2017 IL App (3d) 160579
No. 3-16-0579
Opinion filed October 30, 2017
______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
THIRD DISTRICT
______________________________________________________________________________
PATRICIA MONCELLE, Individually and ) Appeal from the Circuit Court
as Special Administrator of the Estate of
) of Peoria County.
Michael Moncelle, Deceased, )
)
Plaintiff-Appellant, )
)
v. ) No. 12-L-269
)
JUSTICE MARY McDADE, JUSTICE )
VICKI WRIGHT, and JUSTICE MARY K. )
O’BRIEN, ) Honorable
) David A. Brown,
Defendants-Appellees. ) Judge, Presiding.
______________________________________________________________________________
JUSTICE SCHOSTOK delivered the judgment of the court, with opinion.
Presiding Justice Hudson and Justice Zenoff concurred in the judgment and opinion.
OPINION
¶1 After the trial court dismissed her lawsuit against the persons and entities she believes
caused her husband’s death, the plaintiff, Patricia Moncelle, appealed to the Third District
Appellate Court. That court affirmed the dismissal. Moncelle v. C.A.P. Air Freight, Nos.
3-09-0074, 3-09-0075, 3-09-0233, 3-09-0234 cons. (2010) (unpublished order under Supreme
Court Rule 23). The plaintiff contends that, in issuing that decision, the panel of justices who
decided the appeal—Mary McDade, Vicki Wright, and Mary K. O’Brien (collectively, the
defendant justices)—deliberately misstated the contents of the record so as to provide support for
their decision, which they had prejudged without regard to the facts of the case. The plaintiff
2017 IL App (3d) 160579
made this argument repeatedly during her unsuccessful challenges to the original dismissal and
in other contexts. Eventually, the plaintiff filed a lawsuit against the defendant justices. The
trial court dismissed the lawsuit for failure to state a claim and on the basis of “judicial and/or
sovereign immunity.” The plaintiff now appeals that dismissal.1 We affirm.
¶2 I. BACKGROUND
¶3 In late 2004, the plaintiff’s husband, Michael Moncelle, died when his vehicle was struck
by a truck that belonged to AIR CAP LLC (AIR CAP) and was driven by Matthew F. Gross, an
employee of C.A.P. Air Freight (CAP). In 2005, the plaintiff filed suit (the 2005 suit) against
Gross, CAP, and AIR CAP (collectively, the trucking defendants), claiming wrongful death and
property damage. She asserted that all of the trucking defendants engaged in willful and
wanton misconduct, based upon allegations that Gross was under the influence of alcohol and
drugs at the time of the collision and that the other trucking defendants had known of his drug
addiction but nevertheless had hired him, retained him, and entrusted him with the truck. In her
10-count second amended complaint, the plaintiff also alleged that the trucking defendants had
violated federal trucking regulations. The plaintiff sought leave to add prayers for punitive
damages to all of the counts, arguing that the inclusion of the allegations regarding federal
1
Although the appeal was filed in the Third District, all of the justices from that district
recused themselves from hearing the appeal. The Illinois Supreme Court assigned the appeal to
be heard and decided by the Second District Appellate Court. See People v. Ortiz, 196 Ill. 2d 236,
256 (2001) (“[T]his court [(the Illinois Supreme Court)] has the power to assign judges to the
various divisions [(Ill. S. Ct. R. 22(b) (eff. Dec. 1, 2008)], a power which we can and do utilize
when necessary to assign judges from one district to hear and decide cases originally brought in
another.”).
-2-
2017 IL App (3d) 160579
trucking violations permitted this. The trial court denied leave to seek punitive damages with
respect to all of the counts except one count directed toward Gross.
¶4 CAP and AIR CAP filed motions for partial summary judgment, seeking rulings that they
were not liable for certain of the alleged violations of federal trucking regulations. The motions
detailed the specific subparagraphs of the complaint as to which they believed they were entitled
to summary judgment. On November 20, 2007, the trial court orally granted summary
judgment as to certain subparagraphs in the counts against AIR CAP and some of the counts
against CAP. On November 26, the trial court entered a written order, further granting
summary judgment as to four other subparagraphs in some of the counts against CAP. The trial
court did not grant summary judgment on the entirety of any of the 10 counts—at least some
portion of each count remained for trial, which was scheduled for December 3.
