FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT September 8, 2017
_________________________________
Elisabeth A. Shumaker
Clerk of Court
MATTHEW MALONE, individually, and
as a Personal Representative of Michael
Malone, deceased,
Plaintiff - Appellee,
v. No. 16-2222
(D.C. No. 2:15-CV-00876-JB-GBW)
BOARD OF COUNTY (D. N.M.)
COMMISSIONERS FOR THE COUNTY
OF DONA ANA, in their official
capacities; CHASE THOUVENELL, in his
individual and official capacity,
Defendants - Appellants,
and
THE CITY OF LAS CRUCES, NEW
MEXICO; JOHN DOES, unknown Las
Cruces Police Department officers, in their
individual and official capacities,
Defendants.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before BRISCOE, EBEL, and MATHESON, Circuit Judges.
_________________________________
*
This order and judgment is not binding precedent, except under the doctrines of law
of the case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
In this interlocutory appeal, Defendant-Appellant Chase Thouvenell contends
that the district court erred in denying him qualified immunity from a 42 U.S.C.
§ 1983 claim asserted by the personal representative of the estate of Michael Malone
(“Malone”), alleging that Deputy Thouvenell violated the Fourth Amendment when
he shot and killed Malone while trying to arrest him. We conclude that Thouvenell is
entitled to qualified immunity because Malone failed to show that Thouvenell
violated clearly established law. Therefore, having jurisdiction under 28 U.S.C.
§ 1291, see Mitchell v. Forsyth, 472 U.S. 511, 530 (1985), we reverse.1
I. BACKGROUND
The evidence, viewed in the light most favorable to Malone, the non-moving
party, see White v. Pauly, 137 S. Ct. 548, 550 (2017) (per curiam), indicated the
following: On July 29, 2015, Michael Malone’s wife, Crystal, met with a detective
from the Dona Ana County, New Mexico, Sheriff’s Office, and told the detective
that, five days earlier, her husband had choked and punched her, and then had pointed
a revolver at the back of Crystal’s head and pulled the trigger. The gun did not go
off. Crystal then left the house, with Malone giving chase; during the chase, he
continued to point the gun at Crystal and pull the trigger, but the gun never fired.
Crystal eventually escaped to a neighbor’s home, where she initially reported the
attack to police.
1
In light of our resolution of Thouvenell’s appeal, we lack jurisdiction over the
interlocutory appeal taken by the Board of County Commissioners for Dona Ana
County and, therefore, DISMISS the County’s appeal on that basis. See Lynch v.
Barrett, 703 F.3d 1153, 1163-64 (10th Cir. 2013).
2
Crystal further told the detective that Malone had called her after the attack,
threatening to commit suicide. “His threat included the sound of Malone rotating the
cylinder on the revolver and then pulling the trigger resulting in a gun shot.” (Aplt.
App. 157.) Crystal also informed the detective that Malone was a convicted felon,
and the detective verified that was the case. After interviewing Crystal, the detective
“filed a criminal complaint against Malone for aggravated assault with a deadly
weapon on a household member, possession of a firearm by a felon, and battery
against a household member,” and obtained a warrant for Malone’s arrest. (Id. 157-
58 (internal quotation marks omitted).)
The Sheriff’s Office decided a “Special Response Team” (“SRT”) was needed
to execute the arrest warrant. An SRT is used to execute warrants under “hazardous
circumstances,” such as when “a suspect is armed and may use weapons against law
enforcement officers or where the suspect’s background reveals a propensity toward
violence.” (Id. 158-59 (quoting id. at 55).) In this situation, the SRT located Malone
at a motel where they discovered he was staying with a woman in Room 103. The
lead detective called Malone’s cell phone, advised him that the Sheriff’s Office
wanted to talk to Malone about an incident involving his wife, and asked him to turn
himself in. Malone refused. Several SRT members then went to Room 103,
knocked, and spoke to a woman who answered the door.
Deputy Thouvenell, along with another deputy, Sanchez, positioned
themselves in “an alleyway on the side of the . . . Motel where Room 103 was
located” in case Malone attempted to “flee the area by escaping out a back window or
3
door.” (Id. 172, 174 (internal quotation marks omitted).) “Thouvenell and Sanchez
suddenly heard a noise coming from the alley between the Motel and Family Dollar
[store]. They looked into the alleyway as Malone, while holding a revolver, was
attempting to climb a chain-link fence immediately in front of them. The Deputies
repeatedly commanded Malone to drop the revolver. Instead, Malone jumped off the
fence . . . .” (Id. 175.) At this point, Malone and the deputies were three to four feet
apart, with only the chain-link fence separating them.
