NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
______________
No. 16-3643
______________
GARNET GRANT,
Appellant
v.
SECRETARY UNITED STATES DEPARTMENT OF HOMELAND SECURITY
______________
Appeal from the United States District Court
for the Eastern District of Pennsylvania
(D.C. No. 2-15-cv-04409)
District Judge: Honorable Legrome D. Davis
______________
Submitted under Third Circuit LAR 34.1(a)
May 11, 2017
Before: AMBRO, RESTREPO, and COWEN, Circuit Judges
(Filed: August 17, 2017)
______________
OPINION*
______________
*
This disposition is not an Opinion of the full Court and, pursuant to I.O.P. 5.7, does not
constitute binding precedent.
RESTREPO, Circuit Judge
Appellant Garnet Grant alleges his employment was terminated based on his race
and color in violation of Title VII of the Civil Rights Act of 1964, as amended, 42 U.S.C.
§ 2000e et seq. The District Court granted appellee’s motion for summary judgment
based on Grant’s failure to timely exhaust administrative remedies and consequently
entered Judgment in favor of appellee. Grant appeals those Orders. For the reasons
which follow, we affirm.
I.1
Grant is a former employee of the Transportation Security Administration
(“TSA”) of the U.S. Department of Homeland Security (“DHS”). He began his
employment with the TSA in 2002, and he was issued a letter of termination, effective
July 18, 2008, based on allegations of falsification of time and attendance records.
The termination notice advised Grant that he could seek relief through an appeal to
TSA’s Disciplinary Review Board (“DRB”), and, with the apparent representation of
counsel, Grant appealed by completing a DRB appeal form in early August 2008. The
appeal form advised Grant that if he believed he had been discriminated against on the
basis of, among other things, race, “you may contact an [Equal Employment Opportunity
1
We write exclusively for the parties and therefore set forth only those facts that are
necessary for our disposition.
2
(‘EEO’)] counselor within 45 days of the effective date of the action being appealed.”
(App. 120.) The form further advised that the DRB “will not process appeals in which
allegations of discrimination are raised.” (Id.) In a letter dated August 22, 2008
acknowledging receipt of Grant’s DRB appeal, the TSA explained that should Grant
choose to pursue a formal EEO complaint, the DRB would lose jurisdiction and would be
compelled to dismiss his DRB appeal.
Nevertheless, Grant chose to continue to pursue his DRB appeal, and the appeal
was denied on February 24, 2009. On September 14, 2009, about seven months after the
denial of his DRB appeal, Grant filed an appeal with the U.S. Merit Systems Protection
Board (“MSPB”). By decision dated November 27, 2009, the MSPB dismissed Grant’s
appeal for lack of jurisdiction. In its decision, the MSPB pointed out that Grant’s
amended appeal to the MSPB, filed on November 7, 2009, raised the claim of
discrimination on the bases of race and color, but that the MSPB did not have jurisdiction
to hear Grant’s discrimination claims.
More than four months later, on April 16, 2010, Grant filed an Individual
Complaint of Employment Discrimination alleging the termination of his employment
was discriminatory because it was based on race and color. In that complaint, Grant
acknowledged that the action complained of occurred on July 18, 2008. He alleged that
he did not contact an EEO counselor until January 15, 2010. The EEO counselor’s report
3
also reflects that initial contact date, and notes that the deadline for timely contact with a
counselor had expired on September 1, 2008.
The DHS issued its July 14, 2010 final decision dismissing as untimely Grant’s
discrimination complaint. In particular, the DHS found that, although Grant was required
to contact an EEO official within 45 days of the effective date of the termination, the date
of Grant’s initial contact with the EEO counselor was more than a year after his firing.
The DHS further noted that Grant did not present any appropriate justification for
untimely filing.
Grant appealed to the Equal Employment Opportunity Commission (“EEOC”),
and in support thereof he argued that the timeframe for initiating EEO counseling should
have been equitably tolled. On February 17, 2011, the EEOC reversed and remanded for
further proceedings, finding insufficient information in the record to support a reasoned
determination as to timeliness.
On January 19, 2012, following an opportunity to engage in discovery, the TSA
moved to dismiss the matter for failure to timely initiate the EEO process or, in the
alternative, for a determination on the merits. The Administrative Judge (“AJ”) noted
that, “[n]otwithstanding the compelling argument in favor of” dismissing the complaint
based on untimeliness, she would address the merits of Grants claims. The AJ granted
summary judgment against Grant on the ground that he had failed to establish that he was
4
discriminated against based on his race or color. On January 2, 2013, Grant appealed to
the EEOC’s Office of Federal Operations, which affirmed on October 30, 2014.
Grant initiated this civil action in the District Court on August 7, 2015. Appellee
thereafter filed a motion to dismiss based on Grant’s failure to timely exhaust
administrative remedies. In particular, appellee argued that Grant failed to contact an
EEO counselor within the required 45 days after his termination.
By Order filed April 26, 2016, the District Court granted appellee’s motion to
dismiss in part. The District Court found that plaintiff did fail to timely exhaust his
administrative remedies, but with regard to the issue of equitable tolling, it converted the
motion to dismiss into a summary judgment motion and deferred ruling on the summary
judgment motion pending further briefing and discovery on the issue of equitable tolling.