¶5 On November 29, 2007, CAP filed an amended answer in which it admitted liability for
Gross’s actions, under a theory of respondeat superior (the claim asserted in two counts). 2
That same day, the other trucking defendants obtained leave to file amended answers admitting
their liability under the counts directed against them. As a result, damages was the only issue
remaining for trial.
2
CAP simultaneously filed a motion to dismiss the remaining counts against it, arguing
that, because it had admitted liability on the basis of respondeat superior, the trial court should
dismiss the negligent hiring, retention, and entrustment claims. Before the motion was heard,
CAP’s attorney stated that, if the trial court denied the motion, CAP would file an amended answer
admitting liability under those counts as well. As events transpired, the motion was never
decided.
-3-
2017 IL App (3d) 160579
¶6 The plaintiff advised the trial court that she wished to file a motion to reconsider the
court’s ruling limiting the availability of punitive damages, because case law supported the wider
availability of such damages now that the trucking defendants had admitted liability on claims of
willful and wanton misconduct. Because the trial date was only four days away, the trial court
set a highly expedited briefing schedule, giving the plaintiff only two days to serve a list of the
case law on which she relied and requiring her written motion to be filed by 8 a.m. on the day of
trial. Rather than engaging in the expedited briefing, on November 30, 2007, the plaintiff
moved to voluntarily dismiss the 2005 case. The trial court dismissed the 2005 case without
prejudice.
¶7 On January 16, 2008, less than two months later, the plaintiff filed a new case against the
trucking defendants (the 2008 case). The trucking defendants moved to dismiss the 2008 case,
arguing that it was barred by the doctrine of res judicata. The trial court granted the motion
and dismissed the 2008 case with prejudice. The plaintiff moved for reconsideration.
¶8 The plaintiff also filed, in the 2005 case, a petition for relief from judgment pursuant to
section 2-1401 of the Code of Civil Procedure (Code) (735 ILCS 5/2-1401 (West 2006)). The
petition was based on newly discovered evidence suggesting that Gross had been drinking
alcohol at the time of the accident, and it asserted that CAP had attempted to conceal the
evidence. The plaintiff argued that, if any of the orders limiting punitive damages or granting
partial summary judgment in the 2005 case were final judgments (as the trucking defendants
contended in their motion to dismiss the 2008 case), those judgments should be vacated due to
CAP’s misconduct in concealing the evidence. The trucking defendants moved to dismiss the
petition.
¶9 In January 2009, the trial court issued a single written order bearing the docket numbers
of both the 2005 case and the 2008 case. In that order, the trial court denied the section 2-1401
-4-
2017 IL App (3d) 160579
petition filed in the 2005 case, on the ground that the newly discovered evidence would not have
changed the outcome of any of its rulings in that case. It also denied the plaintiff’s motion to
reconsider its dismissal of the 2008 case.
¶ 10 The plaintiff appealed the dismissal of both the 2008 case and the section 2-1401 petition
filed in the 2005 case. On April 7, 2010, the defendant justices issued the decision that forms
the basis for this suit (the 2010 Rule 23 Order). The decision affirmed the trial court’s rulings.
¶ 11 In explaining their decision, the defendant justices framed the question before them as
whether CAP and AIR CAP were “entitled to raise res judicata as a bar to Plaintiff’s 2008
complaint as to all or some of Plaintiff’s claims, based on the trial court’s order granting ***
partial summary judgment on Plaintiff’s claims based on” the alleged violations of federal
trucking regulations. In explaining their ruling, the defendant justices stated:
“The trial court’s order dismissing the counts in plaintiff’s second-amended complaint
*** premised on alleged violations of the [federal trucking regulations], was a final
judgment on the merits of a separate branch of the controversy. When plaintiff
voluntarily dismissed the remainder of her complaint, she triggered the res judicata bar to
re-filing against those defendants. Accordingly, the trial court’s order granting the ***
motions to dismiss plaintiff’s 2008 complaint is affirmed.” Moncelle, Nos. 3-09-0074,
3-09-0075, 3-09-0233, 3-09-0234 cons., at 13 (2010) (unpublished order under Supreme
Court Rule 23).
