IN THE COURT OF APPEALS OF THE STATE OF IDAHO
Docket No. 44535
STATE OF IDAHO, ) 2017 Opinion No. 32
)
Plaintiff-Respondent, ) Filed: June 27, 2017
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v. ) Karel A. Lehrman, Clerk
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ROY AYERS BAXTER JR., )
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Defendant-Appellant. )
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Appeal from the District Court of the Fourth Judicial District, State of Idaho, Ada
County. Hon. Jason D. Scott, District Judge.
Judgment of conviction for domestic violence, affirmed.
Eric D. Fredericksen, State Appellate Public Defender; Andrea W. Reynolds,
Deputy Appellate Public Defender, Boise, for appellant. Andrea W. Reynolds
argued.
Hon. Lawrence G. Wasden, Attorney General; Russell J. Spencer, Deputy
Attorney General, Boise, for respondent. Russell J. Spencer argued.
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GUTIERREZ, Judge
Roy Ayers Baxter Jr. appeals from his judgment of conviction for domestic violence.
Specifically, Baxter argues the district court erred in denying his motion to withdraw his guilty
plea, because he met his burden of showing a just reason to withdraw his plea, and the State did
not make any showing of prejudice. For the reasons explained below, we affirm Baxter’s
judgment of conviction.
I.
FACTUAL AND PROCEDURAL BACKGROUND
The State charged Baxter with domestic violence, Idaho Code §§ 18-918(2) and 18-903,
and violation of a no-contact order, I.C. § 18-920, following an altercation with his wife. At a
status conference, counsel for Baxter informed the district court the parties had an outline of a
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plea agreement in place but that Baxter was going to obtain a domestic violence evaluation
before deciding whether to plead guilty. The State proposed a plea agreement under which, in
exchange for Baxter’s guilty plea to domestic violence, it would recommend a rider if a domestic
violence evaluation showed that Baxter was a high risk to reoffend or would recommend
probation if the evaluation showed Baxter was less than a high risk to reoffend. Pursuant to the
plea agreement, the State would dismiss the remaining charge (the no-contact order violation),
no-contact order violations in separate cases, and a felony influencing a witness charge.
Baxter privately retained a psychologist to perform the domestic violence evaluation and
provided the psychologist with copies of discovery and the preliminary hearing transcript.
During the evaluation, Baxter did not disclose any history of methamphetamine use and also
denied ever hitting the victim. The evaluation classified Baxter as a moderate to high risk to
reoffend. Upon receipt of the evaluation, the prosecutor expressed concerns about the result but
did not do anything at the time to address her concerns.
Based on the evaluation result and during a change of plea hearing on July 1, 2016,
Baxter pled guilty to domestic violence with the understanding the State would recommend
probation. At the hearing, Baxter testified he had been “out partying and doing meth” a couple
days before the incident. Baxter admitted that on the day of the incident, he “backhanded [the
victim] in the neck.” The district court accepted Baxter’s guilty plea.
Based on Baxter’s testimony at the change of plea hearing, the prosecutor contacted the
psychologist on July 7, 2016, with supplemental information--specifically, statements that Baxter
made during his plea colloquy about methamphetamine and hitting the victim--and asked the
psychologist whether this new information had any impact on the evaluation. 1 One day later,
after considering the additional information, the psychologist reclassified Baxter as a high risk to
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The prosecutor informed the psychologist that Baxter told the court “he had been
drinking all day and doing meth.” However, Baxter informed the court he had been “out
partying and doing meth” a couple days before the incident. The timing of the
methamphetamine use is important because, pursuant to Idaho Criminal Rule 33.3(c)(3), Baxter
was only required to disclose during the domestic violence evaluation the involvement of
substance abuse in the domestic violence incident--not his prior history of substance abuse.
Because there is no evidence Baxter used drugs on the day of the incident, his omission of drug
use on the day of the incident is inconsequential. The prosecutor misled the psychologist by
mischaracterizing Baxter’s testimony regarding his methamphetamine use.
