[Cite as Teamsters Local No. 436 v. Cleveland, 2017-Ohio-8975.]
IN THE COURT OF APPEALS OF OHIO
TENTH APPELLATE DISTRICT
Teamsters Local Union No. 436, :
Appellant-Appellant, :
No. 16AP-714
v. : (C.P.C. No. 13CV-13857)
City of Cleveland, : (REGULAR CALENDAR)
Appellee-Appellee :
[State Employment Relations Board, :
Intervenor-Appellee]. :
D E C I S I O N
Rendered on December 12, 2017
On brief: The Chandra Law Firm, LLC, Subodh Chandra,
and Donald Screen, for appellant. Argued: Donald Screen.
On brief: Littler Mendelson, P.C., Stephen J. Sferra,
Robert M. Wolff, and Inna Shelley, for appellee City of
Cleveland. Argued: Robert M. Wolff.
On brief: Michael DeWine, Attorney General, and
Michael D. Allen, for Intervenor-appellee State Employment
Relations Board. Argued: Michael D. Allen.
APPEAL from the Franklin County Court of Common Pleas
DORRIAN, J.
{¶ 1} Appellant-appellant, Teamsters Local Union No. 436 ("the Union"), appeals
from the September 15, 2016 judgment of the Franklin County Court of Common Pleas
affirming the December 13, 2013 order issued by intervenor-appellee, State Employment
Relations Board ("SERB"), dismissing the Union's request to be recognized as the
exclusive bargaining representative for the Assistant Directors of Law ("ADLs") in the
No. 16AP-714 2
Civil Division of the Department of Law of appellee-appellee, City of Cleveland
("Cleveland"). For the reasons that follow, we affirm.
I. Facts and Procedural History
{¶ 2} On July 11, 2012, the Union filed a request for recognition with SERB,
seeking to be recognized as the exclusive representative for purposes of collective
bargaining for all ADLs in the Civil Division of Cleveland's Department of Law. Cleveland
filed an objection to the request for recognition and moved to dismiss, asserting SERB
lacked jurisdiction. In the alternative, Cleveland argued ADLs were excluded from the
definition of public employees for purposes of the public employee collective bargaining
statute. The Union filed a memorandum in opposition to Cleveland's objection and
motion to dismiss.
{¶ 3} A SERB administrative law judge ("ALJ") conducted a three-day evidentiary
hearing on the request for recognition. On October 15, 2013, the ALJ issued a
recommended determination, which included detailed findings of fact and recommended
SERB dismiss the request for recognition with prejudice. The Union filed exceptions to
the recommended determination. The Union also filed a motion to withdraw the request
for recognition without prejudice. Cleveland filed a memoranda in opposition to the
Union's exceptions and motion to withdraw.
{¶ 4} On December 13, 2013, SERB issued an order dismissing the Union's
request for recognition. The order adopted the ALJ's recommended determination and
held ADLs were exempt from the definition of the term "public employee" contained in
the collective bargaining statute. The order also denied the motion to withdraw,
concluding that permitting withdrawal of the request for recognition without prejudice
after the recommended determination had been issued would waste significant resources
and undermine SERB's processes.
{¶ 5} The Union appealed SERB's order to the Franklin County Court of Common
Pleas pursuant to R.C. 119.12. On September 15, 2016, the common pleas court issued a
judgment affirming SERB's order. The court held ADLs were excluded from the
definition of the term "public employee" for purposes of the collective bargaining statute
under the exception set forth in R.C. 4117.01(C)(9).
No. 16AP-714 3
II. Assignment of Error
{¶ 6} The Union appeals and assigns the following single assignment of error for
our review:
The trial court abused its discretion in affirming the State
Employment Relations Board's dismissal of Appellant's
Request for Recognition, as the dismissal "is not supported
by reliable, probative, and substantial evidence and is not in
accordance with law."
