Case: 16-11292 Document: 00514267692 Page: 1 Date Filed: 12/11/2017
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
United States Court of Appeals
Fifth Circuit
No. 16-11292 FILED
December 11, 2017
UNITED STATES OF AMERICA, Lyle W. Cayce
Clerk
Plaintiff - Appellee
v.
FRANCISCO BERNABE GONZALES,
Defendant - Appellant
Appeals from the United States District Court
for the Northern District of Texas
USDC No. 4:13-CR-206-1
Before JONES, SMITH, and PRADO, Circuit Judges.
PER CURIAM:*
Francisco Bernabe Gonzales pled guilty to one count of conspiracy to
possess with intent to distribute a controlled substance in violation of 21 U.S.C.
§ 846. He appeals the procedural and substantive reasonableness of his
sentence. Because we find no reversible error, we AFFIRM.
* Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not
be published and is not precedent except under the limited circumstances set forth in 5TH
CIR. R. 47.5.4.
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No. 16-11292
I. BACKGROUND
In December 2013, Gonzales pled guilty to one count of conspiracy to
possess with intent to distribute a controlled substance in violation of 21 U.S.C.
§ 846. The presentence report (“PSR”) calculated a total offense level of 31 1
and a criminal history category of VI. The base offense level was 32. The PSR
added two levels for possession of a firearm in furtherance of drug-trafficking
and subtracted three levels for acceptance of responsibility.
The PSR stated that Gonzales was a career offender under U.S.S.G.
§ 4B1.1(b) for two prior felony convictions for crimes of violence: Burglary of a
Habitation and Evading Arrest with a Vehicle. This finding did not affect
Gonzales’s offense level because the offense level was greater than the career
offender level. However, it did affect his criminal history category. His total
criminal history score of 8 would have given him a criminal history category of
IV. However, because the PSR found that he was a career offender under
U.S.S.G. § 4B1.1(b), he had a criminal history category of VI. With a total
offense level of 31, this meant the sentencing guidelines recommended a range
of 188 to 235 months imprisonment. Gonzales objected to the career offender
finding, arguing that evading arrest with a vehicle is not a crime of violence.
The district court overruled the objection and sentenced Gonzales to 235
months of imprisonment with a three year term of supervised release.
Gonzales appealed. This court affirmed the district court judgment in
March 2015. United States v. Gonzales, 598 Fed. App’x. 311 (5th Cir. 2015)
(cert. granted, judgment vacated, 136 S. Ct. 84 (2015)). Two months later, the
Supreme Court decided Johnson v. United States, 135 S. Ct. 2551 (2015).
Johnson held that the residual clause of the Armed Career Criminal Act
In at least one paragraph, the PSR mistakenly stated the total offense level was 32,
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which the court corrected in its ruling.
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No. 16-11292
(“ACCA”) was unconstitutionally vague. Id. at 2557, 2563. The Supreme Court
granted certiorari to Gonzales and remanded this case to this court “for further
consideration in light of Johnson.” Gonzales v. United States, 136 S. Ct. 84
(2015). This court remanded to the district court, stating only: “IT IS
ORDERED that appellant’s opposed motion to remand case for resentencing is
GRANTED.”
The third addendum to the PSR concluded that the residual clause to the
“crime of violence” definition in the guidelines, U.S.S.G. § 4B1.2(a)(2), must be
invalid because this circuit treated cases involving the residual clauses of the
ACCA and § 4B1.2(a)(2) interchangeably. See United States v. Moore, 635 F.3d
774, 776 (5th Cir. 2011). This meant Gonzales could not be a career offender
and lowered his criminal history category to IV, giving him a guideline
imprisonment range of 151 to 188 months. The district court disagreed and
cited this court’s decision, In re Arnick, 826 F.3d 787 (5th Cir. 2016), which
noted that Johnson did not address the constitutionality of the sentencing
guidelines. A fourth addendum to the PSR followed the district court’s
reasoning and found that Gonzales was a career offender with a criminal
history category of VI, giving him a guidelines imprisonment range of 188 to
235 months.
The Government and Gonzales objected to the third addendum to the
PSR because it applied the 2013 guidelines (those in effect at the time of
original sentencing) rather than the 2015 guidelines (those in effect at the time
of resentencing). Under the 2015 guidelines, Gonzales’ base offense level
would be 30 instead of 32. This would result in a lower guideline range of 151
to 188 months. The 2015 guidelines also got rid of the residual clause of
U.S.S.G. § 4B1.2(a)(2), which would lower Gonzales’ criminal history category
as noted above. If both amendments were applied to Gonzales, he would have
a guideline imprisonment range of 121 to 151 months. The fourth addendum
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to the PSR rejected these arguments and continued to apply the 2013
guidelines.
