IMPORTANT NOTICE·
. NOT TO BE PUBLISHED OPINION
· THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED."
PURSUANT TO THE RULES OF CIVIL PROCEDURE
PROMULGATED BY THE SUPREME COURT, CR 76.28(4)(C), .
THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR,USED AS BINDING PRECEDENT IN ANY OTHER
CASE IN ANY.COURT OF THIS STATE; HOWEVER,
UNPUBLISHED KENTUCKY APPELLATE DECISIONS, -.
· RENDERED AFTER JANUARY 1, 2003, MAY BE CITED ~OR
CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED
OPINION THAT WOULD ADEQUATELY·ADDRESS THE ISSUE
BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION
BY THE COURT .SHALL BE SET OUT AS AN UNPUBLISHED
DECISION IN THE FILED DOCUMENT AND A COPY OF THE
ENTIRE DECISION SHALL·BE TENDERED ALO-NG WITH THE
DOCUMENT TO THE COURT AND ALL PARTIES TO THE .
ACTION.
RENDERED: SEPTEMBER 28, 2017
NOT TO BE PUBLISHED
·~uvr:etttt ·dlnurf nf ~:tnfudttt
2016-SC-000219-DG
BRADLEY RIFFE APPELLANT
ON REVIEW FROM COURT OF APPEALS
V. CASE NO. 2014-CA-001104
FAYETTE CIRCUIT COURT NO. 13-T-19518
COMMONWEALTH OF KENTUCKY APPELLEE
MEMORANDUM OPINION OF THE-COURT AND ORDER DISMISSING
, APPEAL .
DISMISSING
Facing charges of third-offense_ driving under the influence of alcohol, .
Bradley Riffe refu~ed to submit to the statutorily required alcohol concentration
test._ A district court jury eventually acquitted Riffe of the_ DUI charge, and 19
days after the judgment of acquittal, the_ Commonwealth moved the trial court
to hold a license~suspension hearing based upon ·Riffe's initial refusal to take
' -
the test. The trial court held the requested hearing and imposed the maximum
license suspension allowed by law, 3q months. On appeal_from this license
suspension, -Riffe argued that the district court had lost its jurisdiction over his
case -bec~use the Commonwealth did not timely file its motion for license
suspension. Both the ~ircuit court and the Court of Appeals' disagreed with
Riffe and affirmed the district court's suspension ruling. We conclude that
' .
today's case is moot.
I. FACTUAL AND PROCEDURAL BACKGROUND.
On August 31, 2013, a police officer stopped Riffe for speeding.
Suspecting Riffe of DUI, the officer administered a field sobriety test to Riffe, .
which. he failed. The officer
, placed
.
Riffe under
.
arrest and transported
. .
him to
the detention center. When requested to submit to an In:toxilyzer test, Riffe
refused the test on advice of counsel. He was charged with speeding, having no
or expired registration plates, failing to maintain the required proof of
insurance-first offense, excessive window tinting, and DUI-third offense. In
conformity with KRS 189A.200(1)(a), at Riffe's arraignment on September 3,
2013, the trial court ordered a pretrial suspension of Riffe's driver's license for
his refusal to submit to the alcohol-concentration test ..
. Riffe's case proceeded to trial on October 16, 2013. The jury convicted
him of speeding but acquitted.him of the DUI charge. He pleaded guilty to the
charges regarding expired plates arid· failure to have proof of insurance, and the
excessive .window tinting charge merged into the other charges.
Immediately following his acquittal arid the discharge of the. jury, Riffe's ·
counsel oraliy moved th.e trial court to vacate the pretrial suspension of Riffe's
driver's license. A discussion ensued between the trial court and counsel
concerning the operation of the pretrial-suspension statute as applied to Riffe's
case. The trial court concluded the discussion by denying Riffe's request to lift
2
the suspension, directing counsel to "find me some law" on the issue and to
~file something."
The Commonwealth filed a motion 19 days post.judgment, asking the
· district court to hold a license-suspension ·hearing unde:r KRS 189A.107(2). At
the hearing, ·Riffe stipulated -that he had. two previous DUis within a fi~e-year
·period and.he did not dispute that he refused the Intoxilyzer test. Riffe did not
contest.the trial court's jurisdiction over his case. Instead, he advocated for the
mjnimum statutory suspension, 24 months, while the Commonwealth sought
the maximum suspension of 36 months. The trial court granted the
Commonwealth's motion to suspend Riffe's license. for 36 months, expiring in
September of 2016. Riffe appealed to the circuit court from the order of·
suspension.
