2017 IL App (2d) 160493
No. 2-16-0493
Opinion filed July 6, 2017
______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
SECOND DISTRICT
______________________________________________________________________________
THE PEOPLE OF THE STATE ) Appeal from the Circuit Court
OF ILLINOIS, ) of Winnebago County.
)
Plaintiff-Appellee, )
)
v. ) No. 11-CF-1688
)
LEONARD R. FRICKS, ) Honorable
) Rosemary Collins,
Defendant-Appellant. ) Judge, Presiding.
______________________________________________________________________________
JUSTICE McLAREN delivered the judgment of the court, with opinion.
Presiding Justice Hudson and Justice Spence concurred in the judgment and opinion.
OPINION
¶1 Defendant, Leonard R. Fricks, entered a nonnegotiated plea of guilty to a single count of
first-degree murder (720 ILCS 5/9-1(a)(2) (West 2010)) and was sentenced to a 60-year prison
term (which included a 20-year sentencing enhancement for personally discharging a firearm
during the commission of the offense (730 ILCS 5/5-8-1(a)(1)(d)(ii) (West 2010))). Prior to
sentencing, defendant unsuccessfully moved to withdraw his guilty plea, contending, inter alia,
that his attorney, Wendell Coates, had made false assurances about the length of the sentence
defendant would receive. Another attorney, Michael J. Phillips, represented defendant in
connection with the motion. After the trial court imposed sentence, Phillips filed a motion to
reduce defendant’s sentence. The trial court denied the motion and defendant appealed. Because
2017 IL App (2d) 160493
Phillips did not properly certify compliance with Illinois Supreme Court Rule 604(d) (eff. Feb. 6,
2013), we vacated the denial of the motion and remanded the matter for proceedings in
compliance with that rule. People v. Fricks, No. 2-14-0054 (Aug. 11, 2014) (minute order). On
remand, defendant was represented by attorney Gary V. Pumilia, who filed a second amended
motion to withdraw defendant’s guilty plea, along with a proper certificate under the amended
Rule 604(d) (eff. Mar. 8, 2016). The trial court denied that motion. Pumilia also advised the
trial court that defendant was “standing on and adopting” his prior motion to reduce his sentence.
When Pumilia informed the trial court that it had previously ruled on the motion to reduce
defendant’s sentence, the trial court stated, “So that ruling will stand.” Pumilia did not ask to be
heard on, and there were no further proceedings relative to, the motion to reduce defendant’s
sentence. This appeal followed. Because there was no hearing on remand on the motion to
reduce defendant’s sentence, yet another remand is necessary.
¶2 Rule 604(d) provides, in pertinent part, as follows:
“No appeal from a judgment entered upon a plea of guilty shall be taken unless the
defendant, within 30 days of the date on which sentence is imposed, files in the trial court
a motion to reconsider the sentence, if only the sentence is being challenged, or, if the
plea is being challenged, a motion to withdraw the plea of guilty and vacate the
judgment. *** The trial court shall *** determine whether the defendant is represented
by counsel, and if the defendant is indigent and desires counsel, the trial court shall
appoint counsel. *** The defendant’s attorney shall file with the trial court a certificate
stating that the attorney has consulted with the defendant *** to ascertain defendant’s
contentions of error in the sentence and the entry of the plea of guilty, has examined the
trial court file and both the report of proceedings of the plea of guilty and the report of
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proceedings in the sentencing hearing, and has made any amendments to the motion
necessary for adequate presentation of any defects in those proceedings.” Ill. S. Ct. R.
604(d) (eff. Mar. 8, 2016).
¶3 It is well established that the attorney’s certificate must strictly comply with the
requirements of Rule 604(d). See People v. Janes, 158 Ill. 2d 27, 35 (1994). If the certificate
does not satisfy this standard, a reviewing court must remand the case to the trial court for
proceedings that strictly comply with Rule 604(d), including “a new hearing on the motion.” Id.
at 33. Defendant argues that the proceedings on remand were deficient because there was no
hearing on the motion to reduce defendant’s sentence. The State argues that, although defendant
had the right to a hearing, he chose, through counsel, not to exercise that right. We conclude,
however, that a defendant is not permitted to make that choice.
¶4 In Janes, our supreme court observed that the courts in People v. Denson, 243 Ill. App.
3d 55 (1993), People v. Dickerson, 212 Ill. App. 3d 168 (1991), People v. Vickery, 207 Ill. App.
3d 574 (1991), People v. Johnson, 207 Ill. App. 3d 122 (1990), and People v. Hayes, 195 Ill.
App. 3d 957 (1990), granted the defendants therein “the right to file a new motion to withdraw
guilty plea and the right to have a hearing on the new motion” (emphases added) (Janes, 158 Ill.
2d at 33) as a remedy for counsel’s failure to comply with the certificate requirement.
Immediately after that observation, the Janes court stated, “With this opinion, we affirm the
holdings of these cases and unequivocally state that, [with the exception of the requirement that
the defendant file a motion to withdraw his or her plea or to reconsider his or her sentence], the
remedy for failure to strictly comply with each of the provisions of Rule 604(d) is a remand to
the circuit court for the filing of a new motion to withdraw guilty plea or to reconsider sentence
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and a new hearing on the motion.” Id. In People v. Oliver, 276 Ill. App. 3d 929 (1995), we read
this to mean that a new motion and a new hearing were required on remand.