III. Discussion
{¶ 7} In an administrative appeal under R.C. 119.12, a common pleas court
reviews the entire record and determines whether a board's order is supported by reliable,
probative, and substantial evidence, and is in accordance with law. Pons v. Ohio State
Med. Bd., 66 Ohio St.3d 619, 621 (1993). The standard of review for a court of appeals in
an administrative appeal is more limited; we must determine whether the common pleas
court abused its discretion. Id. An abuse of discretion occurs when a decision is
unreasonable, arbitrary, or unconscionable. Blakemore v. Blakemore, 5 Ohio St.3d 217,
219 (1983). However, on questions of whether the board's decision was in accordance
with law we exercise plenary review. Gralewski v. Ohio Bur. of Workers' Comp., 167 Ohio
App.3d 468, 2006-Ohio-1529 (10th Dist.).
{¶ 8} Nevertheless, the Supreme Court of Ohio has held that in reviewing SERB
orders, "courts must accord due deference to SERB's interpretation of R.C. Chapter 4117.
Otherwise, there would be no purpose in creating a specialized administrative agency,
such as SERB, to make determinations." Lorain City School Dist. Bd. of Edn. v. State
Emp. Relations Bd., 40 Ohio St.3d 257, 261 (1988). The court concluded that "[i]t was
clearly the intention of the General Assembly to vest SERB with broad authority to
administer and enforce R.C. Chapter 4117. This authority must necessarily include the
power to interpret the Act to achieve its purposes." (Citations omitted.) Id.
{¶ 9} Ohio's public employee collective bargaining law provides that public
employees have the right to form or join employee organizations and engage in collective
bargaining with their public employers to determine wages, hours, and other terms and
conditions of employment. R.C. 4117.03(A). "Public employee" is defined as "any person
holding a position by appointment or employment in the service of a public employer,
No. 16AP-714 4
including any person working pursuant to a contract between a public employer and a
private employer and over whom the national labor relations board has declined
jurisdiction on the basis that the involved employees are employees of a public employer."
R.C. 4117.01(C). The law excludes certain categories of employees from the definition of
the term public employee. R.C. 4117.01(C)(1) through (17). As relevant to this appeal, the
exceptions include "[e]mployees of a public official who act in a fiduciary capacity,
appointed pursuant to section 124.11 of the Revised Code." R.C. 4117.01(C)(9).
{¶ 10} The Union and Cleveland stipulated in the proceedings before SERB that
Cleveland is a "public employer" and the Union is an "employee organization" for
purposes of Ohio's public employee collective bargaining law. They further stipulated
ADLs were employed by Cleveland. Thus, ADLs would be public employees entitled to
engage in collective bargaining unless they fit within one of the exceptions under the law.
The SERB ALJ concluded ADLs were excluded from the definition of "public employee"
under the exception set forth in R.C. 4117.01(C)(9) and recommended SERB dismiss the
Union's request for recognition. SERB adopted the ALJ's findings and reasoning in its
order dismissing the request for recognition, and the common pleas court affirmed
SERB's order.
{¶ 11} As SERB and the common pleas court recognized, the exception contained
in R.C. 4117.01(C)(9) sets forth a three-part test. To fit within the exception, an employee
must be (1) an employee of a public official, (2) who acts in a fiduciary capacity, and is
(3) appointed pursuant to R.C. 124.11. All three parts of the exception must be met for an
employee to be excluded from being a public employee for purposes of the public
employee collective bargaining law. Therefore, it is necessary to consider whether ADLs
satisfy each of the elements of the exception under R.C. 4117.01(C)(9).
A. Employees of a Public Official
{¶ 12} First, we will review whether the common pleas court erred by affirming
SERB's conclusion that ADLs are "employees of a public official." SERB concluded ADLs
were employees of a public official because the Director of Law ("Director") was a public
official and ADLs were appointed by the Director. The common pleas court affirmed
SERB's decision, finding that, pursuant to Cleveland city ordinances, the Director was
authorized to determine the appropriate number of ADLs and hire individuals to fill those
No. 16AP-714 5
positions, and to supervise the work of ADLs. The common pleas court also cited case law
holding the Director has authority to fire ADLs.
{¶ 13} The Union challenges SERB's interpretation of the phrase "employees of a
public official" in the context of R.C. 4117.01(C)(9). Therefore, we will apply a de novo
standard of review, while giving appropriate deference to SERB's interpretation of the
statute.
{¶ 14} The Union and Cleveland stipulated in the proceedings before SERB that
ADLs are employed by Cleveland; however, the inquiry does not end there. "In enacting a
statute, it is presumed that [t]he entire statute is intended to be effective." R.C. 1.47(B).
