J-A17034-17
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
D & L TYPING SERVICE, INC., IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellant
v.
THE PENN STATE MILTON S. HERSHEY
MEDICAL CENTER,
Appellee No. 3014 EDA 2016
Appeal from the Judgment Entered August 12, 2016
in the Court of Common Pleas of Monroe County
Civil Division at No.: 3461-CV-2010
BEFORE: GANTMAN, P.J., RANSOM, J., and PLATT, J.*
MEMORANDUM BY PLATT, J.: FILED SEPTEMBER 08, 2017
Appellant, D & L Typing Service, Inc., appeals from the judgment
entered in favor of Appellee, The Penn State Milton S. Hershey Medical
Center, in this breach of contract action.1 We affirm.
We take the following relevant factual and procedural history from the
trial court’s October 12, 2016 opinion and our independent review of the
certified record.
____________________________________________
*
Retired Senior Judge assigned to the Superior Court.
1
Appellant purports to appeal from the denial of its post-trial motions.
“[H]owever, an appeal properly lies from the entry of judgment, not from
the denial of post-trial motions.” Croyle v. Dellape, 832 A.2d 466, 470
(Pa. Super. 2003) (citation and internal quotation marks omitted). We have
amended the caption accordingly.
J-A17034-17
On December 16, 2005, Appellee and Appellant entered into an
agreement wherein Appellant would provide overflow transcription services
for medical dictation to Appellee. The contract did not provide Appellant
with any volume guarantees. The agreement took effect on January 1,
2006, and was to run until December 31, 2008. Beginning in January 2006,
Appellant began developing the programs necessary to handle transcription
from Appellee’s system. On August 7, 2006, it began transcribing medical
documents. In June 2007, Appellee stopped sending Appellant further
dictation.
On April 19, 2010, Appellant filed a breach of contract action against
Appellee, alleging that it was entitled to almost 4.5 million dollars in
damages. The trial court explained the ensuing procedural history, as
follows:
After two separate interlocutory appeals to the Superior
Court on venue grounds, [Appellee] filed its answer and new
matter on January 2, 2014. [Appellant] closed the pleadings by
filing its reply to new matter on January 17, 2014. After several
motions and hearings during discovery, the case was set for a
jury trial during the July 2016 trial term. Following a jury trial
on July 6-14, 2016, the jury returned a defense verdict on an
interrogatory verdict sheet. Thereafter, [Appellant] filed post[-
]trial motions . . . on July 22, 2016[.] [Appellant’s] post-trial
motion did not specify any portion of the trial record to be
transcribed. On July 29, 2016, [Appellee] filed objections to
[Appellant’s] failure to designate portions of the record to be
transcribed pursuant to Pa.R.C.P. 227.3 and [a] motion to
dismiss portions of [Appellant’s] post[-]trial motions . . . . On
August 3, 2016, [the trial court] issued an order denying
[Appellant’s] post-trial motion, based upon [Appellant’s] failure
to “designate any portions of the trial transcript to be transcribed
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pursuant to Pa.R.C.P. 227.3 and Monroe Co.R.C.P. 227.1[.]”
(Order, 8/03/16).
Thereafter, [Appellant] filed an expedited motion for
transcript of trial on August 10, 2016 []. [Appellee] filed a
praecipe for entry of judgment on verdict on August 12, 2016,
which was entered the same day. On August 15, 2016, [the trial
court] denied [Appellant’s] transcript motion by order.
[Appellant] filed the instant notice of appeal . . . on August 31,
2016[.] . . . No request for a trial transcript accompanied the
notice of appeal. Thereafter, [the court] issued an order on
September 2, 2016, directing [Appellant] to file a concise
statement of errors complained of on appeal within [twenty-one]
days as required by Pa.R.A.P. 1925(b) [], which [Appellant] filed
on September 8, 2016. [See Pa.R.A.P. 1925(b). The court filed
an opinion on October 12, 2016. See Pa.R.A.P. 1925(a).]
