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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
SIAM SHABAZZ YEISER
Appellant No. 712 WDA 2016
Appeal from the Judgment of Sentence April 4, 2016
In the Court of Common Pleas of Clearfield County
Criminal Division at No(s): CP-17-CR-0000200-2016
BEFORE: SHOGAN, J., MOULTON, J., and STRASSBURGER, J.*
MEMORANDUM BY MOULTON, J.: FILED SEPTEMBER 01, 2017
Siam Shabazz Yeiser appeals from the April 4, 2016 judgment of
sentence entered in the Clearfield County Court of Common Pleas following
his entry of a guilty plea to possession of contraband by an inmate
(controlled substance).1 In a prior memorandum, we remanded this matter
for the filing of a counseled Pennsylvania Rule of Appellate Procedure
1925(b) statement and a new Rule 1925(a) opinion. See Commonwealth
v. Yeiser, No. 712 WDA 2016, unpublished mem. (Pa.Super. filed Mar. 29,
2017). Yeiser filed a counseled Rule 1925(b) statement on April 19, 2017,
and the trial court issued a new Rule 1925(a) opinion on May 2, 2017. On
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*
Retired Senior Judge assigned to the Superior Court.
1
18 Pa.C.S. § 5123(a.2).
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May 23, 2017, this Court ordered the parties to submit new briefs
addressing the issues. On June 30, 2017, Yeiser’s counsel filed a brief
pursuant to Anders v. California, 386 U.S. 738 (1967), and a petition to
withdraw from representation that was attached as an appendix to the
brief;2 the Commonwealth filed its brief on August 1, 2017. Because we find
a non-frivolous issue of record, we deny counsel’s petition to withdraw and
direct counsel to file an advocate’s brief.
In our prior memorandum, we set forth a detailed factual and
procedural history of this case, which we incorporate herein. See Yeiser,
No. 712 WDA 2016, unpublished mem. at 2-3.
When presented with an Anders brief, this Court may not review the
merits of the underlying issues until we address counsel’s request to
withdraw. Commonwealth v. Goodwin, 928 A.2d 287, 290 (Pa.Super.
2007) (en banc). Before we address the issues raised in the Anders brief,
we must first determine whether counsel’s petition to withdraw satisfies the
procedural requirements of Anders. To be permitted to withdraw, counsel
must:
1) petition the court for leave to withdraw stating that,
after making a conscientious examination of the record,
counsel has determined that the appeal would be frivolous;
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2
On August 15, 2017, this Court denied counsel’s November 15, 2016
petition to withdraw as moot and directed the Prothonotary to file counsel’s
new petition to withdraw, which had been attached to the Anders brief as
Appendix G. See Order, 8/15/17.
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2) furnish a copy of the brief to the defendant; and 3)
advise the defendant that he or she has the right to retain
private counsel or raise additional arguments that the
defendant deems worthy of the court’s attention.
Commonwealth v. Cartrette, 83 A.3d 1030, 1032 (Pa.Super. 2013) (en
banc).
In his petition, counsel states that after a “thorough review and
analysis of the record and of the issues raised by [Yeiser,]” he has “found no
merit in any actual or potential issues and . . . certif[ies] that the appeal is
frivolous.” Pet. to Withdraw, 8/15/17, ¶ 2. Counsel has also certified that
he furnished a copy of the Anders brief to Yeiser, see Proof of Service,
6/29/17, and sent Yeiser a copy of the petition to withdraw with a letter
advising Yeiser that “[he] ha[s] the right to retain new counsel to pursue the
appeal or to proceed pro se to raise any points that [he] deem[s] worthy of
the Court’s attention.” Ltr. to Yeiser, 6/28/17. We conclude that counsel’s
petition to withdraw complies with the procedural dictates of Anders.
We must next determine whether counsel’s Anders brief meets the
requirements established by the Pennsylvania Supreme Court in
Commonwealth v. Santiago, 978 A.2d 349 (Pa. 2009). The brief must:
(1) provide a summary of the procedural history and facts,
with citations to the record; (2) refer to anything in the
record that counsel believes arguably supports the appeal;
(3) set forth counsel’s conclusion that the appeal is
frivolous; and (4) state counsel’s reasons for concluding
that the appeal is frivolous. Counsel should articulate the
relevant facts of record, controlling case law, and/or
statutes on point that have led to the conclusion that the
appeal is frivolous.
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Id. at 361.
Here, counsel has provided a summary of the procedural and factual
history with appropriate citations to the record. Counsel has evaluated the
issues Yeiser wishes to raise, stated that such an appeal is frivolous, and set
forth his reasons for that conclusion. We conclude that counsel has
complied with the technical requirements of Anders and Santiago.3
However, because we conclude that one of the issues raised in the Anders
brief is non-frivolous, we deny counsel’s petition to withdraw.
On appeal, Yeiser argues that his “plea agreement was void and the
[trial c]ourt erred by sentencing him [because he] . . . was not given both a
written and a verbal colloquy.” 1925(b) Stmt., 4/19/17.4 In his Anders
brief, counsel asserts that this claim is frivolous because the written colloquy
inquired into all areas required under Pennsylvania Rule of Criminal
Procedure 590 and, because “there is no known rule that verbal colloquy
must also be conducted at sentencing in addition to a full written colloquy.”