Under R.C. 4117.01(C), a public employee is defined as "any person holding a position by
appointment or employment in the service of a public employer." The term "public
employer" as defined under R.C. 4117.01(B) does not include individual public officials:
"Public employer" means the state or any political subdivision
of the state located entirely within the state, including,
without limitation, any municipal corporation with a
population of at least five thousand according to the most
recent federal decennial census; county; township with a
population of at least five thousand in the unincorporated
area of the township according to the most recent federal
decennial census; school district; governing authority of a
community school established under Chapter 3314. of the
Revised Code; college preparatory boarding school
established under Chapter 3328. of the Revised Code or its
operator; state institution of higher learning; public or special
district; state agency, authority, commission, or board; or
other branch of public employment. "Public employer" does
not include the nonprofit corporation formed under section
187.01 of the Revised Code.
Thus, in order for the phrase "employees of a public official" in R.C. 4117.01(C)(9) to be
effective, as is presumed under our principles of statutory construction, it must refer to
something other than the state or the political subdivision that employs the individual.
{¶ 15} The Union concedes that the phrase "employees of a public official" is not
limited to individuals who are directly employed by a public official. However, the Union
argues for a distinction between employees of public officials in their official capacities,
such as employees of an elected official's office, and employees of a government entity or
department. As an example, the Union asserts that assistant public defenders are
No. 16AP-714 6
employees of a public official (i.e., the public defender), whereas ADLs in this case are
employees of Cleveland and not the Director.
{¶ 16} The leading decision on R.C. 4117.01(C)(9) was rendered by this court in
Ohio Civ. Serv. Emps. Assn., AFSCME Local 11, AFL-CIO v. State Emp. Relations Bd.,
144 Ohio App.3d 96 (10th Dist.2001) ("OCSEA"), which involved a request by the Ohio
Civil Service Employees Association for recognition as the bargaining representative for
certain employees of the Ohio Office of the Public Defender holding the position of
assistant public defender. OCSEA at 97. SERB dismissed the request for recognition,
holding the assistant public defenders were fiduciary employees and, therefore, were
excluded under R.C. 4117.01(C)(9). Id. The common pleas court affirmed and the case
was appealed to this court. As discussed more fully below, this court ultimately reversed,
finding that the assistant public defenders did not satisfy the "act in a fiduciary capacity"
portion of the statutory exclusion. Id. at 103-04. Although Cleveland refers to assistant
public defenders as an example of "employees of a public official," the OCSEA decision did
not contain any detailed analysis of that element of the R.C. 4117.01(C)(9) exception;
instead, the court focused solely on the fiduciary capacity element of the exception. Thus,
the OCSEA decision provides little guidance with respect to the determination of whether
ADLs are employees of a public official.
{¶ 17} Under the Cleveland city charter, the Director is designated as the "legal
advisor of and attorney and counsel for the City, and for all officers and departments
thereof in matters relating to their official duties." Cleveland City Charter, Section 83.
The charter provides that the Director "shall prosecute or defend all suits for and in behalf
of the City, and shall prepare all contracts, bonds and other instruments in writing in
which the City is concerned and shall endorse on each his approval of the form and
correctness thereof." Cleveland City Charter, Section 83. The Cleveland city code
provides that the Director shall supervise and control the Department of Law. The
Director is authorized to appoint "such number of Assistant Directors of Law as he or she
deems necessary for the proper conduct of the work of the civil branch" (although those
appointments are subject to approval of the Cleveland city council). Codified Ordinances
of Cleveland, Ohio, Section 125.01(a).
No. 16AP-714 7
{¶ 18} The Director of Law, Barbara Langhenry, testified at the SERB hearing that
she is not able to personally fulfill all the duties outlined for the Director in the Cleveland
city charter. Langhenry testified she did not personally prepare and review the hundreds
of contracts entered into by Cleveland each year; rather, ADLs performed those duties.
Similarly, Langhenry testified that as Director, she did not personally appear in court to
defend lawsuits against Cleveland, and that ADLs were involved in litigating those cases.