Following discovery on the equitable tolling issue, the parties were given the
opportunity to submit supplemental briefing and evidence. By Order entered July 25,
2016, the District Court granted the motion for summary judgment. It found:
Rather than pursue an EEOC claim, Plaintiff opted to pursue
a DRB appeal. This appeal was prepared with counsel, and
included explicit warnings about the 45-day time limit to
contact an EEO counselor. The warnings in the DRB appeal
form and the DRB acknowledgement form demonstrate both
that Plaintiff had constructive knowledge of the 45-day time
limit and that Defendant did not “actively mislead” Plaintiff.
Rather, Plaintiff plainly sat on his rights and failed to exercise
reasonable diligence. As a result, Plaintiff’s claims cannot be
salvaged by equitable tolling.
(App. 17 (footnote omitted).)
5
II.2
“It is a basic tenet of administrative law that a plaintiff must exhaust all required
administrative remedies before bringing a claim for judicial relief.” Robinson v. Dalton,
107 F.3d 1018, 1020 (3d Cir. 1997) (citing McKart v. United States, 395 U.S. 185, 193
(1969)). Before bringing a Title VII suit in federal court, federal employees who believe
they have been discriminated against must, under applicable regulations, among other
things, initiate contact with an EEO counselor within 45 days of the effective date of the
challenged personnel action or face dismissal. See 29 C.F.R. §§ 1614.105(a)(1),
1614.107(a)(2). This 45-day time limit operates akin to a statute of limitations. See
Robinson, 107 F.3d at 1021.
Here, the 45-day limitations period began to run in July 2008, when Grant’s
employment was terminated. However, it is undisputed that Grant did not contact an
EEO counselor until more than a year after the required counselor contact period had
expired.
While not disputing that he missed the 45-day deadline, Grant argues that the
timeframe should be equitably tolled. Since the 45-day time limit is not jurisdictional,
courts may permit equitable tolling of the time limit, but equitable tolling “should be
2
The District Court had jurisdiction under 28 U.S.C. § 1331. We have jurisdiction under
28 U.S.C. § 1291. Our review of the District Court’s grant of summary judgment is
plenary. Capps v. Mondelez Global, LLC, 847 F.3d144, 151 (3d Cir. 2017). We review
the facts in the light most favorable to appellants and will affirm if there is no genuine
issue as to any material fact and appellees are entitled to judgment as a matter of law.
Fed. R. Civ. P. 56(c); Celotex Corp. v Catrett, 477 U.S. 317, 322 (1986).
6
applied ‘sparingly.’” Podobnik v. U.S. Postal Serv., 409 F.3d 584, 591 (3d Cir. 2005)
(quoting Nat’l R.R. Passenger Corp. v. Morgan, 536 U.S. 101, 113 (2002)). The plaintiff
bears the burden of demonstrating that she or he exercised reasonable diligence and that
equitable tolling is appropriate under the circumstances. Id. at 591.
Equitable tolling may be invoked: “(1) where the defendant has actively misled the
plaintiff respecting the plaintiff’s cause of action; (2) where the plaintiff in some
extraordinary way has been prevented from asserting his or her rights; or (3) where the
plaintiff has timely asserted his or her rights mistakenly in the wrong forum.”3 Oshiver v.
Levin, Fishbein, Sedran & Berman, 38 F.3d 1380, 1387 (3d Cir. 1994). The benefit of
tolling is meant for those who have “exercised reasonable diligence in investigating and
bringing [their] claims.” Miller v. N.J. State Dep’t of Corr., 145 F.3d 616, 618-19 (3d
Cir. 1998) (internal quotation marks omitted). “Mere excusable neglect is not sufficient.”
Id. at 619 (citing Irwin v. Dep’t of Veterans Affairs, 498 U.S. 89, 96 (1990)).
Grant claims that he was actively misled about his right to appeal to the EEOC
because the termination letter as well as George Clisby, the then-Acting Deputy Federal
Security Director who personally delivered the termination letter, informed him that he
had the right to appeal to the DRB. Grant acknowledges that Mr. Clisby also provided all
of the necessary forms that were needed to file a DRB appeal.
3
On appeal, as before the District Court, Grant argues that he was misled by appellee
with respect to pursuing his discrimination claim. Thus, as the District Court pointed out,
the other two circumstances for equitably tolling the relevant time period are not at issue
here.
7
We agree with the District Court that equitable tolling is not appropriate under
these circumstances. It is undisputed that the DRB appeal form which Grant completed,
with the help of his lawyer, advised him of the 45-day time frame to contact an EEO
counselor if he believed he had been discriminated against on the basis of race and
clarified that the DRB was not the proper forum to hear appeals regarding discrimination
claims. Furthermore, the letter from TSA acknowledging receipt of Grant’s appeal again
warned him that the DRB did not have jurisdiction to hear an appeal regarding a formal
EEOC complaint. In addition, Grant testified that he believed in August 2008 that he had
been discriminated against by appellee in connection with his firing, and he further
conceded that, at that time, he did nothing to explore how to pursue his discrimination
claim. Grant is unable to show that appellee actively misled him regarding his rights to
appeal to the EEOC; nor is he able to show that he used reasonable diligence in pursuing
his discrimination claims under Title VII. Under these circumstances, equitable tolling is
not appropriate.4
4
Grant argues that appellee waived the timeliness argument by not appealing the AJ’s
Jan. 19, 2012 decision which granted judgment in appellee’s favor on the merits of
Grant’s discrimination claim. We find Grant’s argument unpersuasive. As appellee
points out, having received Judgment in appellee’s favor, appellee had no reason to
challenge a ruling on timeliness grounds, which at that point was moot.
8
III.
Accordingly, for the foregoing reasons, we affirm the Orders of the District Court
granting appellee’s motion for summary judgment and entering Judgment in favor of
appellee.
9