(Trial Court Opinion, 10/12/16, at 4-6) (unnecessary capitalization and
footnote omitted; record citation formatting provided).
Appellant raises six issues for this Court’s review:
[1.] Whether the trial court erred as a matter of law and
abused its discretion in denying the Appellant’s post[-]trial
motion based upon rule Pa.R.C.P. 227.3 and Monroe Co.R.C.P.
227.1[?]
[2.] Whether the trial court erred and abused its discretion in
denying the Appellant’s motion for a transcript of the trial[?]
[3.] Whether the trial court erred and abused its discretion in
allowing the Appellee to present documentary evidence into
evidence which [was] not provided in accordance with the trial
court’s order of April 16, 2016, which required the exchange of
exhibits by May 31, 2016, [Appellee] presenting the following:
i. May 31, 2016, an exhibit list simply listing
documents with no Bates Stamp numbers;
ii. June 3, 2016, an exhibit list which identified
some exhibits by Bates Stamp numbers; and
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iii. June 15, 2016, a thumb-drive which contained
copies of exhibits[?]
[4.] Whether the trial court erred and abused its discretion in
permitting the Appellee to submit a trial list of 685 exhibits,
without identifying which exhibits would be introduced at trial
until a witness was called, and the exhibit identified by Bates
Stamp number[?]
[5.] Whether the trial court erred and abused its discretion in
admitting the exhibits identified by [Appellee] at the conclusion
of the trial over the objection of counsel for the Appellant when
the documents were hearsay and not authenticated, and
deprived counsel of the ability to confront the preparer of the
exhibit[?]
[6.] Whether the trial court erred and abused its discretion in
submitting a multiple interrogatory verdict sheet over the
request of counsel for the Appellant to submit a verdict slip
simply identifying a verdict for [Appellant] or [Appellee] and, if
for [Appellant], the amount thereof, especially when the
interrogatory did not specify when [Appellant] was not
performing[?]
(Appellant’s Brief, at 4-5) (unnecessary capitalization omitted).
In its first issue, Appellant argues that the trial court erred and abused
its discretion in denying its post-trial motions on the basis of Appellant’s
failure to designate any portion of the record to be transcribed pursuant to
Pennsylvania Rule of Civil Procedure 227.3 and Monroe County Rule of Civil
Procedure 227.1. (See id. at 12-16) Appellant’s claim lacks merit.
When reviewing post-trial motions seeking a new trial, we
consider whether the trial court made an erroneous ruling and, if
so, whether the mistake constituted harmless error or whether
Appellant suffered any prejudice. . . . We will not reverse an
order denying a new trial unless the trial court committed an
error of law that controlled the outcome of the case.
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Bennett v. A.T. Masterpiece Homes at Broadsprings, LLC, 40 A.3d 145,
149-50 (Pa. Super. 2012) (citations and quotation marks omitted).
“We review the trial court’s enforcement of a local procedural rule for
an abuse of discretion.” Williams v. Penn Center for Rehabilitation and
Care, 147 A.3d 590, 593 (Pa. Super. 2016), appeal denied, 2017 WL
1015635 (Pa. filed Mar. 17, 2017) (citation omitted). “[I]f the matter under
review involves the interpretation of the Pennsylvania Rules of Civil
Procedure, we have before us a question of law, where our standard of
review is de novo and our scope of review is plenary.” Midwest Fin.
Acceptance Corp. v. Lopez, 78 A.3d 614, 624 (Pa. Super. 2013) (citation
omitted).
Pennsylvania Rule of Civil Procedure 227.3 provides, in pertinent part:
“All post-trial motions shall contain a request designating that portion of the
record to be transcribed in order to enable the court to dispose of the
motion. . . . If no portion is indicated, the transcription of the record shall be
deemed unnecessary to the disposition of the motion. . . .” Pa.R.C.P. 227.3.