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reoffend in an addendum to the initial evaluation. Based on this increased risk assessment, the
prosecutor advised Baxter that the State would recommend a rider instead of probation.
Baxter filed a motion to withdraw his guilty plea in August 2016, arguing the
prosecutor’s intervention with the psychologist after Baxter pled guilty rendered the plea
agreement meaningless. Baxter maintained he could not have foreseen the post-guilty plea
circumstances that ultimately resulted in a rider recommendation. The district court denied
Baxter’s motion to withdraw his guilty plea during a hearing on the matter, reasoning Baxter’s
plea was knowingly, intelligently, and voluntarily made. Additionally, the district court
determined Baxter was only motivated to withdraw his guilty plea after he read the presentence
investigation report (PSI)--which recommended a rider rather than probation--and that Baxter did
not demonstrate a just reason for withdrawing his guilty plea because the prosecutor “did not do
anything inappropriate in terms of this evaluation or interaction with the evaluator afterward.”
At sentencing, the State recommended a rider. Baxter was sentenced to a unified term of ten
years, with two and a half years determinate. Baxter timely appeals from his judgment of
conviction.
II.
ANALYSIS
Whether to grant a motion to withdraw a guilty plea lies in the discretion of the district
court, and such discretion should be liberally applied. State v. Freeman, 110 Idaho 117, 121, 714
P.2d 86, 90 (Ct. App. 1986). The exercise of the trial court’s discretion is affected by the timing
of the motion to withdraw the plea. State v. Ballard, 114 Idaho 799, 801, 761 P.2d 1151, 1153
(1988); State v. McFarland, 130 Idaho 358, 361, 941 P.2d 330, 333 (Ct. App. 1997). Although a
less rigorous standard applies, presentence withdrawal of a guilty plea is not an automatic right;
the defendant has the burden of showing that a just reason exists to withdraw the plea. State v.
Hawkins, 117 Idaho 285, 289, 787 P.2d 271, 275 (1990); State v. Ward, 135 Idaho 68, 72, 14
P.3d 388, 392 (Ct. App. 2000). Once the defendant has met this burden, the State may still avoid
a withdrawal of the plea by demonstrating the existence of prejudice to the State. State v. Dopp,
124 Idaho 481, 485, 861 P.2d 51, 55 (1993); State v. Henderson, 113 Idaho 411, 414, 744 P.2d
795, 798 (Ct. App. 1987). However, the defendant’s failure to present and support a plausible
reason will dictate against granting withdrawal, even absent such prejudice. Dopp, 124 Idaho at
485, 861 P.2d at 55; Henderson, 113 Idaho at 414, 744 P.2d at 798. Moreover, when the motion
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to withdraw a guilty plea is presented before sentencing, if it occurs after the defendant has
learned of the content of the PSI or has received information about the probable sentence, the
district court may temper its liberality by weighing the defendant’s apparent motive. State v.
Arthur, 145 Idaho 219, 222, 177 P.3d 966, 969 (2008); State v. Mayer, 139 Idaho 643, 647, 84
P.3d 579, 583 (Ct. App. 2004).
Appellate review of the denial of a motion to withdraw a plea is limited to determining
whether the district court exercised sound judicial discretion as distinguished from arbitrary
action. Freeman, 110 Idaho at 121, 714 P.2d at 90. When a trial court’s discretionary decision
is reviewed on appeal, the appellate court conducts a multi-tiered inquiry to determine whether
the lower court correctly perceived the issue as one of discretion, acted within the boundaries of
such discretion and consistently with any legal standards applicable to the specific choices before
it, and reached its decision by an exercise of reason. State v. Hedger, 115 Idaho 598, 600, 768
P.2d 1331, 1333 (1989).
The first step in analyzing a motion to withdraw a guilty plea is to determine whether the
plea was knowingly, intelligently, and voluntarily made. State v. Colyer, 98 Idaho 32, 34, 557
P.2d 626, 628 (1976); State v. Hanslovan, 147 Idaho 530, 536, 211 P.3d 775, 781 (Ct. App.