Anders Br. at 17. The Commonwealth agrees, noting that Yeiser “simply
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3
We note that counsel’s current Anders brief is substantially the same
as the first Anders brief counsel submitted to this Court.
4
In our prior memorandum, we stated that “Yeiser has raised at least
one non-frivolous issue regarding the validity of his guilty plea, which should
be addressed in an advocate’s brief if appealed.” See Yeiser, No. 712 WDA
2016, unpublished mem. at 5 n.7. Given that directive, we have difficulty
understanding why counsel elected to file another Anders brief, much less
an Anders brief in substantially the same form as his first Anders brief.
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states that the plea agreement should be void because he did not receive an
oral colloquy in addition to the extensive written colloquy.” Cmwlth.’s Br. at
16. It further argues that “[b]ecause [Yeiser] unquestionabl[y] tendered the
plea voluntarily and intelligently, his argument is frivolous.” Cmlwth.’s Br. at
16. We disagree.
On February 27, 2016, Yeiser signed a written guilty plea colloquy.
The only mention in the record of Yeiser having actually entered a plea
before the trial court is in the sentencing transcript, where all parties
acknowledged that Yeiser had entered his guilty plea before the court. 5 See
N.T., 4/4/16, at 1. The record contains no transcript of an oral colloquy of
Yeiser by the trial court.
Rule 590 governs guilty pleas; subsection (B)(2) requires:
The judge shall conduct a separate inquiry of the
defendant on the record to determine whether the
defendant understands and voluntarily accepts the terms
of the plea agreement on which the guilty plea or plea of
nolo contendere is based.
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5
Yeiser’s written plea colloquy was filed with the trial court on March
7, 2016. Yeiser was sentenced on April 4, 2016, which is when the parties
and the trial court all agreed that at some earlier, unspecified time, Yeiser
had appeared before the trial court and entered his plea. Neither party’s
brief identifies the date of this plea, and we have found nothing in the
certified record, other than the above-referenced statements made at
sentencing, suggesting precisely when, or even if, Yeiser actually entered his
plea.
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Pa.R.Crim.P. 590(B)(2) (emphasis and italics added). 6 The comments to
Rule 590 provide that
[w]hen a guilty plea, or plea of nolo contendere, includes a
plea agreement, the 1995 amendment to paragraph (B)(2)
requires that the judge conduct a separate inquiry on
the record to determine that the defendant understands
and accepts the terms of the plea agreement.
Id. cmt. (emphasis and italics added). That comment also cites
Commonwealth v. Porreca, 595 A.2d 23 (Pa. 1991), where our Supreme
Court determined that the trial court erred when in failing to separately
inquire about Porreca’s “yes” answer to a question in the written colloquy
asking whether any threats or promises had been made to Porreca to
persuade him to plead guilty. 595 A.2d at 27. The Porreca Court held that
the trial court’s failure to ask Porreca about that “yes” answer violated the
prior version of Rule 590, which required that the trial court determine that
the plea was “understandingly and voluntarily tendered,” and the underlying
safeguards established by the United States Supreme Court in Santobello
v. New York, 404 U.S. 257 (1971), designed “to insure the defendant what
is reasonably due in the circumstances.” Porreca, 595 A.2d at 28 (quoting
Santobello, 404 U.S. at 262).
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6
Rules 590(A)(1) and (3) also require that: (1) pleas be “taken in
open court,” (2) the trial court “determine after inquiry of the defendant
that the plea is voluntarily and understandingly tendered,” and (3) the trial
court’s “inquiry . . . appear on the record.” Pa.R.Crim.P. 590(A)(1), (3)
(emphasis added).
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Under these circumstances, we conclude that Yeiser’s guilty plea claim
is not frivolous. The plain language of Rule 590(B)(2) appears to require an
on-the-record inquiry when the defendant pleads pursuant to an agreement.
Here, the trial court apparently did not conduct an oral colloquy of Yeiser
before accepting his plea and sentencing him pursuant to a negotiated plea
agreement. Given a lack of case law interpreting or applying Rule
590(B)(2), we conclude that Yeiser’s issue is not frivolous.7 We, therefore,
direct counsel to file an advocate’s brief within 30 days of the date of this
memorandum addressing (1) whether Rule 590(B)(2) required the trial court
to conduct an oral colloquy of Yeiser before accepting his guilty plea, and (2)
if so, whether a violation of Rule 590(B)(2) requires this Court to vacate
Yeiser’s judgment of sentence. The Commonwealth may file a brief in
response within 30 days of the filing of the advocate’s brief.
Motion to withdraw denied. Case remanded with instructions. Panel
jurisdiction retained.8
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7
We do not express an opinion as to the relative merit of this issue,
but only conclude that this issue is non-frivolous and requires further
briefing.
8
Yeiser claims that the trial court’s failure to colloquy him on the
record prevented Yeiser from (1) being informed that he could proceed to
trial, and (2) pleading his guilt or innocence at the time of sentencing.
Further, Yeiser claims that the trial court abused its discretion by ordering
that Yeiser serve the sentence for this conviction consecutive to the
sentence that he is currently serving. We need not address these issues
(Footnote Continued Next Page)
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(Footnote Continued)
because his non-frivolous guilty plea issue bears on them and, if he is
granted relief, may render these issues moot.
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