NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
__________
No. 16-3719
__________
UNITED STATES OF AMERICA
v.
RONALD GOODE, a/k/a Black,
Appellant
__________
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
(E.D. Pa. No. 2-02-cr-00828-001)
District Judge: Honorable Michael M. Baylson
Argued May 9, 2017
BEFORE: AMBRO, COWEN, and NYGAARD, Circuit Judges
(Filed: June 26, 2017)
Keith M. Donoghue
Jacob Schuman [Argued]
601 Walnut Street
The Curtis Center, Suite 540 West
Philadelphia, PA 19106
Counsel for Appellant
Bernadette A. McKeon [Argued]
Office of United States Attorney
615 Chestnut Street
Suite 1250
Philadelphia, PA 19106
Counsel for Appellee
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OPINION*
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NYGAARD, Circuit Judge.
Ronald Goode appeals the District Court’s imposition of a 27-month sentence for
violating the terms of his supervised release. Goode maintains that his due process rights
were violated by the District Court’s delay in holding a revocation hearing. While the
delay underlying Goode’s case at first glance seems unusually lengthy, we cannot
identify a constitutional violation that would give rise to a due process claim. Thus, we
will affirm the District Court’s sentence.
I.
A.
Goode pleaded guilty in 2003 to federal drug charges. He served 130 months in
prison. In March of 2011, Goode was released from federal prison, and began serving a
five-year term of supervised release. Four months into his supervised release term,
Goode was arrested on state charges of attempted murder, assault, and various firearms
infractions. The day after Goode’s arrest, the federal probation office filed a Violation of
Supervised Release petition, which the District Court signed the next day. Although a
federal arrest warrant for Goode was issued on July 15, 2011, the District Court would
not hold a hearing on the matter until September of 2016. This hiatus forms the
*
This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
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gravamen of Goode’s complaint. For ease of reference, we include the following
chronological summary of events, noting dates of relevance to this appeal:
1/27/2003 Goode pleads guilty to one count of conspiracy to distribute crack cocaine
6/9/2003 Goode sentenced to 162 months’ imprisonment, five years of supervised
release, and $1000 fine
3/14/2011 Goode completes jail time and begins his term of supervised release.
5/10/2011 Goode volunteers for and is accepted to the Eastern District’s STAR
program (supervision to aid re entry)
7/13/2011 Goode arrested by Philadelphia police department and charged with
attempted murder, aggravated assault, and several firearms offenses
7/14/2011 United States Probation Office files a revocation petition on the basis of
Goode’s arrest
7/15/2011 The District Court signs the petition and issues an arrest warrant.
11/2011 Goode requests a continuance of state court trial
11/2011 Goode requests another continuance to explore a plea bargain
7/2012 Trial set in state court but continued
2/2013 Goode’s counsel permitted to withdraw and new counsel appointed
5/2013 Goode’s counsel request a jury trial
12/4/2013 Jury is selected
12/9/2013 State trial postponed due to issue with a witness
12/18/2013 New counsel appointed and trial postponed again
6/2/2014 Goode files motion in the District Court asking for a hearing on his
supervised relief violation
10/2/2014 Goode pleads guilty in Philadelphia Common Pleas Court to aggravated
assault and firearms offenses
11/19/2014 District Court construes motion as one asking to lift federal detainer and
denies it because the detainer was not yet operative
6/2015 Goode again writes to federal court asking for counsel and a revocation
hearing. He explains that state court has not sentenced him because it is
waiting for federal court to sentence on violation of supervised release.
12/20/2015 Goode sentenced in state court to two and one half to five years
imprisonment
1/27/2016 Goode makes third request for federal court to go forward with his
revocation hearing.
7/16/2016 Goode completes state court sentence and is released from state custody
9/7/2016 Goode is arrested by federal authorities on the arrest warrant
9/12/2016 Goode admits to violating supervised release and is sentenced to 27
months’ imprisonment
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B.
Before turning to a discussion of the issues raised in this appeal, we need to
resolve the parties’ disagreement over the appropriate standard of review. The
Government urges us to apply a plain error standard of review, maintaining that Goode
never sought to dismiss the petition for revocation on due process grounds (or any other
basis, for that matter). Goode, for his part, maintains that he did object to the delay in the
revocation hearing by the filing of three pro se motions in the District Court asking it to
proceed on the petition, and specifically invoking his right to due process.
We side with Goode here and will not review this appeal for plain error. First,
Goode’s pro se filings satisfy Fed. R. Crim. P. 51(b), which defines the preservation rule
in criminal cases. Through these filings, Goode informed the District Court what he
wanted it to do. Second, the Government’s position elevates form over function. While
it may be true that defendants “typically” object through a motion to dismiss the violation
petition (see Gov’t Br. at 16-17), there is no rule that says any objection must be made
that way. We will, therefore, exercise plenary review over the alleged violations of the
Constitution. See United States v. Battis, 589 F.3d 673, 677 (3d Cir. 2009).
II.
A.
Hearings to revoke supervised release, like hearings to revoke parole, are not
criminal prosecutions. As such, these proceedings do not trigger the “full panoply of
rights’ which attach during a criminal trial, including the Sixth Amendment’s guarantee
of a ‘speedy trial.” Morrissey v. Brewer, 408 U.S. 471, 480 (1972). These proceedings
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do, however, affect the liberty interests of individuals, and trigger limited protections
under the Due Process Clause. Id. at 484. One due process right triggered by a
revocation proceeding is the right to have a “revocation hearing . . . within a reasonable
time after the parolee is taken into custody.” Id. at 488. This right has been codified in
Fed. R. Crim. P. 32.1(b)(2), which requires that courts “must hold the revocation hearing
within a reasonable time.” When evaluating claims under Fed. R. Crim. P. 32.1, courts
often look to the factors the Supreme Court laid out in Barker v. Wingo, 407 U.S. 514
(1972), because of the analogous context of the Sixth Amendment right to speedy trial.
