State v. Mattes

[Cite as State v. Mattes, 2017-Ohio-7666.]

COURT OF APPEALS
FAIRFIELD COUNTY, OHIO
FIFTH APPELLATE DISTRICT

STATE OF OHIO JUDGES:
Hon. W. Scott Gwin, P. J.
Plaintiff-Appellee Hon. John W. Wise, J.
Hon. Craig R. Baldwin, J.
-vs-
Case No. 16 CA 46
ALAN MATTES

Defendant-Appellant OPINION

CHARACTER OF PROCEEDING: Civil Appeal from the Municipal Court, Case
No. TRC1610689

JUDGMENT: Affirmed

DATE OF JUDGMENT ENTRY: September 18, 2017

APPEARANCES:

For Plaintiff-Appellee For Defendant-Appellant

DANIEL E. COGLEY DARREN L. MEADE
CITY of LANCASTER LAW DIRECTOR PARKS AND MEADE, LLC
123 East Chestnut Street 3010 Hayden Road
Lancaster, Ohio 43130 Columbus, Ohio 43235
Fairfield County, Case No. 16 CA 46 2

Gwin, P.J.,

{¶1} Appellant Alan Mattes appeals the denial of his appeal of an Administrative

License Suspension (ALS) in the Fairfield County Municipal Court. Appellee is the State

of Ohio.

Facts and procedural History

{¶2} On September 25, 2016, shortly before 1:00 a.m. Appellant Mattes was

operating a 2014 Toyota in Violet Township, Fairfield County, when Trooper P.M. White

of the Ohio State Highway Patrol stopped him. The stop occurred at 12:53 a.m. T. at 14.

{¶3} As a result of said traffic stop, appellant was cited for a marked lanes

violation (R.C. 4511.33) and arrested for OVI (R.C. 4511.19(A)(1)(a)).

{¶4} Following his arrest, appellant told Trooper White at the scene that he would

provide a chemical sample to test for his alcohol level. Appellant was transported to the

Lancaster Highway Patrol Post where he was read and signed the BMV-2255 form.

Appellant was then taken to the room containing the BAC Datamaster equipment for a

breath test. After Trooper White had completed his calibrations, appellant blew into the

machine, but the result was an “invalid sample.” T. at 12. This result was obtained at

2:13 a.m.

{¶5} Trooper White, according to his subsequent testimony, was trained that the

Datamaster had to be taken out of service if a second consecutive invalid sample

occurred. The trooper therefore decided not to offer appellant a second opportunity to

submit to a breath test. Instead, Trooper White requested that appellant submit a urine

sample. However, when appellant failed to produce a sufficient sample, Trooper White
Fairfield County, Case No. 16 CA 46 3

listed appellant on the BMV-2255 form as having “refused” chemical testing. This took

place at 2:15 AM, just two minutes after the invalid breath sample result.

{¶6} On September 26, 2016, appellant filed an appeal to the Fairfield County

Municipal Court of his administrative license suspension, with a request for an oral

hearing.

{¶7} A hearing took place on October 17, 2016. Via a judgment entry issued on

November 30, 2016, the trial court overruled appellant's appeal of the ALS. In pertinent

part, the trial court, referencing Andrews v. Turner, 52 Ohio St.2d 31 (1977), found that "

... the evidence in this appeal showed that the Defendant [Appellant], after receiving the

statutory advisement, acted in a manner to justify a reasonable person in the requesting

officer's position to believe that the Defendant was capable of refusal and ‘manifested

unwillingness to take the test.’ ” Judgment Entry at 1.

Assignment of Error

{¶8} Appellant presents one assignment of error,

{¶9} “I. THE TRIAL COURT'S FINDING DEFENDANT-APPELLANT ‘REFUSED’

CHEMICAL TESTING IS NOT SUPPORTED BY THE RECORD. THE LAW HOLDS

‘INABILITY’ TO PROVIDE A CHEMICAL TEST AFTER GOOD FAITH EFFORTS DOES

NOT CONSTITUTE A ‘REFUSAL’ OF SUCH TESTING PURSUANT TO R.C. 4511.197.”