Malone jumped off the fence[,] started to back away from Sanchez and
Thouvenell while still holding the revolver in his right hand[, and
lowered his arms]. Both Thouvenell and Sanchez commanded Malone
to drop the weapon several times yet Malone continued to back away
from them with the weapon in his hand. Ultimately, Thouvenell,
fearing for his, the public’s and Sanchez’s safety, fired three shots at
Malone.
(Id. (quoting Defendants’ summary-judgment motion, with alterations made by the
district court).) Malone died as a result of these shots. “While the evidence
submitted does not indicate the precise time frame during which all of this happened,
it appears to be several seconds.” (Id. 263.)
Matthew Malone, the personal representative of Michael Malone’s estate,
initiated this litigation, asserting both federal- and state-law claims against several
defendants. The only claim at issue in this interlocutory appeal is Malone’s § 1983
claim against Thouvenell, in his individual capacity, alleging that the deputy “used
excessive force when he shot and killed Michael Malone without proper cause or
provocation,” in violation of the Fourth Amendment (Aplt. App. 17). Thouvenell
moved for summary judgment on that claim, asserting he is entitled to qualified
4
immunity. The district court denied Thouvenell’s motion, and he immediately
appealed. This court has jurisdiction under 28 U.S.C. § 1291 to consider
Thouvenell’s interlocutory appeal from the denial of qualified immunity, “so long as
the appeal raises only abstract legal questions.” Stanley v. Gallegos, 852 F.3d 1210,
1212 (10th Cir. 2017); see also Mitchell, 472 U.S. at 530.2
II. STANDARD OF REVIEW
We review the district court’s summary judgment decision de novo, see
Pompeo v. Bd. of Regents of the Univ. of N.M., 852 F.3d 973, 981 (10th Cir. 2017),
viewing the evidence in the light most favorable to Malone, the non-moving party,
see White, 137 S. Ct. at 550. “The court shall grant summary judgment if the movant
shows that there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a).
III. DISCUSSION
In order to survive a summary-judgment motion based on qualified immunity,
the burden was on Malone to show both 1) that Thouvenell’s conduct violated
2
On appeal, Deputy Thouvenell asserts that there was no evidence to support the
fact, recognized by the district court, that Malone lowered his arms once he jumped
down from the fence, nor to support the inference the district court drew that
“Malone was in the process of complying with police commands by jumping off the
fence, backing up, and lowering his arms.” (Aplt. App. 264.) We have no
jurisdiction, however, in this interlocutory appeal, to consider whether “the district
court erred in determining that an alleged fact was supported by sufficient evidence.”
Tenorio v. Pitzer, 802 F.3d 1160, 1161 (10th Cir. 2015) (citing cases), cert. denied,
136 S. Ct. 1657 (2016). Nor do we have “jurisdiction at this stage to review . . .
[whether] a plaintiff’s evidence is sufficient to support a particular factual inference.”
Fancher v. Barrientos, 723 F.3d 1191, 1193, 1199 (10th Cir. 2013) (internal quotation
marks omitted). We, therefore, accept the facts as set forth by the district court.
5
Malone’s Fourth Amendment right, and 2) that that Fourth Amendment right was
clearly established at the time Thouvenell undertook the challenged conduct. See
Margheim v. Buljko, 855 F.3d 1077, 1087 (10th Cir. 2017). Because we can
consider these two inquiries in any order, see Pearson v. Callahan, 555 U.S. 223, 236
(2009), we begin, and end, with the second inquiry, concluding Malone failed to
establish that Thouvenell violated clearly established Fourth Amendment rights.
“For the law to be ‘clearly established,’ there ordinarily must be a Supreme
Court or Tenth Circuit opinion on point, or the clearly established weight of authority
from other circuits must point in one direction.” Pompeo, 852 F.3d at 981. The
Supreme Court has warned not to define a clearly established right “at a high level of
generality.” White, 137 S. Ct. at 552 (internal quotation marks omitted). Instead,
“the clearly established law must be particularized to the facts of the case.” Id.