¶5 In People v. Lindsay, 239 Ill. 2d 522 (2011), our supreme court concluded, contrary to
Oliver, that filing a new motion on remand is optional. The Lindsay court reasoned as follows:
“There is no question that this court used language in Janes that, in isolation, appears to
mandate the filing of a new motion on remand:
‘[T]he remedy for failure to strictly comply with each of the provisions of Rule
604(d) is a remand to the circuit court for the filing of a new motion to withdraw
guilty plea or to reconsider sentence and a new hearing on the motion.’
[Citation.]
And we can hardly fault the Oliver court for giving authoritative weight to this
portion of our decision. That said, *** the preceding language does not appear in
isolation but rather immediately follows the court’s explicit endorsement of a series of
appellate court decisions holding that the appropriate remedy for the failure to file a Rule
604(d) certificate is to ‘grant[ ] the defendants therein the right to file a new motion to
withdraw guilty plea and the right to have a hearing on the new motion.” (Emphases
added.) [Citation.] Unlike the language relied upon in Oliver, this language is
permissive, allowing individual defendants to decide on a case-by-case basis whether the
filling of a new motion on remand is warranted. And significantly, it was this permissive
language that the court employed in the concluding paragraph of the decision, where the
court sets forth its instructions for the remand:
‘Therefore, pursuant to this court’s supervisory authority, we retain
jurisdiction and remand this cause to the circuit court *** to allow defendant to
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2017 IL App (2d) 160493
file a new motion to withdraw his guilty plea and for a hearing on that motion in
full compliance with Rule 604(d).’ (Emphasis added.) [Citation.]
Clearly, nothing in this language mandates or requires the filing of a new motion
on remand. On the contrary, the court was simply allowing defendant—that is, giving
him the opportunity—to file a new motion on remand. Whether he exercised that option
was entirely up to him.” (Emphases in original.) Id. at 528-29.
¶6 In the case now before us, the State seeks to extend Lindsay’s reasoning to the
requirement that a new hearing be held on remand. According to the State, although defendant
had a right to a new hearing, he was not required to exercise that right. 1 However, that argument
is contrary to Lindsay’s express holding:
“[W]e hold that, when defense counsel neglects to file a Rule 604(d) certificate, the
appropriate remedy is a remand for (1) the filing of a Rule 604(d) certificate; (2) the
opportunity to file a new motion to withdraw the guilty plea and/or reconsider the
sentence, if counsel concludes that a new motion is necessary; and (3) a new motion
hearing.” Id. at 531.
The Lindsay court used permissive language with reference to filing a new motion: the defendant
is to be afforded the “opportunity” to do so “if counsel concludes that a new motion is
1
The State contends that defendant “was in full agreement with defense counsel’s
decision to forego [sic] presentation of the motion to reconsider sentence.” The record does not
support the contention. Although the State cites portions of the record indicating that defendant
and counsel discussed sentencing issues, the State cites nothing showing that defendant
specifically agreed that a hearing was unnecessary. In any event, the State also cites nothing
establishing that defendant was entitled to personally decide whether there would be a hearing.
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necessary.” Id. The Lindsay court did not use such language with reference to holding a new
hearing. Presumably, the Lindsay court crafted its holding with care, so as to avoid the kind of
misinterpretation that occurred in Oliver. Thus, if the Lindsay court had intended the new
motion hearing to be optional, we cannot fathom why the court would not have said so explicitly.
¶7 In the present case, there was no hearing on remand on the motion to reduce defendant’s
sentence. Indeed, the motion was not considered anew. Pumilia merely acceded to the trial
court’s previous ruling, which the trial court merely reiterated. The trial court did not review the
original hearing on the motion. Pumilia did not summarize what transpired at that hearing for
the trial court’s benefit. Thus, what occurred on remand was a “mere charade performed for the
purpose of reinstating an appeal.” People v. Tejada-Soto, 2012 IL App (2d) 110188, ¶ 14.
¶8 The State relies on People v. Shirley, 181 Ill. 2d 359, 369 (1998), which found “limited
value” in an additional remand where, on the first remand, the defendant “was afforded a full and
fair second opportunity to present a motion for reduced sentencing.” The context for that
statement is the Shirley court’s rejection of “defendant’s implicit premise that the strict
compliance standard of [Janes] must be applied so mechanically as to require Illinois courts to
grant multiple remands and new hearings following the initial remand hearing.” (Emphasis
added.) Id. Thus, Shirley presupposes that an “initial remand hearing” actually took place. The
failure here to hold any hearing on remand on defendant’s motion to reduce his sentence clearly
distinguishes this case from Shirley. We thus conclude that this case must again be remanded for
a hearing on defendant’s motion to reduce his sentence.
¶9 For the foregoing reasons, we vacate the order of the circuit court of Winnebago County
denying defendant’s motion to reduce his sentence. We remand for a new hearing on the motion.
¶ 10 Vacated and remanded.
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