Law and Analysis

{¶10} As an initial procedural observation, we note a trial court's determination of

an ALS appeal is an order made in a special proceeding and is final pursuant to R.C.

2505.02. State v. Nowak, 151 Ohio App.3d 652, 2003-Ohio-681 (3rd Dist.), ¶ 5, citing

State v. Williams (1996), 76 Ohio St.3d 290, 667 N.E.2d 932, paragraph two of syllabus.
Fairfield County, Case No. 16 CA 46 4

Appellant herein informs us that as of the date of his brief the underlying OVI charge was

still pending before the trial court and the matter was set for a jury trial.

{¶11} R.C. 4511.191(B)(1) states in pertinent as follows: “Upon receipt of the

sworn report of a law enforcement officer who arrested a person for a violation of division

(A) or (B) of section 4511.19 of the Revised Code, section 4511.194 of the Revised Code

or a substantially equivalent municipal ordinance, or a municipal OVI ordinance that was

completed and sent to the registrar of motor vehicles and a court pursuant to section

4511.192 of the Revised Code in regard to a person who refused to take the designated

chemical test, the registrar shall enter into the registrar's records the fact that the person's

driver's or commercial driver's license or permit or nonresident operating privilege was

suspended by the arresting officer under this division and that section and the period of

the suspension, as determined under this section. The suspension shall be subject to

appeal as provided in section 4511.197 of the Revised Code. ***.”

{¶12} The Ohio Supreme Court has held an appeal of an ALS suspension is a

civil matter, see State v. Williams, 76 Ohio St. 3d 290, 667 N.E. 2d 932(1996).

{¶13} “Our standard of reviewing the sufficiency of the evidence in a civil case is

whether, after viewing the evidence in a light most favorable to the prevailing party, the

judgment is supported by competent and credible evidence.” Moran v. Gaskella, 5th Dist.

Knox. No.2011–CA–21, 2012–Ohio–1158, ¶12, citing Technical Construction Specialties

v. Cooper, 8th Dist. Cuyahoga No. 96021, 2011–Ohio–5252. On review for manifest

weight, the standard in a civil case is identical to the standard in a criminal case: a

reviewing court is to examine the entire record, weigh the evidence and all reasonable

inferences, consider the credibility of witnesses and determine “whether in resolving
Fairfield County, Case No. 16 CA 46 5

conflicts in the evidence, the jury [or finder of fact] clearly lost its way and created such a

manifest miscarriage of justice that the conviction must be reversed and a new trial

ordered.” State v. Martin, 20 Ohio App.3d 172, 175 (1st Dist. 1983). See also, State v.

Thompkins, 78 Ohio St.3d 380, 1997–Ohio–52; Eastley v. Volkman, 132 Ohio St.3d 328,

2012–Ohio–2179. In weighing the evidence, however, we are always mindful of the

presumption in favor of the trial court’s factual findings. Eastley at ¶ 21.

{¶14} A refusal to submit to a chemical test of the blood, breath, or urine will occur

where a person, by his or her acts, words or general conduct, manifests an unwillingness

to submit to the test. State v. Brown, 12th Dist. Clermont CA2013–04–029, 2013-Ohio-

4981, ¶ 9, citing Hoban v. Rice, 25 Ohio St.2d 111 (1971), paragraph three of the syllabus.

However, “[i]t is not a refusal if a person is unable to perform the requested act.” Id.,

citing State v. Williams, 6th Dist. Ottawa No. OT–03–020, 2004–Ohio–2453, ¶ 12

(additional citations and internal quotations omitted).

{¶15} In the case at bar, the Trooper testified that he did not know the precise

reason why the appellant’s sample registered as invalid,

Q. Then why did we have an invalid sample?

A. Um, for whatever reason, the machine, he either stopped blowing

or there was some type of, he blew too hard, I can’t explain why there was

an invalid sample.