The plaintiff contends that all of the parties repeatedly advised the defendant justices, in briefs
and at oral argument, that the entry of partial summary judgment and other rulings had not
disposed of any entire counts or claims.
¶ 12 The plaintiff filed a petition for rehearing, which was denied, and an application for a
certificate of importance, which was likewise denied. (Justice O’Brien dissented from the latter
-5-
2017 IL App (3d) 160579
denial.) In both, the plaintiff argued that the defendant justices had known that there was no
order in the record matching the description of the “order dismissing the counts” in the 2010
Rule 23 Order and had deliberately fabricated the existence of such an order to conceal their
unwarranted determination to affirm the trial court’s rulings. The plaintiff then petitioned the
Illinois Supreme Court for leave to appeal, repeating her charge that the defendant justices had
deliberately misstated the record by saying that “the circuit court had dismissed certain counts of
Plaintiff’s Second Amended Complaint *** when, in fact, no count was dismissed as to any
Defendant.” The supreme court denied the petition for leave to appeal. 3
¶ 13 On September 7, 2012, the plaintiff filed the complaint at issue in this appeal. In it, she
alleged that the defendant justices fabricated the “order dismissing the counts” referred to in the
2010 Rule 23 Order through intentional misrepresentations, i.e., statements in the 2010 Rule 23
Order that such an order existed. She alleged that the defendant justices’ conduct was
criminal—amounting to tampering with public records (720 ILCS 5/32-8 (West 2010)) and
official misconduct (720 ILCS 5/33-3 (West 2010))—as well as a breach of their professional
3
Between the supreme court’s September 2010 denial of the petition for leave to appeal
and the September 2012 filing of the lawsuit before us now, the plaintiff attempted to file a new
joint “complaint” in the 2005 and 2008 cases. The complaint named the defendant justices as
well as the trucking defendants (although it included no allegations directed against the trucking
defendants). The trial court dismissed this “complaint” as unpermitted by the Code inasmuch as
final judgments had already been entered in both cases, and this court affirmed the dismissal. See
Moncelle v. C.A.P. Air Freight, Inc., 2014 IL App (3d) 130121-U (Second District Appellate Court
sitting by assignment from the Illinois Supreme Court). Because that proceeding has no bearing
on the issues in this appeal, we do not discuss it further.
-6-
2017 IL App (3d) 160579
ethical obligations under the Rules of Professional Conduct and the Code of Judicial Conduct.
Alleging that their conduct caused her harm, i.e., the loss of her cause of action against the
trucking defendants, the plaintiff sought compensatory and punitive damages and a finding that
the defendant justices were “guilty beyond a reasonable doubt” of fabricating a trial court order.
¶ 14 The defendant justices filed a combined motion to dismiss the case pursuant to section
2-619.1 of the Code (735 ILCS 5/2-619.1 (West 2012)), arguing that the complaint failed to state
a claim and that the suit was barred by judicial and sovereign immunity. On July 9, 2014, the
trial court granted the motion and dismissed the complaint with prejudice, finding that the
defendant justices were entitled to “judicial and/or sovereign immunity.” The trial court also
found that the complaint failed to state a claim and that it could not be amended to cure the
pleading defect. After the trial court denied the plaintiff’s motion to reconsider, she filed this
appeal.
¶ 15 II. ANALYSIS
¶ 16 The trial court dismissed the complaint on two grounds: immunity and the insufficiency
of the complaint’s allegations. Because we find the issue of judicial immunity dispositive, we
confine our analysis to that basis.