At the sentencing hearing, the district court adopted the PSR as
amended. The court again sentenced Gonzales to 235 months imprisonment
and 3 years supervised release. A few months later, the Supreme Court upheld
the constitutionality of the residual clause in U.S.S.G. § 4B1.2(a)(2). Beckles
v. United States, 137 S. Ct. 886, 897 (2017).
II. STANDARD OF REVIEW
We review a district court’s interpretation of the sentencing guidelines
and our remand orders de novo. United States v. Amieva–Rodriguez, 874 F.3d
898, 903 (5th Cir. 2017); Janvey v. Alguire, 847 F.3d 231, 245 (5th Cir. 2017).
We apply a harmless error standard of review to procedural errors in applying
the guidelines. United States v. Ortiz–Chavira, 873 F.3d 473, 474-75 (5th Cir.
2017).
We review arguments not raised to the district court for plain error.
United States v. Wikkerink, 841 F.3d 327, 331 (5th Cir. 2016). Under this
standard, “when there was (1) an error below, that was (2) clear and obvious,
and that (3) affected the defendant's substantial rights, a court of appeals has
the discretion to correct it but no obligation to do so.” United States v. Galvan
Escobar, 872 F.3d 316, 319 (5th Cir. 2017) (emphasis in original) (internal
quotation marks omitted). In order to show that a sentencing error affected
the defendant’s substantial rights, the defendant must show that “the error
increased the term of a sentence, such that there is a reasonable probability of
a lower sentence on remand.” Id. at 319 (internal quotation marks omitted).
“If the first three prongs are satisfied, we remedy the error ‘only if it seriously
affected the fairness, integrity or public reputation of the judicial proceedings.’”
Id. at 320 (citation omitted).
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III. ANALYSIS
The parties dispute the meaning of this court's remand order following
the Supreme Court’s remand in light of Johnson. As noted above, this court
stated only: “IT IS ORDERED that appellant’s opposed motion to remand case
for resentencing is GRANTED.” Gonzales argues that, taken in combination
with the Supreme Court’s remand, this mandate implied that the district court
should have applied Johnson during resentencing. But even if the district
court erred in interpreting its duty on remand, the error was harmless.
Because the Supreme Court ruled in Beckles that this guideline is not
constitutionally infirm, Beckles, 137 S. Ct. at 897, this court will not require
the district court to resentence under a rule that is now demonstrably
incorrect, nor could we order the district court to rule at odds with Beckles.
Therefore, the district court's application of the career offender guideline must
be affirmed.
Gonzales contends the sentence on remand was erroneous because the
court failed to consider his post offense rehabilitation efforts. We reject this
argument because the third addendum to the PSR specifically referenced
Gonzales’s educational courses, GED certificate, and the fact that he had no
disciplinary actions while in custody. The court adopted the findings in the
PSR. The fact that the court did not explicitly mention specific § 3553(a)
factors “does not mean that it did not consider them.” United States v. Evans,
587 F.3d 667, 673 (5th Cir. 2009).
Gonzales asserts the court erred on remand by failing to apply the 2015
guidelines. When a sentence is remanded because it violated the law, the
district court is to apply the same version of the guidelines that was in effect
at the time of the original sentencing. 18 U.S.C. §§ 3742(g)(1), 3742(f)(1). We
hold that the district court did not err by reading our mandate as a remand for
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a sentence “imposed in violation of law.” Consequently, the district court did
not err by applying the 2013 guidelines.
Gonzales argues that, even if the 2015 guidelines do not apply, the
district court erred in failing to apply Amendment 798 because it is retroactive.
Because Gonzales failed to raise this argument to the district court, we review
for plain error. Amendment 798 struck the residual clause of the crime of
violence definition in U.S.S.G. § 4B1.2(a)(2). This has none of the
characteristics of a change that, according to our case law, is retroactive rather
than substantive and thus prospective. United States v. Solis, 675 F.3d 795,
797-98 (5th Cir. 2012) (noting that the following are evidence that an
amendment is clarifying and therefore retroactive: the Sentencing Commission
has expressly stated it is clarifying, the amendment is listed in U.S.S.G.
§ 1B1.10(c) as being retroactively applicable, and the “amendment alters the
language of commentary to a guideline rather than the language of the
guideline itself.” (citation omitted)). Gonzales cannot avail himself of
Amendment 798.
Gonzales also argues that the district court erred by not considering
Amendments 782 or 798 under 18 U.S.C. § 3553. First, these amendments
were both discussed before the court at the resentencing hearing. In fact, the
district court took pains to have both parties agree Gonzales could assert
Amendment 782 in a later motion under 18 U.S.C. § 3582(c)(2). Second,
Gonzales has failed to point to any caselaw that would require the district court
to consider subsequent amendments to the guidelines under this section.
Therefore, the district court did not err even if it did not consider these
amendments under § 3553.
For the foregoing reasons, the judgment of the district court is
AFFIRMED.
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