T. at 40. Thus, the Trooper could not rule out the possibility that appellant by his actions

caused the invalid sample. Appellant’s testimony does not rule out this possibility,
Fairfield County, Case No. 16 CA 46 6

I figured, or I thought I followed instructions. Uh, I continually blew

out as instructed and then breathe in. Um, I didn’t know you could blow into

it too hard…

T. at 47.

{¶16} R.C. 4511.191(A)(2) refers to the driver being deemed to have given his

consent to “a chemical test or tests,” provides that the “test or tests” are to be administered

at the direction of the police officer, and specifies that the law enforcement agency

designate “which of the aforesaid tests shall be administered.” In State v. Koziol, the

Court observed,

The statute clearly provides that the law enforcement agency have

the authority to designate the method of testing. R.C. 4511.191(A).

Moreover, R.C. 4511.191 is clearly drawn in terms of consent to a “test or

tests” of blood, breath, or urine. Thus, there is express language

authorizing the police to conduct multiple tests if necessary. See, e.g., State

v. Bakst (1986), 30 Ohio App.3d 141, 144, 506 N.E.2d 1208; Stalego v.

McCullion (1984), 17 Ohio App.3d 67, 68-69, 477 N.E.2d 1215.

11th Dist. Lake No. 96-L-193, 1997 WL 585913(Aug. 29, 1997).

{¶17} In fact, R.C. 4511.191(A) merely provides that one “shall be deemed to have

given consent” to the tests by virtue of his use of the public highways. “There is nothing

whatsoever in the language stated therein that entitles anyone to the administration of the

tests by the city or any arresting officer. Nor can this section be read in such a manner

as to impose an obligation mandating these tests.” City of Kettering v. Baker, 42 Ohio
Fairfield County, Case No. 16 CA 46 7

St.2d 351, 354, 328 N.E.2d 805(1975). Accord, State v. Crites, 7th Dist. Harrison No. 99-

518-CA, 2000-Ohio-2665 at *2.

{¶18} In the case at bar, we do not deny that the trooper had the option of

conducting a second BAC test. However, appellant does not point to, nor are we aware

of, any code section that would require the trooper to do so under circumstances such as

this. For whatever reason, appellants sample tested as invalid. There is nothing improper

if at that point the Trooper requests a different chemical test. In the case at bar, that offer

was made nearly one hour and twenty minutes after the appellant had been stopped.

When appellant failed to produce either sample, the Trooper was justified in finding a

refusal.

{¶19} A refusal to submit to a chemical test of the blood, breath or urine will occur

where a person, by his acts, words or general conduct, manifests an unwillingness to

submit to the test. Hoban v. Rice, 25 Ohio St.2d 111, 267 N.E.2d 311, paragraph 3 of

the syllabus (1971). Such refusal need not have been knowingly and intentionally made.

Id. Whether or not a driver refused a test is a factual determination that is to be made by

the trial court based upon all of the evidence before it. State v. Owen, 12th Dist. Warren

No. CA97–12–229, 1998 WL 729204 (Oct. 19, 1998).

{¶20} Viewing the evidence in its totality, we therefore hold, a reasonable officer

could conclude (1) appellant was capable of refusing the tests and (2) his conduct

manifested an unwillingness to take the test. Such facts are sufficient to rise to the level

of a constructive refusal. Andrews, supra. Based on the foregoing, we find there is

relevant, competent, and credible evidence to support the trial court’s denial of appellant’s

Administrative License Suspension appeal.
Fairfield County, Case No. 16 CA 46 8

{¶21} Appellant’s sole assignment of error is overruled.

{¶22} The judgment of the Municipal Court of Fairfield County, Ohio is affirmed.

By: Gwin, P. J., and

Baldwin, J., concur;

Wise, John, J., dissents
Fairfield County, Case No. 16 CA 46 9

Wise, J., dissenting.

{¶23} I respectfully dissent from the majority’s decision to affirm the trial court’s

denial of appellant’s appeal of the Administrative License Suspension (ALS).

{¶24} Appellant herein has contended that the trial court erred in finding appellant

had refused OVI chemical testing conducted by the trooper. It is undisputed that Trooper

White decided not to offer appellant a second opportunity to submit to a breath test after

the first attempt came back as “invalid sample.” See Tr. at 19. He testified at the hearing

that after appellant had commenced blowing into the machine for the first and only breath

sample attempt, appellant continued blowing continuously as directed and “there was an

audible tone from the instrument.” Tr. at 39. When pressed as to why the sample came

back as invalid, the trooper responded: “Um, for whatever reason, the machine, he either

stopped blowing or there was some type of, he blew too hard. I, I can’t explain why there

was an invalid sample.” Tr. at 40. He had also told appellant during the incident that two

invalid samples would be an "automatic refusal." Tr. at 18.