Pursuant to Monroe County Rule of Civil Procedure 227.1:
(a) A copy of any Motions for Post-Trial Relief shall be delivered
to the trial judge, the official court reporter and the adverse
party within twenty-four (24) hours after filing them with the
Prothonotary. Counsel shall assign specific reasons for each
motion and shall state whether a partial or full transcript of
the testimony is required and set forth the reason therefore.
Upon receipt of the post-trial motions the trial judge may
determine what portions of the testimony shall be transcribed.
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(b) In motions requesting a new trial, particular reasons shall be
assigned; general reasons will not be considered. Reasons
relating to rulings on evidence shall be separately
designated.
Monroe Co.R.C.P. 227.1 (emphases added). “When a party fails to comply
with the rules governing Post–Trial Motion practice, the trial court may
refuse to address the issues raised therein, and this Court has held that
those issues are not preserved for appeal.” Williams, supra at 593
(citation omitted).
Here, Appellant’s post-trial motion asserted seven grounds for the
grant of a new trial, generally alleging trial court error in evidentiary rulings
and the improper use of a multiple interrogatory verdict sheet. (See
Appellant’s Post-Trial Motion, 7/22/16, at unnumbered pages 1-3).
However, it did not request that any portion of the notes of testimony be
transcribed or identify the specific evidentiary rulings. (See Appellant’s
Post-Trial Motion, at unnumbered pages 1-3; see Trial Ct. Op., at 5, 7).
Because of these failures to comply with the Pennsylvania and local rules for
post-trial motions practice, the trial court was “unable to know what errors
are alleged to have transpired, let alone address [Appellant’s] contentions.”
(Trial Ct. Op., at 8).
Based on the foregoing, and our independent review of the post-trial
motions and the applicable law, we conclude that, because the notes of
testimony were necessary for the disposition of Appellant’s claims, and
Appellant failed to specifically identify the challenged evidentiary rulings, the
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trial court did not abuse its discretion or commit an error of law when it
denied Appellant’s post-trial motion on the basis of its failure to comply with
the post-trial procedural rules. See Williams, supra at 593; Bennett,
supra at 149-50; Pa.R.C.P. 227.3; Monroe Co.R.C.P. 227.1. Appellant’s first
issue lacks merit.
In its second claim, Appellant alleges that “the trial court abused its
discretion in denying the Appellant’s expedited motion for transcript.”
(Appellant’s Brief, at 16) (unnecessary capitalization omitted). Appellant’s
issue is waived and would lack merit.
The Rules of Appellate Procedure state unequivocally that each
question an appellant raises is to be supported by discussion and
analysis of pertinent authority. See Pa.R.A.P. 2119(b); Estate
of Lakatosh, 441 Pa. Super. 133, 656 A.2d 1378, 1381 (1995)
(concluding that appellant had waived issue raised on appeal as
corresponding argument in brief included only general
statements without appropriate citation to authority). Without a
reasoned discussion of the law against which to adjudge [an
appellant’s] claims, our ability to provide appellate review is
hampered. “It is not this Court’s function or duty to become an
advocate for the appellant[].” Commonwealth v. Birdseye,
432 Pa. Super. 167, 637 A.2d 1036, 1043 (1994)[, affirmed, 670
A.2d 1124 (Pa. 1996), cert. denied, 518 U.S. 1019 (1996)]. . . .
Estate of Haiko v. McGinley, 799 A.2d 155, 161 (Pa. Super. 2002).
Instantly, Appellant’s one-page argument on this claim does not
contain any legal authority or pertinent discussion, instead merely
concluding that its motion should have been granted. (See Appellant’s Brief,
at 16-17). Therefore, it is waived. See McGinley, supra at 161.
Moreover, it would not merit relief. The trial court explained:
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[Appellant] filed its post-trial motion on July 22, 2016,
which [the court] denied by order dated August 3, 2016.