• The circuit court reviewed the district court's ruling a;nd affirmed. Riffe
argtied at the circuit co-urt level that_ when a defenda_nt, who has refused the
alcohol-concentration test, is acquitted ~f DUI charges, the Commonwealth
must move simultaneously with the entry of judgment to suspend the
·defendant's driver's license._.Riffe asserted that in this case, because of the
Commonwealth's failure. to do so, the trial
. court lost jurisdiction over. his case.
The circuit court held that the argument was without merit.
The Court of Appeals granted Riffe's motion for discretionary review and
affirmed the 36-month suspension. Once again, Riffe advanced the position
that the district court lacked jurisdiction to decide the case. The Court of
Appeals did not address the issue in its analysis, reasoning the issue .involved
particular-case jurisdiction, which Riffe. waived.
3
II. ANALYSIS
We are asked to interpret KRS 189A.107(2), and if we were to do so, it
would call for statutOry
'
interpretation
-
and a de novo standard
-
of review.I
Instead, .we are constrained to conclude the case is moot because Riffe's
suspensior;i. expired no later than S~ptember of 2016.
This Court indulged.in an in-depth analysis of the mootness doctrine in
Morgan v.· Getter. 2· While we found an exception to the mootness doctrine in
that case, it provides a thorough examination of the jurisprudential. approach
taken in Kentucky with regard, to the mootness doctrine.
· As we noted in Getter, "[a] 'moot case' is one which seeks to get a
Jl:J.dgment ... upon some matter which, when rendered, for any reason, cannot
ha~e any practical legal effect upon a then e~sting coi:itroversy."3 That is the
case before us today. Riffe W8:S given a 36-i.nonth susp(!nsion, which he asserts
was i~proper because the· district court did not have jurisdiction to issue such .
a suspension. But that suspension expired well before our review. Even if we
were to agree with Riffe, it would have no effect, because he is no longer
- -
restrained by a suspended license. It is a longstanding practice that "where,
pending appeal,_ an event occurs which makes a determination of the que~tion
unnecessary o:r:-.which would render the judgment that might be pronounced
1 Saint Joseph Hospital v. Frye, 415 S.W.3d 631, 632 (~y. 2013).
2 Morgan v. Getter, 441 S.W.3d 94 (Ky. 2014).
a Id. (citing Benton v. Clay, 223 S.W. 1041 (Ky. 1921)).
4
ineffectual, the appeal
.
should be disn;iissed." 4 We do not. decide moot cases
because the role of our Court is. not to give advisory opinions. s
But like many rules, there are exceptions that allow us to decide a case
even if the controversy is moot. Unfo_rtunately for Riffe, this case satisfies none
of these exc~ptions.
One such example of a tnootness exception is the collateral-
conseqµences exception. 6 Typically this exception is invoked in a criminal case
where the criminal punishment may have already been served but there are
enduring consequences for the conviction, like the loss of civil rights as a result
of the conviction. 7 This continuarloss of a right, for example the right to vote
for those over 18, keeps the appellant's claim justiciable and brings it outside.
of the mootness doctrine. Riffe does not suffer any collateral consequences to
his license suspension. He was. acquitted on the DUI charge and does not
continue to suffer any consequences related to the license suspension.
A second exception to the mootness doctrine involves voluntary
cessation.B.Voluntary cessation draws a mootness exception because_ it would
. allow parties to the litigation. to manipulate the appellate system. For example, .
the aggrieved party could cease the activity in dispute, have the appeal
dismissed, and then freely return to the disputed behavior. Riffe's claim that
4 Id. (quoting Louisville Transit Cqmpany v. Department of Motor Transportation,
2~6 S.W. 536, 538 (Ky. 1956)).
s Id. (citation.s omitted).
6 Id. at 99.
7 Id.
s Id. (citing United States v. W.T. Grant Company, 345 U.S. 629 (1953)).
5
the trial court did not have jurisdiction to issue his license suspension is not
the type of behavior that the voluntary-cessation doctrine envisions.
The next two exceptions were commonly confused in our jurisprudence,
but this Court in Getter clearl:y distinguished the two. The two exceptions to the
mootness doctrine are those cases that are "capable of repetition, yet evading
review" and those that invite application. of the "public int.erest exception." Riffe
does not qualify for either exception, but we willdiscuss them below.
