not apply the deferential
review standard required by § 2254(d). The district court acknowledged that the
state court’s decision was entitled to AEDPA deference, but instead of determining
whether the Florida appellate court’s decision denying Petitioner’s due process
claim was reasonable, it considered whether Petitioner’s due process rights were
violated by the Florida trial court’s denial of his motion for continuance. This
constitutes error.
Applying the deference required by AEDPA, the Florida appellate court’s
rejection of Petitioner’s due process claim was not contrary to, or an unreasonable
application of clearly established Supreme Court precedent. The Supreme Court
has never held that the denial of a motion for continuance to secure an alibi witness
amounts to a due process violation. As a result, the Florida appellate court’s
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summary affirmance of the trial court’s denial of Petitioner’s motion for
continuance cannot be contrary to clearly established Supreme Court precedent.
See Dombrowski v. Mingo, 543 F.3d 1270, 1274 (11th Cir. 2008) (“[W]hen no
Supreme Court precedent is on point, we have held that a state court’s conclusion
cannot be ‘contrary to clearly established Federal law as determined by the U.S.
Supreme Court.’” (quoting Washington v. Crosby, 324 F.3d 1263, 1265 (11th Cir.
2003)).
Petitioner argues that the Supreme Court’s decisions in Lee and Ungar
clearly establish that the denial of a motion for continuance to secure an alibi
witness amounts to a due process violation, and that the Florida appellate court’s
decision was contrary to those precedents. We disagree. As to Lee, the Supreme
Court concluded that the district court and the court of appeals had incorrectly
determined that the petitioner’s due process claim, based on the denial of a motion
for continuance to secure alibi witness testimony, was procedurally defaulted. Lee,
534 U.S at 369, 387–88. Contrary to Petitioner’s contentions, the Supreme Court
in Lee did not reach the merits of the petitioner’s due process claim, but instead
remanded the case to the lower courts to address it in the first instance. See id. at
387. Because Lee’s holding was limited to a procedural default issue, it does not
clearly establish that the denial of a motion for continuance to secure an alibi
witness amounts to a due process violation. See Fotopoulous, 516 F.3d at 1234–35
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(explaining that clearly established federal law refers to the holdings of the
Supreme Court).
In Ungar, a case involving a contempt proceeding, the Supreme Court held
that the trial court’s denial of the defendant’s motions for continuance—for
counsel’s additional preparation and for the defendant to obtain medical proof and
expert testimony—did not violate the defendant’s due process rights. Ungar, 376
U.S. at 590–91. The Supreme Court noted that although the disposition of a
motion for continuance is typically within the discretion of the trial judge, “a
myopic insistence upon expeditiousness in the face of a justifiable request for [a]
delay can render the right to defense with counsel an empty formality.” Id. at 589–
90. The Court further stated that there were no tests for determining whether a
“denial of a continuance is so arbitrary [that it] violate[s] due process,” and that the
determination must be based on the circumstances of each individual case. Id.
Because Ungar did not consider whether the denial of a motion for continuance to
secure an alibi witness constituted a due process violation, it arguably does not
constitute clearly established federal law. Fotopoulous, 516 F.3d at 1234–35. But
assuming Ungar constitutes clearly established federal law, the Florida appellate
court’s decision was not contrary to Ungar, as the facts of the present case are not
materially indistinguishable from the facts in Ungar.
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The district court also erred by concluding that the Florida appellate court’s
denial of Petitioner’s due process claim involved an unreasonable application of
Ungar. The Supreme Court’s statement in Ungar—that “a myopic insistence upon
expeditiousness in the face of a justifiable request for delay can render the right to
defend with counsel an empty formality”—is a fairly general rule. Ungar, 376
U.S. at 589. The multi-factor test that the district court relied upon to conclude
that the Florida trial court’s denial of Petitioner’s motion for continuance violated
his due process rights originated in the former Fifth Circuit’s decision in Uptain,
not Ungar. See Uptain, 531 F.2d at 1287. The Supreme Court has made clear that
courts may not rely on circuit precedent when determining the reasonableness of a
state court’s decision. See Parker v. Matthews, 567 U.S. 37, 132 S. Ct. 2148, 2155
(2012) (“[C]ircuit precedent does not constitute ‘clearly established Federal law, as
determined by the Supreme Court.’”). Therefore, the district court erred to the
extent it relied on circuit court precedents to determine that the Florida appellate
court’s decision was objectively unreasonable.
Because Ungar announced a general rule, the Florida appellate court had
“more leeway” in denying Petitioner’s due process claim. See Evans, 703 F.3d at
1326 (explaining that the more general the rule announced by the Supreme Court,
the “more leeway courts have in reaching outcomes in case-by-case
determinations.” (quotation omitted)). Under Florida law, to prevail on a motion
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for continuance based on the absence of a witness, the defense must show:
“(1) prior due diligence to obtain the witness’s presence; (2) that substantially
favorable testimony would have been forthcoming; (3) that the witness was
available and willing to testify; and (4) that the denial of the continuance caused
material prejudice.” Geralds v. State, 674 So. 2d 96, 99 (Fla. 1996).
Here, there are several reasons in the record that support the Florida
appellate court’s summary affirmance of the trial court’s denial of Petitioner’s
motion for continuance. For starters, although Petitioner asserted that Walker
would provide crucial alibi testimony, her deposition does not support this
contention. Indeed, Walker was not even sure about the date of the barbeque that
was Petitioner’s purported alibi, and she could not say for certain if Petitioner was
at her house on the date of the robbery. Even if her testimony were sufficient to
establish that Petitioner was at her house on the day of the robbery, that issue does
not appear to be in dispute because at least two other witnesses testified at trial that
Petitioner was at Walker’s house on the date of the robbery. Both of those
witnesses, however, testified that Petitioner left the barbeque with Raychelle (his
co-defendant) before the time of the robbery. Notably, Walker’s deposition
testimony does not indicate what time Petitioner arrived at her home for the
barbeque and whether and when he left her home. Thus, Walker’s testimony that
Petitioner was at the barbeque was cumulative of other witness testimony. There is
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also no indication that Walker’s testimony would have contradicted the other
witnesses who testified that Petitioner left the barbeque with enough time to
commit the robbery. Further, although Raychelle later admitted that she lied about
some things during her testimony at Petitioner’s trial, she continued to maintain her
testimony that Petitioner was involved in the robbery. Therefore, the Florida
appellate court’s decision affirming the denial of Petitioner’s continuance motion
was not objectively unreasonable.
III. CONCLUSION
Based on the foregoing, we REVERSE the judgment of the district court
and REMAND with instructions to reinstate Petitioner’s conviction and sentence.4
4
Petitioner’s motion to expedite the appeal is DENIED as moot.
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