¶ 17 Judicial immunity is a matter that can justify the dismissal of a complaint under section
2-619(a)(9) of the Code (735 ILCS 5/2-619(a)(9) (West 2012)). See Grund v. Donegan, 298
Ill. App. 3d 1034, 1039 (1998). In considering whether a complaint was properly dismissed
under section 2-619, we take as true all well-pleaded factual allegations of the complaint.
Better Government Ass’n v. Illinois High School Ass’n, 2017 IL 121124, ¶ 21. However, we
“cannot accept as true mere conclusions unsupported by specific facts.” Id. ¶ 57. We review
the dismissal of the complaint de novo. Id. ¶ 21.
-7-
2017 IL App (3d) 160579
¶ 18 The common-law doctrine of judicial immunity was first laid down centuries ago as a
means of protecting the independence of the judiciary and discouraging inappropriate collateral
attacks on judgments. Forrester v. White, 484 U.S. 219, 225 (1988) (noting that the doctrine
dates back to medieval times). “As early as 1872, the [United States Supreme] Court
recognized that it was ‘a general principle of the highest importance to the proper administration
of justice that a judicial officer, in exercising the authority vested in him, [should] be free to act
upon his own convictions, without apprehension of personal consequences to himself.’ ” Stump
v. Sparkman, 435 U.S. 349, 355 (1978) (quoting Bradley v. Fisher, 80 U.S. (13 Wall.) 335, 347
(1872)). Accordingly, judges are not liable for their judicial acts, “even when such acts are in
excess of their jurisdiction, and are alleged to have been done maliciously or corruptly.”
Bradley, 80 U.S. (13 Wall.) at 351.
¶ 19 There are only two exceptions to judicial immunity. Mireles v. Waco, 502 U.S. 9, 11
(1991). “First, a judge is not immune from liability for nonjudicial actions, i.e., actions not
taken in the judge’s judicial capacity.” Id. This exception covers situations in which a judge
acted in an administrative capacity, for example. See Forrester, 484 U.S. at 228 (no judicial
immunity where judge was acting in administrative capacity when he fired the plaintiff probation
officer). “Second, a judge is not immune for actions, though judicial in nature, taken in the
complete absence of all jurisdiction.” Mireles, 502 U.S. at 12. In the latter exception, the
term “jurisdiction” refers not to a judge’s authority or power to act, but to the subject matter
jurisdiction of the court upon which the judge sits. Bradley, 80 U.S. (13 Wall.) at 351-52.
¶ 20 The plaintiff argues that the defendant justices’ alleged act of fabricating a trial court
order was a nonjudicial action. Specifically, the plaintiff contends that the entry of the
appellate court order—the 2010 Rule 23 Order—was outside of the defendant justices’ judicial
authority because it had the effect of fabricating a trial court order, and appellate judges
-8-
2017 IL App (3d) 160579
ordinarily do not enter trial court orders. Thus, she argues, their act was not within the
defendants’ judicial capacity. However, an act is “judicial,” i.e., within a judge’s judicial
capacity, whenever “it is a function normally performed by a judge” and the parties were dealing
with the judge in her judicial role as the arbiter of a controversy. Stump, 435 U.S. at 362.
That was the case here, where the entry of the 2010 Rule 23 Order was undoubtedly the type of
judicial act performed by appellate judges such as the defendants.
¶ 21 The plaintiff argues that, although the entry of an appellate court order may be a judicial
act, the utter fabrication of a nonexistent trial court order, done intentionally and without
justification (which is what the complaint alleges), cannot be considered a judicial act, because
judges have no power to take such liberties with the trial court record. We would have no
qualms about condemning any such conduct by a judge. However, no lesser body than the
United States Supreme Court has held that the plaintiff is wrong: if a court order was the means
by which a falsehood was perpetrated, the judge who entered that order is entitled to judicial
immunity even though the plaintiff alleges that the judge intentionally fabricated the “facts”
contained in the order.
¶ 22 In the seminal case of Bradley, as in this case, the plaintiff alleged that a judge who
entered an order intentionally misrepresented the facts so as to justify the entry of the order.