{¶ 19} The Union argues the Director merely supervises the work of ADLs, and
that ADLs are "simply attorneys who, like the Law Director herself, are employed by a
public entity, i.e., the City of Cleveland." (Appellant's Brief at 37.) The Union points to
the fact that the Director heads the Department of Law, not the "Office of the Law
Director." (Appellant's Brief at 37.) SERB and the common pleas court did not find this
distinction to be legally significant. As explained above, the Cleveland city charter
prescribes certain duties to be performed by the Director. The city code authorizes her to
appoint ADLs as she deems necessary to complete these duties. The Director's
relationship to ADLs is thus more than that of a mere supervisor. ADLs are selected and
appointed by the Director to perform her legally required duties. Giving the appropriate
deference to SERB in the interpretation of R.C. Chapter 4117, under these circumstances,
we conclude the common pleas court did not err by affirming SERB's conclusion that
ADLs are "employees of a public official" for purposes of R.C. 4117.01(C)(9).
B. Employees Who Act in a Fiduciary Capacity
{¶ 20} Next, we turn to the issue of whether ADLs "act in a fiduciary capacity" for
purposes of R.C. 4117.01(C)(9). SERB adopted the ALJ's conclusion that ADLs satisfied
this part of the statutory test because they act in a fiduciary capacity with respect to
Cleveland and the Director. The common pleas court concluded SERB's conclusion was
supported by the ALJ's findings of fact regarding the duties and responsibilities of ADLs
and the trust and confidence placed in ADLs by the Director.
{¶ 21} In its decision affirming SERB's order, the common pleas court stated R.C.
4117.01(C)(9) does not specify that an employee must act in a fiduciary capacity toward
the public official who employs him or her, but merely that the employee must act in a
fiduciary capacity. On appeal, the Union challenges this conclusion, arguing the statute
must be understood to require that the employee act in a fiduciary capacity toward the
No. 16AP-714 8
public official for whom he or she works. This is an issue of statutory interpretation,
which would be subject to de novo review. Assuming without deciding that the common
pleas court erred in its construction of the statute, however, that would not resolve the
matter because SERB and the common pleas court concluded ADLs acted in a fiduciary
capacity toward both Cleveland and the Director. Therefore, we will review the common
pleas court's affirmation of SERB's conclusion that this portion of the statutory test was
satisfied.
{¶ 22} As explained above, in reviewing SERB's conclusion that ADLs act in a
fiduciary capacity to both Cleveland and the Director, the common pleas court was
required to determine whether the order was supported by reliable, probative, and
substantial evidence. We review the common pleas court's decision for abuse of
discretion. Pons at 621.
{¶ 23} The SERB ALJ made detailed findings of fact regarding the duties and
responsibilities of ADLs. She found that ADLs provide daily legal advice to various city
departments, including Community Development, Economic Development, Building and
Housing, and Port Control. ADLs directly advise the Port Control Director on matters
related to the operations of Cleveland Hopkins International Airport and on harbor-
related issues. ADLs are directly involved in code enforcement litigation, as well as civil
rights, environmental, police misconduct, negligence, and contract cases. ADLs provide
legal advice to the Cleveland Department of Public Works and to the Cleveland's utility
providers. ADLs also advise other city departments, including Human Resources, Public
Safety, Finance, Civil Service Commission, City Council, and the Cleveland Municipal
Court. She found ADLs "perform sophisticated legal work that requires significant
training, loyalty, and integrity [and] exercise discretion and good-faith judgment on
behalf of the City" and that "[d]epartment directors rely on ADLs' specialized training,
expertise, and experience to provide legal and other advice, often on a daily basis." (SERB
Opinion 2013-002, Recommended Determination at 17.) The ALJ further found ADLs
"work on extremely sensitive legal matters and have access to the City's most sensitive
confidential information." (SERB Opinion 2013-002, Recommended Determination at
18.)
No. 16AP-714 9
{¶ 24} With respect to ADLs' relationship to the Director, the ALJ found the
Director relied on ADLs' representations, research, legal interpretations, and work
product. She further found that when granting authority to settle litigation, the Director
typically did not review the entire case file, but relied on ADLs' strategic assessment of the
case. The ALJ found that "it is extremely important for the Director to have great trust
and confidence in her ADLs' loyalty and integrity, judgment, decision making, work
product, and allegiance to the City [and that] [t]he extent to which the Director relies on
the integrity, advice, guidance, work product, and loyalty of ADLs cannot be understated."