Thereafter, [Appellant] filed an expedited motion for transcript of
trial requesting that the entire trial transcript be transcribed
because “there were numerous erroneous evidentiary rulings
created throughout the [t]rial.” (Appellant’s Transcript Motion,
8/10/16). Because [the court] had already denied [Appellant’s]
post-trial motion and no other matter was pending before the
court when [Appellant] filed its transcript motion, and given the
basis of [Appellant’s] transcript request as set forth in its
motion, [the court] denied the transcript motion as moot. . . .
(Trial Ct. Op., at 9-10) (unnecessary capitalization omitted; record citation
formatting provided). We discern no abuse of discretion in the trial court’s
decision, and Appellant’s second issue, even if not waived, would not merit
relief.
In Appellant’s third through fifth issues, it generally maintains that the
trial court made erroneous evidentiary rulings at trial. (See Appellant’s
Brief, 17-26). Specifically, it claims that the court permitted Appellee’s
presentation of documentary evidence that had not been exchanged in
compliance with the trial court’s discovery order, (see id. at 17-19);2 failed
____________________________________________
2
To the extent that this issue can be interpreted as a challenge to the trial
court’s denial of Appellant’s motion in limine, it would lack merit. (See
Appellant’s Brief, at 17-19; Order, 4/19/16, at 2 ¶ 4).
“A trial court’s decision to grant or deny a motion in limine is subject
to an evidentiary abuse of discretion standard of review.” Dibish v.
Ameriprise Fin., Inc., 134 A.3d 1079, 1095 (Pa. Super. 2016), appeal
denied, 141 A.3d 484 (Pa. 2016) (citation omitted). “Questions concerning
the admissibility of evidence lie within the sound discretion of the trial court,
and we will not reverse the court’s decision absent a clear abuse of
discretion.” Id. (citation omitted).
(Footnote Continued Next Page)
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to direct Appellee to identify the exhibits it intended to use at trial where it
had identified and provided more exhibits than it used, (see id. at 20-25);
and admitted Appellee’s exhibits over Appellant’s objections, (see id. at 25-
26). For the following reasons, Appellant is not entitled to relief on these
claims.
We first observe that Appellant raised these general evidentiary issues
in its post-trial motion, which the trial court denied because Appellant’s
failure to provide a transcript or identify the alleged errors rendered it
“unable to know what errors are alleged to have transpired, let alone
address [Appellant’s] contentions.” (Trial Ct. Op., at 8; see Appellant’s
Post-Trial Motion, at unnumbered pages 1-3). Therefore, the issues are not
preserved for appellate review. See Williams, supra at 593.
Additionally, even if Appellant had preserved the evidentiary rulings for
our review, they are waived for Appellant’s failure to provide this Court with
a trial transcript.3 “It is black letter law in this jurisdiction that an appellate
_______________________
(Footnote Continued)
Here, in its motion in limine, Appellant claimed that Appellee provided
an exhibit list identifying 680 exhibits, but not copies of them. (See
Appellant’s Motion in Limine, 6/16/16, at unnumbered page 2 ¶¶ 7, 9). On
June 27, 2016, after argument, the trial court denied the motion on the
basis that Appellee had provided the documents earlier in discovery, and the
court therefore would not require Appellee to reproduce them. (See Order,
6/27/16). We discern no abuse of discretion in the court’s decision. See
Dibish, supra at 1095.
3
We are not persuaded by Appellant’s legally unsupported statement that it
failed to file a transcript request with its notice of appeal because the trial
(Footnote Continued Next Page)
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court cannot consider anything which is not part of the record in this case.”
Brandon v. Ryder Truck Rental, Inc., 34 A.3d 104, 106 n.1 (Pa. Super.
2011) (citation omitted). “It is the responsibility of the appellant to provide
a complete record to the appellate court on appeal, including transcription
[]. Where a review of an appellant’s claim may not be made because of
such a defect in the record, we may find the issue waived.” Id. (citation
omitted); see also Pa.R.A.P 1911(a) (appellant must request transcript for
appeal). Therefore, Appellant’s evidentiary issues would be waived for our
review, even if they were properly preserved.4 See Brandon, supra at 106
n.1.