There, a trial court judge entered an order barring an attorney from appearing in the judge’s
court. Bradley, 80 U.S. (13 Wall.) at 344. As justification, the order stated that the attorney
had approached the judge in a hostile manner after a trial, accusing the judge of insulting him
from the bench during the trial and threatening the judge with “personal chastisement” (i.e.,
physical violence). Id. at 344-45. The attorney, alleging that his professional livelihood had
been damaged by the bar order, sued the judge. His complaint asserted that the statements in
-9-
2017 IL App (3d) 160579
the bar order were utterly false and that the judge had “maliciously, corruptly, and unlawfully
fabricated the said order to give color and pretence” to the bar order. Id. at 338.
¶ 23 The Supreme Court found that, regardless of the truth of the matter contained in the
order, the judge was absolutely immune from suit. The entry of an order governing the ability
of an attorney to appear before him was undoubtedly within the judge’s power to regulate his
courtroom and was an act undertaken in the judge’s judicial capacity. Id. at 346-47. That
being so, the judge could not be liable in a civil action, “however erroneous the [judge’s] act may
have been, and however injurious in its consequences it may have proved to the plaintiff.” Id.
at 347. This immunity applied even though the judicial act in question was “alleged to have
been done maliciously or corruptly” and to contain deliberate falsehoods. Id. at 351. This
same rule applies with equal force here, where the plaintiff alleges that the 2010 Rule 23 Order
contained intentionally false statements about the trial court record.
¶ 24 Further, a judge’s immunity from suit does not depend on the motives that the plaintiff
ascribes to the judge. As the Bradley Court noted, litigation frequently arouses powerful
emotions, especially in those parties against whom the judge rules, who might be inclined to
believe that the ruling against them flowed not from some shortcoming in their arguments but
from some improper motive on the part of the judge. “If civil actions could be maintained in
such cases against the judge, because the losing party should see fit to allege in his complaint
that the acts of the judge were done with partiality, or maliciously, or corruptly, the protection
essential to judicial independence would be entirely swept away.” Id. at 348. Accordingly,
the Court held, “[t]he purity of [a judge’s] motives cannot *** be the subject of judicial inquiry.”
Id. at 347.
¶ 25 Here, the parties presented the defendant justices with a controversy to be decided in their
judicial capacity, and the defendant justices resolved that controversy by entering an order.
- 10 -
2017 IL App (3d) 160579
Under the Supreme Court’s guidance, we determine whether an act is “judicial” by considering
whether “it is a function normally performed by a judge” and whether the parties were dealing
with the judge in her judicial role. Stump, 435 U.S. at 362. Even accepting as true the
allegation that the 2010 Rule 23 Order was the means by which the defendant justices
deliberately and maliciously fabricated a trial court order, that does not change the fact that the
entry of the 2010 Rule 23 Order was itself a judicial act.
¶ 26 In arguing against this conclusion, the plaintiff also points to the magnitude of the loss
she has suffered: first she lost her husband in a terrible collision (liability for which all of the
trucking defendants admitted), and then she lost her ability to bring her claim, a second
deprivation that she argues was caused by the intentional actions of the defendant justices. She
argues that it would be a travesty to apply the doctrine of judicial immunity in these
circumstances. Once again, however, her argument has been foreclosed by the Supreme Court,
which held that judicial immunity applies even where a judge’s actions are alleged to have
deprived someone of a fundamental right without due process or even any legal authority.
¶ 27 In Stump, a mother petitioned a circuit court judge in Indiana to enter an order allowing
her 15-year-old daughter to be sterilized, contending that her daughter was “somewhat retarded.”
Stump, 435 U.S. at 351. The judge entered the order ex parte, without appointing a guardian
ad litem for the daughter or holding a hearing on the petition. Id. at 352. The daughter was
sterilized the next day without her knowledge, thinking that she was undergoing an
appendectomy. When the daughter found out, years later after she was married, that she could
not have children, she sued her mother, the mother’s attorney, the doctors and the hospital
involved, and the judge who had entered the order permitting the sterilization. Id. at 353. The
trial court dismissed the daughter’s claim against the judge on the basis of judicial immunity.
Id. at 354.