(SERB Opinion 2013-002, Recommended Determination at 17.)
{¶ 25} Based on these findings, the SERB ALJ concluded ADLs owed a fiduciary
duty to both their clients and their employer, which was ultimately the same entity—i.e.,
Cleveland. Furthermore, the ALJ concluded that ADLs acted in a fiduciary capacity
toward the Director, based on her confidence and reliance on them. Distinguishing
OCSEA, the ALJ concluded that both Cleveland and the Director relied on the "quality of
the ADLs' work product, specialized areas of legal expertise, day-to-day legal advice, and
their fidelity, loyalty, and integrity, to carry out their duties." (SERB Opinion 2013-002,
Recommended Determination at 21.) Therefore, the ALJ concluded, "[b]ecause the
interests of the ADLs, the Director, and the City are synonymous, ADLs are fiduciaries
ineligible for bargaining under R.C. 4117.01(C)(9)." (SERB Opinion 2013-002,
Recommended Determination at 21.) SERB adopted these findings and conclusions in its
order denying the Union's request for recognition.
{¶ 26} In affirming SERB's order, the common pleas court found the ALJ had
made "exhaustive findings of fact" that were adopted by SERB. (Decision and Jgmt. Entry
at 26.) The common pleas court concluded these findings supported SERB's conclusions
that the Director placed great trust and confidence in ADLs, ADLs performed
sophisticated legal work requiring significant training, loyalty, and integrity, ADLs
exercised discretion and good-faith judgment on behalf of Cleveland, and ADLs worked
on extremely sensitive matters and had access to sensitive confidential information.
Accordingly, the common pleas court held SERB properly concluded that ADLs acted in a
fiduciary capacity for purposes of R.C. 4117.01(C)(9).
No. 16AP-714 10
{¶ 27} The Supreme Court has held that "[t]he position of assistant director of law
is necessarily a position of trust and confidence." State ex rel. Ryan v. Kerr, 126 Ohio St.
26, 30 (1932). See also DeWoody v. Underwood, 136 Ohio St. 575, 580 (1940) (holding
that ALDs "occupy a fiduciary relation to their principal, the director of law").
Notwithstanding those pronouncements, the Union argues that SERB's decision in the
present case is contrary to OCSEA. The Union notes the OCSEA court found it significant
that the assistant public defenders had little or no discretion with respect to matters
involving the management and administration of the office of the public defender. The
Union argues that ADLs in the present case have no involvement in the management or
administration of the Department of Law. Therefore, the Union claims, ADLs do not act
in a fiduciary capacity toward their employer.
{¶ 28} As both SERB and the common pleas court noted, the term "fiduciary
capacity" is not defined in Ohio Revised Code Chapter 4117. Because of that lack of an
internal definition, in OCSEA this court looked to case law analyzing the meaning of the
term "fiduciary relationship" under R.C. 124.11. OCSEA at 101-02, citing State ex rel.
Charlton v. Corrigan, 36 Ohio St.3d 68 (1988). The court noted that factors to be
considered in determining whether an employee acts in a fiduciary capacity include the
duties assigned to the employee, whether the employee has access to confidential and
sensitive information, and whether the employee makes daily discretionary decisions in
resolving the problems of those who contact the agency. OCSEA at 102, citing Charlton at
71-73. The court further concluded that in the collective bargaining context, courts should
also consider the fundamental purpose of excluding some employees from collective
bargaining and whether a particular employee "perform[s] the type of duties and share[s]
the type of responsibility that would make it inappropriate for them to have personal
interests at stake that may be in conflict with that of the employer during bargaining
activities." OCSEA at 103.