United States v. Poellnitz, 372 F.3d 562, 570 (3d Cir. 2004). Those factors are: “[l]ength
of delay, the reason for the delay, the defendant's assertion of his right, and prejudice to
the defendant.” Barker, 407 U.S. at 530. We will start with the prejudice inquiry, as our
determination on that point renders further inquiry unnecessary.
Although Goode points to what he believes was a five-year delay, it was not as
long as he supposes. This is because Goode’s right to a timely revocation hearing is
measured from the time he was taken into custody pursuant to the revocation arrest
warrant—not from the time the arrest warrant was issued. Morrissey, 408 U.S. at 486 (a
defendant has the right to have a revocation hearing within “a reasonable time after the
parolee is taken into custody.”). This makes sense because a parolee does not suffer a
loss of liberty as a parole violator until he is taken into custody per the violation order.
Goode takes issue with this measurement. He maintains that the delay should be
measured from the date the revocation warrant was issued. He cites one of our decisions
in support of his position, Poellnitz, supra. But his reliance on that decision is misplaced.
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First, Poellnitz involved a statutory claim brought under 18 U.S.C. § 3583(i)—not a
straight-up due process claim like Goode’s. Second, we specifically stated in Poellnitz
that “it was reasonable for the District Court to wait for the adjudication of the state court
charges before proceeding with the revocation hearing.” Poellnitz, 372 F.3d at 571.
Here, the adjudication of the charges in state court took a great deal of time, due to
various delays, changes of counsel, etc. After his release from state custody (July 16,
2016), Goode was arrested by federal authorities (September 7, 2016), and the District
Court held a revocation hearing a mere five days later (September 12, 2016). Goode did
not suffer a loss of liberty until September 7, 2016 (a Wednesday), and was given a
hearing on September 12, 2016 (the following Monday). This delay was not
unreasonable, and, therefore, Goode’s rights were not violated.
Goode claims he was prejudiced because the District Court’s delay in holding a
revocation hearing ruined an opportunity for his federal and state sentences to run
concurrently. This argument is also foreclosed by U.S. ex rel. Caruso v. U.S. Bd. of
Parole, 570 F.2d 1150, 1154 (3d Cir. 1978), which clarifies that a defendant cannot claim
prejudice from a delay in receiving a revocation hearing on the ground that the delay
prohibited him from serving his federal and state sentences concurrently. Id.
Furthermore, the District Court certainly could have ordered—given its considerable
discretion in sentencing matters—that Goode’s federal sentence for violating supervised
release run retroactively concurrently with his state sentence. And, Goode’s counsel in
the District Court asked that this option be considered. App. 45-46. The District Court
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specifically declined to do so. App. 49. It determined that “another prison sentence” was
warranted given Goode’s crime, and we will not disturb that conclusion on appeal.
Goode also maintains that he was prejudiced by the delay of his revocation
hearing because he was “subjected to another arrest” and because the District Court was
able to rely on his state conviction as an “aggravating factor” in sentencing him on the
supervised release violation. These claims are pointless. First, Goode’s argument about
being subject to an additional arrest is baseless. He argues that if he had been given a
timely revocation hearing, he could have been transported to federal prison directly from
state prison without having to be arrested again. But, he enjoyed a few months at liberty
after his state sentence was completed and before his federal sentence began. He
certainly was not clamoring to go directly to federal prison to avoid re-arrest.
Goode also tells us that, given the length of delay between the revocation petition
and the hearing, prejudice should be presumed. We disagree. First, and as discussed
previously, the delay is not as long as Goode thinks. We put it at five days, two of which
were the weekend. Second, while it is true that prejudice has been presumed in some
instances involving Sixth Amendment claims, see e.g., Doggett v. United States, 505 U.S.
647, 655 (1992) (A]ffirmative proof of particularized prejudice is not essential to every
speedy trial claim.”); Battis, 589 F.3d at 684, no court has ever presumed prejudice from
a delay in a revocation hearing. See, e.g., Santana, 526 F.3d at 1261 (“[W]e apply our
ordinary test in supervised release revocation cases and search for actual prejudice.”).
Our decision in United States v. Heiser, 15 F.3d 299 (3d Cir. 1994), does leave
open the possibility that a situation may arise where a court may presume prejudice in a
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post-conviction delay context, but this is not such a case. The Supreme Court has
recognized that the most serious form of prejudice is that which results in the impairment
of an acused’s ability to lodge a defense. Doggett, 505 U.S. at 655-56. Here, nothing
prevented Goode from raising a defense to the charges of violating supervised release,
and, in fact, he pleaded guilty to those charges. This is reason enough to decline applying
a presumption of prejudice. But also, Goode admitted that he violated the terms of his
supervised release, which too weighs against a presumption of prejudice. And, he has not
pointed to anything that could have shown that he was denied a chance for leniency on
his revocation sentence.
III.
Goode cannot show prejudice here for any delay between the petition for
revocation being executed and his hearing on the matter. There is no basis on this record
to vacate the District Court’s order. We will affirm.
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