- 11 -
2017 IL App (3d) 160579
¶ 28 The appellate court reversed on the ground that the judge’s actions in entering the order
constituted such a serious violation of due process that they could not be said to be within the
judge’s power or jurisdiction. Not only had the judge ignored the statutorily required procedure
for hearing a sterilization petition, but his entry of the order was “an illegitimate exercise of his
common law power because of his failure to comply with elementary principles of procedural
due process.” Sparkman v. McFarlin, 552 F.2d 172, 176 (7th Cir. 1977).
¶ 29 The Supreme Court rejected the appellate court’s approach:
“This misconceives the doctrine of judicial immunity. A judge is absolutely immune
from liability for his judicial acts even if his exercise of authority is flawed by the
commission of grave procedural errors. The Court made this point clear in Bradley, 13
Wall., at 357, where it stated: ‘[T]his erroneous manner in which [the court’s] jurisdiction
was exercised, however it may have affected the validity of the act, did not make the act
any less a judicial act; nor did it render the defendant liable to answer in damages for it at
the suit of the plaintiff ***.’ ” Stump, 435 U.S. at 359.
Thus, although the judge in Stump had acted far outside the bounds of his legal authority, he was
entitled to judicial immunity. “[N]either the procedural errors he may have committed nor the
lack of a specific statute authorizing his approval of the petition in question rendered him liable
in damages for the consequences of his actions.” Id. at 359-60. As the judge had acted in his
judicial capacity and the court on which he sat had subject matter jurisdiction over the mother’s
petition, he was absolutely immune from civil liability.
¶ 30 In this case, it is undisputed that the Third District Appellate Court had subject matter
jurisdiction over the plaintiff’s appeal. Further, the entry of the 2010 Rule 23 Order was a
judicial act. The defendant justices thus are entitled to judicial immunity against any liability
arising from the entry of the 2010 Rule 23 Order, regardless of its contents or their motives in
- 12 -
2017 IL App (3d) 160579
entering it. Mireles, 502 U.S. at 12; Stump, 435 U.S. at 359-60; see also Generes v. Foreman,
277 Ill. App. 3d 353, 356 (1995) (Illinois circuit court judge was immune from suit arising from
his entry of an order vacating a dismissal despite the fact that he had previously recused himself
from the case). The plaintiff’s complaint was correctly dismissed on the basis of judicial
immunity.
¶ 31 The application of judicial immunity can appear harsh. Nevertheless, “[d]espite the
unfairness to litigants that sometimes results, the doctrine of judicial immunity is thought to be in
the best interests” of the public (Stump, 435 U.S. at 363):
“For it is a general principle of the highest importance to the proper administration of
justice that a judicial officer, in exercising the authority vested in him, shall be free to act
upon his own convictions, without apprehension of personal consequences to himself.
Liability to answer to every one who might feel himself aggrieved by the action of the
judge, would be inconsistent with the possession of this freedom, and would destroy that
independence without which no judiciary can be either respectable or useful.” Bradley,
80 U.S. (13 Wall.) at 347.
This judicial independence is essential to the functioning of our society.
“If judges were personally liable for erroneous decisions, the resulting avalanche of suits,
most of them frivolous but vexatious, would provide powerful incentives for judges to
avoid rendering decisions likely to provoke such suits. [Citation.] The resulting
timidity would be hard to detect or control, and it would manifestly detract from
independent and impartial adjudication. Nor are suits against judges the only available
means through which litigants can protect themselves from the consequences of judicial
error. Most judicial mistakes or wrongs are open to correction through ordinary
- 13 -
2017 IL App (3d) 160579
mechanisms of review, which are largely free of the harmful side-effects inevitably
associated with exposing judges to personal liability.” Forrester, 484 U.S. at 226-27.
As tragic a loss as the plaintiff suffered, the plaintiff’s complaint was correctly dismissed on the
basis of judicial immunity.
¶ 32 III. CONCLUSION
¶ 33 The judgment of the circuit court of Peoria County is affirmed.
¶ 34 Affirmed.
- 14 -