{¶ 29} The OCSEA decision concluded that assistant public defenders exercised
discretion on behalf of the individual criminal defendants that they served, but not on
behalf of the agency of the Office of the Public Defender. Id. The court reasoned that the
assistant public defenders' "duties do not require them to act with particular fidelity to the
employer as employer, nor to exercise the type of discretion and loyalty and
No. 16AP-714 11
trustworthiness that must be exercised by those employees who participate in the
administration of the agency." (Emphasis sic.) Id. at 103-04. The court held the assistant
public defenders were not excluded from collective bargaining under R.C. 4117.01(C)(9)
because there was "no 'special' relationship [between the assistant public defenders and
the public defender] that is more than the ordinary relationship of an employer and
employee so far as the interests sought to be protected by R.C. Chapter 4117 are
concerned." Id. at 104. The OCSEA court also stated that "when collective bargaining is
at issue * * * the court must consider whether the employees perform the type of duties
and share the type of responsibility that would make it inappropriate for them to have
personal interests at stake that may be in conflict with that of the employer during
bargaining activities, such as contract negotiations, grievance proceedings, etc." Id. at 103.
{¶ 30} As noted above, SERB considered OCSEA but found the decision
distinguishable. Specifically, SERB found that ADLs' clients are various agencies and
departments of Cleveland, which is also their employer, unlike OCSEA where the public
defenders' criminal-defendant clients were distinct from their employer, the office of the
public defender. SERB also made specific findings regarding the Director's reliance on
ADLs' integrity and loyalty, which it concluded created a fiduciary relationship. In effect,
SERB appears to have concluded that there was a special relationship between ADLs,
Cleveland, and the Director such that it would be inappropriate for ADLs to engage in
collective bargaining with the Director or Cleveland.
{¶ 31} The SERB decision contained extensive factual findings to support its
conclusions regarding the duties and responsibilities of ADLs and the reliance on ADLs by
both Cleveland and the Director. Based on the findings and analysis contained in that
decision, we conclude the common pleas court did not abuse its discretion in affirming
SERB's conclusion that ADLs acted in a fiduciary capacity for purposes of R.C.
4117.01(C)(9).
C. Employees Appointed Pursuant to R.C. 124.11
{¶ 32} Finally, we review whether ADLs are "appointed pursuant to section 124.11
of the Revised Code." R.C. 4117.01(C)(9). The SERB ALJ concluded the "appointed
pursuant to" clause in R.C. 4117.01(C)(9) referred to whether an employee held a position
in the unclassified service. The ALJ noted ADLs were designated as part of the
No. 16AP-714 12
unclassified service under Cleveland's civil service provisions; therefore, the ALJ
reasoned, because ADLs were in the unclassified service they satisfied the requirement of
being "appointed pursuant to section 124.11 of the Ohio Revised Code" for purposes of
R.C. 4117.01(C)(9). The ALJ concluded no home-rule analysis was necessary because
there was no conflict between the Ohio Revised Code and the Cleveland city charter.
SERB adopted the ALJ's reasoning in its order dismissing the request for recognition.
The common pleas court affirmed SERB's conclusion, holding there was no conflict
between R.C. 124.11(A)(11) and Section 126(1)(b) of the Cleveland city charter because
both the statute and the charter provide ADLs are unclassified civil servants. Accordingly,
the court reasoned, no home-rule analysis was necessary and the rule of charter
supremacy did not apply.
{¶ 33} Here, the Union challenges SERB's legal interpretation of the phrase
"appointed pursuant to section 124.11 of the Revised Code." Therefore, we will apply a de
novo standard of review, while giving appropriate deference to SERB's interpretation of
the statute.
{¶ 34} The Union argues the phrase "appointed pursuant to" implies an appointing
authority and mechanism under which appointments are made. The Union asserts that
R.C. 4117.01(C)(9) cannot apply to ADLs because they are appointed under the authority
of the Cleveland charter and ordinances, not state law. The Union further argues that
under the principle of home rule, the Cleveland city charter prevails and the appointment
of civil service employees is within the city's power of local self-government. Therefore,
the Union claims, ADLs are not covered by the exception under R.C. 4117.01(C)(9)
because they are not appointed pursuant to R.C. 124.11.
{¶ 35} Giving due deference to SERB's interpretation, we do not find merit in the
Union's proposed interpretation of the "appointed pursuant to" clause in R.C.