For the capable-Qf-repetition-yet-evading-review exception to .apply, two
elements must be satisfied: "the challenged action mus~ be too short in
duratiori to be fully litigated prior to its cess8:tion or expiration, and (2) there
~ust be· a ~eas9nable expectation that the same complaining party will be :
subjected to the same action again. "9 And while we. do not believe. Riffe satisfies
.
either element, it is clear that he does not satisfy. the second of the two ..
'The key to the second element is whether ·Riffe is suffering from a threat
of actual injury or protected interest, or is merely speculating about future
harm. Accordingly, "there must be a reasonable expectation and not merely a
physical or theoretical possibility, that the complaining party would be
subjected again to the same action."IO
An example satisfying the above exception is the plaintiff newspaper
companies 'in Lexington Herald-Leader Company v~ Meigs. I I In Meigs, the trial
court denied newspapers access to individual voir dire of prospective jurors in
9 Jd. (citing Philpot v. Patton, 837 S.W.2d 491 (Ky. ,1992)).
10 Corpus Juris Secundum:... IA C.J.S. Actions§ 82.
·11 Lexington Herald~eaderCompany v. Meigs, 660 S.W.2d 658 (Ky. 1983).
6·
a criminal death -penalty case. The newspapers appealed, but before a decision
could be made on the merits by this Court, voir dire had already occurred,
making ariy ruling moot. After considering the facts of the case, we applied the
·capable-of-repetition-yet-evading-review exception. In doing so, we recognized
that the complaining newspapers were likely to face a simiiar ins~ance in the
future, as it was their role to report the news, and criminal trials tend to be
newsworthy, and will continue to be so in the future. Accordingly, it was
reasonable to believe that the news organizations would find them\elves once
again in the exact same position.
The likelihood that Riffe will be subjected to the same action he
complains of is quite attenuated. To accept that Riffe is under real threat of
the action in dispute being repeated would require us to believe that it is more
than just speculation that he ·will o.nce again be arrested for DUI, be acquitted
I •.
by a jury, and have a district CUrt issue a 36-month license-suspension order
. more than 10 days after entry of the· judgment of acquittal. Having failed to
meet the second element, Riffe's controversy does not qualify for this mootness
exception.
The final mootrtes·s exception recognized in the Commonwealth is the
public-interest exception. The public interest exception requires three elements
to be met: "(I) the question presented is of a public nature; (2) there is a need
for an 'authoritative determination for the future guidance of public officers;
)
and (3) there is a likelihood of future recurrence of the question." 12 Inv:oking
· 12 Id. at 102 (citation omitted).
7
· this exception requires the party asserting justiciability to show that "there is a·
. '•
rieed for an authoritative determination for the future guidance of public
officers." 13
At oral argument Riffe asserted that this Court should adc:~ress the merits
of this case because lower courts would benefit from the guidance. But the fact
that lower courts would receive additional guidance is not sufficient to meet the
public-interest exception. We must be careful not to construe.this exception too
broadly and erode the timeworn and well-established mootness doctrine .
We applied the public-interest exception in Getter. In doing_ so we
. explained. that the disputed. issue was a question "currently pertinent to a
. . (
substantial. number of family court proceedings and an issue about which our
. .
circuit courts addressing custody matters would benefit from guidance." 14
Aside from Riffe's assurances at oral argument that the application of KRS
189A.1~7(1)(a) to facts as presented in the case at hand, we have no ~eason to
believe that
. it is of such a frequent occurrence. or tfiat there is such a large
pending caseload of similarly situated individuals that failure to provide .
guidance will leap. to an improper license suspension. Therefore, Riffe does not
qualify for the public interest·exception.
13 Id. (quoting In re Alfred H.H., 910 N.E.2d 7 4, 80 (Ill. 2009)).
14 Id. at 103.
s·
The Court ORDERS the.case, being moot, is dimissed.
All sitting. All concur.
ENTERED: September 28, 2017.
·cHI USTICE JOHN D. MINTON,. R.
COUNSEL FOR APPELLANT:
Fred E. Peters
Rhey Denniston Mills
Fred Peters Law Office
COUNSEL FOR APPELLEE:
Andy Beshear
Attorney General of Kentucky
Jacqueline Alexander
Kenton County Attorney
Steven Paul Stadler
·Assistant Fayette County Attorney
Janet Luo (
Fayette County Attorney
9