(internal quotation marks omitted). “This is not to say that an official action is
protected by qualified immunity unless the very action in question has previously
been held unlawful, but it is to say that in the light of pre-existing law the
unlawfulness must be apparent.” Pompeo, 852 at 981 (internal quotation marks
omitted); see also White, 137 S. Ct. at 551. “A clearly established right is one that is
sufficiently clear that every reasonable official would have understood that what he is
doing violates that right.” Mullenix v. Luna, 136 S. Ct. 305, 308 (2015) (internal
quotation marks omitted).
“Such specificity is especially important in the Fourth Amendment context,
where the Court has recognized that it is sometimes difficult for an officer to
6
determine how the relevant legal doctrine, here excessive force, will apply to the
factual situation the officer confronts.” Id. (internal quotation marks omitted). For
example, in Mullenix, an excessive-force case, the Supreme Court rejected as too
general the “rule that a police officer may not use deadly force against a fleeing felon
who does not pose a sufficient threat of harm to the officer or others.” Id. at 308-09
(internal quotation marks omitted). Instead, the relevant inquiry into whether the law
at issue there was clearly established had to incorporate the particular facts presented
in that case, asking: whether it was clearly established that the use of deadly force
against “a reportedly intoxicated fugitive, set on avoiding capture through high-speed
vehicular flight, who twice during his flight had threatened to shoot police officers,
and who was moments away from encountering an officer” violated the Fourth
Amendment. Id. at 309.
Mullenix also cited to Brosseau v. Haugen, 543 U.S. 194, 199-200 (2004) (per
curiam), in which the Supreme Court framed the question as “whether it was clearly
established that the Fourth Amendment prohibited the officer’s conduct in the
‘situation [she] confronted’: whether to shoot a disturbed felon, set on avoiding
capture through vehicular flight, when persons in the immediate area are at risk from
that flight.” Mullenix, 136 S. Ct. at 309 (quoting and discussing Brosseau).
Applying the Supreme Court’s guidance here, the parties do not cite, nor could
we find, any Supreme Court or Tenth Circuit case that is sufficiently close factually
to the circumstances presented here to establish clearly the Fourth Amendment law
that applies to our case. The cases Malone mentions in his brief are not sufficiently
7
analogous. In Thomson v. Salt Lake County, this court held the use of deadly force
was justified where a domestic violence suspect had just pointed a gun at his wife
and then fled; threatened officers’ safety over the phone; and when cornered by
officers and a police dog, the suspect threatened to shoot, moved his rifle very
quickly, at times pointing it at officers, and refused to drop the rifle when ordered to
do so. 584 F.3d 1304, 1309-11, 1318-20 (10th Cir. 2009). And in Phillips v. James,
this Court again concluded that the use of deadly force was justified where a suspect
barricaded himself in his home and refused to come out, threatened to shoot officers
who were surrounding the home, bragged to those officers about previously pulling a
gun on a sheriff’s deputy, left the house briefly to note the location of the officers
surrounding the home, returned to the home, propped open a window, knocked out
the window’s screen and stated to the surrounding officers that he had a clean shot.
422 F.3d 1075, 1078-79, 1084 (10th Cir. 2005). These cases, in which the use of
deadly force was reasonable, are not sufficiently analogous to the facts presented
here to inform a reasonable officer faced with the situation in which Thouvenell
found himself that the use of deadly force would, instead, violate the Fourth
Amendment. See Mullenix, 136 S. Ct. at 308.
Nor do Thomson and Phillips establish, as the district court concluded, that to
justify the use of deadly force, the suspect must have made “some verbal threat or
gesture directed at the officers.” (Aplt. App. 270.) Such a per se rule contradicts the
Supreme Court’s mandate that a court determine the reasonableness of an officer’s
use of deadly force based on the totality of the circumstances. See Graham v.
8
Connor, 490 U.S. 386, 396 (1989) (citing Tennessee v. Garner, 471 U.S. 1, 8-9
(1985)).3
IV. CONCLUSION
We REVERSE the district court’s decision to deny Thouvenell qualified
immunity, and REMAND this case to the district court for further proceedings
consistent with our ruling.
Entered for the Court
David M. Ebel
Circuit Judge
3
Because of our ruling against Malone on the substance of whether there was clearly
established law, we need not rule on Thouvenell’s alternative argument that this was
Malone’s burden and procedurally he failed to advance clearly established law to
support his claim.
9