{¶25} Appellant himself later testified that he thought he had followed the trooper’s

instructions, and that he would have attempted again to submit a breath sample if he had

been offered a second chance. See Tr. at 47, 48.

{¶26} As indicated in the majority’s recitation of the facts, Trooper White further

testified that according to his training, the Datamaster had to be taken out of service if a

second consecutive invalid breath sample occurred. See Tr. at 18-19. I recognize that

when a chemical test is challenged based upon a failure to comply with an Ohio

Department of Health regulation, the State need only demonstrate substantial

compliance, rather than strict compliance, with that regulation. See State v. Curtis, 10th
Fairfield County, Case No. 16 CA 46 10

Dist. Franklin No. 09AP–1199, 2011-Ohio-3298, ¶ 35, citing State v. Burtch, 10th Dist.

Franklin No. 09AP–635, 2010–Ohio–259, ¶ 17 (additional citations omitted). However, in

the present case the trooper stated that he did not know what Ohio Administrative Code

section addressed removal of a BAC Datamaster after two invalid samples from an

individual. Tr. at 18. But while a Datamaster must be taken out of service for inspection

upon two controlled instrument checks outside the .005 range for the calibration solution

target (see OAC 3701-53-04 (A)(2)), the State in its response brief provides no citation to

an administrative provision supporting the trooper’s assertions regarding removal of the

machine from service.

{¶27} Next, in regard to the subsequent urine test attempt, it is undisputed that

the trooper allowed just two minutes for appellant to provide a sample before marking him

as “refused,” even though appellant claimed he was able to produce “a couple of drops”

of urine. See Tr. at 49. We note that during the ALS appeal hearing, the following

exchange took place between appellant’s counsel and Trooper White:

{¶28} "Q: Now, just so we're clear, Trooper, you're saying that Mr. Mattes said,

‘I'm not going,’ words to the effect that I'm not going to pee in that cup or no, I'm not going

to take that test, or something to that effect?"

{¶29} “A: I cannot testify to that. He just did not provide a sample.”

{¶30} Tr. at 22.

{¶31} Appellant testified that he asked for a glass of water and a twenty-minute

waiting period to try for another urine sample, but that Trooper White declined and stated

he needed to get back on patrol. Tr. at 50, 51.
Fairfield County, Case No. 16 CA 46 11

{¶32} As the majority duly recites, “[i]t is not a refusal if a person is unable to

perform the requested act.” State v. Brown, supra (additional citations and internal

quotations omitted). I am therefore troubled by Trooper White’s stark assertion at the

hearing that “not providing a sample is a refusal.” Tr. at 36.

{¶33} The majority also recites the decision of the Ohio Supreme Court in City of

Kettering v. Baker, supra, for the holding that R.C. 4511.191(A) does not impose an

obligation mandating chemical testing conducted by municipalities. However, I note in

that case, which did not stem from an appeal of an ALS suspension, Kettering authorities

apparently had previously made a policy decision not to perform breathalyzer or blood

tests at all, and the defendant therein did not request any chemical testing when

transported to the jail. See id. at 352.

{¶35} In the case sub judice, appellant indeed requested testing, and given

Trooper White’s questionable curtailment of the breath test after one try and the restricted

time frame immediately thereafter provided for the urine test, I do not find the trial court’s

conclusion that a valid testing refusal had occurred and the court’s corresponding denial

of appellant’s ALS appeal were supported by competent, credible evidence. While I

recognize the potential for stalling tactics by a driver submitting to OVI chemical testing,

fundamental fairness demands that before driving privileges can be suspended on the

basis of a motorist’s “refusal” to allow such testing, a law enforcement officer must do

more than what the trooper accomplished in this instance once the testing process has

been initiated.
Fairfield County, Case No. 16 CA 46 12

{¶35} I would therefore sustain appellant's sole Assignment of Error and reverse

the municipal court’s affirmance of the ALS suspension.