2008); Henderson, 113 Idaho at 412, 744 P.2d at 796. The determination that a plea is entered
knowingly, intelligently, and voluntarily involves a three-party inquiry: (1) whether the
defendant’s plea was voluntary in the sense that he or she understood the nature of the charges
and was not coerced; (2) whether the defendant knowingly and intelligently waived his or her
rights to a jury trial, to confront his or her accusers, and to refrain from self-incrimination; and
(3) whether the defendant understood the consequences of pleading guilty. Dopp, 124 Idaho at
484, 861 P.2d at 54; State v. Carrasco, 117 Idaho 295, 297, 787 P.2d 281, 283 (1990); Hawkins,
117 Idaho at 288, 787 P.2d at 274. The trial court need not establish a factual basis for the
crimes charged prior to accepting a guilty plea. State v. Coffin, 104 Idaho 543, 545, 661 P.2d
328, 330 (1983). On appeal, the voluntariness of the guilty plea must be reasonably inferred
from the record as a whole. Carrasco, 117 Idaho at 300, 787 P.2d at 286; Hawkins, 117 Idaho at
288, 787 P.2d at 274.
Baxter does not claim his guilty plea was not made knowingly, intelligently, and
voluntarily. Rather, Baxter argues a just reason existed to withdraw his guilty plea. In response,
the State argues that no just reason existed for withdrawing Baxter’s guilty plea because he was
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not forthcoming in his domestic violence evaluation, and the evaluation was therefore based on
incomplete information. Accordingly, the State supplemented the information considered by the
psychologist with the testimony Baxter gave at his plea colloquy.
Baxter, on the other hand, argues the psychologist had copies of the police reports, and
Baxter’s statements at the change of plea hearing were consistent with the statements made in the
police reports. Thus, Baxter essentially contends the inconsistencies between his statements
made during the evaluation process and his statements made during the change of plea hearing
are immaterial. Baxter asserts that the psychologist could have checked Baxter’s statements
during the evaluation against the police reports and the rest of the discovery documents provided
to the psychologist.
The parties do not dispute the State complied with the plea agreement. The issue is
whether the State’s reaching out to the evaluator with supplemental information, despite Baxter’s
understanding the State would recommend probation, constitutes a just reason to withdraw
Baxter’s guilty plea. That the State reached out to the psychologist after the change of plea
hearing has no impact on the plea agreement. It is imperative that domestic violence evaluations
are both complete and accurate. To this end, the prosecutor can reach out to the evaluator with
supplemental information to correct or complete an evaluation. Moreover, the initial evaluation
was incomplete solely due to Baxter’s own omissions. Idaho Criminal Rule 33.3(c)(2)(a)
requires that an evaluation include current and past violent behavior, but Baxter did not admit
during the evaluation that he ever hit the victim. Rule 33.3(c)(4)(A) requires a description of the
incident in the person’s own words but, again, Baxter did not admit he hit the victim; instead,
Baxter stated the witness “said that I closed fist punched [the victim] in the throat twice--which
never happened.” We reject the notion that a defendant can create false circumstances, claim
reliance on those false circumstances, and then argue a just reason exists based on reliance of
those false circumstances.
While the State agreed to recommend probation if the evaluation classified Baxter as less
than a high risk offender, that agreement was conditioned upon the evaluation being complete.
The evaluation was not complete until the State supplemented the information with Baxter’s
statements at the change of plea hearing in which Baxter testified that he indeed hit the victim.
The psychologist’s revised classification of Baxter, made after the evaluation information was
complete, justified the State’s recommendation of a rider.
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Baxter did not show a just reason for withdrawing his plea. We therefore do not address
whether the State demonstrated prejudice.
III.
CONCLUSION
Baxter did not show a just reason for withdrawing his guilty plea because the prosecutor
did not do anything inappropriate by reaching out to the evaluator with supplemental information
to correct or complete the evaluation. Accordingly, the district court did not err in denying
Baxter’s motion to withdraw his guilty plea. We affirm Baxter’s judgment of conviction.
Chief Judge GRATTON and Judge HUSKEY CONCUR.
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