_______________________
(Footnote Continued)
court had denied the request it made after the denial of its post-verdict
motion. (See Appellant’s Brief, at 16). At the time it made its request, the
trial transcript was moot because nothing was pending in the trial court.
However, the Rules of Appellate Procedure require an appellant to move for
a transcript at the time of filing its notice of appeal, if necessary for our
review. See Pa.R.A.P. 1911(a).
4
We also note that Appellant’s statement of errors fails to comply with Rule
1925(b), because it lacks the specificity necessary for the trial court’s
review. (See Appellant’s Rule 1925(b) Statement, 9/08/16, at unnumbered
pages 1-2; Trial Ct. Op., at 8). Therefore, Appellant’s evidentiary issues
would be waived on this basis as well. See In re A.B., 63 A.3d 345, 350
(Pa. Super. 2013) (“[A] Rule 1925(b) statement ‘shall concisely identify each
ruling or error that the appellant intends to challenge with sufficient detail to
identify all pertinent issues for the judge.’” Pa.R.A.P. 1925(b)(4)(ii).
“Issues not included in the Statement and/or not raised in accordance with
the provisions of this [Rule] are waived.” Pa.R.A.P. 1925(b)(4)(vii).”).
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In its sixth issue, Appellant maintains that “the trial court abused its
discretion in submitting to the jury a multiple interrogatory verdict slip
instead of a general verdict slip.” (Appellant’s Brief, at 26).
Generally, a trial judge in Pennsylvania may grant or
refuse a request for special findings on the basis of whether such
would add to the logical and reasonable understanding of the
issue. We will not disturb a trial judge’s decision to grant or
refuse the request absent an abuse of discretion.
Century 21 Heritage Realty, Inc. v. Bair, 563 A.2d 114, 116 (Pa. Super.
1989) (citations omitted); see also Pa.R.C.P. 2257.
Here, again, Appellant raised this issue in its post-trial motion, which
the trial court denied because of Appellant’s failure to provide a transcript,
rendering it unable to address either Appellant’s objection or its trial ruling
on this issue. (See Trial Ct. Op., at 8). Additionally, Appellant’s failure to
provide this Court with a trial transcript renders us incapable of determining
whether the trial court properly exercised its discretion in granting Appellee’s
request for a special verdict slip. For these reasons, Appellant’s claim is not
preserved for our review, and is waived. See Williams, supra at 593;
Brandon, supra at 106 n.1. Moreover, to the extent we can consider this
issue, we do not find an abuse of discretion. The trial court explained:
In the case at bar, [Appellee] filed proposed special verdict
questions on July 6, 2016, the day of voir dire and opening
statements. [Appellee] also filed amended special verdict
questions on July 12, 2016. At the close of opening statements,
the court asked [Appellant] to file a proposed verdict sheet. The
court also reminded the parties to file a proposed verdict sheet
by the fourth day of trial, so the court could review it prior to the
charging conference. [Appellant] never filed a proposed verdict
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sheet, instead relating to the court at the charging conference
that it believed the verdict slip should simply determine whether
[Appellant] had prevailed on its claims, and if so, what amount
of damages should be awarded.
. . . [T]his case resulted in a [seven-]day, documentary-evidence
intensive trial. Over [ninety] exhibits were admitted into
evidence from both parties, and many more were marked for
presentation over the course of the trial. The court directed both
parties to file a proposed verdict sheet, and [Appellant] chose
not to comply with the court’s directions. In such a lengthy and
documentary-evidence intensive trial, the court chose to exercise
its discretion to assist the jury in “the logical and reasonable
understanding” of the issues in the case, in keeping with
Pa.R.C.P. 2257 and appellate case law from our Supreme,
Superior, and Commonwealth Courts. . . .
(Trial Ct. Op., at 19-20) (unnecessary capitalization omitted).
We find no abuse of discretion in the trial court’s reasoning.
Therefore, Appellant’s sixth issue, even were it properly preserved and not
waived, would not merit relief.
Judgment affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 9/8/2017
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