4117.01(C)(9). As the Union concedes, R.C. 124.11 does not authorize the appointment of
civil service employees. Instead, the statute simply provides for the division of the civil
service into classified and unclassified positions. Accordingly, reading the phrase
"appointed pursuant to section 124.11 of the Revised Code" in R.C. 4117.01(C)(9) to mean
that an employee must be appointed under the authority of R.C. 124.11 to qualify for the
exception would render the clause a nullity, because no employees are appointed under
No. 16AP-714 13
the authority of that statute. "In enacting a statute, it is presumed that [t]he entire statute
is intended to be effective." R.C. 1.47(B). Therefore, we presume the "appointed pursuant
to" clause of R.C. 4117.01(C)(9) was intended to have some meaning.
{¶ 36} When interpreting a statute, "[w]ords and phrases shall be read in context
and construed according to the rules of grammar and common usage." R.C. 1.42. The
phrase "pursuant to" can be defined as "in compliance with" or "in accordance with."
Black's Law Dictionary 1431 (10th Ed.2014). See also State v. Niesen-Pennycuff, 132
Ohio St.3d 416, 2012-Ohio-2730, ¶ 19, citing Black's Law Dictionary 1356 (9th Ed.2009).
Thus, contrary to the Union's argument, the "appointed pursuant to" clause in R.C.
4117.01(C)(9) does not necessarily imply an appointing authority and mechanism.
Instead, for employees who are not subject to the civil service classifications of R.C.
124.11, the clause may be construed to mean that an employee qualifies for the exception
if she is appointed to a classified or unclassified position that is in compliance with or in
accordance with the classifications contained in R.C. 124.11. Cleveland has adopted its
own system of civil service classification under its city charter. Under Section 126(1)(b) of
the Cleveland city charter, assistant directors of departments are categorized as
unclassified civil service employees. Similarly, under R.C. 124.11(A)(11), assistants to city
law directors are categorized as unclassified positions. Thus, the classification of ADLs
under the Cleveland charter is in accordance with classification of assistants to city
directors of law under R.C. 124.11. This interpretation of the statute is also consistent
with the reasoning of the SERB ALJ, which was adopted by SERB. As noted above, we
accord due deference to SERB's interpretation of Ohio Revised Code Chapter 4117. See
Lorain City School Dist., at 261. Therefore, we conclude the common pleas court did not
err by affirming SERB's conclusion that the ADLs were appointed pursuant to R.C. 124.11
for purposes of R.C. 4117.01(C)(9).
{¶ 37} Because the common pleas court did not err by affirming SERB's conclusion
the ADLs satisfied each of the elements of the exception under R.C. 4117.01(C)(9), the
common pleas court did not err by affirming SERB's order dismissing the Union's request
for recognition because ADLs were not public employees for purposes of the public
employee collective bargaining law.
D. The Union's Alternative Statutory Construction Argument
No. 16AP-714 14
{¶ 38} Finally, the Union further argues that if the General Assembly had intended
to exclude ADLs from collective bargaining, it would have done so under R.C.
4117.01(C)(8), which provides that "[e]mployees and officers of the courts, assistants to
the attorney general, assistant prosecuting attorneys, and employees of the clerks of
courts who perform a judicial function" are excluded from the definition of public
employee for purposes of the public employee collective bargaining law. As explained
above, SERB is entitled to deference in its interpretation of Ohio Revised Code Chapter
4117, and the fact that ADLs could have been included in the exclusion under R.C.
4117.01(C)(8) does not render unreasonable SERB's conclusion that they were covered by
the exclusion contained in R.C. 4117.01(C)(9). See State ex rel. Bertaux v. State Teachers
Retirement Sys. Bd., 10th Dist. No. 11AP-504, 2012-Ohio-5900, ¶ 9 ("The fact that relator
can offer an alternative interpretation [of the relevant statute] does not make STRB's
interpretation unreasonable. Moreover, even if we agreed that relator's proposed
interpretation was equally reasonable, STRB's interpretation would be entitled to
deference, and we would focus only on the question of whether the STRB interpretation
was reasonable.").
IV. Conclusion
{¶ 39} Having concluded that SERB properly found that each of the three elements
of the statutory exclusion contained in R.C. 4117.01(C)(9) were satisfied, we overrule the
Union's sole assignment of error and affirm the judgment of the Franklin County Court of
Common Pleas.
Judgment affirmed.
TYACK, P.J., and KLATT, J., concur.